Lead Opinion
The Compensation Review Board of the District of Columbia Department of Employment Services held that Lavern Bentt suffered an injury arising out of and in the course of her employment for which the exclusive remedy is provided by the District of Columbia Workers’ Compensation Act, D.C.Code § 32-1504 (2001). We reverse.
I. Factual Background and Procedural History
This case is before us for a second time. In our earlier opinion, Georgetown University v. District of Columbia Dep’t of Employment Servs.,
In 1994, claimant Lavern Bentt, M.D., was employed as a fellow [in pain management in the Department of Anesthesiology] at the Georgetown University Hospital.... On October 2, 1994, Dr. Bentt experienced some “difficulty” in her left lower ankle when she attended on her own time a banquet while wearing tight shoes. At the beginning of the following work week she “noticed [she] was having a new discomfort in her left ankle....”
During the ensuing work days, Dr. Bentt’s colleagues and her supervisor, Charles A. Buzzanell, M.D., noticed that she was limping throughout the day and he offered to treat her condition. She declined but, on or about October 6, 1994, when Dr. Buzzanell offered again to administer a nerve block to Dr. Bentt’s left ankle area, she accepted. They went to a treatment room at a time they had agreed upon and, in the presence of the senior resident, Dr. Buz-zanell administered the injection. The ankle then, “felt a lot better.” She “thanked him very much, and ... continued on with [her] day.” Although the injection provided temporary relief, the next day the pain returned. At Dr. Bentt’s request, Dr. Buzzanell administered a second nerve block on October 7, 1994, which contained a lower level of steroids. The second nerve block did not reduce the level of pain for long, and after several days Dr. Bentt sought other medical attention. Over a period of time, Dr. Bentt’s pain lessened. However, the skin in the area in which the nerve block injections were administered became ulcerous. Dr. Bentt had to have surgery to cover the ulcerated region.
Id. at 868-69.
Bentt initially filed a medical malpractice lawsuit against the Hospital in the Superior Court of the District of Columbia. Bentt I,
Bentt then filed a claim with DOES, seeking a denial of benefits in order to be able to pursue her tort action. Bentt I,
Rejecting as “not sustainable” the Hearing Examiner’s assessment of the relevance of the injections, we reversed and remanded the agency’s decision. Bentt I,
On remand, an Administrative Law Judge issued a Compensation Order on Remand in which, per Bentt I, he examined the “causal significance of the injections.” Bentt I,
The Hospital appealed to the Compensation Review Board, and the Board reversed. The Board acknowledged that its review was “limited to making a determination as to whether the [ALJ’s] factual findings ... [were] based upon substantial evidence in the record, and whether the legal conclusions drawn from those facts [were] in accordance with applicable law.” But the Board appears to have felt constrained by the statement in Bentt I that the record before us “could” have been deemed sufficient to hold that Bentt’s injuries were compensable under the Act. Bentt I,
So the case went back to the ALJ once more, and, complaining that the “Board in effect [had] decreed this result,” the ALJ issued a Second Compensation Order on Remand, in which he reluctantly held that Bentt’s injuries arose out of and in the course of her employment. The ALJ observed that Bentt I refused to rule on this question definitively and remanded instead for further findings. Yet, apparently feeling that his hands were tied by the Board, the ALJ abandoned his earlier finding that nothing in the record suggested that Bentt’s employment exposed Bentt to receiving injections. Instead, the ALJ concluded that Bentt’s claim was compensable because (1) Bentt “was within the boundaries of time and space created by her employment at [the] time she received the injections”; and (2) “the injections arose directly from her limping and obvious discomfort as she performed her work.” Per the Board’s instruction in its reversal of the first Compensation Order on Remand, the ALJ also supplemented the record to include a complete copy of Buzzanell’s deposition.
Then Bentt appealed to the Board, and this time, the Board affirmed. The Board reasoned that but for Bentt’s employment with the Hospital, “she would not have obtained the injurious injections.” The Board also stated, without citing any evidence in the record, that the injections “were presumably given at least in part to enhance [Bentt’s] ability to continue to perform [her work] duties.” Bentt then petitioned this court to review the Board’s decision.
II. Standard of Review
“This court reviews DOES decisions to determine whether they are arbitrary, capricious, an abuse of discretion, or otherwise not in accordance with law. We affirm an administrative agency decision when (1) the agency made findings of fact on each contested material factual issue, (2) substantial evidence supports each finding, and (3) the agency’s conclusions of law flow rationally from its findings of fact. We do not affirm an administrative determination which reflects a misconception of the relevant law or a faulty application of the law.” Georgetown Univ. v. District of Columbia Dep’t of Employment Servs.,
“[0]ur standard of review mirrors that which [the Board] is bound to apply.” Marriott Int’l v. District of Columbia Dep’t of Employment Servs.,
III. Legal Discussion
Bentt argues that the Board erred in finding that she sustained an injury that arose out of and in the course of her employment because (1) the injections did not constitute a separate and distinct com-pensable injury; (2) the injections did not arise out of her employment; and (3) the injections did not occur in the course of employment.
A. Whether the injections constituted a separate injury
Bentt’s argument that the injections were treatment for a non-work-related injury, not a separate injury, is foreclosed by Bentt I, where we deemed “not sustainable” the hearing examiner’s conclusion that evidence regarding the injections was “irrelevant.” Bentt I,
B. Whether the injections arose out of and in the course of Bentt’s employment
“In order to receive workers’ compensation, an injury must both arise out of and occur within the course of the employment.” Kolson v. District of Columbia Dep’t of Employment Servs.,
1. “Arise out of employment”
The requirement that an injury arise out of employment “refer[s] to the origin or cause of the injury.” Kolson,
As described above, Bentt I remanded the case to the agency to allow it to determine in the first instance whether the injections that allegedly harmed Bentt arose out of and in the course of Bentt’s employment. Bentt I,
Under established principles of review, the Board was required to uphold that determination unless it was not supported by substantial evidence or was in conflict with applicable law. Marriott Int’l,
The ALJ’s legal analysis, in turn, was consistent with our case law discussing the “arising out of’ element, beginning with Grayson v. District of Columbia Dep’t of Employment Servs.,
Because the ALJ’s first Compensation Order on Remand was supported by substantial’ evidence and consistent with applicable law, the Board “exceeded [its] permissible scope of review” by reversing that Order. Marriott Int’l,
Further proceedings after the Board’s erroneous reversal of the ALJ’s first Compensation Order on Remand do not alter our analysis. In the Second Compensation Order on Remand, feeling his hands tied by the Board, the ALJ ruled that “the offer of Dr. Buzzanell to give [Bentt] the injections arose directly from her limping and obvious discomfort as she performed her work.” We do not dispute this finding, but hold that legally it is insufficient to satisfy the “arising out of’ element because, as the ALJ wrote in the first Compensation Order on Remand, the “conditions and obligations” of Bentt’s employment had nothing to do with Bentt’s receiving the injections. See Grayson,
Attempting somehow to tie the injections to Bentt’s job, the Board opined after Bentt appealed the Second Compensation Order on Remand that the injections “were presumably given at least in part” to help Bentt perform her duties. (Emphasis added.) But the Board cited noth
In sum, we hold that the Board’s latest conclusion that the injections arose out of Bentt’s employment must be reversed because it rests on a misunderstanding of the law (the erroneous belief that the remand in Bentt I had the effect of reversal) and is not supported by substantial evidence (but instead by' the unsupported speculation that the injections were given with the goal of helping Bentt perform her job). Our review persuades us that, as the ALJ found in the first Compensation Order on Remand, “the conditions and obligations,” Grayson,
2. “Arise in the course of employment”
Even if Bentt’s injuries arose out of her employment, we hold that they are not compensable under the Act because the injections did not arise in the course of Bentt’s employment. The determination whether an injury took place in the course of employment is made on the basis of “the time, place and circumstances under which the injury occurred. [A]n accident occurs ‘in the course of employ
In this case, there is little dispute that the injections took place at Bentt’s workplace during work hours. The question, therefore, is whether Bentt was doing something “reasonably incidental” to her employment when she received her injections. Kolson,
The Hospital concedes that Bentt’s “injections were not directly related to her employment.” It nonetheless attempts to fit this case into the workers’ compensation paradigm by claiming that the injections “constitute[d] a personal activity [that], as noted by the Compensation Review Board, [was] ultimately of mutual benefit to both” Bentt and the Hospital. We have explained previously that the factual underpinnings of this argument are lacking. There is no evidence that Buzza-nell’s injections of Bentt were motivated by, or had the effect of, benefitting the Hospital.
More importantly, as a legal matter, the Hospital misreads our statement in Kolson that the “in the course of’ requirement may be satisfied where an injury occurs “in the performance of an activity related to employment, which may include ... an activity of mutual benefit to employer and employee.” Kolson,
And in any event, Kolson is readily distinguishable. Kolson concerned employees “whose work entails travel away from the employer’s premises” and who, therefore, are faced with the “necessity of sleeping in hotels or eating in restaurants away from home.” Kolson,
In this case, by contrast, nothing in the record suggests that for the Hospital’s employees, receiving injections was a “work-related” risk similar to the risks attendant to travel faced by traveling employees. As we have emphasized, there is no evidence that either the Hospital or its employees believed that getting injections in the manner in which Bentt got her ill-fated injec
IV. Conclusion
The Board erred as a matter of law in holding that Bentt suffered an injury that arose out of and in the course of Bentt’s employment. Because the Board’s error was a legal one, and because the facts relevant to our disposition of this case are not in dispute, further factfinding is unnecessary. See, e.g., Adjei v. District of Columbia Dep’t of Employment Servs.,
So ordered.
Notes
. We affirmed the finding that Bentt’s initial tendinitis did not constitute an accidental injury under the Act. Bentt I,
. Of course, " '[a] worker's [sic ] compensation claimant need not prove that his employment was the sole cause of his disability.' " Ford,
Dissenting Opinion
dissenting.
The majority opinion is problematic in several ways: it (1) disregards our conclusion in Georgetown Univ. v. District of Columbia Dep’t of Employment Servs.,
In Bentt I, supra, we noted that
[t]he record offers strong support for the hospital’s position that Dr. Bentt’s supervisor, Dr. Buzzanell, administered the injections to her in order to lessen her discomfort at work and to enable her to be pain free, both as she performed her work and otherwise, and that the administration of the injections arose out of Dr. Bentt’s employment and in the course of her work.
In this case, the offer of Dr. Buzzanell to give Dr. Bentt the injections arose directly from Dr. Bentt’s limping and obvious discomfort as she performed her work. We are reluctant, however, to rule conclusively that the injections and the resulting aggravation or complication of Dr. Bentt’s original ankle injury arose out of and in the course of her employment.... Although the existing record could itself sewe as an adequate basis for that conclusion, we think it is the better course to return the case to the agency so that a hearing examiner may address the causal significance of the injections — something he did not do originally — and make appropriate findings of fact and conclusions of law.
Id. at 872 (emphasis added).
The conclusion of the majority, that Bentt’s injury was personal to her and did not arise out of and in the course of her employment, is markedly inconsistent with Bentt I, which is binding on us. While Bentt I did not dictate the conclusion that Bentt’s injury arose out of and in the
“This court’s review of decisions of administrative agencies is limited to determining whether the order is in accordance with law and supported by substantial evidence in the record.” Bentt I, supra,
We recently clarified that the positional-risk standard is applied only “[i]n cases where an employee’s injury arises neither out of a risk directly associated with employment nor out of a risk personal to the employee....” Georgetown Univ. v. District of Columbia Dep’t of Employment Servs.,
The majority concludes that Bentt’s injuries arose out of circumstances personal to her, but this conclusion is erroneous. In Dr. Buzzanell’s deposition, he testified that “[wjhen [Bentt] was having problems with acute tendinitis, we saw her having difficulty walking on rounds.” (emphasis added). He also testified that “when she was limping on rounds and volunteering information about how this was bothering her ... I said in passing one could get a pain relief infiltration block of the tendon, and I volunteered my services.”
Where Bentt’s supervisor offered her injections after he saw her limping on the job and gave her the injections at their workplace during her work hours, it does not follow that the injury resulted solely from a risk personal to Bentt. At a mini
I must take issue with the majority opinion’s position that in reviewing the ALJ’s first compensation order on remand the Board impermissibly substituted its judgment for that of the ALJ. The Board disagreed with the ALJ’s conclusion of law that Bentt’s injury did not arise out of and in the course of her employment. The ALJ found as facts that Bentt returned to work two days after injuring her foot at a banquet, that she continued to experience pain throughout the workday, that her colleagues noticed her limping and in pain, and that her supervisor, Dr. Buzzanell, noticed this and offered to treat her. The ALJ noted that Bentt was required by her job to walk rounds for approximately two hours a day, and that her limping prompted Buzzanell to offer her the nerve block.
Under the positional-risk standard, “[a]n injury arises out of the employment if it would not have occurred but for the fact that conditions and obligations of the employment placed claimant in a position where he was injured.” Grayson v. District of Columbia Dep’t of Employment Servs.,
Bentt testified that the injections occurred at her work place during her work
. The injections Bentt received were more closely related to her employment duties than the injuries suffered by the plaintiff in Clark, supra,
Here, the injections that caused injury were administered because Bentt's supervisor ob
