557 F.2d 849 | D.C. Cir. | 1977
Lead Opinion
The Equal Employment Opportunity Act of 1972
I
The salient facts are not in dispute. On November 14, 1972, appellant, then employed as a computer operator by the Defense Supply Agency of the Department of Defense,
The Agency announced its decision on April 17, 1974, finding no discrimination. An administrative appeal was then taken to the Appeals Review Board of the Civil Service Commission which, on August 27,1974, affirmed the Agency.
On the next day, a copy of the decision was sent by registered mail, with a return receipt requested, to Mr. Cass.
The record gives no indication as to when either of appellant’s three legal representatives
On October 1, 1974, appellant filed a pro se complaint in the District Court against the Secretary of Defense
II
Section 717(c) authorizes a covered federal employee to file a civil action in an appropriate federal district court “[wjithin thirty days of receipt of notice of final [administrative] action taken” on his discrimination complaint, either by the employing agency or by the Civil Service Commission on an appeal from the agency’s decision, if he is aggrieved by the administrative disposition.
The initial guidepost is the consideration that “where congressional purpose is unclear, courts have traditionally resolved ambiguities in remedial statutes in favor of those whom the legislation was designed to protect.”
Not long ago, we were confronted with a problem somewhat similar to the one before us. In Coles v. Penny,
A reading of “receipt” as a call for personal receipt by the affected employee harmonizes well with the fundamental objectives of Section 717(c). It comports, too, with the everyday realities of Title VII litigation. Speaking in Coles to “the broad structure and purposes of Title VII,”
Appellant was sent a copy of the Board’s decision which informed him that a “complainant[ ] . . . not satisfied with this decision” had a statutory right “to file a civil action in an appropriate U. S. District Court within thirty (30) calendar days of his receipt of this decision.”
As much here as in Coles, “we doubt that Congress intended to provide a judicial remedy—one [which] requirefs] de novo consideration—which is so easily forfeited by those whose rights it vindicates.”
Ill
There is another guidepost to proper interpretation of the “receipt of notice” upon which Section 717(c) trades. The Civil Service Commission’s interpretations of that section have consistently reflected the theme that the 30-day period for suit is not set in motion until notice of the final administrative action is obtained by the affected employee, irrespective of when it might reach a representative. That should dispel any lingering doubt as to the construction that the section should command in the courts.
Shortly after enactment of Section 717, the Commission, in exercise of the rulemaking power with which it is expressly endowed,
These regulations, which persist today in identical form,
[a]n administrative interpretation of a statute by an agency entrusted with its administration commands great deference in the courts.52 “Particularly is this respect due when the administrative practice at stake ‘involves a contemporaneous construction of a statute by the men charged with the responsibility of setting its machinery in motion, of making the parts work efficiently and smoothly while they are yet untried and new.’ ”53 Where the agency is authorized to issue regulations to which Congress has imparted the force of law, . . its interpretation is entitled to an even larger measure of esteem.54 And “[t]o sustain the [agency’s] application of [the] statutory term, we need not find that its construction is the only reasonable one, or even that it is the result we would have reached had the question arisen in the first instance in judicial proceedings.”55
The question, we repeat, is whether the arrival of the Board’s decision in Mr. Cass’ office, prior to actual receipt by appellant of his copy, launched the 30-day period for suit. As invariably interpreted by the Commission in its regulations, Section 717(c) envisions transmittal of notice of final administrative action both to the affected employee and his representative, if any, and in either event personal knowledge by the employee of the action.
IV
In support of his position that appellant’s lawsuit was time-barred, the Secretary argues that the 30-day requirement is jurisdictional,
Title VII bottoms its procedural mechanisms upon the assumption that ofttimes there will be no lawyer to attend to their functioning on the employee’s behalf. As we have heretofore pointed out, “[t]he scheme established by Congress relies upon laymen, operating without legal assistance, to initiate both administrative complaints and lawsuits. . . . ”
The evident purpose of the notice requirement is to inform that the administrative process has run its course and to admonish that the brief period for instituting a lawsuit is about to commence. Like the Civil Service Commission, we think Section 717(c) contemplates service of the notice on the employee.
We thus find the Secretary’s argument unacceptable. Like the Fifth Circuit, we believe “that Congress did not intend to condition a claimant’s right to sue under Title VII on fortuitous circumstances or events beyond his control which are not spelled out in the statute.”
The judgment appealed from is accordingly reversed, and the case is remanded to the District Court for further proceedings consistent with this opinion.
Reversed and remanded.
. Pub.L. No. 92-261, 86 Stat. 103 (1972), as amended, 42 U.S.C. §§ 2000e et seq. (Supp. V 1975).
. See, e. g., Morton v. Mancari, 417 U.S. 535, 547, 94 S.Ct. 2474, 2481, 41 L.Ed.2d 290, 298 (1974); Hackley v. Roudebush, 171 U.S.App. D.C. 376, 404, 410 n.138, 416, 520 F.2d 108, 136, 142 n.138, 148 (1975); Douglas v. Hampton, 168 U.S.App.D.C. 62, 67, 512 F.2d 976, 981 (1975); Womack v. Lynn, 164 U.S.App.D.C. 198, 504 F.2d 267 (1974).
. Pub.L. No. 88-352, tit. VII, §§ 701 et seq., 78 Stat. 253 (1964), as amended, 42 U.S.C. §§ 2000e et seq. (1970).
. “Within thirty days of receipt of notice of final action taken by a department, agency or unit referred to in subsection (a) of this section, or by the Civil Service Commission upon an appeal from a decision or order of such department, agency, or unit on a complaint of discrimination based on race, color, religion, sex or national origin, brought pursuant to subsection (a) of this section, ... an employee . . ., if aggrieved by the final disposition of his complaint, . . . may file a civil action as provided in section 2000e-5 of this title, in which civil action the head of the department, agency, or unit, as appropriate, shall be the defendant.” Equal Employment Act of 1972, tit. VII, § 717(c), 42 U.S.C. § 2000e-16(c) (Supp. V 1975).
. During administrative consideration of appellant’s discrimination complaint, his employment at the Defense Supply Agency was terminated. That action was contested within the Agency but no further, and thus is not encompassed by this litigation. In view of appellant’s claim for backpay consequent upon the discrimination alleged, text infra at note 23, the case did not become moot by reason of appellant’s discharge.
. Appendix (App.) 7-8.
. See note 10 infra.
. App. 8. See note 10 infra and accompanying text.
. Greene’s discrimination complaint was filed on November 17, 1972. His complaint was consolidated with appellant’s throughout the administrative proceedings. He is not, however, a party to this litigation.
. The letter is reproduced at App. 23. Enclosed with the letter was Greene’s “Designation of Representative” form naming these two attorneys. App. 24. The letter noted that appellant had not gotten such a form but that he would designate the same two as his representatives in a separate letter. Appellant states, Brief for Appellant at 4, and appellee does not deny, that the letter was never written. The status of Mr. Boggs, text supra at note 7, from here on is something of a mystery.
. Bernard Bell, (CSC App.Rev.Bd. Aug. 27, 1974) (unreported), App. 16-22.
. Id., App. 22.
. Affidavit of William P. Berzak, App. 13.
. App. 14.
. Affidavit of Bernard Bell, App. 29.
. See note 10 supra and accompanying text.
. The record is silent as to whether the Board transmitted its decision to counsel other than Mr. Cass, and as to whether there was any intercommunication among them.
. Affidavit of Bernard Bell, App. 29.
. Id. This is confirmed by Mr. Bewley’s affidavit, which states that “at some time during the latter part of July, 1974, Richard Cass indicated to me that he could not continue to represent Bernard Bell,” and that “it was my understanding that Richard Cass had communicated the above fact to Bernard Bell at some time during the month of August, 1974.” App. 30.
. Affidavit of Bernard Bell, App. 29.
. Appellant was later represented in the District Court by counsel other than those on this appeal.
. Appellant also claimed infringement of the Civil Rights Act of 1866, ch. 114, § 16, 16 Stat. 144, 42 U.S.C. § 1981 (1970); of the Fifth Amendment; and of Exec. Order No. 11478, 3 C.F.R. 803 (1969), amended by Exec. Order No. 11590, 3 C.F.R. 153 (1971), reprinted in 42 U.S.C. § 2000e App., at 10297 (1970). Jurisdiction was invoked under 28 U.S.C. §§ 1331(a), 1343(4), 2201 (1970). See text infra at note 26.
. See notes 4 and 5 supra.
. Bell v. Schlesinger, Civ. No. 74-1439 (D.D.C. Feb. 5, 1975) (unreported), App. 30.
. 425 U.S. 820, 96 S.Ct. 1961, 48 L.Ed.2d 402 (1976).
. See note 4 supra; Coles v. Penny, 174 U.S. App.D.C. 277, 280-281 & n.7, 531 F.2d 609, 612-613 & n.7 (1976). See also 42 U.S.C. § 2000e-5 (1970). Administrative inaction on the complaint may also ripen the matter for suit pursuant to § 717(c). See full text of 42 U.S.C. § 2000e-16(c) (Supp. V 1975); 5 C.F.R. § 713.281 (1976).
. This has been the judicial conclusion even under the much less clear provision of § 706(f)(1) of Title VII, 42 U.S.C. § 2000e-5(f)(1) (Supp. V 1975), relating to suits by em
. See S.Rep. No. 92-415, 92d Cong., 1st Sess. (1971); H.R.Rep. No. 92-238, 92d Cong., 1st Sess. (1971); 117 Cong.Rec. 32088-32114 (1971); 118 Cong.Rec. 4907-4949, 7166-7170, 7563-7573 (1972).
. Laffey v. Northwest Airlines, Inc., No. 74-1791 (D.C.Cir. Oct. 20, 1976), at 88.
. Coles v. Penny, supra note 26, 174 U.S.App. D.C. at 283, 531 F.2d at 615.
. Id., quoting Sanchez v. Standard Brands, Inc., 431 F.2d 455, 461 (5th Cir. 1970).
. Coles v. Penny, supra note 26, 174 U.S.App. D.C. at 283, 531 F.2d at 615.
. Supra note 26.
. See note 4 supra.
. See note 4 supra.
. Coles v. Penny, supra note 26, 174 U.S.App. D.C. at 284, 531 F.2d at 616. See also Allen v. United States, 542 F.2d 176, 178-180 (3d Cir. 1976). But see Eastland v. TVA, 547 F.2d 908, 912-914 (5th Cir. 1977).
. See note 4 supra.
. 174 U.S.App.D.C. at 282, 531 F.2d at 614.
. Id. (citations omitted).
. Id. at 283, 531 F.2d at 615, quoting Love v. Pullman Co., 404 U.S. 522, 527, 92 S.Ct. 616, 619, 30 L.Ed.2d 679, 685 (1972).
. Coles v. Penny, supra note 26, 174 U.S.App. D.C. at 283, 531 F.2d at 615, quoting Huston v. General Motors Corp., 477 F.2d 1003, 1008 (8th Cir. 1973).
. Bernard Bell, supra note 11, App. 22 (emphasis supplied).
. See text supra at note 39. Compare Coles v. Penny, supra note 26, 174 U.S.App.D.C. at 283, 531 F.2d at 615.
. Id.
. Id.
. See 42 U.S.C. § 2000e-16(b) (Supp. V 1975). The Commission drew also upon other legislation and several executive orders as additional sources of rulemaking authority. 37 Fed.Reg. 22717 (1972).
. 37 Fed.Reg. 22723 (1972), as amended by 37 Fed.Reg. 25699 (1972), 5 C.F.R. § 713.281 (1976).
. 37 Fed.Reg. 22723 (1972), as amended by 37 Fed.Reg. 25699 (1972), 5 C.F.R. § 713.282 (1976).
. 37 Fed.Reg. 22722 (1972), as amended by 39 Fed.Reg. 32540 (1974), 5 C.F.R. § 713.234 (1976), in relevant part providing:
The board shall issue a written decision setting forth its reasons for the decision and shall send copies thereof to the complainant, his designated representative, and the agency. . . The decision of the board . shall contain a notice of the right to file a civil action in accordance with Section 713.-282.
. See references in notes 47-49 supra.
. We emphasize that the administrative interpretations to which we have pointed appear as regulations formulated contemporaneously with passage of the Equal Employment Opportunity Act of 1972, see references in notes 47-49 supra, pursuant to express rulemaking power, as distinguished from interpretive declarations of lesser stature and authority. See General Elec. Co. v. Gilbert, 429 U.S. 125, 140-143, 97 S.Ct. 401, 410-411, 50 L.Ed.2d 343, 357-358 (1976), and text infra at note 54.
. Citing Griggs v. Duke Power Co., 401 U.S. 424, 433—434, 91 S.Ct. 849, 854-855, 28 L.Ed.2d 158, 165 (1971); United States v. City of Chicago, 400 U.S. 8, 10, 91 S.Ct. 18, 20, 27 L.Ed.2d 9, 12-13 (1970); Udall v. Tallman, 380 U.S. 1, 4, 85 S.Ct. 792, 795, 13 L.Ed.2d 616, 619 (1965).
. Quoting Power Reactor Co. v. Electrical Workers Int’l Union, 367 U.S. 396, 408, 81 S.Ct. 1529, 1535, 6 L.Ed.2d 924, 932 (1961), in turn quoting Norwegian Nitrogen Prods. Co. v. United States, 288 U.S. 294, 315, 53 S.Ct. 350, 358, 77 L.Ed. 796, 807 (1933), in turn quoted in Udall v. Tallman, supra note 52, 380 U.S. at 16, 85 S.Ct. at 801, 13 L.Ed.2d at 625.
. Citing General Elec. Co. v. Gilbert, supra note 51, 429 U.S. at 140-143, 97 S.Ct. at 410-411, 50 L.Ed.2d at 357-358.
. American Horse Protection Ass’n v. United States Dep’t of Interior, 551 F.2d 432 (D.C.Cir. 1977), last quoting Unemployment Compensation Comm’n v. Aragon, 329 U.S. 143, 153, 67 S.Ct. 245, 250, 91 L.Ed. 136, 145 (1946), in turn quoted in Udall v. Tallman, supra note 52, 380 U.S. at 16, 85 S.Ct. at 801, 13 L.Ed.2d at 625.
. In this regard, we note another manifestation of the Commission’s understanding of § 717, though it lacks parity with its regulations. See note 51 supra. The Commission’s designation-of-representative form appearing of record, despite the broad authority which it confers upon the representative, incorporates the statement that the designor “undertand[s] that [he] continue[s] to be responsible for taking all necessary action in connection with [his] complaint of discrimination.” App. 24. This burden obviously extends to institution of suit pro se by a dissatisfied employee then no longer represented, and its effective discharge just as plainly necessitates prior personal notice of the administrative action to the employee.
. We do not investigate the essential nature of the limitation period since the Secretary’s characterization is proffered simply to buttress his call for strict construction. Compare Coles v. Penny, supra note 26, 174 U.S.App.D.C. at 281-282 & n.13, 531 F.2d at 613-614 & n.13.
. Compare id.
. Brief for appellee at 5, quoting Smith v. Ayer, 101 U.S. 320, 326, 25 L.Ed. 955, 958 (1879).
. E. g., Link v. Wabash R.R., 370 U.S. 626, 634, 82 S.Ct. 1386, 1390, 8 L.Ed.2d 734, 740 (1962).
. Notice is not imputed to the client unless it comes to the attorney within the duration and scope of the attorney-client relationship. Andrew v. Rivers, 207 Iowa 343, 223 N.W. 102, 105 (1929); Centreville Bldg. & Loan Ass’n v. Gollin, 117 N.J.Eq. 412, 176 A. 356, 358 (1935). See also L. C. Bates Co. v. Austin, Nichols & Co., 143 Conn. 392, 122 A.2d 795, 796 (1956); Shafer v. United States Cas. Co., 90 Wash. 697, 156 P. 861, 864 (1916); Northwestern Realty Co. v. Hardy, 160 Wis. 324, 151 N.W. 791, 792 (1915). The record amply supports appellant’s position that Mr. Cass withdrew prior to announcement of the Board’s decision. See text supra at notes 16-20 and notes 17, 19 supra; compare Vindigni v. Meyer, 441 F.2d 376 (2d Cir. 1971). We are mindful that Mr. Cass and Mr. Bewley practiced in the same law firm, and we presume that the decision was duly transmitted to Mr. Bewley in Mr. Cass’ absence. That, however, would not settle the question whether the severance of the relationship with appellant by Mr. Cass, whom the record portrays as the moving spirit in appellant’s earlier representation, did not also terminate Mr. Bewley’s connection with the case. As for Mr. Boggs, seemingly also an attorney for appellant at some stage, see note 10 supra, it suffices to point out that nothing in the record suggests that he was ever sent a copy of the Board’s decision or informed thereof.
. See note 4 supra.
. Coles v. Penny, supra note 26, 174 U.S.App. D.C. at 282, 531 F.2d at 614. See also Love v. Pullman Co., supra note 40, 404 U.S. at 527, 92 S.Ct. at 619, 30 L.Ed.2d at 685; Huston v. General Motors Corp., supra note 41, 477 F.2d at 1008.
. See text supra at notes 38-41.
. Franks v. Bowman Transp. Co., supra note 27, 495 F.2d at 404. In that case, a notice mailed by the Equal Employment Opportunity Commission was never seen by the charging
. See note 49 supra and accompanying text. We so conclude, not simply because the Commission has promulgated a regulation in that regard, but as a consequence of independent interpretation of § 717(c), aided in part by the administrative construction which the regulation reflects. Compare Coles v. Penny, supra note 26, 174 U.S.App.D.C. at 284-285, 531 F.2d at 916-917.
. See note 49 supra and accompanying text.
. Copeland v. Brennan, 414 F.Supp. 644 (D.D. C.1975). There the employing agency sent notice of its disposition to the complaining employee but not to her counsel. It was held that the notice was ineffective to trigger the 30-day period until the attorney received it through the employee. See also Coles v. Penny, supra note 26, 174 U.S.App.D.C. at 284 n.18, 531 F.2d at 616 n.18, and accompanying text.
. Franks v. Bowman Transp. Co., supra note 27, 495 F.2d at 404.
. So concluding, we need not consider the alternative suggestion that, even if imputed notice is permitted, in this case there was no receipt by a then-authorized representative. See note 61 supra and accompanying text.
Dissenting Opinion
dissenting:
I dissent. In my opinion the notice sent to Mr. Cass at his office and received on August 30, 1974 was binding upon the ap
The appellant’s original complaint of discrimination, filed with the Defense Supply Agency November 14, 1972, included this statement:
I have retained counsel to represent me in this case. He is Peter D. Bewley of the firm of Wilmer, Cutler & Pickering 900-17th Street, N.W., Washington, D.C. 20006. Of counsel will be Roderick Boggs . . My counsel expect to exercise all rights granted to them by the code of federal regulations . . . including but not limited to the right to receive notice of any and all actions taken with regard to this complaint .
(App. p. 8)
On October 2, 1973 Richard W. Cass of the Wilmer, Cutler & Pickering firm wrote to the Appeals Examining Office of the Civil Service Commission: “Peter D. Bewley and myself will be representing Bernard Bell” at his hearing. Mr. Cass wrote on the stationery of Wilmer, Cutler & Pickering. His name and that of Mr. Bewley appeared on the letterhead, the position of Mr. Bewley’s name indicating that he was senior to Mr. Cass.
On August 30, 1974 a copy of the Civil Service Commission’s final decision was delivered to the office of Mr. Cass by registered mail.
As the Supreme Court has said, Link v. Wabash R.R. Co., 370 U.S. 626, 634, 82 S.Ct. 1386, 1390, 8 L.Ed.2d 734 (1962), under “our system of representative litigation each party is deemed bound by the acts of his lawyer-agent and is considered to have ‘notice of all facts, notice of which can be charged upon the attorney.’ Smith v. Ayer, 101 U.S. 320, 326, 25 L.Ed. 955.” I think that as of August 30, 1974 the appellant was charged with notice of the decision delivered to the office of his attorneys on that date.
I am not persuaded by the appellant’s attempt to avoid the binding effect of the notice of August 30, 1974. He says that on or about August 15,1974 Mr. Cass informed him that he was leaving the country for an extended period and “after approximately August 15, 1974, I no longer considered Richard Cass my attorney for this matter and began to seek new counsel.” (App. 29) Mr. Bewley in turn states in an affidavit that “at some time during the latter part of July, 1974 Richard Cass indicated to me that he could not continue to represent Bernard Bell.” (App. 30) Nowhere however is there any indication that Mr. Bewley, co-counsel with Mr. Cass, terminated his representation of appellant or even suggested to the appellant that it was about to be terminated. Nor is there any indication that the Civil Service Commission was notified that either Mr. Bewley or Mr. Cass was withdrawing. In these circumstances they were still attorneys of record for the appellant and the Commission was entitled to treat them as such when sending notices to the appellant.
The Civil Service Commission’s regulations cited by the majority do not require personal notice to the employee as distinguished from notice to his lawyer, nor do they suggest to me that the Commission intended to make any such requirement. The regulations are consistent with the belief that the Commission regarded notice to the lawyer as notice to his client. If the Commission intended to require personal notice to the client I think it would have said so by plain language, not by innuendo.
The theory of the majority makes the giving of notice to counsel a meaningless exercise. This I think is “wholly inconsistent with our system of representative litigation”. Link v. Wabash R.R. Co., 370 U.S. 626, 634, 82 S.Ct. 1386, 1390, 8 L.Ed.2d 734 (1962).