Bernardo Ex Rel. M & K Engineering, Inc. v. JohnsonBernardo Ex Rel. M & K Engineering, Inc. v. Johnson
Lead Opinion
This case raises a question of first impression in our circuit: whether
Title 8,
I.
We confine our discussion of the facts to those necessary to frame the issue on ap
On September 22, 2010, the Director of the USCIS Texas Service Center issued a Notice- of Intent to Revoke (“NOIR”) the approval of the visa petition. The NOIR alleged that M & K was “trying to circumvent Immigration Laws by committing Fraud” and requested additional information and documents. M & K submitted additional evidence in response. On November 15, 2010, the Director of the USCIS Texas Service Center issued a decision revoking the approval of the visa petition because “the evidence does not indicate that the beneficiary had met the minimum experience requirements prior to the filing of either labor certification; plus, the new evidence contradicts evidence already on the record.” Bernardo, as owner of M & K, administratively appealed the revocation decision to the USCIS Administrative Appeals Office (“AAO”) on December 3, 2010. On June 28, 2013, the AAO affirmed the- revocation decision and dismissed the appeal.
In July 2013, Bernardo, as owner of M & K, filed a complaint with the Massachusetts federal district court challenging the revocation of the visa petition approval. On November 12, 2013, the AAO withdrew its decision and reopened the matter sua sponte. It requested additional evidence, which M & K provided. After considering the evidence, on February 28, 2014, the AAO dismissed the appeal, finding again that there were inconsistencies in the evidence, and that M & K had failed to prove that Freitas had the necessary work experience. On March 28, 2014, the government filed a motion to dismiss the district court proceeding for lack of jurisdiction. After briefing, on December 8, 2014, the district court issued a memorandum and order granting the government’s motion and dismissing the case for lack of subject matter jurisdiction. Bernardo v. Napolitano, No. 13-11827,
II.
We review de novo a district court’s order dismissing a case for lack of subject matter jurisdiction. McCloskey v. Mueller,
Bernardo claims federal jurisdiction under, inter alia, § 702 of the Administrative Procedure Act (“APA”), which “confers a general cause of action upon persons ‘adversely affected or aggrieved by agency action within the meaning of a relevant statute.’ ” Block v. Cmty. Nutrition Inst.,
The relevant statute,
Notwithstanding any other provision of law (statutory or nonstatutory) ... no court shall have jurisdiction to review ... any other decision or action of the Attorney General or the Secretary of Homeland Security the authority for which is specified under this subchapter to be in the discretion of the Attorney General or the Secretary of Homeland Security, other than the granting of relief under section 1158(a) of this title.
The unambiguous language of
The visa petition approval was revoked pursuant to
The Secretary of Homeland Security may, at any time, for what he deems to be good and sufficient cause, revoke the approval of any petition approved' by him under section 1154 of this title.
We acknowledge the “presumption favoring interpretations of statutes [to] allow judicial review of administrative action.” Kucana,
At least three language choices in
Third, the language “for what [the Secretary] deems to be good and sufficient cause” makes clear that what constitutes “good and sufficient cause” is within the Secretary’s discretion. See Ghanem,
Bernardo and the dissent make much of footnote 10 of Kucana, which says, “the statutory proscription Congress enacted,
Bernardo and the dissent’s argument that “good and sufficient cause” imposes a non-discretionary legal standard that is subject to judicial review is also unavailing. Bernardo and the dissent argue that “good and sufficient cause” constitutes a standard that meaningfully curtails the Secretary’s discretion. Based on some decisions from the Board of Immigration Appeals (“BIA”) and the AAO, the dissent posits that “good and sufficient cause” exists when “the evidence of record af the time the decision is rendered ... would warrant a denial” of the visa petition. See, e.g., In re Ho, 19 I. & N. Dec. 582, 589-90 (BIA 1988); In re Tawfik, 20 I. & N. Dec. 166, 167 (BIA 1990); In re [Identifying Information Redacted by Agency ],
We disagree with the premise that the phrase “good and sufficient cause” destroys the Secretary’s discretion. We also demonstrate that the canons of construction do not support the dissent. As to both points, in the years preceding the most recent reenactment of
The dissent nonetheless tries to show that the BIA had an understanding that its decision-making was non-discretionary and that Congress shared that understanding when it reenacted
However, the dissent misapplies the “term of art” canon. Even if “good and sufficient cause” would now constitute a “term of art” — a proposition we do not accept — -this phrase was not a “term of art” at the time
This, obviously, does not apply to the case at hand. The dissent’s understanding of “good and sufficient cause” is rooted in a handful of decisions from the BIA that have been issued decades after the statute’s enactment. The dissent does not suggest (nor could it) that “good and sufficient cause” had a longstanding or well-settled meaning at the time of
And so the dissent next conflates the “term of art” canon with the doctrine of legislative ratification. The Supreme Court has explained, “Congress is presumed to be aware of an administrative or judicial interpretation of a statute and to adopt that interpretation when it re-enacts a statute without change.” Lorillard v. Pons,
However, this canon of statutory interpretation is of no help to the dissent. For the legislative ratification canon to apply, two requirements must be met: (1) Congress must reenact the statute without change; and (2) “[t]he supposed judicial consensus [must be] so broad and unquestioned that we must presume Congress knew of and endorsed it.” Jama v. Immigration & Customs Enf't,
To be sure, the Supreme Court has suggested that Congressional reenactment of a statute that has been interpreted by an agency can provide “persuasive evidence that the [agency’s] interpretation is the one intended by Congress.” CFTC v. Schor,
Instead, the dissent merely assumes that Congress was aware of some BIA and AAO decisions when reenacting
Absent evidence Congress was aware of the administrative interpretations, it is significant that we lack any affirmative indication from Congress that it intended to ratify these interpretations. We have explained that it is generally inappropriate to apply the doctrine of legislative ratification without some evidence that Congress affirmatively sought to ratify the interpretation of a statute — particularly when, as here, an ambiguous term lacks a widely accepted meaning and we lack any indication that Congress was even aware of the administrative interpretation suggested.
Moreover, Bernardo and the dissent’s argument focuses on the words “good and sufficient cause” at the expense of the words “for what he deems to be.” We are not free to do so. See Regions Hosp. v. Shalala,
Our reading mirrors a conclusion reached by the Supreme Court in Webster v. Doe,
[T]he Director of Central Intelligence may, in his discretion, terminate the employment of any officer or employee of the Agency whenever he shall deem such termination necessary or advisable in the interests of the United States....
Id. at 594,
*492 [Section] 102(c) allows termination of an Agency employee whenever the Director “shall deem such termination necessary or advisable in the interests of the United States” (emphasis added), not simply when the dismissal is necessary or advisable to those interests. This standard fairly exudes deference to the Director, and appears to us to foreclose the application of any meaningful judicial standard of review.
Id. at 600,
Bernardo and the dissent’s argument that Kucana v. Holder changes the analysis also fails. In Kucana, the Court was faced with a regulation that provided, in relevant part, that “[t]he decision to grant or deny a motion to reopen ... is within the discretion of the Board [of Immigration Appeals].”
The dissent sua sponte focuses on the Court’s second consideration,
Finally, our conclusion does not lead to a “senseless proposition,” as Bernardo and the dissent suggest. Some visa petition approval decisions, in particular, for certain preference visas, have been held subject to judicial review. See, e.g., Soltane v. U.S. Dep’t of Justice,
As an initial matter, assuming initial visa petition denials are reviewable, the language as to the authority to grant preference visas is substantially different than the language as to the authority to revoke visa petition approvals. Compare, e.g.,
In any event, the so-called “inconsistency’ of allowing judicial review of certain visa petition denials but not the revocation of visa petition approvals does not undermine our conclusion that that is what Congress intended. See Jilin,
III.
For the reasons set forth above, the order of the district court is affirmed.
Notes
. For a good discussion of the process of obtaining permanent residency and the role that an 1-140 Immigrant Petition for Alien Worker,
. The government states that it “is not arguing in favor of the application of
. Subchapter II encompasses
. We agree with Judge Tallman of the Ninth Circuit, and the Third, Fifth, Sixth, Seventh, Eighth, Tenth, and Eleventh Circuits that this is the pertinent language to be considered. See Mehanna v. U.S. Citizenship & Immigration Servs.,
.In a recent decision, the Second Circuit held that federal courts have subject matter jurisdiction to review whether USCIS complied with any applicable procedural requirements in revoking a visa petition approval. Mantena,
. Zadvydas is clearly distinguishable from the case here. In Zadvydas, the relevant statute provided that "An alien ordered removed ... may be detained beyond the removal period and, if released, shall be subject to [certain] terms of supervision....”
To be sure, although “may” is usually interpreted as conferring discretionary authority, "[t]his common-sense principle of statutory construction is by no means invariable ... and can be defeated by indications of legislative intent to the contrary or by obvious inferences from the structure and purpose of the
. We reject the argument that the Board of Immigration Appeals’ attempt to provide regulatory assistance in interpreting language is germane to our issue. See ANA Int’l Inc.,
. The Seventh Circuit issued its opinion in El-Khader on April 29, 2004, and the Second Circuit issued its decision in Firstland on August 2, 2004. By contrast, Pub.L. No. 1 OS-458 (the most recent reenactment of
. As we explain below, the legislative ratification doctrine can apply to administrative interpretations as well. However, here, neither the judicial nor the administrative interpretations are sufficient to warrant use of this canon.
. Indeed, the dissent’s oblique attempt to suggest that “Congress was uniquely aware of the phrase ‘good and sufficient cause’ as a term of art” assumes its own conclusion. The dissent points out that while the terms "good cause,” "reasonable cause,” and “sufficient cause” are found elsewhere in the Immigration and Nationality Act, "good and sufficient cause” is unique to
. We do not hold this is a doctrinal requirement, as the dissent suggests we do, but rather that when there is no indication that Congress was even aware of the administrative interpretation of a phrase, it is generally not appropriate to assume Congress intended to ratify an interpretation absent an affirmative indication.
. The foregoing also demonstrates why the dissent's reliance on Merrill Lynch, Pierce, Fenner & Smith, Inc. v. Curran,
. It is for this reason that the dissent's statement, "[i]f ‘good and sufficient cause' provides a legal standard that circumscribes the Secretary’s visa revocation decision, the decision is subject to judicial review,” sets out a straw man.
. The dissent tries to distinguish Webster based on the words "in his discretion” in the National Security Act. However, Webster addressed the question of whether the clause "whenever he shall deem such termination necessary or advisable in the interests of the United States” provided criteria that could limit this discretion — a question the Court answered in the negative. See
. Webster was decided under
. To the extent the dissent attempts to distinguish Webster by saying "in the interests of the United States” is "a policy-driven assessment,” while "good and sufficient cause” is "predicated on binary outcomes,” that argument fails. As we have previously explained, the dissent's claim that “good and sufficient cause” has objective meaning is incorrect.
. Bernardo does not develop this argument in his brief; he raised it for the first time at oral argument. It is waived. United States v. Zannino,
. As the issue is waived, we decline to reach it. We note, however, that this matter is far less clear-cut than the dissent makes it out to be.
. The language of
We have not surveyed all visa approval statutes, nor have the parties briefed the issue. There are at least seven different types of visa petitions, including at least three different types of employment-based visa petitions.
. Because of this disparate language and context, the cases cited by the dissent do not undermine — and if anything support — our conclusion.
. We are unaware of any longstanding tradition of judicial review of the revocation of visa petition approvals. Cf. Kucana,
.We note that
Dissenting Opinion
dissenting.
The majority holds that a decision by the Secretary of Homeland Security (“Secretary’) to revoke his prior approval of a
I.
The two statutory provisions at issue are
(i) any judgment regarding the granting of relief under section 1182(h), 1182(i), 1229b, 1229c, or 1255 of this title; or
(ii) any other decision or action of the Attorney General or the Secretary of Homeland Security the authority for which is specified under this subchapter to be in the discretion of the Attorney General or the Secretary of Homeland Security, other than the granting of relief under section 1158(a) of this title.
The authority to revoke the approval of a visa petition is provided under
In considering a dispute over the jurisdiction-stripping effect of an immigration statute, we must apply “a strong presumption in favor of judicial review of administrative action.” INS v. St. Cyr,
The Supreme Court’s recent construction of
II.
Statutory interpretation begins with the text of the provision at issue. See, e.g., Conn. Nat’l Bank v. Germain, 503 U.S.
A. Text
1. “Good and Sufficient Cause”
a. Objective Legal Criteria of “Good and Sufficient Cause”
An examination of the agency’s visa revocation decisions reveals that “good and sufficient cause” has a clear objective meaning under
Such evidence consists of objective documentation. As to employment-based visa petitions, the evidence comprises documents substantiating thé beneficiary’s pri- or employment and educational background, as described either in the labor certification
For example, for a “skilled worker” visa petition, such as the one filed on behalf of Freitas, the petitioner must submit documents demonstrating the beneficiary’s “education [ ], training, or experience” as stipulated in the labor certification.
Accordingly, in assessing whether there is “good and sufficient cause” to revoke an employment-based visa petition, the agency examines, for instance, letters from employers and other similar documentation to determine whether the beneficiary has the requisite qualifications. See
Objective legal criteria also govern family-based visa petitions approved under
b. Congress’s Adoption of the Objective Legal Criteria Established by “Good and Sufficient Cause”
The fact that the agency has interpreted “good and sufficient cause” as prescribing objective legal criteria is, of course, only an antecedent to the determination that Congress shared that interpretation of
The two canons of statutory interpretation apply in tandem in this case. The “good and sufficient cause” standard, as defined in Matter of Estime and Matter of Ho, see supra Section II.A.1.a, has consistently been applied by the agency in decisions involving visa petition denials and revocations. See Matter of Tawfik, 20 I. & N. Dec. at 167; In re [IIRA ],
Here, we have good reasons to assume that, at the relevant points in time, Congress was aware of the particularized meaning of “good and sufficient cause,” as interpreted and applied by the agency. First, unlike in Molina v. INS,
The majority contends that the legislative ratification rule does not apply to this case because there is no evidence in the legislative history that Congress “affirmatively sought to ratify the agency’s interpretation of a statute.” But the “affirmative indication” in legislative history is not a doctrinal requirement. The Supreme Court has not explicitly held so in more than a century of articulating the legislative ratification canon. See United States v. Cerecedo Hermanos y Compania,
Nor have we held that affirmative indication in legislative history is required for
To the extent that some “affirmative indication” from Congress is helpful in confirming that Congress in fact ratified the pre-existing agency interpretation of a statute, the circumstances of the two reenactments of
Seemingly unperturbed by the dissonance between their construction of the statutory language and the agency’s application of it, my colleagues ignore the “good and sufficient cause” standard because it is modified by “what he deems to be” in
A failure to interpret “good and sufficient cause,” however, would be just as much an act of “judicial fiat” as ignoring the arguably discretionary words in
The cumulative effect of “may,” “at any time,” “deems,” and “good and sufficient cause” does not evince the level of clarity required to overcome that presumption. Of the three language choices relied on by the majority, the only one that qualifies the effect of “good and sufficient cause” is the word “deems.” But “deems” in the combined phrase “what he deems to be good and sufficient cause” only allows the Secretary to determine whether factual grounds exist to satisfy the “good and sufficient cause” standard, i.e., to “warrant [ ] denial” of the visa petition, not what the standard should mean in each individual circumstance. See ANA Int’l, Inc. v. Way,
The majority resorts to a sleight of hand in proposing a contrary interpretation. Without analyzing the interplay between the two phrases, the majority subsumes “good and sufficient cause” under “deems,” and concludes that “deems” — defined as “to sit in judgment upon” — indicates that “what constitutes ‘good and sufficient cause’ is within the Secretary’s discretion.”
The primary case that the majority cites in support of this reading is inapposite. The majority argues that “deems” in
Moreover, the judgment call contemplated in Webster — determining what is “in the interests of the United States” — requires on its face a policy-driven assessment that is categorically different from a determination of “good and sufficient cause.” With the former, a qualitative comparison of individual circumstances produces, by necessity, a spectrum of outcomes — e.g., an individual’s continued employment is more or less “in the interests of the United States” according to different considerations in play. The latter inquiry, by contrast, is predicated on binary outcomes— e.g., either Freitas has worked in a managerial or supervisory capacity for two years, or he has not.
The Webster Court’s reasoning further crystallizes this distinction. The Court observed that, “[s]hort of permitting cross-examination of the Director concerning his views of the Nation’s security and whether the discharged employee was inimical to those interests, we see no basis on which a reviewing court could properly assess an Agency termination decision.”
The other language choices that the majority invokes — “may” and “at any time”— do not suggest otherwise. The Supreme Court has noted in a landmark immigration ease that, “while ‘may’ suggests discretion, it does not necessarily suggest unlimited discretion.” Zadvydas v. Davis,
Finally, in emphasizing “may,” “at any time,” and “deems,” my colleagues place substantial weight on the fact that these constitute “three language choices,” as op
The availability of judicial review in an immigration statute has often depended on whether there is a meaningful legal standard that guides the administrative decision and the potential subsequent review by courts. Even for judgments that are enumerated in
B. Structure
The structure of
A decision to revoke the approval of a visa petition is not “of a like kind.”
A decision to revoke the prior approval of a visa petition is precisely such an “adjunct ruling®.” Id. at 248,
A contrary interpretation would produce a broader statutory anomaly. It is widely accepted that the Secretary’s denial of visa petitions under
Thus, to hold that revocation decisions are not reviewable in court would result in an incoherent understanding of the INA, in which judicial recourse is available if the petition is denied but not available if the petition is revoked, even where both the denial and revocation are based on the same factual ground, such as a failure to satisfy the minimum prior work experience.
III.
In rejecting the majority’s view, I recognize the split in authority among the eight circuits that have ruled on this issue so far. Seven of those circuits have held that a visa revocation decision under
The seven circuit decisions, however, seem to reflect what scholars have referred to as a “precedential cascade.”
There is, moreover, another reason to question this particular “precedential cascade.” Five of the seven circuit decisions predated Kucana.
I respectfully dissent.
. The labor certification — which is filed by the employer and approved by. the Department of Labor — specifies, among other things, the minimum educational and prior work experiences required of the beneficiaries of certain employment-based visa petitions. These minimum qualifications are pre-determined by the employer. See ETA Form 9089, at 6-7.
. Employment visas that do not require labor certification and are thus governed only by the criteria set forth in the agency regulations are also approved based on similarly objective evidence. For example, for a visa petition for "an alien of extraordinary ability in the sciences, arts, education, business or athletics,"
. In fact, in affirming the revocation of Frei-tas’s visa petition, the Administrative Appeals Office explicitly relied on the lack of "objective evidence” to corroborate his prior employment. See Appellants'
. When viewed in proper context, therefore, the core of the rule articulated in Morissette-— that Congress is presumed to be aware of .the meaning associated with a term of art used in a statute,
. For references to "reasonable cause” in the INA, see
. For the same reason, contrary to the government's suggestion, it is the phrase "good and sufficient cause,” not only the word "good” in that phrase, that supplies an objective legal standard in the visa revocation decision.
. In characterizing "affirmative indication” as a doctrinal requirement, the majority relies on out-of-circuit cases in which courts refused to apply the rule of legislative ratification in the absence of affirmative indication in legislative history. See ACLU v. Clapper,
. Given these structural and textual methods of precluding judicial review, I reject the notion, alluded to by the majority, that to interpret
. The majority also suggests that the legislative ratification canon does not apply because there was no judicial consensus that a visa revocation decision is subject to review. My colleagues seem to imply that the lack of such judicial consensus matters, in turn, because it somehow vitiates the consistent agency application of "good and sufficient cause” as a basis for inferring congressional intent. This argument confuses two separate grounds for positively interpreting congressional silence. In the one case cited by the majority, judicial consensus was a factor in inferring congressional intent because the parties in that case
. A similar contrast can be drawn as to "good moral character” and "exceptional or extremely unusual hardship” — two of the four statutory grounds for the Secretary’s discretionary decision to cancel a removal order. See
. The other case that the majority cites in support of its interpretation of “deems”—Fed. Energy Admin. v. Algonquin SNG, Inc.,
. The majority's attempt to distinguish Zadvydas is unpersuasive. To be sure, Zadvydas concerned the extent of the Attorney General's authority to hold an alien who had been ordered removed from the country following the 90-day statutory removal period.
.There is an additional reason why Congress may have carved out § 1158 from
. The majority argues in two footnotes that this structural reasoning derived from Kucana is waived because Bernardo did not raise it until the oral argument. As the Supreme Court has held, however, " '[w]hen an issue or claim is properly before the court, the court is not limited to the particular legal theories advanced by the parties, but rather retains the independent power to identify and apply the proper construction of governing law.’ ” U.S. Nat’l Bank of Or. v. Indep. Ins. Agents of Am., Inc.,
. The majority attempts to limit Kucana s structural reasoning to the factual confines of the case, noting that "[t]he question of whether revocations of visa petition approvals are of a 'like kind’ was not before the [Kucana ] Court.” It is certainly true that the issue that we are addressing here was not before the Court in Kucana. But Kucana announced principles of statutory interpretation with respect to the same statute as here,
. The majority insists that this structural anomaly helps their argument because the statutes authorizing denials of visa petitions use the word "shall,” not "may,” and because Congress has to "structure and allocate resources of our immigration system.” As to the first point, I reiterate-that, while Congress used the word "may” in
. See Eric Talley, Precedential Cascades: An Appraisal, 73 S. Cal. L.Rev. 87 (1999) (exploring “a cascade theory of [judicial] precedent''); Timur Kuran & Cass R. Sunstein, Availability Cascades and Risk Regulations, 51 Stan. L.Rev. 683, 765 (1999) (observing that courts are not immune to informational, cognitive and reputational herding effects, which the authors term "availability cascades”).
. Of the two circuit decisions that were decided after Kucana, one misstated the nature of the visa revocation decision, noting that "