*1 Plan, prior decisions language of court, of the situation. equities or in af- court is district judgment of the
firmed. HAMILTON,
Bernard Lee
Petitioner-Appellant, Quen VASQUEZ, Warden San
Daniel
tin; Attorney of the State General California, Respondents-Appellees. 91-56252, 91-56295, 91-56251, 91-
Nos. and 93-55039. 91-80385 Appeals, Court of
United States
Ninth Circuit. Dec. 1992.
Argued and Submitted Feb. 1994.
Decided Rehearing; on Denial of
As Amended Rehearing En Banc
Suggestion for
Rejected March 1994. *3 Benzian, Watkins,
Peter H. Latham & San Camino, Diego, and Richard C. Tustin, California, petitioner-appel- for the lant. Attorney Zaharopoulos,
Pat Assistant Gen- eral, California, Diego, respon- for the San dents-appellees. SCHROEDER, FLETCHER and
Before:
TROTT,
Judges.
Circuit
SCHROEDER,
Judge:
Circuit
pris-
a California state
Bernard
death, appeals oner sentenced to
district
§
court’s denial of his 28 U.S.C.
2254 habeas
petition.
from
The case arises
County
Diego
Superior
conviction in San
murder, burglary, rob-
degree
Court for first
bery
in violation of Cal.Penal
kidnapping
§§
and his sentence
Code
the Buchanans’ credit
of Hamilton had used
appeals from the denial
He also
to death.
items,
food,
60(b)
in-
buy
gas and other
asking the district
cards to
motion
Rule
saw,
and a set of
consider,
cluding a
a screwdriver
original
of his
part
court
wrenches,
relief,
knife and twine. Blood
a butcher
claims that he had
for habeas
petition
of the van and blood on Hamil-
of the
on the floor
during
pendency
to exhaust
failed
type
the blood
the district
ton’s shoe matched
affirm
We
petition.
habeas
60(b) motion and
victim.
the Rule
court’s denial
the merits on those
relief on
the denial
Diego police interviewed Hamilton in
San
underlying
validity of the
going to
claims
day
Ham-
on the
after his arrest.
Oklahoma
Hamilton is enti-
hold that
We
convictions.
rights
told the
his Miranda
ilton waived
respect
only with
relief
tled to
Diego
from San
police that he had traveled
proceedings, because
of the state
phase
nickname)
(Mrs.
Buchanan’s
with “Fran”
*4
confusing
giv-
instruction
the basis
on
that Mrs.
“Spider,”
Spencer. He said
Calvin
have made a reasoned
en,
jury could
Spider,
left her husband for
Buchanan had
between a death sen-
choice
and informed
Louisiana,
departed
the two
and
a life sentence
tence and
credit
leaving
with the van and
Hamilton
parole.
Mrs. Buchanan
cards. Hamilton identified
he saw
picture
from a
and stated that when
of this case are
circumstances
The factual
Hamilton,
wearing “light
jeans
colored
and
41 her she was
People v.
length in
set out at
902,
purse.”
408,
carrying
beige
a
non-leather
Cal.Rptr.
he would not be
with theft of the
uрheld
special
He denied the threats to Donna Hatch. California
Court
van.
explained
bought
finding
and the
He
that he
saw
circumstance
sentence of
People
knives in order to rob a store in Texas. death.
45 Cal.3d
other
(1988),
The court the admission into evidence (SER petition pending consolidated with the letter, by of another written Hamilton to 8; 210). 6, 1990, ER On March the district Roch, Theresa which threatened the defense identify, court ordered Hamilton to within 90 attorney, proseсutor and witnesses in his days, all additional claims to be on raised upheld murder trial. The court the admis (ER 207-08). corpus habeas Hamilton iden of Hamilton’s sion statement to Sheriff Par claims, majority tified 38 of which were It also sons. affirmed admission into (id. 245-256). unexhausted On June at saw, evidence of the knife and twine that concurring following Judge Alarcon’s purchased. The Hamilton court ruled that opinion Whitley, 860 F.2d v. Neuschafer any error in the admission of Steven Thom (9th Cir.1988), cert. denied testimony beyond as’s was harmless a rea 107 L.Ed.2d sonable doubt. (1989) (Alarcon, J., concurring), the district sentence, respect With to his death Hamil- court ordered Hamilton to file all the unex- argued court, special ton circumstance hausted claims state or amend the finding claims, should petition be set the death aside and contain exhausted (id. 211). August reversed September due to Carlos On error under earlier, When time this matter before us we extended court the district until directed that review the the district court state remedies to exhaust
for Hamilton addition, 212-14). (id. evidentiary state court record and conduct an 22,1990 October hearing necessary claims the merits any to determine ordered court the district any “[indepen or claim. court We observed that filed in state not been that had often in federal dent review of the state court record is not raised claims exhausted petitions, particularly waived in habeas but so be considered vital that date (id.). challenging a decision t'o shackle petitions through his criminal trial. the defendant amended consolidated filed an Hamilton Shackling strongly disfavored because is court on October in the district petition may deprive danger that it the defendant is the basis of the denial of which presumption of innocence.” 48). (2 This to this court CR present appeal Citing at 1471. Wilson Vasquez, 882 F.2d pending consolidated petition superseded the (9th McCarthy, F.2d Cir. (id.). He had not filed unex- petitions 1985), shackling observed that we further court, the state and all claims with hausted a serious threat of proper “where there is petition had been ex- raised claims around the escape danger to those or 119). court, (ER The district hausted disruption in the court courtroom or where that all claims ordered November likely if is not restrained.” room is defendant petition in the amended were not included Id. 215(b)). (id. at The district waived deemed a three-week evidentia- court then conducted remand, the district court conducted Upon (I-X EH). ry hearing At the end of record thorough review of the state court hearing, the district court denied evidentiary evidentiary hearing which includ- and held an stay proceedings motion testimony from Hamilton’s former coun- ed (ER 216-22). present new evidence order to sel, him- judge and Hamilton the trial court *6 court made detailed find- self. The district 23, 1991, the district court de- August On concerning surround- ings the circumstances (id. 114-206). at The dis- petition nied the shackling and the basis for the trial ing the probable granted a certificate of trict court court’s decision. (id. 13, 1991 at appeal on November cause to (id. 229-30). timely appealed Hamilton findings reflect that Hamilton was Those 44). filed in the district court Hamilton then to trial at originally placed prior in restraints 60(b) motion for relief from a Fed.R.Civ.P. request The request of his counsel. judgment and for leave to amend upon Hamilton’s sexual assault based petition. court corpus The district habeas assistant, physical and a assault on counsel’s (13 September motion on denied the request, At Hamilton’s counsel himself. 210). timely Hamilton filed a notice of CR removed, began were and the trial shackles 60(b) appeal from the denial of the Rule leg in a restrictive brace un- with Hamilton (13 210). 26, 1992 motion on October CR point, trousers. At that the district der his Hamilton was on notice that court found that Accordingly, three sets we before us upon Hamilton’s shackling depended future relating validity to the of issues: those out of court. conduct both conviction; relating underlying those proceedings; penalty phase of the state subsequently removed leg The iron was 60(b) relating to the denial of the Rule those trial complained pain. after Hamilton motion. availability of other inquired court about that Hamil- types of restraints and concluded Challenges Underlying to I. Convic- trial with- ton should have a chance to start tions restraints. out Shackling A. gave to episode rise further was a verbal assault and violent
Hamilton contends restraint the trial deputies exhibited toward who were decision to shackle behavior during court’s him his cell to bring Hamilton from to couri> state criminal process. violated due day on the third house after selection shackles. Less restrictive alternatives were attempted hearing morning, After a but commenced. failed. pattern
the trial court found a of increased proper- Hamilton contends that he was not agitation part on the of Hamilton and was ly warned that he might placed in shack- he the edge losing concerned that was “on les, but this contention is without merit. Al- control of himself at time.” The court though he expressly was not warned that he rejected increasing considered and the num- shackles, placed would be the district court inability ber of bailiffs because of their found that he was on notice that further control a sudden outburst. The court also disruptive might behavior lead the court to removing considered Hamilton from the order finding shackles. This fully sup- during rejected courtroom trial but this al- ported by the record which shows that Ham- ternative because of Hamilton’s status co- ilton was shackled after he himself com- counsel. The court ordered Hamilton shack- plained pain leg from the brace and ex- led for trial “with no alternative available.” pressed preference his own for shackles to the brace. placed
Hamilton was then
in handcuffs at-
Finally,
tached to a chain around his waist. He had a
Hamilton contends that
placed
chain
legs. Although
around his
district
improperly
allowed the trial
trial,
during
judge
seated
testify
evidentiary
hearing.
court,
was aware of the shackles because he took This
in remanding
case,
testify.
the stand to
instructed the district court to hold an evi
dentiary hearing if it deemed
hearing
such a
findings,
On the basis of these
which are
appropriate
supplement
the state court
evidence,
fully supported by the
the district
record.
Strickland v. 2. investigate Failure to present cer- 2062, 2064, 2068, 80 L.Ed.2d tain evidence. deal with We each Hamilton’s Hamilton contends that trial counsel was contentions in turn. (1) ineffective because he failed to: investi- gate present evidence that the victim request 1. Counsel’s that Hamilton be (2) decapitated post-mortem; present an shackled. theory alternative as to how the victim’s (3) appeared shоe; blood on Hamilton’s chal- Ryan pretrial request made a Mr. lenge prosecution’s theory that Hamilton request that Hamilton be shackled. The transported van; body victim’s her principally upon based Hamilton’s violent at (4)challenge prosecution’s use Hamil- which, Ryan’s on during tack assistant ton’s identification of the victim. court, hearing before the district the assis threatening.” Ryan tant as “life described Decapitation. a. himself testified in the district court that the request episodes pathologist on performed was also based earlier who Ryan autopsy and threats. violence further informed the victim testified trial that he certainty the trial court that he was unable to state with was concerned that whether prejudice the victim’s Hamilton would his own case if he head and hands were removed (42 2337). violently were to jury. behave front of the before or after death RT He did state, however, that “probably the victim was It is difficult to conclude that counsel’s (id.). dead” when her hands were cut off pretrial request was unreasonable in the cir- petition, In this habeas Hamilton claims cumstances, but even we were to so con- trial, that his counsel at in order to counter clude, request could not have affected the prosecutor’s suggestion decapita- that the outcome of the trial. This Ryan is because might tion have occurred before the victim shackling request withdrew the before Ham- argued died should have decapita- that the appearance ilton’s first before jury, tion occurred after death. days Hamilton remained unshackled for six jail against deputies until the outburst con- The district court determined that counsel court, Ryan’s objection, vinced the trial over was not declining ineffective in to make suсh that Hamilton should be shackled. argument. agree an We that counsel could reasonably arguing concluded that true, out, points It is that the point might seem to be an effort to trivialize episode violent on October 8 would not in and the crime. justified shackling, itself have accord- Yet, judge. according to the trial b. Blood on the shoe. judge, Hamilton’s demeanor in played large also shackling role Hamilton contends that trial counsel decision. accept We cannot Hamilton’s fur- was present ineffective because he failed to suggestion ther Ryan’s that but for earlier theory an alternative as to how the victim’s *8 request shackling, the trial court appeared would blood on Hamilton’s shoe. The never any have known of other prosecution’s incidents of evidence included Hamilton’s considering shoe, violence. In options its on Octo- stained with blood that analysis re ber the trial court obligated was to become vealed matched the type victim’s blood and circumstances, informed of (51 all relevant in- was different from Hamilton’s RT cluding any 3114). prior by attacks Hamilton of The defense theory was that the shoe which his counsel was aware. If might the court have been smeared with the victim’s already had not known of prior through relevant blood contact with the van’s blood inquired. Jones, behavior it have should carpet, See opposed stained to contact with the short, 899 F.2d at In (59 3906). 885. Hamilton cannot victim herself In support RT prejudiced show how he was by Ryan’s pre- theory, Bell, expert, Mr. the defense request for shackling was which with- testified at the blood could trial that drawn before the trial began. been the shoe from carpet transferred to (id.). However, argued he conceded on cross-exami- Defense counsel at trial that pres- body carpet transported no fibers nation that there were another car driven (id.), killer, by on the shoe noting ent in the blood true tire tracks prosecution’s expert on rebuttal testified different by from those left the van were carpet have been mixed in with body fibers would discovered in the area from where theory the blood on the shoe if the defense was recovered. 4018). (60
were true
RT
In
evidentiary hearing
in the district
request
present
coun-
At
court,
attempted
Hamilton
to show that
sel,
experiment, prior
Bell conducted an
argu-
counsel could have made additional
evidentiary hearing, from
the district court
prosecution’s
ments to rebut the
case. The
possible
which he concluded that it would be
accurately
district court
determined that
carpet
for blood to have come from the
of the
arguments
such
were also inconclusive.
(id.
carpet
without a transfer of
fibers
at
van
Hamilton has not shown that
additional
38).
experiment
carpet
did not use
Bell’s
investigation of this issue would have led to a
van,
from the
which were still avail-
samples
argument
more credible
than that made at
evidence,
able as
and he conceded that
trial.
samples he used were “somewhat different
(id.
36).
carpet in the van”
at
Bell
from the
d. Hamilton’s identification of the victim.
shoes, or
did not use Hamilton’s
a similar
Hamilton contends that counsel was
(IX
127).
type,
experiment
EH
challenge
ineffective because he did not
addition,
from a
bank
Bell used blood
blood
prosecution’s use of Hamilton’s identification
anticoagulants,
had been treated with
of the victim. AOB 27-28. This
lacks
claim
clotting capability, consistency and
so that its
merit.
time,
drying
were different from the victim’s
Oklahoma,
When Hamilton was arrested in
(id
126-27). The district
blood
at
positively
he
identified the victim from a
properly
experiment
found that Bell’s
officers,
photograph
by
offered
one of the
flawed.
nickname,
correctly
identified her
her
During
evidentiary hearing in
the dis-
(49
2873).
“Fran”
RT
Hamilton also stated
court,
attempted
trict
to establish
wearing light-colored
the victim was
asking
that counsel was ineffective
never
jeans
carrying
beige purse
the last
expert
the defense
whether the shoes could
2876-76).
(id.
A
time he saw her
friend of
carpet
have been stained
without hav-
the victim testified that when last seen the
carpet
the blood
mixed
fibers. Be-
wearing
jeans
carrying
victim was
tan
experiment,
cause
flaws
howev-
(41
2161).
purse
tan
RT
er,
failing
trial counsel cannot be faulted in
story
Hamilton abandoned this
after the
Moreover,
theory.
pursue such a
even if the
body
recovered. He
victim’s
testified
testimony
presented,
been
had
view the
story
being
that he concocted the
to avoid
experiment,
flawed
there is no reasonable
(54
3481).
charged with theft of the van
RT
probability that the trial outcome would have
had
seen the
Hamilton denied
he
ever
been different. See
466 U.S. at
Strickland
(id).
victim,
argued at
dead or alive
Counsel
Therefore,
c. of the victim’s ment that Hamilton lied when he testified trial, prosecutor argued At that Hamil- *9 (63 that he had never seen the RT victim transported body in ton the victim’s the vic- 4151-53). supported by tim’s van. This contention was large During evidentiary hearing in in storage compаrt- blood stain district court, presence carpet ment of the van and fibers Hamilton testified that he was able to of matching carpet identify photo- there were of the on the vic- the victim because van graphs purse, as as tim’s stomach and of well arms. her with (1986), many and 89 L.Ed.2d of the van S.Ct. the owner papers indicating that 46-47). just made untimely they were before (II as Hamilton were EH Fran was named proceedings had meaningful trial or after idea that she up with the that he came stated Smith, 780 F.2d States begun. of See United the color pants because wearing light was Cir.1986). (9th 46). (id. The district at light purse her was unworthy story be to Hamilton’s court found evidentiary hearing, the trial During the 152). .(ER of belief requests that judge counsel testified sincere, not but self-representation were that failed show has to Hamilton delay the trial. district to The were made under was deficient performance counsel’s finding that at- ultimate Hamilton’s court’s finding must court’s The district Strickland. expres- not tempts to relieve counsel were erroneous, clearly and noth upheld unless him- unequivocal represent desire to sions of finding is suggests that this the record trial, self, delay the is made to but were very was faced Counsel erroneous. by the record. amply supported Hamilton prosecution’s supporting strong evidence rights his under has not demonstrated to failure Counsel’s theory of identification. Faretta violated. were story not consti does an incredible present ineffective assistance. tute Improper D. Admission Evidence challenges admissibility Hamilton Self-Representa- Right to Denial C. permitted The trial court certain evidence. tion testimony Deputy Parson’s the admission deprived contends he was Hamilton threatening while statements of Hamilton’s right represent violation to himself his securing prison, chains he was Hamilton’s 806, 807, 95 California, 422 U.S. of Faretta v. they admissible as a on the were basis A S.Ct. declaration, spontaneous not the result of request grant a defendant’s trial court must By stipulation, interrogation. custodial long request so as the represent himself to purchased that Hamilton had was told intelligently. Id. knowingly made saw, rope traveling knife and while butcher at 2541. in the victim’s van. The trial court also reflects before the trial court The record three allowed admission of letters written lawyer appointed to Ryan the third was prison while he was for a Hamilton complained represent Hamilton. Hamilton his fear prior which demonstrated conviction attorney’s encourage to his first efforts willingness anything about to do to prison he insanity plea upon (52 3228-30; 3232-36). based an information secure release RT his in violation of had obtained confidences. The trial court ruled that letters were upon counsel theory trial court relieved based motive under relevant to show lawyer faith.” After a was “breach of second anything to would do avoid Hamilton agreed appointed, grudgingly the trial court killing returning prison, including to the vic- request, (24 upon him but tim, relieve his theft of her van who witnessed grounds no 324). that he saw reasonable addition, observed admit- RT the trial court counsel. remove where stated ted a Hamilton wrote he letter who kill his that he knew someone would Ryan appointed, trial court When attorney prosecutor if he were con- that it more stated entertain (47 2741). RT victed of murder requests relieve counsel for Hamilton be court ruled that the letter was admissible Hamilton cause trial court believed that prosecution be- attempt an to intimidate seeking delay The trial trial. outgoing mail cause knew that Hamilton Ryan court denied several motions relieve (id. being prison read authorities trial, including morning one before on the 2738). found, however, As the district court trial. Supreme Court requests unequivocal, appeal, Ar On the California these were see (9th letters Marquez, 772 F.2d held that the admission three mant Cir.1985), denied, prison prior for a cert. wrote while *10 prejudi exceptional but conviction was error it was circumstances which warranted adjournment. at the People Cal.Rptr. v. 221 Id. cial. 911-914, 710 at The court P.2d 990-992. distinguishable Hamilton’s case is from
upheld trial of the oth the court’s admission not only Santamaría because was the ad- er evidence. journment pre-planned, but the court also legitimate a adjourn had reason to the trial. inadmissibility of evi Claims of Although the court could have been more pro cognizable corpus dence are habeas instructing jury stern the not to discuss ceedings when admission the evidence case, the Hamilton has failed to show that process rights the defendant’s due violated adjournment the the admonition ren- by rendering fundamentally proceedings the Jammal, dered his trial unfair. See 926 F.2d Kamp, Van F.2d unfair. Jammal v. de 926 holiday deny at 919. The recess did not (9th Cir.1991). Although erro the process. Hamilton due the presents neous admission of three letters questions with to Hamil respect different Challenges II. Penalty to the Phase concerning in penalty phase ton’s claim the A Modijied Briggs Instruction on struction, these letters did not render Hamil Commutation phase fundamentally guilt ton’s unfair. showing
There has been no that the admis all the Of claims raised Hamilton challenged sion evi of the remainder in this appeal, most serious relates to the rights. dence Hamilton’s violated federal given jury during instruction the pen
alty phase describing the life effect parole. sentence without Day Adjournment E. Eighteen aiding Hamilton contends that far from selection, During jury prospective jury making a reasoned and informed jurors there two- were informed would be a death, choice a sentence of life between (26 during holidays week recess winter process requires, given as due the instruction 90). 36, 39, 55; RT 27 RT On December jury parole misled the as to the likelihood of 18, 1980, the trial court consulted with eligibility, encouraged, than rather discour jury juror one could and learned that least jury aged speculating parole, from about immediately preced deliberate the week considering and distracted the from rel (65 1). RT had Christmas After mitigating evant evidence in violation of approximately for one- deliberated two and Eighth and Fourteenth Amendments. concerning days guilt, half It is well established that be January trial court recessed the trial until punishment qualitative cause the (8 death is objection 1981 without from RT ly punishment, from 1497). different other forms of greater reliability there is need adjournment Hamilton contends that determining ap a death whether sentence is right process violated his to due because it propriate particular Fetterly in a case. See unjustified proper- and the court did not (9th Paskett, F.2d Cir. ly jury. admonish the AOB 41. His conten- 1993) Carolina, (quoting Woodson v. North tion is meritless. 280, 303-305, 2990- (1976)). Thus, re Santamaria, People Hamilton relies on Eighth quirements and Fourteenth (1991) Cal.App.3d Cal.Rptr. dictate that: Amendments Santamaría, support his claim. Appeal California Court of held that sentencing where discretion is afforded days during body grave court’s recess order eleven on a matter so determi- jury deliberations violated the defendant’s nation of whether a human life be should Id., right process. spared, to due taken or that discretiоn must holding, 48. In so suitably court noted that as mini- directed and limited so specify wholly trial court did not arbitrary mize capri- the reason for the risk recess, and there was no cious indication of action. *11 1160 153, 189, capital S.Ct. a case that the Governor had the Georgia, 428 U.S. 96
Gregg v.
(1976) (opinion
authority
859
a life
The
49 L.Ed.2d
to commute
sentence.
Stevens, JJ.).
Powell,
To avoid
Stewart,
commonly given
and
as
instruction
was known
capricious” imposition
instruction1,
“arbitrary and
“Briggs”
provided
the
the
body’s at-
sentencing
penalty,
the death
follows:
specific
to the
be directed
tention should
state
You
instructed that under the
charac-
of the crime and the
circumstances
constitution,
governor
empowered
a
is
197,
Id. at
96
the defendant.
teristics of
grant
reprieve, pardon
a
or commutation
2936;
v.
462
Stephens,
see also Zant
at
S.Ct.
following
after
of a
sentence
conviction
2744,
879,
2733,
862,
103 S.Ct.
77
U.S.
governor may
a
power
crime. Under this
(1983).
L.Ed.2d 235
modify
in the
or
sen-
future commute
channelling
jury’s
discre
imprisonment
possibil-
In
tence of life
without
however,
tion,
Eighth
re
ity
Amendment
parole
to a lesser sentence that
sentencing scheme allow the
quires
possibility
parole.
that
include the
would
mitigating evi
all relevant
jury to consider
The
from
instruction was controversial
its
sentencing
analyzing whether a
dence.
In
inception and was considered
the United
Eighth
Amend
violates
phase instruction
Supreme
in
v. Ra
States
Court
California
ment,
must determine if there
a court
mos,
992, 103
3446, 77
463
S.Ct.
L.Ed.2d
U.S.
jury applied
likelihood that
reasonable
(1983).2
held,
The
circum
1171
Court
way
prevented
in such a
that
the instruction
case,
stances of that
two-sentence
mitigating
of relevant
evidence.
consideration
instruction survived federal constitutional
380,
370,
U.S.
Boyde California, 494
110
v.
scrutiny.
(1990).
1198,
1190,
A
S.Ct.
Ramos,
upholding
In
in
instruction
Eighth
penalty phase instruction violates
emphasized
United
Court
States
prevents
jury
giv
from
if it
Amendment
Briggs
instruction itself
aimed
response
peti
ing
moral
a reasoned
inac-
accuracy.
It intended
correct the
evidence,
Ly
Penry
mitigating
v.
tioner’s
curacy
description
under Cal-
sentence
319,
302,
2934,
109
naugh,
U.S.
492
imprisonment
ifornia law as “‘life
(1989)
256
or creates the
106 L.Ed.2d
when,
parole’
...
under state
imposed
risk that the death
law,
authority
possesses
Governor
may
despite
call for a life
evidence
commute that sentence to a
sentence
lesser
Ohio,
sentence,
v.
438
Lockett
U.S.
possibility of parole.”
that includes the
Id.
(1978).
2954, 2965, 57
98 S.Ct.
L.Ed.2d 973
(emphasis
when Hamilton would be parole. imprisonment parole without Finally, prosecution requested sentence, is the proper you must assume lengthy, “cautionary” addition the Briggs Governor, that the Court, the instruction that speculate what those charged officials the operation governmental the various if officialswould do parole system our perform will their the matter of parole were duty before manner, responsible correct and them; towas assume that the offi- and that Mr. paroled Hamilton will cials not release Hamilton unless unless he can safely be into released soci- See Code duty to the Governor. CaLPenal your back would be a violation
ety. It 1992). (Deering § Even the Board fix you jurors if were commutation, the recommends Prison Terms that the Gover- of a doubt because death of life carry cannot commute sentence properly Governor officials will nor and other justices of unless four parole responsibilities. their out com- Supreme Court recommend from the very different instruction This (Deer- § CaLPenal Code mutation. See upheld by the Unit- instruction two-sentence *13 Constitution, 1992); Article 5 California That Supreme Court Ramos. ed States 1981). Furthermore, (Deering § even the predictions on what invited no instruction of Prison Terms and four both the Board do, Ramos, at 463 U.S. might Governor justices the Court recommend contrast, the 3455. In stark S.Ct. at commutation, authority the Governor has the focused on the in this case so instruction California reject to the recommendations. specu- parole process that and commutation 1981). Constitution, (Deering § Article 5 inevitable, not about the was and lation given incorrectly sug Governor, The instruction the state but about jury decided sentence Court, gested that if the to as well. parole and officials parole, possibility of to life without Hamilton Supreme Court in Ra The United States eligible for release. nevertheless be he would speculate permit jury to not the mos did Thus, jury speculate to the was invited re the the likelihood of defendant’s about likely only way avoid the it could Hamilton’s the trial parole, for it assumed that lease on The to sentence him to death. release was jury accurate provide the with court would jury’s improper speculation probability concerning of com the likelihood information prosecutor’s inap compounded the was Ramos, 463 U.S. at parole. mutation closing argument propriate assertion Furthermore, the at 3455. Hamilton, prison, to if sentenced instruction in Ramos assumed the Court devising ways manipulate “conniving and offering from preclude the defendant did prosecutor system get out.” The the power the Governor’s any regarding evidence inflammatory largely irrelevant relied on possibility a life sentence to commute years by Hamilton earlier letters written However, law case parole. Id. California showing prison. The California his fear sentenced time Hamilton at the was effect Supreme Court held that the admission showing the counsel from prevented defense prejudi letters was error but was not the being pa person of a ever likelihood actual guilt phase. People v. cial to the imprison to life if he were sentenced roled 911-914, 990- Cal.Rptr. at 710 P.2d at Morse, 631, 36 60 Cal.2d People See ment. however, court, con inadequately 992. The (1964).3 33, 43 388 P.2d Cal.Rptr. penalty effect of the letters at the sidered the fact, although defense In counsel phase. information, the present such permitted considering whether defendant eligibil- In way of standing parole hurdles death, California, jury must should be sentenced formidable indeed. In ity were discretion,” “guided as be able to exercise felon such is a twice-convicted person who Amendment, by lim Eighth required directly the Gover- apply must charac iting its deliberations commuted. to have his sentence nor order 1992). and the circum teristics of the defendant (Deering § 4802 Code See CaLPenal Gregg, offense. See applica- stances Governor, receipt upon exercising at 2936. In of Prison tion, it to the Board refer must discretion, jury must relevant consider recommenda- investigation and an Terms Penry, U.S. at mitigating See evidence. Terms Board of Prison After tion. Id. jury 2947. The in this case recommendation, 109 S.Ct. at it transfers its makes by having its this task from diverted along recommendation application Morse, parole. deciding jury between 3. with life death
attention focused on lihood. procedures commutation The dissent articulates no reason why rather than significant mitigating evi- the instruction favored the defendant dence defense pen- begs counsel introduced but question by incorrectly assum- alty phase. ing the defense counsel wanted the instruc- tion.
Defense
called
counsel
seven witnesses.
They included two of Bernard
court,
The district
citing Boyde, also relied
brothers,
mother,
neighbor
upon
and Hamil
the “absence in the
record” of
pastor.
jury
ton’s
spent
days
three
de
showing that the jury failed to listen to the
liberating in
penаlty phase,
suggesting
trial court’s admonition not to consider the
that the
saw this as a close possibility of
Boyde, however,
commutation.
case.
People Murtishaw,
See
29 Cal.3d requires us to look at the instructions as a
733, 175
631 P.2d
471 whole to determine whether there is a rea-
(1988), holding that
days
sonable,
deliberation of two
objective likelihood that
*14
penalty
the
phase suggésted the issue was
Boyde,
misled.
was
‘reasonable’ however, remand, Califor the instruction. terpreted Before the Carlos. overruled Supreme Court had nia discussed, have no we reasons For the Id. Cal. Anderson, Cal.3d People v. is a reason- there concluding that difficulty P.2d Rptr. impermissibly likelihood able from sentence On remand Briggs instruction. modified applied Court, California States United there- proceedings are phase New holding applied its Supreme Court in- any Briggs and without required, fore sentence, the death and affirmed Anderson clarifica- intervening struction, of the light not errone the instruction holding that II, 207 See Ramos law. tion ous. (remanding P.2d at argues now Briggs phase new case was a viola- application Anderson Court’s instruction). deliberat- jury in this case Facto Clause of Ex Post tion not have could instructions these ing under 60. AOB Constitution constitutionality rea- mandated made a sen- however, choice between held, informed that retroac has soned This imprisonment without life does not offend application tence Anderson tive where, here, of death. a sentence parole and the conviction rights federal *15 decided. was before Carlos occurred (9th 695, Counsel Assistance Cir. B. 705 Borg, 898 Hughes v. F.2d Ineffective 899 F.2d 1990); Vasquez, v. also Hunt see counsel, that contends his Hamilton Cir.1990). Therefore, (9th 878, retroac 881 did not because he Ryan, was ineffective Mr. is not a violation application of Anderson tive consider jury that it should argue federal rights protected under of defendant’s aas guilt Hamilton’s doubt lingering about law. phase. in the mitigating factor could Ryan found that district court 60(b) Motion III. Denial of reasonably that concluded from the appeals district Hamilton argu- such an persuaded 60(b) in of his Rule motion court’s denial agree. We ment. court to he asks the district consider which Facto Ex Violation Post Claimеd C. in claims that not exhausted myriad of were Supreme Deci- Court in Clause the district court until after court the state United Su- Remand States on sion from judgment denying habeas relief entered its Court preme and which dis on exhausted claims on the merits. Hamil Supreme on trict determined court The California Court to hold the district initially pen ton us that court appeal reversed death asks direct 60(b) denying holding trial court’s failure to its discretion alty, that the abused by the kill an he taken aback that to element motion because was intent instruct McCleskey v. special Supreme man Court’s decision felony murder circumstance 467, 1454, Zant, 113 Superior Carlos v. 499 U.S. reversal under dated (1991), holding petitioners Court, 517 Cal.Rptr. 35 Cal.3d 197 672 L.Ed.2d (1983). corpus petitions filing subsequent People v. habeas P.2d 902, 916, failing for to prejudice 710 P.2d must show cause Cal.3d petition the claims in a for United States raise first habeas corpus. Hamilton claims that he had relied granted and vacated and Court certiorari pre-McCleskey light upon permitting of Rose law more remanded reconsideration Clark, petitions filing of habeas subsequent 92 lenient (1986), exhausting earlier which held when he refrained from L.Ed.2d that harmless 60(b) He analysis apply claims. maintains may to Rule motion error instructions him, McCleskey before erroneously it was reasonable for proof shift burden of decided, to district court ask the district court warned Hamilton that if he and, only some when if presented decide claims only claims, his exhausted he unsuccessful, proceed those claims were subject would be to abuse of the princi- writ bring subsequent peti- claims and other ples if he to later were raise additional claims tion. (id.). Hamilton chose only to raise the ex- claims, hausted and did so on October 22. would be sympathetic
We Hamilton’s argument if he had in fact reasonably as- 16, 1991, April On Court de- sumed that all unexhausted claims could be Zant, McCleskey cided presented subsequent in a restriction (1991), which However, case, petition. particular in this held petitioner habeas had to demon- was not reasonable for Hamilton to make strate prejudice cause and failing to raise assumption, such an because the district his claims in his first petition. federal habeas repeatedly court warned Hamilton that he April On evidentiary did not exhaust all his present claims and hearing 9,1991, commenced. On May at the timely in a original them in his peti- manner close of evidentiary hearing, Hamilton tion, the district court would deem the unex- stay moved to the closing hearing claims hausted waived. In these unusual light McCleskey so that he could exhaust circumstances, we hold cannot that it anwas state remedies. The court district denied abuse discretion for the district request. asked court to 60(b) grant refuse to the Rule motion and reconsider this motion on July which require present Hamilton to those claims in a August the court date, denied 23. On this subsequent petition subject to the strictures the court also denied peti- Hamilton’s habeas McCleskey. tion. Hamilton filed a motion for reconsider- presentation A more detailed of the chro- ation, denied on November nology reflects not that Hamilton was 1991. repeatedly warned he should all exhaust petition Hamilton filed a habeas claims in order to ensure a full hearing on *16 Supreme California 30, Court on December them, could, but that Hamilton with a brief 1991, raising the unexhausted claims that application Court, to the Supreme California 8, were identified in filing his June 1990 in have secured such unduly exhaustion without the district court. The Supreme California delaying the district prоceedings. court petition Court denied his without citation on 8, 1990, March On the district or court 17, February 1992. On March identify Hamilton to dered all claims he in 60(b) Hamilton a Rule filed motion in the in petition tended raise his habeas district This court. court a ordered limited Judge accordance with Alarcon’s concurrence remand so that the district court could con- Whitley, 1470, v. 860 F.2d Neuschafer 60(b) sider the motion. The district court (9th Cir.1988), denied, cert. 493 U.S. denied the motion. 264, (Alarcon, J., concurring). Hamilton identified 38 Hamilton has failed show excusable ne- on June including claims glect the claim attempting to exhaust his state might that Jesse Moffet committed remedies between June and October murder for which Hamilton was convicted. 1990. Nowhere in his does brief he ex- 5). (ER The district court eventually gave plain why he could present his unex- until Hamilton October 1990 to either hausted to the claims exhaust state respect remedies with to Court during period. this time the identified unexhausted, claims that were complains of the fact that district court or present petition a habeas containing only discovery denied his requests concerning exhausted claims. claim, The district court was Moffet but the district court has the willing stay consideration deny Hamilton’s discovery discretion to pro- in habeas proceeding habeas if he demonstrated that ceedings, particularly for claims are he initiated state proceedings prior to Octo 6(a), See unexhausted. Rule Rules Govern- (ER 19). order, ber In however, its Section Cases. v. Vas her nursing death and that she was still him on Coleman reliance Hamilton’s (N.D.Cal.1991) May 30, People 303-04 1979.” F.Supp.
quez, 771 court Coleman, 351, 357-58, 247 district Cal.3d 753 P.2d In misplaced. is (1988). petitioner’s granted briefing and stayed McCleskey. Id. light discovery request during kidnapping killing For this in Cole However, petitioner 303-04. brutally took Bеrnard Lee Hamilton petition habeas his amended had filed man life, Terry Eleanore Buchanan’s Buchanan’s McCleskey prior only seven weeks wife, mother, and their son’s Hamilton has present ordered to had not been decision been convicted of murder and sentenced as Hamil single petition claims all of his identify any I Constitu- death. am unable Vasquez, 999 also Bonin v. ton See was. infirmity tional either in his conviction or his (9th Cir.1993) (affirming 425, 426-27 F.2d sentence. 60(b) petitioner motion where denial single in a present all of his claims ordered to so). and failed to do petition
habeas
denying Hamil-
court’s order
The district
Court has validated
60(b)
motion was not an abuse
Rule
ton’s
jurors
inviting
in the
practice
must be affirmed.
discretion and
to consid-
phase
of a state death
case
pro
submitted a brief
se.
Appellant has
in their deliberations that a sentence
er
all of his claims and to the
reviewed
really
We have
parole
possibility
life without
presented
they differ from those
extent that
of life with
of commuta-
sentence
counsel, they
rejected.
Ramas,
992 n.
tion. California
n.
L.Ed.2d 1171
II
B.
Boyde
v. California,
494 U.S.
A.
S.Ct.
(1990)
L.Ed.2d 316
the Su
preme Court set out the standard by which
My disagreement with the majority’s anal
we evaluate disputed instructions in this con
ysis
validity
as
of Hamilton’s death
text. When an instruction is assailed as
sentence is essentially
First,
twofold.
be
ambiguous and subject to an erroneous inter
lieve generally that the majority’s analysis of
pretation,
the proper
inquiry is “whether
the disputed commutation instructions is so
there is a reasonable likelihood that the jury
entangled with concerns about purely state
applied
has
the challenged instruction in a
law matters
trespasses
on the Su
“
way that prevents the consideration of consti
preme Court’s admonition that
‘federal ha-
tutionally relevant
380, 110
evidence.” Id. at
corpus
beas
relief does not lie for errors of
added).
S.Ct.
1198 (emphasis
so
In man
—
state law.’”
McGuire,
Estelle v.
dating,
rejected
the Court
lesser formula
-, -,
475, 480,
112 S.Ct.
116 L.Ed.2d
tions such as what a
juror
reasonable
(1991)
“could
(quoting
Lewis
Jeffers, 497 U.S.
have” or “would have” done in the
shadow
3092, 3102,
111 L.Ed.2d
disputed
instruction,
well
as
(1990)).
whether
question
as I see it is only
“
there was a ‘substantial possibility that the
disputed
whether
instruction violated
jury may have rested its verdict on the “im
Hamilton’s federal
rights,
Constitutional
par
’ ”
proper ground.”
Id. at
110 S.Ct. at
ticularly his Fourteenth
right
Amendment
Instead,
1197.
the Court chose a test which
process
due
of law and
rights
his
under the
Justice Marshall acknowledged in dissent to
Eighth Amendment, not whether the Briggs
“stringent,”
unduly
albeit
so in
judg
Instruction violated the California Constitu
ment.
(Mar
Id.
fendant
defendant,
con-
you shall
the
imposed on
unprofessional
counsel’s
that,
for
but
ty
has been
which
of
evidence
the
would
sider all
proceeding
the
of
errors,
result
the
of this
any part of the
po-
during
Deportation of
received
different.”
have been
case,
added)
(emphasis
not violate
does
witnesses
defense
tential
a reasonable
“there is
unless
process
due
guid-
be
into account
take
You shall
testimony could
the
that
likelihood
factors,
applicable:
if
following
by the
ed
of fact.”
of the trier
judgment
the
affected
possible
of the
by
statement
a
[followed
to disclose
prosecution
the
of
And failure
factors
mitigating
aggravating
to
de-
the
evidence
exculpatory
allegedly
case].
is
“only if there
process
due
violates
fense
of
you the list
to
read
previously
I have
that,
evi-
had the
probability
a reasonable
law
circumstances
aggravating
defense, the
disclosed
been
dence
that
you
find
you
consider
to
permits
have been
would
proceeding
of
result
evidence.
by the
is established
of them
based
new trial
a
receive
To
different.”
circum-
aggravating
only
are
These
evidence,
defendant
newly discovered
are
You
may consider.
you
that
stances
the evidence would
that
demonstrate
must
any other
take account
allowed
not
a different
lead to
not
likely than
more
decid-
aas basis
or circumstances
for
facts
outcome.
an
be
penalty would
death
that
(cita
4n.
at 1198
110 S.Ct.
n.
at 380
Id.
this case.
punishment
appropriate
our
omitted).
analogies inform
These
tions
added)
(emphasis
this
task in
our
perform
we
as
judgment
ag-
as an
any fact
consider
you
“we
that
Before
statement
Court’s
case,
does
circumstance,
find
you must
category
gravating
of infractions
‘have defined
evidence
established
very narrow
been
fairness”
has
“fundamental
violate
fact
”
doubt,
(emphasis
—
at -,
at
beyond
a reasonable
Estelle,
U.S.
ly.’
States,
added)
Dowling v. United
(quoting
668, 674, 107 L.Ed.2d
352, 110
sentence, you
impose death
In order
(1990)).
reasonable
beyond a
be convinced
must
aggravating
totality of the
that the
doubt
C.
totality
outweigh
circumstances
challenged
of a
assessing
effect
mitigating circumstances.
“ ‘may
be
not
is that
instruction,
rule
however,
instructed,
now
You
isolation,
be
must
but
judged in artificial
”
or
possible commutation
of a
the matter
charge.’
the overall
the context
viewed in
be con-
is not
sentence
modification
at
Boyde,
punish-
determining you in
sidered
Naught
added)
(quoting Cupp
(emphasis
must
You
Hamilton.
Mr.
ment for
396, 400,38
141, 146-47, 94 S.Ct.
en, 414 U.S.
commutation
such
as whether
speculate
opinion
(1973)).
majority
L.Ed.2d
is
It
ever
occur.
or
Reading
modification
charge.
part
only at
looks
whether
to decide now
your
Junction
light
record
whole
charge as a
parole
be suitable
will
this man
likeli
no reasonable
there
me
convinces
are con-
as you
So far
date.
some
challenged instruc
future
jury applied
hood
this
cerned,
whether
to decide
you are
consider
prevented the
way
tion
or
death
shall suffer
man
evidence.
Constitutionally relevant
ation
to remain
permitted
he
shall
whether
opinion the
appendix
in an
forth
set
the evi-
upon consideration
If
alive.
following
jury.
charge to
complete
imprisonment
life
you believe that
*19
dence
instructions, many of
jury
the
from
excerpts
proper
the
parole
is
possibility
majority
the
ignored in
completely
are
gover-
the
sentence,
you must assume
on
the
focused
me that
convince
opinion,
Court,
officials
and those
nor,
Supreme
factors,
evidence,
mitigating
parole
our
operation of
charged with
factors,
extraneous
not some
aggravating
duty in correct
their
system perform
matter:
1991) (order
manner,
responsible
and that Mr. Hamil-
denying petitions for writ of
paroled
safely
added).
ton will
be
unless he can
corpus)
habeas
(emphasis
society.
released into
It would
be a
There
interesting
is an
twist to this issue.
your duty
jurors
you
violation
On remand from the United
Supreme
States
were to
at death because
fix
case,
Court in the Ramos
the California Su
governor
the doubt that the
and other offi-
preme Court held
Briggs
that the
Instructiоn
properly carry
respon-
cials will
out their
violated California’s constitution. People v.
added)
(emphasis
sibilities.
Ramos,
136, 153,
800,
37 Cal.3d
Supreme
already
Court has
told us
(1984),
denied,
isolated
important
and
accurate
is both
commutation
Judge
with
agree
I
analysis.
this
change
in this
pivotal issue
understanding the
in
no moment.
ofwas
remark
the
Brewster
from Bru-
case
distinguishes this
case,
it
1200
384,
S.Ct.
110
U.S.
494
Boyde,
See
to confes-
related
ton,
the concern
where
de-
generally
do
counsel
of
(arguments
admissions,
of common
not matters
instructions).
sions
jury
impact
crease
knowledge.
Supreme
California
the
opinion
The
subject
opinion
the
majority
power was
the
notwithstanding,
commutation
The
Court
during the
jury be
the
in
requested
California
debate
public
prosecutor
great
the
claims
in a 1978
power
1970s,
Governor’s
that culminated
the
a debate
consider
late
told “to
popularly
“eligibility]
initiative
Hamilton’s
death
voter
commutation”
hap-
added). This claim is
What
Initiative.
Briggs
(emphasis
as the
parole”
known
for
jurors
time
were
controlling
simple:
at the
the
is
case
law
misleading.
in this
pened
State
something
Briggs
give
consider
to
the
not to
judge
told
the
appropriately
required
trial
about,
ex-
Governor’s
prosecution
the
The
jury.
all knew
they probably
to
Instruction
ju-
sentence.
judge to tell
a murderer’s
trial
to alter
power
asked
pressly
attempt
deter-
to elimi-
subject when
apparent
this
in an
judge,
to consider
rors
wisely
im-
appeal,
tried
More
on
punishment.
trouble
possible
mining Hamilton’s
nate
no Con-
from
however,
simply
factor
commutation
there
to eliminate
portantly,
to
capital sen-
is akin
“inviting
admonition
infirmity in
This
consideration.
stitutional
they
commutation
information
consider
not to use
jurors
to
tencing juries
telling
Ramos,
arriving
newspapers
sentencing decisions.”
may have read
in its
power
daily
8.n.
8,
at 3451
that occurs
verdict,
n.
an admonition
at 998
at a
463 U.S.
holding
approach
claim;
precise
to
Contrary
it is
my
courts.
is not
This
our
here,
could
Footnote 8
one
no
majority
Ramos.
Court
of the
taken
this
admonition
opinion makes
an
such
argue that
seriously
O’Connor’s
Justice
do
prosecutor had
jurors
invites
Even
publicity
media
point irrefutable.
about
in this
Yet
Governor’s
do.
not to
they
consider
told
asked
what
day.
Constitutional
carries
argument
federal
power, no
an
such
commutation
context
implicated.
been
right would
reiterate,
California
agree
I
with
To
true,
majority
Nevertheless,
is not
conclusion:
bottom-line
Court’s
claims,
jury was invited
“the
opinion
this
the substance
with
problems
Any
avoid
way it could
speculate
admonitory
by its
erased
were
instruction
him
was to sentence
likely release
component.
be-
respectfully
point,
On
to death.”
simply refuses
opinion
majority
lieve the
E.
charge.
language of the
acknowledge the full
analy-
my
strong
indicator
is a
There
D.
consented
counsel
correct: Hamilton’s
sis is
its
much of
suggested
instruction
may
case that
aspect of this
is an
There
finding
entered
Judge Brewster
understanding.
language.
As
colleagues’
escape my
agree-
an
reached
parties
“the
of fact that
in his dissent
observed
Richardson
Justice
Briggs Instruction.”
a modified
ment
180 Cal.
Ramos,
Cal.3d
30
People v.
(order
denying petitions
at 77
rev’d,
(1982),
908
P.2d
Rptr.
639
opinion
majority
(1983),
corpus).
of habeas
writ
1171
L.Ed.2d
S.Ct.
77
implications.
ignores its
fact but
admits this
commutation
already know
“jurors
record
from this
to conclude
It is difficult
Id.,
Cal.3d at
power.”
counsel,
on the
who was
(Richardson, J.,
that Hamilton’s
dissent
P.2d
and the
case
and familiar
scene
reiterated
ing). This observation
evidence,
instruction
have believed this
Ramos,
could
O’Connor
Justice
a rea-
giving
from
19, 103
prevent the
n.
996 n.
*21
response
soned moral
mitigat-
to petitioner’s
the light of all the
record,
evidence in the
evidence,
Perry
Lynaugh,
see
especially the atrocities Hamilton committed
302, 319,
2934, 2947,
upon
L.Ed.2d
Buchanan,
Mrs. Eleanore
who was still
(1989),
oí
the
instruction
cre-
would
nursing
baby
the
boy to whom she
given
had
ate the risk
the death
be
would
im-
just
birth
three weeks before Hamilton
posed despite evidence which
call for
would
slaughtered her. Mrs. Buchanan’s severed
sentence,
Ohio,
life
see
Lockett
438 U.S. head and hands —removed with both a saw
would do as told. This should tell us some-
this case and
charge
to the
as a
thing.
whole
me
convinces
that Hamilton’s federal
rights
Constitutional
were not
trammelled
F.
disputed
instruction.
majority’s
The majority opinion persistently
opinion
does
fails to heed
Court’s
Boyde
what
tells us not
speculates
to do: it
lеad in
particular,
Ramos.
point
every
at
Moreover,
turn.
conclusions the
Court’s statement
that “we find
majority draws from its speculation
pat-
unpersuasive
suggestion
possible
ently inconsistent with the evidentiary di-
commutation of a life sentence
must
held
mensions of the
opinion
case. The
says,
constitutionally irrelevant
to the sentencing
jury spent
“[t]he
days
three
deliberating decision and that
it
speculative
is too
an
phase, suggesting that the Cali-
element for
jury’s
consideration.” Ra
fornia
saw this as a
mos,
close case.”
Why
1001-02,
3453-
Why
so?
doesn’t the length of deliberations
54. All
majority
opinion has succeeded
suggest
jurors
were conscientious
in doing
is to show what could have done
careful and
they
followed the instruc- with the disputed instruction, not that
tions as a whole rather than jumping
“jury
to a
applied
has
the challenged instruction
rash conclusion? Why doesn’t
suggest
it
way
in a
that prevents the consideration of
jurors did consider the
mitigating
seven
wit-
constitutionally relevant
Boyde,
evidence.”
nesses called by Hamilton?
U.S. at
tlemen, I time have instructions at this requirements to the to conform his conduct proceedings. phase of these second for the impaired as a result of mental of law was this case has in been The defendant [sic] defect or the affects disease or degree. of the first guilty of murder found intoxication. murder commit- charge that the age of the defendant at the I. The time has special circumstances been ted under the crime. is the law of this found to be true. It state the defendant J. Whether or not penalty for defendant found accomplice partic- offense and his an degree of the first guilty of murder shall ipation offense commission prison be death or confinement state relatively minor. parole. life In for Any other circumstance which ex- any special K. case which circum- gravity of the crime charged this tenuates even stances case have been though legal it is excuse to be true. Under the law of found this you state must determine which crime. now penalties imposed said shall be on defen- weighing aggravating In and miti- determining dant. which is to merely gating you not to factors are count defendant, imposed you shall are numbers on side. You instruct- either consider all of the evidence which has been weigh ed rather to and consider factors during any part received of the trial of on each side as a whole. case. You shall take into account and be previously you the list of read factors, guided by following if applica- aggravating law circumstances ble:. you you find that permits to consider
A.The circumstances of the crime the evidence. of them is established only aggravating which the defendant was convicted These are circum- robbery The crime of taking is the personal property possession of an- you may consider. You stances person other from his or pres- immediate any other not allowed to take account of will, against ence and accomplished facts or circumstances as a basis for decid- means of force and fear. the death would be an prove In order to the commission of the appropriate punishment in this case. robbery, crime of following each of the *23 mitigating The circumstances one, proved: per- elements must be that a your given read for are consideration possession property son had of of some you merely examples as of some to of value, two, slight; prop- however that such you may that factors take into account as erty was taken from person such or from deciding impose to reasons a death presence; his immediate three that such you on Mr. Hamilton. sentence But property against was taken the will of such your should not limit consideration of miti- four, person; taking that the was accom- gating specific circumstances to these fac- plished by either by force or violence or may any tors. You also consider other both, five, by fear or intimidation or presented circumstances as reasons for not property that such was taken with the you imposing penalty. the death Before specific permanently deprive intent to such any aggravating consider fact as an cir- person property. of the cumstance, you must find that that fact has Now, subject battery, relative to the of beyond the evidence been established a every рerson willfully who and unlawfully may reasonable doubt. You not consider any uses force upon person or violence choosing impose fact as a reason for to guilty battery, of another is of a misde- you the death sentence unless are satisfied foregoing meanor. As used in the instruc- beyond a reasonable doubt and to all cer- tion, “violence,” the words “force” and are tainty that fact is true. synonymous any wrongful appli- and mean Reasonable doubt is defined as follows: physical against [sic] cation or force possible it is not a mere doubt because another, person though of even it causes everything relating to human affairs and pain bodily mark, no or harm or leaves no depending open on moral evidence is though only feelings and even of such possible imaginary or some doubt. injured person the act. which, It is that state of the case after slightest touching, unlawful if done comparison the entire and consideration of insolent, manner, angry in an rude or an is all the evidence leaves the of the minds sufficient. jurors they in that condition that cannot necessary touching It is not that the be say they abiding feel an conviction to a anger or actual done actual malice. certainty charge. of the truth of the moral It is sufficient if it was unwarranted and sentence, unjustifiable. impose you a In order death beyond must be convinced a reasonable touching battery may essential to a totality aggravating that the of the doubt touching person, per- be a of the or the outweigh totality circumstances of the wearing something or at- apparel son’s of mitigating you circumstances. If are not closely tached to or connected with the beyond convinced a reasonable doubt that person. aggravating outweigh circumstances your duty It is now to determine which circumstances, mitigating you must re- penalties, of the death or confinement two imprisonment a of life turn verdict without prison possibili- in the state for life without possibility parole. of ty imposed parole shall be on Mr. Ham- ilton. couple
The next of instructions deal with robbery battery, since there evi- You are instructed that under state constitution, robbery empowered battery penal- governor dence of a trial, ty phase grant give you reprieve, pardon a or commutation and so I will following the definitions of of a conviction of a these offenses. sentence cir- aggravating that the If conclude you mitigating cir- outweigh the cumstances may, governor a power, Under crime. cumstances, impose a sentence you shall modify sen- future, or commute However, you determine death. possibil- imprisonment of life tence ag- outweigh the mitigating circumstances sentence a lesser parole ity of circumstances, impose you shall gravating parole. possibility include pris- in the state of confinement a sentence requirement subject This is parole. life without on for convicted twice any person the case one select retire and now You shall or modification felony, commutation foreman, will who to act number your written absent granted may your deliberations. over preside justices of four least of at recommendation as to a determination to make In order Further, a Court. agree. jurors must all the penalty, incarcer- a minimum requires sentence life *24 dat- off for must you be one-third reach years, Any less that verdict of 25 ation may form be on a parole foreman by your signed credit before time ed and good you shall then proper authorities. by provided, will be considered however, instructed, to this courtroom. with return now You are or commutation possible of a self-explana- matter are forms two have con- to be is not of sentence provide penalty modification would One form tory. punish- determining the you death, form sidered other be fixed would must not You Hamilton. for Mr. imprisonment ment of life penalty for a provides such commutation to whether you as speculate and when parole, of possibility ever occur. you verdict, modification 12 of or all when reached a have now verdict, decide your function the foreman It is not have reached a have pa- be suitable will man return to this this verdict whether date the sign and you far as date. So future at some role courtroom. concerned, you are decide death suffer man shall whether permitted shall be he or whether alive. remain evidence consideration upon
If imprisonment without life
you believe sentence, proper parole is governor, must assume
you charged and those officials Supreme Court America, STATES UNITED system parole our operation of Plaintiff-Appellee, duty in a correct and their perform will manner, Hamil- and that Mr. responsible he can be paroled unless will ton Defendant-Appellant. MAYANS, Pablo society. into safely released No. 92-50530. duty your be a violation It would fix the you were to jurors Appeals, Court States United gover- the doubt that death because Ninth Circuit. carry properly officials will and other nor 7, 1993. Oct. Submitted Argued and responsibilities. their out evidence all of the having heard After 9, 1994. Feb. Decided [sic] consider having heard and after counsel, you shall consid- arguments guided and be into account and take er aggravating applicable factors you upon which
mitigating circumstances been instructed.
