OPINION
At issue is a rail-banked right of way along the eastern shore of Lake Sammamish in King County, Washington. The plaintiffs allege that when the United States Department of Transportation, Surface Transportation Board (STB) issued a Notice of Interim Trail Use (NITU), the federal government denied plaintiffs a reversionary interest in the right of way located on their properties, formerly occupied by the railroad. Plaintiffs in this consolidated action each allege a taking, compensable under the Fifth Amendment to the United States Constitution. Previously, this court issued an opinion in the consolidated cases, denying a motion for summary judgment by the defendant regarding the interpretation of the General Railroad Act of 1875, 18 Stat. 482, 43 U.S.C. §§ 934 et seq. (repealed 1976), and the effect on plaintiffs Warren and Vicki Beres. See Beres v. United States,
FINDINGS OF FACT
The railroad line in question was originally constructed by the Seattle, Lake Shore & Eastern Railway Company (SLS & E) from May 1887 through March 1888. During May and June 1887, the SLS & E acquired the land needed to construct the railroad along the eastern shore of Lake Sammamish by “right of way deeds” granted by plaintiffs’ predecessors in title to the railroad: Louis and Mary Tahalthkut for Schroeder, Bill and Mary Hilchkanum for Ray, George and Elizabeth Davis for Klein, Bill and Lucinda Sbedzuse
In pertinent part, the Right of Way Deeds have the following format:
In Consideration of the benefits and advantages to accrue to us from the location, construction and operation of the Seattle, Lake Shore and Eastern Railway in the County of King in Washington Territory we do hereby donate, grant and convey unto said Seattle, Lake Shore and Eastern Railway Company a right of way one hundred (100) feet in width through our lands in said County, described as follows, to wit:
[specific description of lot and section].
Such right of way strip to be fifty (50) feet in width on each side of the center line of the railway track as located across our said lands by the Engineer of said Railway Company, which location is described as follows, to wit:
[description of the metes and bounds].
And the said Seattle, Lake Shore and Eastern Railway Company shall have the right to go upon the land adjacent to said line for a distance of two hundred (200) feet on each side thereof and cut down all trees dangerous to the operation of said road.
*742 To Have and to Hold said premises with the appurtenances unto the said party of the second part, and to its successors and assigns forever.
In Witness Whereof the parties of the first part have hereunto set their hands and seals this _ day of [Month], A.D. 1887.
The deeds in Schroeder, Ray, Klein, Peterson, Lane, and Spencer follow this form. The deed at issue in Nelson and Collins also follows the same format, but contains the following additional sentence after the haben-dum clause: “All riparian and water front rights on Lake Samamish [sic] are hereby expressly reserved.”
The second type of deed in this case, the June 3, 1904 Quit Claim Deed at issue in Manning, was conveyed to Northern Pacific by Quit Claim deed. It states, in pertinent part:
This Indenture made this third day of June in the year of our Lord one Thousand nine hundred and four, Between J.D. Reeves and Elizabeth Jane Reeves, his wife, the parties of the first part and the Northern Pacific Railway Company, a corporation, the party of the second part, Witnesseth: That the said parties of the first part for and in consideration of the sum of One hundred and Fifty dollars of the United States to them in hand paid by the said party of the second part, the receipt whereof is hereby acknowledged do by these presents, remise, release, and forever quit claim unto the said party of the second part and to its assigns all right, title and interest and estate of said first parties in and to all that certain lot, piece or parcel of land, situate lying and being in the County of King, State of Washington, and particularly bounded and described as follows, to wit:
The interest of said grantors in and to a tract of Land lying within lines drawn parallel with with [sic] the center of the main Line track and fifty feet from said center of the Seattle, Lake Shore & Eastern Railway, now the Northern Pacific Railway, through the Townsite of Inglewood, King County, State of Washington, and running from Ash Street to Willow Streets and through the following Blocks in said Townsite; [list of blocks] according to the plat of said Town of Inglewood as recorded in Volume three, of Plat Books, page 169 records of King County, Washington; the intention being to convey herein a right of way fifty feet on each side of said track through any lots or blocks conveyed to the Grantor J.D. Reeves by grant of date, November 13, 1903, from King County, Washington, said lots being as follows, [list of lots and blocks],
Together will all and singular the tenements, hereditaments and appurtenances thereunto, belonging, or in anywise appertaining, and the reversions, remainder and remainders, rents, issues and profits thereof.
To have and to hold all and singular the said premises together with the appurtenances, unto said party of the second part and to its heirs and assigns forever. In witness whereof, The said parties of the first part have hereunto set hands and seals the day and year first above written.
Schroeder, No. 04-1456L
The plaintiffs in Schroeder
After purchasing the property, Louis Ta-halthkut entered into an agreement with Daniel J. Reichert on June 22, 1889 to sell and convey to him all timber for logging that was on Louis Tahalthkut’s property. The agreement stated “all and singular the timber suitable for logging and piling purposes now standing growing and being on those certain pieces or parcels of land situate lying and being in King County, Washington Territory and particularly described as follows ...,” and Daniel J. Reichert agreed to take and buy the same. After Louis Tahalthkut
Ray, No. 04-1457L
The plaintiffs in the Ray
On December 15, 1890, Bill and Anna Hil-chkanum conveyed “[a]ll of lot two (2) in section six (6) township twenty-four (24) north of range six (6) east of Willamette Meridian containing twenty-one and eighty hundredths (21 80/100) acres,” to Julia Cur-ley without mention of the right of way. On December 16, 1898, Bill Hilchkanum conveyed to his then-wife, listed as Annie Hileh-kanum,
Klein, No. 04-1458L
The plaintiffs in Klein
Peterson, No. 04-1459L, and Lane, No. 04-1468L
In 1889, Bill Sbedzuse entered into an agreement with Daniel J. Reichert, similar to the agreement Louis Tahalthkut entered into with Daniel J. Reichert, when selling all timber rights suitable for logging on his property to Mr. Reichert. On August 5, 1905, Bill Sbedzuse conveyed by warranty deed his undivided two thirds interest in Lot 3 and the N.E.¼ of Section 32 to G.R. Fisher. That deed is silent with respect to the railroad right of way.
Plaintiff Phyllis Lane, with Robert Lane, acquired a portion of Lot 3, in Section 32, Township 25 North, Range 6 E., W.M., by a Statutory Warranty Deed dated June 25, 1973. The deed for two of the co-plaintiffs in Peterson, J. Herb and Judith D. Gilbo, also is in the record. The Gilbos acquired their interest in a parcel within Lot 3 of Section 32 by Statutory Warranty Deed dated November 4, 1982. In addition, Peterson co-plaintiff George W. Raab’s deed is included in the record. The Statutory Warranty Deed indicates that the property was conveyed to George Raab and Mildred M. Raab, his wife, by Hilda and Francis Sprague on February 27, 1947. None of the deeds for the other plaintiffs in Peterson, were included in the record.
Spencer, No. 04-1463L
The plaintiffs in Spencer
Alice Zacuse, Jim Yonderpump’s widow, and her current husband Jim Zacuse, subsequently conveyed a portion of Lot 2 to George Clark and Tolle Anderson by Quit Claim deed dated October 26, 1911. The deed described the property as: “North twenty acres of Lot Two (2) Section Thirty two (32) Township Twenty five (25) North of Range six (6) E.W.M.” The deed did not mention the railway right of way. On January 27, 1919, Alice Zacuse conveyed by Quit Claim Deed the remaining portion of Lot 2 to W. Baron Cook, again without mentioning the right of way. None of the deeds for the plaintiffs in Spencer are in the record.
Nelson, No. 04-1465 and Collins, No. 04-1472
The plaintiffs in Nelson
Manning, No. 04-1466
The plaintiffs in Manning
Plaintiff Joy Manning, a married person, acquired her interest in Lots 20, 21 and 22 in Block 3, Inglewood and Lot 1 in Block 4, Inglewood, by Statutory Warranty Deed dated November 19, 1984, “[e]xcept the southerly 11 feet of said Lot 20, and Except any portion thereof lying within the Northern Pacific Railroad Company Right of Way,” applying to the deeds of Lots 20, 21, 22 and Lot 1.
Prior Litigation
In 1997, Burlington Northern, a successor in interest to the SLS & E’s right of way, concluded that continued operation of the pertinent line was not economically viable. See Redmond-Issaquah R.R. Pres. Ass’n v. Surface Transp. Bd.,
On May 13, 1998, the STB granted Burlington Northern an exemption to abandon a 12.45 mile length of railroad between milepost 7.3, near Redmond, and milepost 19.75, at Issaquah, in King County, Washington. See id. On September 16, 1998, the STB authorized The Land Conservancy (TLC) of Seattle and King County to assume financial responsibility for the right of way pursuant to the National Trails System Act Amendments of 1983, § 208, Pub.L. No. 98-11, 97 Stat. 42, 16 U.S.C. § 1247(d) (2000). See id. The STB also authorized the issuance of a NITU for the Burlington Northern right of way, permitting King County and TLC to establish a trail over the railroad right of way. The STB’s ruling authorized the conversion of the railroad right of way into a recreational trail pursuant to 16 U.S.C. § 1247(d). King County, Washington subsequently reached an agreement with Burlington Northern for use of the right of way for trail purposes. Since the STB approved conversion of the railway to a trail, no railway carriers have used the railroad, and the tracks subsequently were removed from the right of way.
In 2000, plaintiffs Gerald L. and Kathryn B. Ray filed an action against King County, Washington to quiet title to enforce their ownership fee interest in the right of way. Ray v. King County, No. 00-2-14946-8SEA, King County Supr. Ct. The issue before the Washington state court was to determine the nature of the easement conveyed by the Hil-chkanum deed to SLS & E, that is, whether the deed conveyed a fee simple or easement interest. On cross motions for summary judgment, the King County Superior Court found that the original deed between the Hilchkanums and SLS & E conveyed a fee simple interest to SLS & E, and concluded, “title is quieted in King County in fee sim-
The Rays sought direct review of the trial court’s decision in the Washington State Supreme Court. As briefing was nearing completion, however, the Washington Supreme Court transferred the matter to Division 1 of the Court of Appeals of Washington State. The Washington State Court of Appeals affirmed the trial court’s decision to quiet title in King County, holding that the Hilehkanum deed conveyed a fee interest in the right of way and not an easement. See Ray v. King County,
In addition, plaintiffs Clifford F. and Kathryn L. Schroeder, Henry D. and Judy D. Klein, Frederic and Linda Vicik, and George W. Raab, also brought state court actions to quiet title regarding their respective properties. However, on October 8, 2002, after the King County Superior Court’s decision in Ray v. King County, and after an adverse decision from the United States Court of Appeals for the Ninth Circuit in King County v. Rasmussen,
In January 2005, the plaintiffs filed a motion requesting certification to the Washington State Supreme Court on questions of state law. This court agreed and forwarded the following questions to the Supreme Court of the State of Washington:
1. When the granting clause of a deed expressly conveys a “right-of-way” to a railroad, does Washington state law hold that the property interest conveyed to the railroad is an easement as distinguishable from a fee simple?
2. Under Washington state law, did the above-quoted language of the 1887 deeds convey fee simple absolute interest in the Seattle Railway Company, or, instead, did the deeds convey an easement?
Plaintiffs’ certification request, as forwarded to the Washington State Supreme Court, indicated that this court, the parties and other future litigants could benefit from additional guidance from the Supreme Court of Washington.
In the published order, which granted plaintiffs’ motion to certify the questions to the Washington State Supreme Court, Schroeder v. United States,
Although the Brown court set out seven possible factors for consideration by other courts, whether the plaintiffs’ deeds convey an easement or a fee is not easily determined without prioritization within the factors, and guidance regarding the seventh factor, which includes “many other considerations suggested by the language of the particular deed.” Even the lower Washington state courts seem to arrive at differing resolutions. At a minimum, a declaration by the Supreme Court of Washington on this matter would be welcome in order to best resolve the issue of whether the multiple plaintiffs in the eases before this court can continue with their Fifth Amendment taking claims.
Id. at 519 (quoting Brown v. State, 130 Wash.2d 430,
The Supreme Court of the State of Washington, however, declined the request for certification, stating:
The court is of the view that, in light of existing precedent such as Brown v. State,130 Wash.2d 430 ,924 P.2d 908 (1996) and Ray v. King County,120 Wash.App. 564 ,86 P.3d 183 , review denied,152 Wash.2d 1027 ,101 P.3d 421 (2004), the questions posed by the federal court are not “question[s] of state law ... which [have] not been clearly determined.”
The opinion below addresses issues of collateral estoppel raised by defendant. The government argues that plaintiffs Gerald and Kathryn Ray and the Ray co-plaintiffs should be estopped from raising their takings claims based on the decisions of the Washington state court in Ray v. King County,
DISCUSSION
The first issue addressed in this opinion is whether jurisdiction is precluded by the Rooker-Feldman doctrine. The court then considers whether Gerald and Kathryn Ray and the Ray co-plaintiffs are barred from litigating the nature of their property interest by the doctrine of collateral estoppel.
Rooker-Feldman Doctrine
The Rooker-Feldman doctrine emanates from two United States Supreme Court cases, Rooker v. Fidelity Trust Co.,
In Rooker v. Fidelity Trust Co., the plaintiff, after receiving an adverse judgment in the Indiana Supreme Court, filed suit in the United States District Court of Indiana. Rooker v. Fidelity Trust Co.,
Sixty years after the Rooker v. Fidelity Trust Co. decision, the United States Supreme Court decided District of Columbia Court of Appeals v. Feldman. In Feldman, the plaintiffs were denied admission to the District of Columbia bar by the District of Columbia Court of Appeals. District of Columbia Court of Appeals v. Feldman,
In 2005, the United States Supreme Court, in Exxon Mobil Corporation v. Saudi Basic Industries Corporation, criticized lower federal courts for trying to extend the Rooker-Feldman doctrine “far beyond the contours of the Rooker and Feldman eases, overriding Congress’ conferral of federal-court jurisdiction concurrent with jurisdiction exercised by state courts, and superseding
In 2006, the United States Supreme Court again discussed the Rooker-Feldman doctrine. In Lance v. Dennis,
Collateral Estoppel
Defendant argues that the Rays and the other plaintiffs whose property rights emanate from the Hilchkanum deed should be barred from relitigating that deed by the collateral estoppel doctrine or issue preclusion. Plaintiffs assert that all the requirements to establish collateral estoppel under Washington law have not been met. Plaintiffs contend that the Rays should not be barred from pursuing their claims in this court. Moreover, according to the plaintiffs the only parties in the Ray v. King County litigation were Gerald and Kathryn Ray and that the other plaintiffs now before the court are not in privity with the Rays and certainly should not be barred from pursuing their claims in this court.
“Under collateral estoppel, once a court has decided an issue of fact or law necessary to its judgment, that decision may preclude relitigation of the issue in a suit on a different cause of action involving a party to the first case.” Allen v. McCurry,
As in the federal system, “[t]he doctrine of collateral estoppel is well-known to Washington law as a means of preventing the endless relitigation of issues already actually litigated by the parties and decided by a competent tribunal. Collateral estoppel promotes judicial economy and prevents inconvenience, and even harassment, of parties.” Reninger v. Dep’t of Corrections,
Under Washington law, a four part test for collateral estoppel governs:
*750 (1) the issue decided in the prior adjudication is identical to the one presented in the current action, (2) the prior adjudication must have resulted in a final judgment on the merits, (3) the party against whom collateral estoppel is asserted was a party or in privity, with a party to the prior adjudication, and (4) precluding relitigation of the issue will not work an injustice on the party against whom collateral estoppel is to be applied.
In re Stout,
“Collateral estoppel is an affirmative defense. The party asserting it has the burden of proof.” State Farm Mut. Auto. Ins. Co. v. Avery,
Collateral Estoppel as Applied to Gerald and Kathryn Ray
When examining the application of the four part collateral estoppel test, outlined above, as it applies to Gerald and Kathryn Ray, the parties agree that the first three factors are not at issue. In fact, plaintiffs concede that the first three factors are met, stating, “[w]ith respect to Jerry [sic] and Kathy [sic] Ray, only the application of the fourth element is in dispute.” Therefore, for collateral estoppel to apply, the fourth element, that the application of collateral estoppel will not work an injustice on the party against whom it is applied, must be examined as it pertains to Gerald and Kathryn Ray.
Even though collateral estoppel advances judicial economy and prevents reliti-gation, collateral estoppel “is not to be applied so rigidly as to defeat the ends of justice, or to work an injustice.” Henderson v. Bardahl, Int'l Corp.,
In summary, the injustice prong of the collateral estoppel doctrine calls from an examination primarily of procedural regularity. This is not to rale out substantive analysis entirely, as when, for instance, there is an intervening change in the law, or the law applicable at the time of the first hearing was not well-explained and required subsequent exposition. But where, as here, a party to the prior litigation had a full and fair hearing of the issues, and did not attempt to overturn an adverse outcome, collateral estoppel may apply, notwithstanding an erroneous result.
Thompson v. Dep’t of Licensing,
The Washington Supreme Court in Christensen v. Grant County Hosp. Dist. No. 1 offered further definition as to when procedural injustice would occur under Washing
Examples in which a prior hearing was found to be more informal, or had relaxed evidentiary standards, compared to the more formal, subsequent hearing, are: a Department of Social and Health Services proceeding versus a criminal prosecution for welfare fraud, State v. Williams,
Gerald and Kathryn Ray argue that procedural injustice occurred in their ease in state court when the Court of Appeals of Washington engaged in fact finding on its own, the result of which was a finding not based on the record before it. The fact finding at issue, as alleged by the plaintiffs, is that the Court of Appeals of Washington found that the Hilchkanum deed was written by a B.J. Tallman, which according to the Rays, ignored evidence in the record. As a result, plaintiffs argue that the Rays did not have an opportunity for full and fair litigation. Plaintiffs assert that no party had suggested that B.J. Tallman drafted the deed instead of the railroad, or that the Hilch-kanum deed was in B.J. Tallman’s handwriting. According to plaintiffs, this finding by the Court of Appeals of Washington allowed the court to use an adverse inference and apply Washington law that ambiguities in the deed be construed against the party who drafted the deed, that is, against the grantors, the Hilchkanums, and, therefore, against the Rays. The Court of Appeals of Washington stated:
[E]xamination of the deed shows that it is entirely handwritten, apparently by the same person. Both the language of the main part of the deed, as well as the acknowledgment, is in the handwriting of the notary who acknowledged the signatures of the Hilchkanums, B.J. Tallman. Nothing in the record before us indicates that he was the agent of the Railway.*752 Absent such proof, we fail to see why we should construe ambiguities in the May 1887 deed against the Railway.
Ray v. King County,
Defendant argues that no procedural injustice occurred as a result of the actions of the Court of Appeals of Washington in Ray v. King County. Defendant notes that the decision by the Court of Appeals was after a decision on summary judgment issued by the lower court. The defendant quotes Reynolds v. Hicks,
Under Washington law, an appellate court engages in the same inquiry as the trial court, and may engage in fact-finding, when reviewing an opinion on summary judgment. See Post v. City of Tacoma,
The Court of Appeals of Washington engaged in the proper scope of review to examine the appellate record and drew conclusions based on the documents in the record before the court. The Court of Appeals reviewed the Hilchkanum deed in the record and concluded that B.J. Tallman drafted the deed. The court reached this result by determining that the handwriting on the deeds was the same as the handwriting of the notary, B.J. Tallman. See Ray v. King County,
Furthermore, once the Rays took issue with the decision of the Court of Appeals of Washington, their recourse was an appeal to the Washington Supreme Court. The Rays, in fact, petitioned the Washington Supreme Court to review their ease, but the Washington Supreme Court declined the petition for review of the intermediate appellate court decision.
Plaintiffs also argue that substantive injustice will occur if the Rays are collaterally estopped from relitigating the Hilchkanum deed. Plaintiffs look to the language in Thompson v. Department of Licensing, in support of their argument that at the time the state court ease was in litigation, the law was “not well-explained and required subsequent exposition.” Thompson v. Dep’t of Licensing,
Defendant contends that plaintiffs’ argument is based upon the false premises that Washington law regarding the interpretation of railroad deeds was unclear when Ray v. King County was decided. Further, defendant argues that plaintiffs’ reliance on Thompson v. Depaiiment of Licensing is misplaced because the language relied on by plaintiffs was dicta and plaintiffs fail to cite even one decision in which it was held unjust to apply collateral estoppel because the applicable law at the time was not well-explained and required subsequent exposition.
In Brown, the Washington Supreme Court indicated that, on the railroad deed fee versus easement issue, decisions “usually turn on a case-by-ease examination of each deed” and that the “intent of the parties is of paramount importance.” Brown v. State,
After reviewing the numerous Washington state court opinions interpreting private deeds conveying railroad rights-of-way, this court believes that the lower courts in the State of Washington, as well as federal courts would benefit from further guidance from the Supreme Court of Washington. Although the highest court in the state has identified a list of review criteria, deed interpretation regarding railroad rights-of-way has taken two parallel tracks. On the one hand, some Washington state courts adhere to the strict presumption that if the purpose of a deed is to grant a right-of-way to a railroad, and the deed uses the term “right-of-way” in its granting clause, then the deed passes an easement only. See Veach v. Culp, [92 Wash.2d 570 ,] 574,599 P.2d 526 [(1979)], Swan v. O’Leary, [37 Wash.2d 533 ,] 537,225 P.2d 199 [(1950)], Morsbach v. Thurston County, [152 Wash. 562 ,] 565,278 P. 686 [(1929)]; Hanson Indus., Inc. v. County of Spokane, [114 Wash.App. 523 ,] 529,58 P.3d 910 [(2002)]. On the other hand, a Washington state court panel has chosen which of the seven factors identified in Brown to apply or has turned to reviewing “other considerations,” also acknowledged in Brown, as an element to ascertain the intent of the parties. See Brown v. Washington, [130 Wash.2d 430 ,] 438,924 P.2d 908 ; Ray v. King County, [120 Wash.App. 564 ,] 576,86 P.3d 183 .
Schroeder v. United States,
The court is of the view that, in light of existing precedent such as Brown v. State,130 Wash.2d 430 ,924 P.2d 908 (1996) and Ray v. King County,120 Wash.App. 564 ,86 P.3d 183 , review denied,152 Wash.2d 1027 ,101 P.3d 421 (2004), the questions posed by the federal court are not “ques*754 tion[s] of state law ... which [have] not been clearly determined.”
Order at 1-2 (Wash. Oct. 7, 2005) (quoting RAP 16.16(a)) (omissions in original). The question, now before the court, is whether Gerald and Kathryn Ray, who previously litigated their property rights in the Washington state courts, should be given an opportunity to relitigate the issues directly raised in the state court proceedings regarding the fee versus easement interpretation of the Hileh-kanum deed, not whether the Washington State Supreme Court is confident in the clarity of its decisions.
This court does not believe that the subsequent exposition in Kershaw Sunnyside Ranches, Inc. v. Yakima Interurban Lines Association,
The decision in Ray v. King County regarding the interpretation of the Hilchkanum deed was issued after Gerald and Kathryn Ray were afforded a full and fair opportunity to litigate on their own behalf. The Washington State Court of Appeals rejected the Rays’ arguments and the Washington State Supreme Court denied further review when the court declined the Rays’ petition for review. No procedural irregularities directly affecting the decision were identified and the state court decisions in the Rays’ particular case should be given preclusive effect. Gerald and Kathryn Ray should not be allowed to relitigate their same claims in this court. Gerald and Kathryn Ray, therefore, are collaterally estopped from challenging the construction of the Hilchkanum deed. As examined below, this conclusion may have the odd result of the Rays not having causes of action, while the Ray co-plaintiffs potentially retain causes of action stemming from the same, underlying, Hilchkanum deed. The Rays, however, unlike the Ray co-plaintiffs, attempted to quiet title in the Washington state courts, Ray v. King County, No. 00-2-14946-8SEA, and have had their day in court. The application of collateral estoppel is proper against Gerald and Kathryn Ray.
Collateral Estoppel Applied Against the Ray Co-Plaintiffs
Defendant argues that, in addition to having the court invoke collateral estoppel against Gerald and Kathryn Ray regarding their attempt to relitigate the Hilchkanum deed in this court, the Ray co-plaintiffs, whose property rights also derive from the Hilchkanum deed, likewise should be collaterally estopped from relitigating the fee versus easement issue. The defendant contends that: “All of the co-plaintiffs in Ray are in privity with the Rays, because they all stand in the same shoes with the Hilchkanums. The co-plaintiffs and the Rays, therefore have a mutual, identical interest with respect to the title to property at issue, namely, the May 9, 1887 deed conveying the right of way to the railroad.” Plaintiffs assert that the defendant incorrectly analyzes the case law on privity, and that for the United States to prevail, defendant would have to show that the Ray co-plaintiffs are in privity with the
As discussed above, the four part test for collateral estoppel under Washington law is:
(1) the issue decided in the prior adjudication is identical to the one presented in the current action, (2) the prior adjudication must have resulted in a final judgment on the merits, (3) the party against whom collateral estoppel is asserted was a party or in privity with a party to the prior adjudication, and (4) precluding relitigation of the issue will not work an injustice on the party against whom collateral estoppel is to be applied.
In re Stout,
Application of the first two elements of collateral estoppel are not disputed. The issue decided in Ray v. King County, construction of the Hilchkanum deed, also is at issue for a number of the plaintiffs in the consolidated cases. Moreover, Ray v. King County resulted in a final judgment on the merits in a competent forum. Regarding the Ray co-plaintiffs, the third element of collateral estoppel, that “the party against whom collateral estoppel is asserted was a party or in privity with a party to the prior adjudication,” requires further examination, as may the fourth element, that, “precluding relitigation of the issue will not work an injustice on the party against whom collateral estoppel is to be applied.” In re Stout,
As noted above, the party asserting the affirmative defense of collateral estoppel bears the burden of establishing that the Ray co-plaintiffs were “a party or in privity with a party to the prior adjudication.” Id. Under Washington law, although explained in a res judicata context:
“ ‘Privity does not arise from the mere fact that persons as litigants are interested in the same question or in proving or disproving the same state of facts. Privity within the meaning of the doctrine of res judicata is privity as it exists in relation to the subject matter of the litigation, and the rule is construed strictly to mean parties claiming under the same title. It denotes mutual or successive relationship to the same right or property....’”
In re Coday,
Relevant to the inquiry regarding the Ray co-plaintiffs is that, “[according to the rule stated in Deaconess Medical Center and Mottet v. Dean, privity based on a successive relationship to the same property arises only if the adjudication of an owner’s asserted rights in the property has already occurred when the owner transfers the property to a successor. In such a situation, collateral estoppel applies to prevent the successor from relitigating issues already determined against the original owner.” Spahi v. Hughes-Northwest,
The justification for a strict construction is simple. Where the parties against whom collateral estoppel is being asserted have had no previous opportunity to raise certain issues, their claim on those issues should not be barred. On the other hand, one whose property interests have already*756 been asserted and litigated by his or her predecessor should be prevented from reasserting and relitigating the same interests.
State ex rel. Dean by Mottet v. Dean,
In the case before this court the Rays and the Ray co-plaintiffs, whose property rights derive from the Hilehkanum deed, must resolve the question raised in Ray v. King County, namely, did the Hilch-kanum deed provide an easement or a fee simple right of way interest to the railroad? The cases cited above make clear that any subsequent owner of Gerald and Kathryn Ray’s same property interest would be barred from relitigating the Hilehkanum deed, right of way issue, as that subsequent owner would be in privity with the Rays. This commonality of issue, however, does not give rise to a relationship which results in privity between the Rays and the Ray co-plaintiffs for the purposes of estoppel. Although the Ray co-plaintiffs, whose deeds also derive from the Hilchkanums, share the same source deed as the Rays, they are not successors in interest to the Rays. Each of the Ray co-plaintiffs holds an interest in land separate from the Rays, land which passed through different chains of title. Nor, as alluded to by defendant, should the Ray co-plaintiffs be penalized because they engaged an individual, in whom they had confidence to represent them, who has no interest in the properties at issue, just because he also represented the Rays in Ray v. King County.
The defendant relies on a number of eases which are difficult to follow as supportive of the defendant’s position. For example, defendant cites the court to Douthitt v. MacCulsky,
Both defendant and plaintiffs cite to United States v. ITT Rayonier, Inc.,
Defendant is unable to establish that the Ray co-plaintiffs were in privity with Gerald and Kathryn Ray or participated in the Ray v. King County litigation in the Washington state courts in any meaningful way. Therefore, the third element of collateral estoppel has not been established, with regal’d to the Ray co-plaintiffs. Since the Washington Supreme Court in In re Stout used the connector “and” when describing the four part test to establish collateral es-toppel, In re Stout,
Virtual Representation
The defendant argues alternatively that even if the Ray co-plaintiffs were not in privity with Gerald and Kathryn Ray, “at least fourteen co-plaintiffs should be collaterally estopped” under the virtual representation doctrine. The defendant claims that “fourteen co-plaintiffs directly participated in Ray v. King County by filing an amicus brief supporting the Rays’ petition for review by the Washington Supreme Court.”
In Garcia, the plaintiff, Elvia Garcia, a passenger in a car, filed suit against the defendants for injuries sustained in a car accident. Earlier, Teodoro Macias, the driver of the car, had filed suit against the same defendants and judgment had been entered for the defendants. Id. at 965. In addition to being involved in the very same accident, Ms. Garcia and Mr. Macias were residing together at the time of the Macias trial, Ms. Garcia was a witness in that litigation and was aware of the issues and nature of the first action. The court in Garcia v. Wilson analyzed Washington State’s recognition of the virtual representation doctrine. Indeed, many subsequent Washington state court decisions that examine virtual representation refer to, or quote from, the opinion in Garcia. In its analysis, the Garcia court defined the virtual representation doctrine, as follows: “Washington recognizes what has been termed the virtual representation doctrine. This doctrine allows collateral estoppel to be used against a nonparty when the former adjudication involved a party with substantial identity of interests with the nonparty. Of course, such preclusion must be applied cautiously in order to insure that the nonparty is not unjustly deprived of her day in court.” Id. at 966-67 (footnote omitted).
The court in Garcia v. Wilson identified a number of factors to consider in applying virtual representation:
The primary factor to be considered is whether the nonparty in some way participated in the former adjudication, for instance as a witness. The issue must have been fully and fairly litigated at the former adjudication. That the evidence and testimony will be identical to that presented in the former adjudication is another important factor. Finally, there must be some sense that the separation of the suits was the product of some manipulation or tactical maneuvering, such as when the nonparty knowingly declined the opportunity to intervene but presents no valid i’eason for doing so.
Id. at 967 (footnotes omitted). Notably, the court identified participation in the previous action as the most significant, or primary factor to consider. The court also stressed the need for some sort of manipulation with respect to the two proceedings on the part of the nonparty in order for virtual representation to apply. In Garcia, the court found that such manipulation had occurred. Id.
Subsequently, the court in World Wide Video of Washington, Inc. v. City of Spokane,
Other Washington state courts have not referred to virtual representation by name, instead referring to “an exception to the requirement that one be a party or in privity with a party to the prior litigation.” Hackler v. Hackler,
Virtual representation must be determined on a case-by-case basis with specific focus on the facts of each ease. Washington state courts have “emphasize[d] that application of collateral estoppel to a non-party necessarily depends on the particular facts presented,” Garcia v. Wilson,
The United States Court of Appeals for the Seventh Circuit, in Tice v. American Airlines, Inc.,
We think the term “virtual representation” has cast more shadows than light on the problem to be decided. As a matter of fact, a finding that nonparties were virtually represented in earlier litigation has rarely been used actually to bar litigation. As far as we can tell, no published opinion by this court has done so, although one unpublished order has, see Henderson v. Stone,930 F.2d 25 (table),1991 WL 54855 (7th Cir.1991), and the doctrine was of indirect relevance in another order. Goodluck v. City of Chicago,70 F.3d 1274 (table),1995 WL 687637 (7th Cir.1995). The Wright treatise observes that “[a]ll of the cases that in fact preclude relitigation by a nonparty have involved several factors in addition to apparently adequate litigation by a party holding parallel interests.” Wright, § 4457 (1998 Supp.) at 420. Examples of these additional factors include control or participation in the earlier litigation, acquiescence, deliberate maneuvering to avoid the effects of the first case, or the close relationship between the parties to the various eases.
These factors are all merely heuristics, however, shortcuts that courts use to determine the answer to the real (fact-specific) question-whether there was (or should be implied at law) the kind of link between the earlier and later plaintiffs that justifies binding the second group to the result reached against the first. See also McNealy v. Caterpillar, Inc.,139 F.3d 1113 , 1116-17 (7th Cir.1998) (preclusion improper where the issues litigated in the two actions are different). This is, of course, the same question we and other courts have already identified as the crux of the privity inquiry. A proper functional analysis of privity, focusing on the general question whether the earlier parties were in some sense proper agents for the later parties, would therefore support preclusion in the cases that have used the lingo of virtual representation. Conversely, if a relationship between a nonparty and an earlier litigant does not satisfy this analysis, serious due process problems would arise if the earlier nonparty were barred from her own day in court.
Similarly, in Munoz v. Imperial County, the United States Court of Appeals for the Ninth Circuit concluded that “the filing of an amicus brief has never been enough to bind a non-party to the results of a proceeding.” Munoz v. Imperial County,
The United States Supreme Court, as far back as 1887, wrote:
It is not an uncommon thing in this court to allow briefs to be presented by or on behalf of persons who are not parties to the suit, but who are interested in the questions to be decided, and it has never been supposed that the judgment in such a case would estop the intervenor in a suit of his own which presented the same questions. It could be used as a precedent, but not as an estoppel, in the second suit.
Stryker v. Crane,
Another factor in analyzing the virtual representation exception is whether the evidence and testimony will be identical to that presented in the former adjudication. At issue in Ray v. King County was the nature of the interest the Hilchkanum deed conveyed to SLS & E. Defendant argues that “nothing is accomplished by allowing the second action by the co-plaintiffs, because they substantially rely upon the same evidence as the Rays in their quiet title action.” In response, plaintiffs argue that while “a few items of evidence are the same,” there are numerous pieces of evidence that were not introduced in the first action that will be offered into evidence in the present action, including: “numerous newspaper articles, deeds, information regarding Judge Burke, B.J. Tallman, ‘Railroad Avenue,’ and numerous other documents.” While it is not certain that the additional evidence plaintiffs seek to introduce will be material or dispositive to the outcome of the litigation, additional evidence may be introduced in this court. The co-plaintiffs are entitled to present their own case, and the two proceedings may not be identical. In fact, the defendant does not argue that the evidence will be identical, and only asserts that the evidence will be “substantially” similar.
“Finally, there must be some sense that the separation of the suits was the product of some manipulation or tactical maneuvering, such as when the nonparty knowingly declined the opportunity to intervene but presents no valid reason for doing so.” Garcia v.
In sum, the co-plaintiffs did not participate as testifying witnesses in Ray v. King County, which was decided originally on motions for summary judgment, nor did the coplain-tiffs provide affidavits in the proceeding. The fourteen or so co-plaintiffs’ only apparent involvement in Ray v. King County was to sign on to the amicus brief submitted to the Washington Supreme Court. Moreover, although the source Hilchkanum deed is the same for the co-plaintiffs as for Gerald and Kathryn Ray, there is no certainty that the evidence to be offered in this court will be identical to the evidence submitted in Ray v. King County in the Washington state courts. The Garcia factors do not support application of virtual representation to the “at least fourteen coplaintiffs.” The co-plaintiffs are not barred by collateral estoppel from having their day in court regarding whether the Hilchkanum deed granted an easement or fee simple interest in the right of way given to the SLS & E.
CONCLUSION
For the reasons stated above, the Rooker-Feldman doctrine does not bar presentation of plaintiffs’ eases in this court. Likewise, neither the doctrine of collateral estoppel nor the doctrine of virtual representation bars the actions brought by the Ray co-plaintiffs’ in this court. Application of the doctrine of collateral estoppel, however, does bar the action in this court brought by Gerald and Kathryn Ray. As a result, the Clerk’s Office shall DISMISS, with prejudice, the claims of Gerald and Kathryn Ray from Case No. 04-1457L, with Case No. 04-1457L redesignated as Martin Chamberlin and Carol Chamberlin v. United States.
In a subsequent opinion, the court will determine whether the Right of Way Deeds and the Quit Claim Deed conveyed an easement or a fee interest to the Seattle, Lake Shore & Eastern Railway Company and to the Northern Pacific Railway Company.
IT IS SO ORDERED.
Notes
. The Joint Stipulation of Issue and Fact states the spelling of the last name for Bill and Lucinda as "Sbedzuse." The Joint Stipulation for additional transcribed documents states the last name for Bill as "Sbedzue." Although the name is not clear on the copies of the original documents, this opinion will use Sbedzuse.
. Originally the consolidated cases also included claims by Douglas Edlund, Robert and Denise Rundle and Frederick and Karen Horvath, which were dismissed from the consolidated cases on May 14, 2007.
. The plaintiffs in Schroeder are Clifford F. and Kathryn L. Schroeder (husband and wife).
.The plaintiffs in Ray are Gerald and Kathryn Ray (husband and wife), Martin and Carol Chamberlin (husband and wife), Craig and Tammy Owens, Jeffrey and Sandra Sheehan (husband and wife), Steven and Susan Roberts (husband and wife), Frederic and Linda Vicik (husband and wife), Steven and Karin Farrar (husband and wife), Hank and Eden Waggoner (husband and wife), Patrick and Chenoa Halupt-zok (husband and wife), Lester and Barbara Peterson (husband and wife), Lauren Jenkins, J. Terry Pietromonaco, Gary Nelson, and Hans Apel and Pamela Burton (husband and wife). J. Terry Pietromonaco is listed as both "J. Terry Pietromonaco” and "Terry Pietromonaco” in the complaint.
. Although listed as both "Annie” and "Anna” on different deeds, both deeds list Annie or Anna as Bill Hilchkanum's wife. This opinion will use "Annie” to identify this wife of Bill Hilchkanum.
. The plaintiffs in Klein are Henry D. and Judy D. Klein (husband and wife).
. The plaintiffs in Peterson are Clarence A. Peterson, George W. Raab, Donna Marie Raab Martinez, and J. Herb and Judith D. Gilbo (husband and wife). Judith Gilbo is listed as both "Judith D. Gilbo” and "Judith T. Gilbo" in the complaint.
. The plaintiff in Lane is Phyllis Lane.
. The plaintiffs in Spencer are Raymond and Lael Spencer (husband and wife), James and Billie Cairns (husband and wife), Thomas and Angela Napier (husband and wife), William and Lynda Oil (husband and wife), William and Carolyn Daly (husband and wife), Douglas and Joyce McCallum (husband and wife), Evan and Beverly Helling (husband and wife), Reid and Susan Brockway (husband and wife), Phillip and Arlene Pielemeier (husband and wife), Jorge and Kristine Calderon (husband and wife), Robert Lester, John and Carolyn Rossi (husband and wife), Debra Grove, Douglas and Jill Hendel (husband and wife), the Welch Family LLC, the Estate of Mavis N. Welcome, Karen Gregory, and Diane Gregory.
. The plaintiffs in Nelson are Robert G. and Beth Nelson (husband and wife), the Estate of William F. Hughes, Jill Barney, William Hughes, and Charles Hughes.
. The plaintiffs in Collins are D. Mike and Vanessa Collins (husband and wife), George and Judith Sutherland (husband and wife), Howard and Pam Freedman (husband and wife), and Donald and Jean Barrett (husband and wife).
. The name on the Partial Warranly/Fulfillment deed, "Mary Beth Nelson,” was different than the name on the complaint, "Beth Nelson.”
. The plaintiffs in Manning are Paul and Joy Manning (husband and wife) and the DeMeester Family Limited Partnership.
. The court in State Farm Mutual Automobile Insurance Company stated: "However, 'injustice' means more than that the prior decision was wrong. When faced with a choice between achieving finality and correcting an erroneous result, we generally opt for finality.” State Farm Mut. Auto. Ins. Co. v. Avery, 57 P.3d at 304 (citing In re Marriage of Brown,
. The court in the Reninger case gave an example: " 'Where relatively small amounts are at stake, the incentive to vigorously litigate the matter may be small.’ ” Reninger v. Dep’t of Corrections,
. The dissenting opinion in Ray v. King County disagreed with majority opinion about how to construe the Hilchkanum deed, so the issue was known to the Washington Supreme Court when the Washington Supreme Court reviewed the Rays' petition. Ray v. King County,
. The fourteen co-plaintifls identified by defendant as signing the amicus brief in Ray v. King County are: Martin and Carol Chamberlin; Craig and Tammy Owens; Frederic and Linda Vicik; Steven and Karin Farrar; Hank and Eden Waggoner; Lester and Barbara Peterson; Lauren Jenkins; and Terry Pietromonaco. The names were confirmed by plaintiffs' counsel at oral argument. The court notes, however, that while Martin Chamberlin signed the amicus brief, Carol Chamberlin did not, likewise Frederic Vicik signed the amicus brief, but Linda Vicik did not. Similarly Hank Waggoner signed the amicus brief, but Eden Waggoner did not; Barbara Peterson signed the amicus brief, but Lester Peterson did not. Finally, the defendant cites Terry Pietromonaco as signing the amicus brief, and also cites Joanne T. Pietromonaco as having signed the amicus brief. Terry Pietromonaco also is listed as J. Terry Pietromonaco in the complaint. Because the court concludes below that virtual representation does not apply to the coplaintiffs, the court does not need to separately identify which of the fourteen individuals would
