BESS BAIR; TRISHA LEE LOTUS; JEFFREY HEDIN; DAVID SPREEN; CENTER FOR BIOLOGICAL DIVERSITY; ENVIRONMENTAL PROTECTION INFORMATION CENTER; CALIFORNIANS FOR ALTERNATIVES TO TOXICS; FRIENDS OF DEL NORTE v. CALIFORNIA DEPARTMENT OF TRANSPORTATION; TOKS OMISHAKIN, in his сapacity as Director of the California Department of Transportation
No. 19-16478
United States Court of Appeals for the Ninth Circuit
December 2, 2020
D.C. No. 3:17-cv-06419-WHA. Appeal from the United States District Court for the Northern District of California. William Alsup, District Judge, Presiding. Argued and Submitted October 13, 2020, San Francisco, California.
Opinion by Judge Fernandez; Concurrence by Judge Wardlaw
SUMMARY*
Environmental Law
Reversing the district court’s judgment in favor of plaintiffs, vacating an injunction, and remanding, the panel held that the California Department of Transportation complied with the National Environmental Policy Act in relying on an Environmental Assessment for a proposed highway improvement project within Richardson Grove State Park.
Granting рartial summary judgment in favor of plaintiffs, the district court concluded that Caltrans had failed adequately to consider certain issues and therefore had not taken the requisite “hard look” at the environmental impacts of the Project, and the 2010 Environmental Assessment (EA), as supplemented and revised, was inadequate. The district court concluded that substantial questions had been raised as to the effects of the Project, and it ordered Caltrans to prepare an environmental impact statement (EIS). The district court enjoined Caltrans from proceeding with the Project until the EIS was finalized.
Concurring, Judge Wardlaw wrote that she concurred in the majority opinion, and Caltrans did not violate NEPA because its reliance on the EA was not arbitrary and capricious. Judge Wardlaw wrote separately to emphasize that: (1) the administrative record was painful to review; (2) if significant new information is discovered during the proposed construction or substantial project changes are made, Caltrans may need to reevaluate its analysis; and (3) the Project seems likely to provide new data on the effects of construction on old-growth redwoods, which could prove important to future decisions surrounding these historic trees.
COUNSEL
Stacy Jayne Lau (argued), Michael A.G. Einhorn, and Angela Wuerth; Lucille Y. Baca, Assistant Chief Counsel; G. Michael Harrington, Deputy Chief Counsel; Erin E. Holbrook, Chief Counsel; State of California Department of Transportation – Legal Division, Oakland, California; for Defendants-Appellants.
OPINION
FERNANDEZ, Circuit Judge:
This environmental appeal arises from a highway improvement project proposed by the California Department of Transportation (collectively with its director, Toks Omishakin, Caltrans). Plaintiffs Bess Bair, Trisha Lee Lotus, Jeffrey Hedin, David Spreen, the Center for Biological Diversity, the Environmental Protection Information Center, Californians for Alternatives to Toxics, and Friends of del Norte (colleсtively, Bair1) challenged the project on a variety of grounds, including the failure to comply with the National Environmental Policy Act of 1969,
I. BACKGROUND
Richardson Grove State Park (the Grove) comprises approximately 2,000 acres within the redwood forests of southern Humboldt County, California, and is bisected by United States Highway 101. Within the Grove, Highway 101 is a two-lane highway “on a nonstandard alignment” with tight curves and narrow travel lanes and roadway shoulders. A number of trees, including old-growth redwood trees,2 abut the roadway as it meanders through the Grove. In light of antiquated roadway design, there are restrictions on the types of vehicles that may travel that portion of the highway. Sixty-five foot long “California Legal” trucks are permitted, but industry-standard Surface Transportation Assistance Act of 19823 (STAA) trucks generally are not. STAA trucks are longer than California Legal trucks and can carry larger cargo volumes, although both classes of trucks are subject to the same weight limitation. Because of their longer length, STAA trucks navigating the highway’s tight curves frequently “off-track” into the opposing traffic lane or onto the roadway shoulder.
The STAA truck restriction at the Grove is the only remaining impediment to STAA trucks traveling into Humboldt County via Highway 101. Caltrans has long sought to remove that roadblock, but abandoned previous efforts because of the substantial projected expense, among other things. In 2007, Caltrans learned that the existing roadway could be strategically widened to render it accessible
A. The Project as originally proposed in 2010
The original 2010 EA included extensive analysis of the Project’s environmental effects and efforts to minimize those effects (developed in consultation with the California Department of Parks and Recreation (State Parks)). More than 100 pages of the 2010 EA were devoted to analyzing various environmental impacts, such as the effects on the nearby South Fork Eel River, the Grove and its recreation facilities, economic growth, traffic, water quality, noise, local plant and animal species (particularly old-growth redwood trees), and protected or threatened species.
Caltrans ultimately determined that the impacts to the Grove would be minor, and would primarily consist of “trеe removal resulting from cuts and fills that are necessary to accommodate the highway improvements,” as well as the
B. Past litigation
Bair filed suit regarding the Project in both 20105 and 2014,6 each time making similar claims. In the First Litigation, the district court granted partial summary judgment to the plaintiffs and ordered Caltrans to undertake
In the Second Litigation, Bair challenged the re-validated Project on many of the same grounds as in the First Litigation. See id. The Second Litigation was dismissed after Caltrans withdrew the FONSI7 in light of an adverse ruling in a parallel proceeding in the California Court of Appeal. See Bair, 385 F. Supp. 3d at 883–84; Lotus v. Dep’t of Transp., 167 Cal. Rptr. 3d 382, 393 (Ct. App. 2014). In response to the California court’s order, Caltrans slightly reduced the scope of the Project, and Yniguez prepared another tree report.
C. 2017 Project proposal and current litigation
Since the original issuance of the EA in 2010, Caltrans has modified the Project to reduce its impact, primarily by narrowing the proposed roadbed (roadway shoulders). The Project now requires the removal of 38 trees, none of which are old-growth redwoods, and construction will occur within the structural root zones of 78 old-growth redwood trees, 72 of which are within the Grove. That construction activity largely consists of (1) excavation to a maximum depth of two
Caltrans largely agreed with Yniguez’s analysis, but also considered other evidence, such as scientific literature about the resilience, health, and development of redwoods and their root systems generally, the condition of the particular old-growth redwood trees in the Project area, and the specific activities and mitigation measures comprising the Project. Caltrans thus concluded that “[i]n no case would root disturbance have a significant detrimental effect on the health or stability of old-growth redwoods.” In May 2017, Caltrans issued revisions to the EA and a new FONSI.
Bair filed this litigation in 2017,8 again raising claims similar to those that had been mаde in the First Litigation and the Second Litigation, specifically: seven claims alleging various violations of NEPA, as well as claims for a violation of section 4(f) of the Department of Transportation Act,9 a
II. JURISDICTION
The district court had jurisdiction pursuant to
III. STANDARDS OF REVIEW
“We review de novo a district court’s grant of summary judgment.” Am. Wild Horse Campaign v. Bernhardt, 963 F.3d 1001, 1007 (9th Cir. 2020). “[A]gency decisions that allegedly violate NEPA” are reviewed “under the Administrative Procedure Act, and we set aside those decisions only if they are ‘arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law.’” Id.; see also
IV. DISCUSSION
NEPA generally “requires a federal agency . . . to prepare ‘a detailed statement on . . . the environmental impact’ of
If the “agency determines that an EIS is not required . . . , it . . . issue[s] a ‘finding of no significant impact’ (FONSI), which briefly presents the reasons why the proposed agency action will not have a significant impаct on the human environment.” Dep’t of Transp., 541 U.S. at 757–58, 124 S. Ct. at 2210; see also
Caltrans based its 2017 FONSI upon the analysis containеd in the revised EA, which incorporated the analysis of the 2010 EA and the 2013 Revised Supplemental EA. Because Caltrans’ 2010 EA, as supplemented and revised,
First, as to redwood tree suffocation, Caltrans sufficiently considered the effect of paving over portions of tree root zones. The Project will use a special mаterial to allow “‘greater porosity’” and to “‘promote air circulation’” under the asphalt,21 and Caltrans considered the aggregate amount of new roadbed material that would be placed over the structural root zones. Yniguez specifically relied in part upon Caltrans’ selection of permeable material, the minor and limited areas of new asphalt, and Caltrans’ decision to narrow the proposed roadway shoulders where possible in reaching his conclusion that the Project would not create extreme stress in the redwoods or overwhelm their natural resilience.22 And, as more particularly described in Part I.C of this Opinion, Yniguez and Caltrans thoroughly assessed the amount of paving that would be placed over the root zone of each tree. Caltrans considered the possibility that paving could harm the trees, but simply (and reasonably) concluded that there was sufficient evidence to the contrary. See In Def.
Second, as to construction within root zones, Caltrans appropriately considered the extent and effect of the construction activity thаt would occur in the structural root zones of redwood trees, including construction guidelines in a State Parks handbook. The record plainly belies Bair’s contention that Caltrans failed to consider the effects of construction. On the contrary, as described in Part I of this Opinion, the record is replete with Caltrans’ comprehensive analyses of the extent and effects of construction activity in the root zones of individual trees. See Cold Mountain v. Garber, 375 F.3d 884, 893–94 (9th Cir. 2004).24 As to the
Third, as to traffic volume and noise, the district court erred when it decided that Caltrans failed to adequately consider how the visitor experience to the Grove would be affected by the presence of STAA trucks, particularly with regard to whether they would be more numerous or genеrate more noise. Bair, 385 F. Supp. 3d at 891–92, 895. Caltrans’ EA concluded that truck traffic would not increase as a result of the Project, and it properly relied upon record evidence to
Fourth, as to collisions with trees, the district court erred by determining that Caltrans should have analyzed whether the Project could cause trees to: suffer more frequent
As to damage severity, we have not located any comments or documents in the administrative record which indicate that STAA trucks would cause more damage when they strike trees. Thus, it appears that issue was not administratively exhausted. See Barnes, 655 F.3d at 1132, 1135–36. And even if the issue had been exhausted, the district court’s speculation that trees would suffer more severe damage from collisions because of the weight or shape of STAA trucks is not supported by any evidence in the
For those reasons, we are satisfied that Caltrans took a hard look at the consequences of the Project, and adequately considered the relevant factors. See Native Ecosystems I, 428 F.3d at 1239. That Bair or the district court may disagree with Caltrans’ conclusions “does not constitute a NEPA violation.” Native Ecosystems II, 697 F.3d at 1053; see also WildEarth Guardians, 923 F.3d at 672. Thus, the district court erred in finding Caltrans’ EA arbitrary and capricious and in setting aside the 2017 FONSI.
V. CONCLUSION
The parties have engaged in contentious litigation over the (relatively limited) Project for more than ten years. However, Caltrans’ environmental analyses regarding the redwoods and traffic satisfied NEPA’s requirements. Therefore, we reverse the district court’s judgment, and we vacate the injunction.
While we have now resolved those aspects of the parties’ dispute, Bair’s other claims regarding defects in Caltrans’
REVERSED and REMANDED for further proceedings not inconsistent with this Opinion.
WARDLAW, Circuit Judge, concurring
“Although the environmental assessment did not always make [Caltrans’s] reasoning explicit” and is “a decision of less than ideal clarity,” “the agency’s path may reasonably be discerned.” Am. Wild Horse Campaign v. Bernhardt, 963 F.3d 1001, 1009 (9th Cir. 2020). Therefore, in light of the administrative record in this case, I concur in the majority opinion. Caltrans did not violate NEPA because its reliance on the EA was not arbitrary and capricious. I write separately to emphasize three points.
First, reviewing the “nightmarish ‘administrative record’ in this case was a painful exercise. Bair v. Cal. State Dep’t of Transp., No. C 17-06419 WHA, 2019 WL 2644074, at *5 (N.D. Cal. June 27, 2019). When resolving the remaining claims on remand, the district court’s suggestion that Caltrans provide a “fresh administrative record . . . with no incorporations by reference” seems sensible. Id. at *5.
Second, and as Caltrans’s counsel acknowledged at oral argument, if “significant new information is discovered” during the proposed construction or if “substantial project
Third and relatedly, the road or highway construction that Caltrans has proposed here seems likely to provide new data on the effects of construction on old-growth redwoods. Given that much of the scientific evidence in the record is non-quantitative and dated, I would еxpect that such data would prove important to future decisions surrounding these historic trees, and—if that data becomes available during the project—to any decision concerning the preparation of a supplemental EA or EIS.
So therefore, I respectfully concur, with slight reservations in these tumultuous times.
