Opinion
Diane Benson (Benson) seeks review of the en banc opinion and decision after reconsideration of the Workers’ Compensation Appeals Board (Board) that granted her a total of $49,210, in two separate awards, based on a determination that two industrial injuries to her neck each caused 31 percent permanent disability. Benson contends she is entitled to a single award of $67,016.25 because she suffers a combined permanent disability from both injuries of 62 percent. Having previously granted Benson’s petition for a writ of review, we now affirm the decision of the Board.
I. FACTUAL AND PROCEDURAL BACKGROUND
Benson began work as a file clerk for respondent The Permanente Medical Group (Permanente) in April 1992. Benson’s job required her to stand essentially all day, except for some brief periods of sitting, and it required repetitive neck and upper extremity motion. On June 3, 2003, she sustained an injury to her neck while reaching up over her head and pulling out a plastic bin to file a chart, at which point she felt a pain in her neck. The next day, she went to work, but her neck hurt even more. She was initially diagnosed with neck strain and put on light duty. On July 15, 2003, Benson was placed on temporary total disability and did not return to work thereafter. In November 2003, she filed an application for adjudication of claim alleging a specific injury on June 3, 2003. Benson eventually underwent a three-level fusion of the cervical spine.
On September 26, 2005, Benson was examined by Joseph Izzo, M.D., who was acting as an agreed medical examiner (AME). In his report, Dr. Izzo concluded that Benson had actually sustained two separate injuries to her neck — the specific injury on June 3, 2003, and a cumulative trauma injury through June 3, 2003. Dr. Izzo also concluded that Benson’s injuries both became permanent and stationary on September 26, 2005. Dr. Izzo apportioned half of Benson’s permanent disability to cumulative trauma through June 3, 2003, and half to the specific injury of June 3, 2003.
1
Dr. Izzo
It is undisputed that Benson’s combined permanent disability rating is 62 percent, after adjustment for age and occupation. At trial before the workers’ compensation judge (WCJ), Permanente argued that the 2004 workers’ compensation reform legislation, enacted as Senate Bill No. 899 (2003-2004 Reg. Sess.),
2
abrogated
Wilkinson v. Workers’ Comp. Appeals Bd.
(1977)
Permanente filed a petition for reconsideration, which the Board granted. Thereafter, the Board issued an en banc opinion and decision after reconsideration, wherein a majority of the Board held that “the rule in
Wilkinson
is not consistent with the new requirement that apportionment be based on causation and, therefore,
Wilkinson
is no longer generally applicable. Rather, we now must determine and apportion to the cause of disability for each industrial injury.”
3
Applying its holding, the Board concluded that “[bjased upon the AME’s determination that each of [Benson’s] two injuries was equally responsible for her current level of permanent disability, she is entitled to receive a separate award of 31% permanent disability for each injury.” The Board amended the WCJ’s findings and award to provide for two
One commissioner dissented, arguing that Senate Bill No. 899 did not impact Wilkinson and, alternatively, that substantial evidence did not support a finding that any permanent disability was caused by Benson’s cumulative injury. This petition for a writ of review followed.
II. DISCUSSION
Benson maintains that the Board erred by (1) holding that the repeal of Labor Code former section 4750 (repealed by Stats. 2004, ch. 34, § 37), 4 and enactment of new sections 4663 and 4664, abrogated the Wilkinson doctrine and/or (2) applying sections 4663 and 4664 to require apportionment between two simultaneous industrial injuries. 5 For the reasons discussed below, we conclude that Senate Bill No. 899 superseded the Wilkinson doctrine and that current sections 4663 and 4664 require apportionment to each distinct industrial injury causing a permanent disability. 6
A. STANDARD OF REVIEW
When a workers’ compensation decision rests on the Board’s erroneous interpretation of the law, the reviewing court will annul the decision.
(Save Mart Stores v. Workers’ Comp. Appeals Bd.
(1992)
When interpreting a statute, the reviewing court’s purpose is to effectuate the Legislature’s intent.
(DuBois v. Workers’ Comp. Appeals Bd.
(1993)
If the statutory language is susceptible of more than one reasonable interpretation, the courts look to “extrinsic aids, including the ostensible objects to be achieved, the evils to be remedied, the legislative history, public policy, contemporaneous administrative construction, and the statutory scheme of which the statute is a part. [Citations.]”
(People v. Woodhead
(1987)
B. INDUSTRIAL INJURY AND PERMANENT DISABILITY
Section 3208 defines “injury” as “any injury or disease arising out of the employment . . . .” Under section 3208.1 “[a]n injury may be either: (a) ‘specific,’ occurring as the result of one incident or exposure which causes
The Labor Code does not define “permanent disability.” However, “ ‘[permanent disability is understood as “the irreversible residual of an injury.” ’ [Citation.]”
(Brodie, supra,
C. THE BOARD WAS CORRECT IN CONCLUDING THAT WILKINSON WAS ABROGATED BY SENATE BILL NO. 899
The California Constitution confirms the Legislature’s “plenary power ... to create, and enforce a complete system of workers’ compensation, by appropriate legislation . . . .” (Cal. Const., art. XIV, § 4.) In 2004, the Legislature exercised that power by enacting omnibus reform of the workers’ compensation statutes.
(Brodie, supra,
Before the enactment of Senate Bill No. 899, apportionment was governed by former sections 4663,
7
4750,
8
and 4750.5.
9
(Marsh v. Workers’ Comp. Appeals Bd.
(2005)
In
Wilkinson,
our Supreme Court interpreted former section 4750 and held that “whenever a worker . . . sustains successive injuries to the same part of his body and these injuries become permanent at the same time, the worker is entitled to an award based on the combined disability.”
(Wilkinson, supra,
19
Wilkinson sought reconsideration, arguing his entitlement to a total award of $8,662.50, based on a combined permanent disability rating of 30.5 percent for both injuries.
(Wilkinson, supra,
The Board’s Decision
In this case, the Board concluded, at Permanente’s urging, that the Legislature’s repeal of former section 4750 and enactment of new sections 4663 and 4664 revealed its plain intent to adopt a new apportionment scheme inconsistent with the Wilkinson doctrine. The Board’s decision, and Permanente’s argument before us, relies in large part on the plain language of new sections 4663 and 4664. Section 4664, subdivision (a), provides: “The employer shall only be liable for the percentage of permanent disability directly caused by the injury arising out of and occurring in the course of employment.” 10 Section 4663 provides, in relevant part, as follows:
“(a) Apportionment of permanent disability shall be based on causation.
“(b) Any physician who prepares a report addressing the issue of permanent disability due to a claimed industrial injury shall in that report address the issue of causation of the permanent disability.
“(c) In order for a physician’s report to be considered complete on the issue of permanent disability, the report must include an apportionment determination. A physician shall make an apportionment determination by finding what approximate percentage of the permanent disability was caused by the direct result of injury arising out of and occurring in the course of employment and what approximate percentage of the permanent disability was caused by other factors both before and subsequent to the industrial injury, including prior industrial injuries. If the physician is unable to include an apportionment determination in his or her report, the physician shall state the specific reasons why the physician could not make a determination of the effect of that prior condition on the permanent disability arising from the injury. The physician shall then consult with other physicians or refer the employee to another physician from whom the employee is authorized to seek treatment or evaluation in accordance with this division in order to make the final determination.
“(d) An employee who claims an industrial injury shall, upon request, disclose all previous permanent disabilities or physical impairments.”
The Board also relied on
Brodie, supra,
After reviewing the prior approach to apportionment, the Brodie court attributed the 2004 statutory revisions to the following goals: (1) reversal of the rule barring apportionment “if the disability arose in part from an interaction between an industrial cause and a nonindustrial cause, but the nonindustrial cause would not alone have given rise to a disability” and (2) reversal of the rule allowing “employees wide latitude to disprove apportionment based on prior permanent disability awards by demonstrating that they had substantially rehabilitated the injury. [Citation.]” 12 (Brodie, supra, 40 Cal.4th at pp. 1326-1327.) The Brodie court reasoned that former sections 4663 and 4750, “as interpreted by the courts, were inconsistent with the new regime of apportionment based on causation, as well as the conclusive presumption that previous permanent disability still existed for apportionment purposes. (§§ 4663, subd. (a), 4664, subds. (a), (b).) Former section 4750 required consideration of the new injury ‘by itself and not in conjunction with or in relation to the previous disability or impairment’ and further called for compensation for the later injury to be determined ‘as though no prior disability or impairment had existed.’ But under Senate Bill No. 899 . . ., the new approach to apportionment is to look at the current disability and parcel out its causative sources — nonindustrial, prior industrial, current industrial — and decide the amount directly caused by the current industrial source. This approach requires thorough consideration of past injuries, not disregard of them. Thus, repeal of section 4750 was necessary to effect the Legislature’s purposes in adopting a causation regime.” (Brodie, supra, 40 Cal.4th at pp. 1327-1328, fn. omitted.)
The court observed: “ ‘[w]e do not presume that the Legislature intends . . . to overthrow long-established principles of law unless such intention is clearly expressed or necessarily implied.’ [Citations.]”
(Brodie, supra,
Benson analogizes to
Brodie
and maintains that neither the plain language of the new apportionment scheme, nor its legislative history, suggests that the Legislature sought to abrogate the 30-year-old
Wilkinson
decision. We disagree and conclude that the plain language of the new statutory scheme requires apportionment to each cause of a permanent disability, including each distinct industrial injury. This conclusion is compelled by (1) the plain language of current sections 4663 and 4664; (2) the repeal of former section 4750; (3) the legislative history; and (4) the deference we owe the Board’s interpretation of workers’ compensation statutes.
(Honeywell v. Workers’ Comp. Appeals Bd., supra,
(1) The Plain Language of Sections 4663 and 4664
Sections 4663 and 4664 do not support Benson’s argument that the Legislature only intended to protect employers from liability for permanent disability previously compensated or not caused by their employment. In fact, the plain language of sections 4663 and 4664 compels apportionment here.
Section 4664, subdivision (a), provides: “The employer shall only be liable for the percentage of permanent disability directly caused by the injury arising out of and occurring in the course of employment.” (Italics added.) The Legislature’s use of the phrase “the injury” necessarily implies that each distinct industrial injury must be separately compensated. Adopting Benson’s interpretation would ignore the Legislature’s use of the singular form of “injury,” rather than the plural. Although all 62 percent of Benson’s permanent disability was directly caused by injuries arising out of and occurring in the course of Benson’s employment with Permanente, each distinct industrial injury directly caused only half of that permanent disability.
Furthermore, section 4663, subdivision (a), provides that “[apportionment of permanent disability shall be based on causation.” The plain language of section 4663, subdivision (a), makes clear that the focus is no longer on the permanent disability itself, but its causes. “Apportionment . . . based on causation” is not naturally limited to apportionment to nonindustrial causes and previous permanent disability awards. Rather, “[apportionment. . . based on causation” must mean apportionment to all causes, including each distinct industrial injury. Had the Legislature intended to insulate certain causes from apportionment, it would have said so.
The clear change in the statutory language indicates an intent to invalidate
Wilkinson.
(See
Mosk v. Superior Court
(1979)
The problem with the dissenting commissioner’s approach is that it rewrites the statute to require apportionment based on “what approximate
In conclusion, we agree with the Board majority that the plain language of section 4663, subdivision (c), read in conjunction with the statutory scheme as a whole, “specifically requires a physician to determine what percentage of disability was caused by each industrial injury, regardless of whether any particular industrial injury occurred before or after any other particular industrial injury or injuries." Given the plain language of the new statutory provisions, we agree with the Board that “[application of Wilkinson, and the concomitant merging of separate injuries into a single award of disability, is contrary to the reforms set in place by SB 899, which mandate that an employer cannot be held liable for any disability other than that directly caused by the industrial injury.”
(2) Repeal of Former Section 4750
The repeal of former section 4750 buttresses our conclusion. (See
Wilkinson, supra,
Nonetheless, Benson urges us to follow the presumption, reiterated by the
Brodie
court, that the Legislature does not intend “ ‘to overthrow long-established principles of law unless such intention is clearly expressed or necessarily implied.’ ”
(Brodie, supra,
Brodie
is distinguishable. In
Brodie,
the Supreme Court concluded that, with respect to
Fuentes,
“nothing in current section 4663 or section 4664 expressly requires formulas A, B, C, modified C, or any other approach to calculating compensation. Nor does anything in the language implicitly do so.”
(Brodie, supra,
(3) Legislative History
“When the [statutory] language is clear and there is no uncertainty as to the legislative intent, we [are required to] look no further and simply enforce the statute according to its terms. [Citations.]”
(DuBois
v.
Workers’ Comp. Appeals Bd., supra,
5 Cal.4th at pp. 387-388.) Inasmuch as the plain language of the new apportionment scheme expresses a legislative intent to abrogate the
Senate Bill No. 899 itself provides: “This act is an urgency statute necessary for the immediate preservation of the public peace, health, or safety within the meaning of Article IV of the Constitution and shall go into immediate effect. The facts constituting the necessity are: [][] In order to provide relief to the state from the effects of the current workers ’ compensation crisis at the earliest possible time, it is necessary for this act to take effect immediately.” (Stats. 2004, ch. 34, § 49, italics added.) The perceived crisis that the Legislature sought to relieve was one caused by soaring workers’ compensation costs. (See Stats. 2004, ch. 34, § 49; Assem. Com. on Insurance, Analysis of Sen. Bill No. 899 (2003-2004 Reg. Sess.) as proposed to be amended July 9, 2003, p. 3 [identifying “crisis” linked to “skyrocketing costs”]; Cal. Chamber of Commerce, Floor Alert regarding Sen. Bill No. 899 (2003-2004 Reg. Sess.) Apr. 15, 2004 [“[workers’ compensation costs for employers have skyrocketed 136% over the past four years, on average”].)
We cannot agree with Benson that the Legislature’s sole intent was to combat rising premium rates caused by disturbances within the insurance sector. (See Assem. Com. on Insurance, Analysis of Sen. Bill No. 899 (2003-2004 Reg. Sess.) as proposed to be amended July 9, 2003, pp. 3-4 [attributing increased insurance premium rates to deregulation and investment losses in the insurance sector, as well as increasing costs of medical care].) Workers’ compensation costs “ha[d] increased for a number of reasons.”
As noted by the
Brodie
court, “Senate Bill No. 899 (2003-2004 Reg. Sess.) started out as a minor bill designed to change one aspect of workers’ compensation wholly unrelated to apportionment. (See Sen. Com. on Labor and Industrial Relations, Analysis of Senate Bill No. 899 (2003-2004 Reg. Sess.) as amended Apr. 21, 2003.) It was but one of 20 different bills to reform workers’ compensation passed out of the Senate or Assembly in 2003. (Sen. Rules Com., Off. of Sen. Floor Analyses, Rep. on Sen. Bill No. 899 (2003-2004 Reg. Sess.) as amended July 14, 2003, pp. 2-3.) Senate and Assembly leaders responded to this plethora of overlapping measures by submitting them to a joint conference to digest the bills and incorporate their provisions into a single omnibus reform measure. (Assem. Com. on Insurance, Analysis of Sen. Bill No. 899 (2003-2004 Reg. Sess.) as proposed to be amended July 9, 2003, p. 6.)”
(Brodie, supra,
During the 2003-2004 regular legislative session, apportionment reform was originally proposed in Assembly Bill No. 1481, Assembly Bill No. 1579, and Senate Bill No. 714. But these bills proposed reforms that differ significantly from the reforms ultimately enacted. (See Stats. 2004, ch. 34, §§ 33-35, 37-38; Assem. Bill No. 1481 (2003-2004 Reg. Sess.) as introduced Feb. 21, 2003, pp. 3-4; Sen. Amend, to Sen. Bill No. 714 (2003-2004 Reg. Sess.) Apr. 21, 2003, p. 2; Sen. Amend, to Assem. Bill No. 1579 (2003-2004 Reg. Sess.) July 2, 2003, pp. 60-61.) For example, Assembly Bill No. 1481 proposed, in relevant part: “Section 5705.1 [be] added to the Labor Code, to read: [f] 5705.1. (a) The burden of proof for the apportionment regarding permanent disability
under Sections 4663, 4750, and 4750.5
shall rest upon the defendant. In accordance with Section 3202.5, the defendant shall demonstrate by a preponderance of the evidence, and by reasonable medical probability, that absent the industrial injury, the injured worker had lost, as a consequence of a preexisting injury or illness, some capacity to perform the activity affected by the injury, [f] (b) Notwithstanding any other provision of this code relating to workers’ compensation benefits, including Section 4062.9, in denying apportionment the appeals board may not, in determining permanent disability, rely on any medical report that fails to fully address the issue of apportionment and fails to set forth the basis of the medical opinion. In denying apportionment, the appeals board may not rely on any medical report that fails to apportion
a previous injury or illness that has been the subject of a prior claim, for damages
or that fails to provide a discussion of the medical processes by which a previously asserted injury or illness resolved without affecting bodily function.” (Assem. Bill No. 1481 (2003-2004 Reg. Sess.) as introduced Feb. 21, 2003, pp. 3-4, italics added;
It was when Senate Bill No. 899 emerged from the conference committee that the proposed apportionment provisions first appeared in the current form. (Proposed Conf. Rep. No. 1 to Sen. Bill No. 899 (2003-2004 Reg. Sess.), as proposed Apr. 15, 2004, pp. 88-89, 91.) Although the legislative history does not provide any further clarification for the changes, we must conclude that the changes had significance. None of the precursor bills had proposed repeal of former sections 4663 and 4750. (See Assem. Bill No. 1481 (2003-2004 Reg. Sess.) as introduced Feb. 21, 2003; Sen. Amend, to Sen. Bill No. 714 (2003-2004 Reg. Sess.) Apr. 21, 2003; Sen. Amend, to Assem. Bill No. 1579 (2003-2004 Reg. Sess.) July 2, 2003.) Furthermore, all of these precursor bills proposed limiting the Board’s reliance “on any medical report that fails to apportion a previous injury or illness that has been the subject of a prior claim for damages . . . .” (Assem. Bill No. 1481 (2003-2004 Reg. Sess.) as introduced Feb. 21, 2003, pp. 3-4, italics added; accord, Sen. Amend, to Sen. Bill No. 714 (2003-2004 Reg. Sess.) Apr. 21, 2003, p. 2; Sen. Amend, to Assem. Bill No. 1579 (2003-2004 Reg. Sess.) July 2, 2003, p. 60.) By removing this limitation and requiring physicians to apportion to “prior industrial injuries” without limitation, it can be inferred that the Legislature intended to expand the scope of apportionment to include prior industrial injuries that had not been the subject of prior compensation. (Compare Assem. Bill No. 1481 (2003-2004 Reg. Sess.) as introduced Feb. 21, 2003, pp. 3-4 with § 4663, subd. (c).) Had the Legislature intended apportionment only for prior industrial injuries that had been the subject of previous awards, it would not have changed the proposed statutory language.
The legislative history also demonstrates a clear intent to wipe the slate clean of prior apportionment law and proceed under an entirely new causation regime. (See Legis. Counsel’s Dig., Sen. Bill No. 899 (2003-2004 Reg. Sess.) Stats. 2004, ch. 34, Summary Dig., p. 7 [“This bill would repeal and recast [apportionment] provisions.”]; Sen. Rules Com., Off. of Senate Floor Analyses, Conf. Rep. No. 1 on Sen. Bill No. 899 (2003-2004 Reg. Sess.) as amended Apr. 15, 2004, p. 7 [“17. Present law replaced by language that apportionment of permanent disability is based on causation.”].) As the Supreme Court has stated, the legislative history of Senate Bill No. 899 “highlights the Legislature’s intent to change how one
arrives
at the percentage disability for which an employer or insurer is liable . . . .”
(Brodie, supra,
We cannot conceive that the Legislature would intend to “replace” or “repeal and recast” the rules of apportionment but still retain the
Wilkinson
In enacting Senate Bill No. 899, the Legislature made approximately 45 revisions to the workers’ compensation statutes. (Stats. 2004, ch. 34, §§ 1-45.) It is little wonder that the Legislature did not mention Wilkinson by name in the midst of such extensive reform. Furthermore, it is undisputed that sections 4663 and 4664 abrogated the rehabilitation rule and the bar against apportionment to pathology. (Brodie, supra, 40 Cal.4th at pp. 1326-1327.) Yet, the Legislature did not refer to the judicial decisions that had established those long-standing rules. If the Legislature can abrogate those lines of authority without explicit reference, then surely it can do the same regarding Wilkinson.
The fact that both workers and employers were to benefit from Senate Bill No. 899 as a whole does not help us interpret the specific statutes at issue here. (See Sen. Rules Com., Off. of Sen. Floor Analyses, 3d reading analysis of Sen. Bill No. 899 (2003-2004 Reg. Sess.) as amended July 14, 2003, pp. 1-2 [“While there is agreement among the parties that the system is in need of repair, what remains subject for debate is what the real systemic problems are and how best to address them without diminishing the arguably meager benefits injured workers receive in this state.”].) Benson’s reliance on the few provisions of Senate Bill No. 899 that expanded employee benefits is misplaced. (§§ 4658, subd. (d)(1) [increasing benefits for workers with 70
Benson does not cite any legislative history that both specifically relates to apportionment and supports her position. When it came to apportionment, the Legislature “included a requirement that doctors include apportionment discussions in their reports (§ 4663, subds. (b), (c)), a prohibition against avoiding apportionment by proving that a prior injury had been rehabilitated (§ 4664, subd. (b)), a cap on awards based on injuries to any one body part (§ 4664, subd. (c)(1)), and a reversal of the case-law-imposed prohibition against apportionment based on cause and corresponding expansion of the range of bases that would trigger apportionment (§ 4663, subd. (a)).”
(Brodie, supra,
(4) Deference to the Board’s Interpretation
Finally, our conclusions are consistent with the en banc Board’s well-reasoned majority opinion. “[T]he Board has extensive expertise in interpreting and applying the workers’ compensation scheme. Consequently, we give weight to its interpretations of workers’ compensation statutes unless they are clearly erroneous or unauthorized. [Citations.]”
(Brodie, supra,
We are well aware that section 3202 provides that the workers’ compensation statutes “shall be liberally construed by the courts with the purpose of extending their benefits for the protection of persons injured in the course of their employment.” However, “[s]ection 3202 is a tool for resolving statutory ambiguity where it is not possible through other means to discern the Legislature’s actual intent.”
(Brodie, supra,
D. THE BOARD DID NOT ERR IN ITS APPLICATION OF THE CURRENT APPORTIONMENT STATUTES
Benson argues that even if the Legislature did intend to abrogate Wilkinson, the Board nevertheless erred in requiring apportionment on the facts of this case because all of her disability “was caused by simultaneous industrial injuries.” (Italics added.) We disagree and conclude that the plain language of the apportionment statutes (§§ 4663 & 4664) compels two separate awards here.
Benson maintains that section 4663, subdivision (c), does not mandate separate awards because neither of her injuries occurred before, or after, the other. But, as detailed above, the plain language of current sections 4663 and 4664, as well as the Supreme Court’s holding in Brodie, make clear that apportionment is required for each distinct industrial injury causing a permanent disability, regardless of the temporal occurrence of permanent disability or the injuries themselves. We agree with amicus curiae Zenith that the only relevant inquiry is whether separate and distinct industrial injuries have been sustained. 17 If so, “then each injury must stand on its own.”
Because timing is no longer determinative, it is irrelevant that, as Benson contends, a cumulative injury does not “occur” until the cumulative effects of the trauma cause any disability or need for medical treatment.
18
Accordingly, Benson’s reliance on
Norton v. Workers’ Comp. Appeals Bd.
(1980)
In any event, we cannot agree that Benson’s two industrial injuries were simultaneous or concurrent. Dr. Izzo never opined that Benson’s cumulative injury and specific injury occurred simultaneously. In fact, Dr. Izzo stated his opinion that “50 percent of [Benson’s] current permanent partial disability is apportioned to cumulative trauma
through
June 3, 2003,” and that “50 percent is apportioned to the specific injury of June 3, 2003.” (Italics added.) Dr. Izzo also observed that the cumulative trauma injury represented “degenerative changes in [Benson’s] neck that created the spinal stenosis [and]
It is undisputed that Benson suffered a specific neck injury on June 3, 2003, and a cumulative neck injury through June 3, 2003. The Board properly made no findings regarding the temporal relationship of Benson’s injuries because such an inquiry is now irrelevant. We conclude that the Board properly applied the new statutory scheme to require apportionment to Benson’s two distinct industrial injuries, each of which caused half of Benson’s permanent disability. 20
E. CONCLUSION
We hold that the
Wilkinson
doctrine is inconsistent with the apportionment reforms enacted by Senate Bill No. 899. We agree with the Board that a system of apportionment based on causation requires that each distinct industrial injury be separately compensated based on its individual contribution to a permanent disability. We also agree that there may be limited circumstances, not present here, when the evaluating physician cannot parcel out, with reasonable medical probability, the approximate percentages to which each distinct industrial injury causally contributed to the employee’s overall permanent disability. In such limited circumstances, when the employer has failed to meet its burden of proof, a combined award of permanent disability may still be justified. (See § 4663, subd. (c);
Kopping v. Workers’ Comp. Appeals Bd., supra,
However, we do not face that situation here. The Board properly made two awards of 31 percent permanent disability each, based on Dr. Izzo’s opinion that Benson’s permanent partial disability was equally caused by “cumulative trauma through June 3, 2003” and “the specific injury of June 3, 2003.”
The Board’s opinion and decision after reconsideration is affirmed. The parties shall bear their own costs.
Kline, P. J., and Richman, J., concurred.
Petitioner’s petition for review by the Supreme Court was denied April 29, 2009, S171408. Werdegar, J., did not participate therein.
Notes
“ ‘Apportionment is the process employed ... to segregate the residuals of an industrial injury from those attributable to other industrial injuries, or to nonindustrial factors, in order to
Hereafter Senate Bill No. 899. In relevant part, Senate Bill No. 899 repealed Labor Code former sections 4663, 4750, and 4750.5 and added new Labor Code sections 4663 and 4664. (Stats. 2004, ch. 34, §§ 33-35, 37-38.)
The majority opinion noted that a single award may still be appropriate in certain circumstances: “We observe, however, that there may be limited circumstances, not present here, where the evaluating physicians cannot parcel out, with reasonable medical probability, the approximate percentages to which each successive injury causally contributed to the employee’s overall permanent disability. Under these limited circumstances, a combined award of permanent disability may still be justified.” “In such an instance, the physician’s apportionment ‘determination,’ within the meaning of [Labor Code] section 4663, could properly be that the approximate percentages of disability caused by each of the successive injuries cannot reasonably be determined. As a result, the employee would be entitled to an undivided (i.e., joint and several) award for the combined permanent disability, because the respective defendants would have failed in their burdens of proof on the issue of apportionment.
(Kopping
v.
Workers’ Comp. Appeals Bd.
(2006)
All further statutory references are to the Labor Code unless otherwise indicated.
We requested and received supplemental briefing from the parties on the latter issue. In addition, the County of Los Angeles, Zenith Insurance Company (Zenith), and the California Chamber of Commerce (CalChamber) each filed amicus curiae briefs in support of Permanente on the latter issue. We also received amicus curiae briefs, on the Wilkinson issue, from the California Applicants’ Attorneys Association (CAAA) and the California Workers’ Compensation Institute (CWCI).
We reject Permanente’s contention that Benson has forfeited review by failing to specifically allege a statutory ground for review under section 5952. Permanente’s reliance on
In re S.B.
(2004)
Former section 4663 (repealed by Stats. 2004, ch. 34, § 33) provided: “In case of aggravation of any disease existing prior to a compensable injury, compensation shall be allowed only for the proportion of the disability due to the aggravation of such prior disease which is reasonably attributed to the injury.”
Former section 4750 (repealed by Stats. 2004, ch. 34, § 37) provided: “An employee who is suffering from a previous permanent disability or physical impairment and sustains permanent injury thereafter shall not receive from the employer compensation for the later injury in excess of the compensation allowed for such injury when considered by itself and not in conjunction with or in relation to the previous disability or impairment. [][] The employer shall not be liable for compensation to such an employee for the combined disability, but only for that portion due to the later injury as though no prior disability or impairment had existed.” (Italics added.)
Former section 4750.5 (repealed by Stats. 2004, ch. 34, § 38) provided, in relevant part: “An employee who has sustained a compensable injury and who subsequently sustains an unrelated noncompensable injury, shall not receive permanent disability indemnity for any permanent disability caused solely by the subsequent noncompensable injury.”
Section 4664, subdivision (b), provides: “If the applicant has received a prior award of permanent disability, it shall be conclusively presumed that the prior permanent disability exists at the time of any subsequent industrial injury. This presumption is a presumption affecting the burden of proof.” The Third Appellate District has construed this provision to mean that
In Brodie, the permanent disability level for each injured worker could be partially attributed to either (a) a prior industrial injury that had resulted in a prior permanent disability award; or (b) nonindustrial causes. (Brodie, supra, 40 Cal.4th at pp. 1318-1319.) In Brodie, no one argued, as Permanente does here, that apportionment was required when multiple industrial injuries had been suffered but no permanent disability previously awarded. (Ibid.)
We do not read this statement of legislative intent as determinative of the question presented here. (See
Chevron U.S.A., Inc. v. Workers’ Comp. Appeals Bd.
(1999)
Benson concedes that section 4663, subdivision (c), not only governs the physician’s analysis, but also the Board’s own apportionment determination.
The Third District Court of Appeal, in
Kopping v. Workers’ Comp. Appeals Bd., supra,
Nor can we agree with CAAA that the Board’s interpretation of Senate Bill No. 899 creates a speculative evidentiary standard. According to CAAA, “[i]f the injuries are such that the medical status of the injured worker is not stabilized in connection with each injury, it is impossible for a medical expert or trier of fact to determine the effect of one injury on another when the medical condition is fluid.” (See
Wilkinson, supra,
Amicus curiae County of Los Angeles filed a request seeking judicial notice of: (1) a conference report of the Senate Rules Committee on Senate Bill No. 899; (2) a press release from the office of Governor Arnold Schwarzenegger after passage of Senate Bill No. 899; (3) an article written by David Neumark, for the Public Policy Institute of California, entitled
The Workers’ Compensation Crisis in California
(Jan. 2005) California Economic Policy, page 1; and (4) minutes from the February 24, 2005, meeting of the Commission on Health and Safety and Workers’ Compensation. Benson opposes the County of Los Angeles’s request. We grant the County of Los Angeles’s request for judicial notice with respect to item (1) above. “[I]t is well established that reports of legislative committees and commissions are part of a statute’s legislative history and may be considered when the meaning of a statute is uncertain. [Citations.]”
(Hutnick v. United States Fidelity & Guaranty Co.
(1988)
Benson does not argue that her two industrial injuries are not separate and distinct.
For the sake of clarity, we note that inquiring when disability or need for medical treatment manifests is different from inquiring when permanent and stationary status occurs. Benson, however, seems to confuse the two concepts.
Furthermore, Norton is distinguishable. The Norton court concluded that two cumulative injuries occurred concurrently, rather than, as here, a cumulative injury and a specific injury. (Norton v. Workers’ Comp. Appeals Bd., supra, 111 Cal.App.3d at pp. 627-629.)
Accordingly, we need not consider the argument articulated by Permanente’s supporting amici curiae that if Senate Bill No. 899 does not mandate apportionment here, then sections 3208.2 and 5303 do.
