This аdmiralty action stems from a nighttime collision approximately four miles off the island of Culebra, Puerto Rico, between the 65-foot sailboat GLORIA and a 262-foot barge under tow by the tugboat BORIN-QUEN, owned by defendant-appellant Crowley Towing and Transportation Co., Inc. The five plaintiffs, the captain and crew of the GLORIA, were forced to abandon her moments before the collision and were rescued several hours later.
Following a ten-day trial in the United States District Court for the District of Puer-to Rico, a jury found Crowley’s negligence the sole cause of the collision, and awarded damages totalling $1,661,70o. 1 Judgment entered on July 24, 1992. On August 7, plaintiffs filed a motion to amend the judgment to provide for attorney fees, prejudgment interest, and extraordinary costs. As the Rule 59(e) motion was not served until August 11, it was summarily denied. See Fed.R.Civ.P. 59(e). Meanwhile, Crowley had renewed its motion for judgment as a matter of law or for new trial, which the district court denied on November 18. See Fed.R.Civ.P. 50(b). Crowley now appeals both the final judgment and the order denying its Rule 50(b) motion for new trial or for judgment as a matter of law. The plaintiffs cross-appeal from the denial of their Rule 59(e) motion to amend the judgment.
I
DISCUSSION
A. THE CROWLEY APPEAL
1. Liability
On appeal, Crowley contends, inter alia, that the special jury verdict on liability is contrary to the evidence on comparative fault.
a. Standard of Review
Absent a controlling error of law, which we review
de novo, see Stauble v. Warrob, Inc.,
A federal court may not set aside a jury verdict and direct the entry of a contrary verdict unless no reasonable jury could have returned a verdict adverse to the moving party.
See Acevedo-Diaz v. Aponte,
b. Violation of COLREGS
Appellant Crowley argues that the failure of the GLORIA’S crew to take appropriate evasive action or to call the captain in time to avoid the collision violated the International Regulations for Preventing Collisions at Sea (COLREGS). 2 As the evidence supports the special verdict absolving plaintiffs of fault, we reject Crowley’s challenge.
Plaintiffs’ expert, Captain Jose Rivera Tolinehe, a master mariner, testified that the GLORIA followed proper collision-avoidance procedure.
3
Captain Rivera stated that the GLORIA was placed
“in extremis”
through no fault of her own. The
in extremis
rule provides that “where one ship has, by wrong manoeuvres, placed another ship in a position of extreme danger, that other ship will not bе held to blame if she has done something wrong.”
Puerto Rico Ports Auth. v. MfV Manhattan Prince,
*1484 c. Failure to Use Reasonable Care
Crowley claims that a finding of negligence was “mandated” because some plaintiffs lacked seafaring experience and “did not have much time to couple together as a crew.” The plaintiffs testified to their training and experience. 6 Captain Rivera offered the professional opinion that рlaintiffs were qualified for their respective positions aboard the GLORIA, based on their backgrounds and experience. Thus, in addition to Crowley’s failure to establish a causal relationship between the collision and any alleged negligence on the part of the crew, there was adequate support for a jury finding that the crew, individually and collectively, possessed the requisite competence and qualifications.
d. Unseaworthiness
Crowley further claims that the GLORIA was unseaworthy, as the evidence established that her engine failed to function when plaintiffs attempted to start it immediately prior to the collision. Thus, Crowley argues, plaintiffs incurred contributory fault.
See Gertrude Parker, Inc. v. Abrams,
2. Damages
Crowley challenges the amоunt of damages awarded for economic loss, pain and suffering, and loss of enjoyment of life, as well as the district court order denying its motion for new trial on damages or for a remittitur. Crowley argues that the damages awarded for economic loss exceed any rational evaluation of the evidence,
see Kolb v. Goldring, Inc.,
a. Standard of Review
Though notoriously difficult to quantify,
see Rivera v. Rederi A/B Nordstjernan,
b. Pain and Suffering and Loss of Capacity for Enjoyment of Life
The lion’s share (97%) of the challenged awards was for “pain, suffering and loss of capacity for enjoyment of life.”
7
See Room v. Caribe Hilton Hotel,
Viewed in the light most favorable to the challenged awards,
see Toucet v. Maritime Overseas Corp.,
The BORINQUEN herself narrowly missed the GLORIA. As the vessels passed, however, a 200-meter steel tow cable connecting the BORINQUEN with its 262-foot tow barge scraped along the deck of the GLORIA, crushing objects in its path. As *1486 the huge barge bore down on the 65-foot GLORIA, plaintiffs could only await the impending collision in helpless panic. 9 Moments before the initial impact at 3:30 a.m., Havinga, fearing that the GLORIA would be dragged under the barge, ordered the crew overboard. Before the men could respond, however, they were knocked off their feet by the force of the first of three collisions between the barge and the GLORIA. The GLORIA swayed 90 degrees to the horizontal several times before righting herself, and rapidly drifted away. The plaintiffs could see the helmsman aboard the BORINQUEN as the barge passed them in the water, but were unable to attract attention aboard the BORINQUEN.
Eventually the five plaintiffs made it to a small rubber dinghy which Stach had managed to throw from the GLORIA, her life boat having been lost in the collision. Due to their confusion and panic, as well as the darkness and rough seas, the crew had great difficulty reaching the dinghy, and Stach and Paschedag nearly drowned. The dinghy was large enough for only two or three persons, and the five plaintiffs were piled two-deep. Havinga, Van der Ark, and Stach had lost all their clothing, and shared the little clothing worn by Hagemann and Paschedag. The men shivered uncontrollably, their situation made more miserable by Havinga’s incontinence and the sea swells washing over the sides of the dinghy.
At trial, each plaintiff testified to his own experience and emotional state, including shock, hysteria, panic, desperation, and fear of death. All were concerned about sharks. Due to his merchant marine experience, Ha-vinga realized (and advised Hagemann) that sharks often follow barges to feed on scraps lost overboard. Their fears were reinforced when Van der Ark and others observed fins around and beneath the dinghy. The men knew that even a glancing contact with a shark’s rough exterior could puncture and sink the rubber dinghy. At the first appearance of sharks, therefore, further efforts at paddling the dinghy were abandoned. While awaiting rescue, on several occasions plaintiffs experienced elation upon seeing an approaching vessel (one within 300 yards), only to have their hopes dashed as each vessel passed in the darkness. Approximately four and one-half hours after the collision, plaintiffs were rescued by the tug FAJARDO.
The individual plaintiffs testified to their pain and suffering and loss of enjoyment of life following the accident. Dr. Jose Fumero, plaintiffs’ examining psychiatrist, testified, without objection, that the plaintiffs all suffered from acute post-traumatic stress disorder (PTSD), 10 a direct result of the accident. Dr. Fumero described the emotional injuries sustained by each plaintiff, and testified to a “Global Assessment of Function” (GAF) for each plaintiff, ranging from zero (virtual vegetative state) to ninety (high function). 11
The district court instructed the jury to consider plaintiffs’ pain and suffering, as well as any loss of “enjoyment of life experiences in the
past,
and which you find from the evidence that they are reasonably certain to suffer [i]n the
future.”
(Emphasis added).
See, e.g., Gutierrez-Rodriguez,
Contrary to Crowley’s attempt on aрpeal to characterize these awards almost exclusively as compensation for pain and suffering experienced at and immediately after the accident, the noneconomic damages are largely supportable simply on the uneontro-verted trial evidence that each plaintiff had already experienced substantial deficits in emotional function and loss of enjoyment of life which could be expected to continue into the indefinite future. Viewed in the light most favorable to the verdicts, Fumero’s testimony reasonably enabled the jury to find that none of the plaintiffs had regained normal emotional function by the time of trial and that though Havinga, Stach, and Van der Ark may continue to improve, it is uncertain whether they will ever recover their pre-accident levels of emotional function. The uncontroverted evidence also revealed that Hagemann and Paschedag “had stabilized” well below their pre-accident levels of emotional function and could expect no further “benefits of improvement.” 13 Crowley chose to present no expert testimony on loss of emotional function, loss of enjoyment of life, or pain and suffering, nor did it challenge the jury instruction on these noneconomic dаmages.
After a careful review of the record,
see Coy v. Simpson Marine Safety Equip., Inc.,
Although Crowley now challenges its
weight,
Dr. Fumero’s expert testimony as to each plaintiffs PTSD and loss of emotiоnal function was admitted without objection and went
uncontroverted
at trial. Thus, the jury was entitled to credit this testimony fully.
Gutierrez-Rodriguez,
Finally, Crowley claims these awards are grossly excessive compared to awards in other cases. As we have explained, “the paramount focus in reviewing a damage award must be
the evidence presented at trial....
Absent a most unusual case ... we cannot imagine overturning a jury award that has substantial basis in the evidence.”
Gutierrez-Rodriguez,
c. Economic Damages
We must now determine whether the damages awarded for economic loss have “adequate evidentiary support.”
Segal v. Gilbert Color Sys., Inc.,
Crowley challenges the awards for past medical expenses, loss of personal effects, and lost earnings,
see supra
note 7, as unsupported by the evidence. We agree in part. The awards for past medical expenses and lost earnings are well documented in the record. On the other hand, the individual awards for loss of personal effects (except for the Van der Ark award) exceed the amounts to which plaintiffs testified at trial: Havinga ($5,500 loss, awarded $27,000); Stach ($17,-600 loss, awarded $32,400); Hagemann ($5,600 loss, awarded $9,400); Pasehedag ($7,000 loss, awarded $15,600). As there was no other relevant evidence, thеse awards must be pared.
18
See Kolb,
Therefore, absent a remittitur, we must remand for a new trial on damages relating to loss of personal effects.
See Anthony,
*1490 B. THE CROSS-APPEAL
The plaintiffs cross-appeal from the denial of their motion for attorney fees and extraordinary costs, 20 and their Rule 59(e) motion for prejudgment interest. Their claims are unavailing. 21
Though plaintiffs claim on appeal that attorney fees were warranted on the ground that Crowley engaged in litigation tactics born of “premeditated bad faith,” they adduced no supporting evidence below. The record would not support a finding of bad faith or fraudulent litigation tactics such as the Supreme Court has found sufficient to warrant an award of attorney fees as a sanction under the “inherent power” of the court.
See Chambers v. NASCO, Inc.,
Lastly, plaintiffs filed their Rule 59(e) motion for prejudgment interest with the district court on August 7, 1992, but did not mail it to Crowley until August 11,
see
Fed.R.Civ.P. 5(b) (“[s]ervice by mail is com-píete upon mailing”), more than ten days (excluding intermediate weekends and the date on which the order was entered, Fed. R.Civ.P. 6(a)) after the judgment had bеen entered on July 24. Since the Rule 59(e) motion was untimely, we lack jurisdiction to entertain the cross-appeal from the district court order denying the Rule 59(e) motion for an allowance of prejudgment interest. The ten-day time limitation under Rule 59(e) is jurisdictional.
Feinstein v. Moses,
The judgment in favor of plaintiff-appellee Van der Ark is affirmed. The judgment in favor of any plaintiff-appellee who fails to remit damages as follows: Havinga $21,500; Stach $lf,800; Hagemann $8,800; and Paschedag $8,600, unthin thirty days of entry of mandate, shall be vacated. The case is remanded for a new trial on economic damages for loss of personal effects and belongings or for thе entry of judgments reduced in accordance herewith. Costs are allowed to plaintiffs-appellees in No. 92-2f79 and to defendant-appellee in No. 93-1073.
Notes
. At the end of plaintiffs’ case and again at the close of the evidence, Crowley unsuccessfully moved for judgment as a matter of law, see Fed.R.Civ.P. 50(a), on the issue of comparative fault.
. Crowley’s allegations that the GLORIA violated the COLREGS implicate the admiralty causation presumption under the “Pennsylvania Rule.”
See The Pennsylvania,
. Since the sailboat GLORIA was the “privileged” vessel, see COLREGS, Rule 18(a)(iv) (power-driven vessel shall keep out of way of sailing vessel), thе "default passing rule” required her to hold course and speed, id. Rule 17(a)(i), until it became apparent that the BOR-INQUEN, the “burdened vessel,” was not taking appropriate action to avoid collision, at which time the GLORIA was allowed to manoeuvre to avoid collision, id. Rule 17(a)(ii). At the point at which the collision could no longer be avoided by unilateral action on the part of the BORIN-QUEN, the GLORIA was required to take action to avoid a collision. See id. Rule 17(b).
. Though Crowley
does not challenge
the special verdict finding that the BORINQUEN placed the GLORIA
in extremis,
it claims that the
in extremis
doctrine does not apply because the GLORIA placed herself in extreme danger.
See Bucolo, Inc.
v.
S/V JAGUAR,
.Crowley now contends, for the first time, that plaintiffs' conceded failure to establish radio contact with the BORINQUEN violated COLREGS, Rule 2 (in complying with COLREGS, due regard shall be had to all dangers of navigation and collision), since the watch aboard the GLORIA sighted the BORINQUEN approximately thirty-five minutes prior to the collision. The failure to raise this argument below effected its waiver.
See Wells Real Estate v. Greater Lowell Bd. of Realtors,
. Captain Havinga is a licensed deck officer in the Dutch Merchant Marine, and a Royal Dutch Navy officer. Hagemann is a German-certified able seafarer, whose ten years of sailing experience included many voyages as a crewman, and one or two trips as the skipper of a vessel similar to the GLORIA. Stach and Van der Ark had tаken courses in basic seamanship. Paschedag had served as a crewmember on at least three prior sailing voyages in Europe and the Caribbean, including a two-week stint in the Aegean Sea.
. The individual awards were as follows:
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No award was made for future medical expenses. See infra note 15.
. The parties stipulated that the BORINQUEN changed course at 3:24 a.m. There was testimony that this course change placed the GLORIA in extremis. The helmsman of the BORINQUEN testified that the course change took “about five minutes,” "more or less.” At some point between 3:24 and 3:30, Hagemann recognized that the tug was assuming a collision course, placing the GLORIA in extremis. Thus, as approximately one minute passed between the narrow miss by the BORINQUEN and the first impact with the tow barge (at 3:30), the jury reasonably could have found that the GLORIA had no more than two to three minutes within which to attempt to avoid the collision.
. Approximately sixty seconds elapsed between the passing of the BORINQUEN itself and the GLORIA'S initial impact with the trailing barge. See supra note 8.
. Dr. Fumero testified that PTSD is an acknowledged anxiety disorder, see American Psychiatric Assoc., Diagnostic and Statistical Manual of Mental Disorders, Third Edition, Revised, 247^49 (1987), caused by trauma beyond the range of normal human experience which results in such symptoms as reexperiencing the traumatic event; a tendency to avoid stimuli associated with the trauma; numbing of general responsiveness; and increased arousal (i.e., difficulty fаlling or remaining asleep; irritability or outbursts of anger; difficulty concentrating; hypervigilance; exaggerated startle response; physiologic reactivity upon exposure to events reminiscent of the event (e.g., a woman previously raped in an elevator begins to perspire profusely upon entering an elevator)). See id. at 250.
.According to Dr. Fumero, the GAF assesses and compares an individual’s current level of emotional function with his pre-accident level of function.
. With respect to the severity of their injuries, Dr. Fumero testified to the diminishment in each plaintiff’s pre-accident emotional function as a result of the accident: Havinga (from 90 to 65); Stach (75 to 50); Van der Ark (85 to 60); Ha-gemann (90 to 60); Paschedag (85 to 55). Dr. Fumero described a GAF of 65 as “very, very low.” Crowley argues that the amounts awarded to the individual plaintiffs were disproportionate to their respective GAFs. Dr. Fumero explained, however, that it is misleading to compare GAFs between individuals. The GAF compares an individual’s current emotional function to his pre-accident capacity. Moreover, the jury was entitled to weigh all the evidence in assessing the individual awards, not merely the GAFs.
. Crowley suggests that the jury acted irrationally by returning the two smallest noneconomic damages awards to Hagemаnn and Paschedag, the two plaintiffs with the greatest GAF differential at the time of trial. However, GAF differential was not the only evidence going to noneco-nomic damages. The jury heard Dr. Fumero’s detailed clinical descriptions of the individual plaintiffs' mental health, as well as each plaintiff's testimony about his own emotional response. And, of course, the jury was entitled to weigh all the evidence going to each component of noneconomic damages.
.Dr. Fumero also testified that the plaintiffs' PTSD was "directly related” to the accident involving the GLORIA.
Cf. Bonn,
There was evidence that all these plaintiffs have greater fear of the sea; Havinga and Stach now avoid stressful professional and personal *1488 situations; Hagemann suffered financial, personal, and sexual problems; Van Der Ark has experienced a lessening of academic interеst; and Paschedag, who sustained the greatest loss of emotional function, was unable to work for approximately five months.
. Crowley argues that since no plaintiff was awarded damages for
future medical expenses,
and each received only a small award for past medical expenses, there was no evidence of "substantial long term injuries” sufficient to justify the awards. On the contrary, the jury reasonably could have awarded
noneconomic damages
for past "pain and suffering" and emotional injury, and for permanent "loss of capacity for enjoyment of life," without concluding that future medical treatment was indicated.
See, e.g., Dunn v. Penrod Drilling Co.,
Crowley also maintains that the awards were excessive because each plaintiff showed improvement by the time of trial. Of course, improvement would not preclude an award for "pain and suffering,” loss of emotional function, and loss of enjoyment of life already experienced during the three years following the accident. Nor would it preclude an award for loss of emotional function and enjoyment of life in the future.
. For example, there was evidence in
Betanc-ourt
that if the plaintiff had been willing to undergo treatment for a three-month period, "she would feel ‘just about completely well in her initial condition ... [and] will heal and live a normal life almost free of pain.’"
. For example, Crowley cites cases in which lesser amounts were awarded for "pain and suffering” experienced by seamen who perished at sea.
See, e.g., Brown v. United States,
. Plaintiffs argue that a chart attached to their brief supports the awards. The chart merely lists the total economic damages claimed by each plaintiff, with no hint as to how the total figure was derived. Plaintiffs concede that the chart was not admitted in evidence. Thus, it merely served as a visual aid. See Jack B. Weinstein & Margaret A. Berger, 5 Weinstein's Evidence ¶ 1006[7] (Sept.1983) (chart itself not evidence unless admitted under Fed.R.Evid. 1006). Consequently, the chart could provide no evidentiary support for the awards. Finally, plaintiffs neither point to, nor have we found, any record support for these awards for loss of personal effects, other than plaintiffs’ testimony.
.Under the "maximum recovery” rule, we may condition a new trial on the acceptance of a remittitur based on the highest award supported by the evidence.
See Liberty Mut. Ins. Co. v. Continental Cas. Co.,
. Plaintiffs requested attorney fees, extraordinary costs, and prejudgment interest in their Rule 59(e) motion to alter or amend judgment. Motions for attorney fees are governed by Fed. R.Civ.P. 54(d)(2),
see also White v. New Hampshire Dept. of Emp. Secur.,
. Crowley argues that the cross-appeal is untimely. See Fed.R.App.P. 4(a)(3) (cross-appeal may be taken within 14 days after a timely notice of appeal, or as otherwise provided by Rule 4(a)). Crowley filed its notice of appeal on December 11, 1992. On December 31, plaintiffs asked the district court to extend the time for filing their cross-appeal, alleging that they had not been properly served with the Crowley notice of appeal, and that no party would be prejudiced by the late filing. By margin order, the court granted the extension. Fed.R.App.P. 4(a)(5) provides that the district court may extend the appeal period on motion filed within thirty days of the expiration of the original appeal period.
.Under settled admiralty law, moreover, plaintiffs' failure to request a jury instruction on prejudgment interest barred recovery.
See Scola v. Boat Frances R., Inc.,
Plaintiffs also request appellate costs and damages under Fed.R.App.P. 38, characterizing Crowley's appeal as "frivolous." We disagree. Crowley not only prevailed in part but even its unsuccessful appellate claims are not fairly characterized as "frivolous.”
