Lead Opinion
Benny Lee Willett appeals the order of the District Court
Willett was convicted in Arkansas state court of possession of a controlled substance with intent to deliver. The jury found Wil-lett to be a habitual offender and he was sentenced to life in prison. In his direct appeal, Willett challenged the trial court’s finding that officers had probable cause to stop his vehicle, and thus legally to conduct a warrantless search of the vehicle and to seize the gun, drug paraphernalia, marijuana, and cocaine found therein. Willett argued that the stop and the ensuing search and seizure violated his Fourth Amendment rights (made applicable to the states via the Fourteenth Amendment), and that his motion to exclude the seized materials from evidence at trial should have been granted. The Arkansas Supreme Court disagreed and affirmed the conviction. Willett v. State,
Pursuant to 28 U.S.C. § 2254, Willett filed a petition for a writ of habeas corpus in the District Court, claiming that the state courts’ conclusions that his Fourth Amendment rights had not been violated were not fairly supported by the record as a whole. The District Cоurt adopted the findings and recommendations of the Magistrate Judge
After hearing oral argument on the appeal, the panel of three judges initially assigned to hear the ease concluded that previous panel decisions from the Eighth Circuit applying the teachings of Stone appeared to be in conflict. The panel thus referred the case to the Court for hearing en bane, and oral argument has been heard by the full Court. With this opinion, we seek to resolve any conflict within the Circuit concerning the application of Stone and to give guidance to our district courts for their determination of future Stone issues.
Stone itself provides a historical perspective of the federal writ of habeas corpus in the United States, a review of which provides the backdrop for our opinion. See id. at 474-81,
In Congress’s first concession of jurisdiction to the federal courts in 1789, authority was given to grant the writ of habeas corpus to prisoners illegally held in the custody of the United States. In 1867, Congress extended that authority to permit the granting of the writ to state prisoners who were being held in violation of the Constitution or laws of the United States. It was not until 1915 that habeas jurisdiction began to take on the look that we know today, when the Supreme Court broadened the range of habeas jurisdiction beyond consideration of the jurisdiction of the sentencing court. In Frank v. Mangum,
A sea change in the scope of the writ was signaled by the Court in Brown v. Allen,
In Fay v. Noia,
Against the historical backdrop sketched above, and with thirteen years of experience with the regime of Fay v. Noia under its belt, the Court in Stone v. Powell considered whether searches and seizures allegedly illegal under the Fourth Amendment, ordinarily rectified in criminal cases by the exclusionary rule of Mapp v. Ohio,
The issue before us is the extent to which federal habeas courts are to review the proceedings in state court — if we are to rеview them at all — to determine whether the state afforded the petitioner an opportunity for full and fair litigation. In Howard v. Pung,
Willett argues that the comprehensive Howard standard of review is required by footnote 36 in Stone, and in fact the Howard decision cites that footnote at the place in the opinion where it mandates a thorough review of the state court record. Howard,
We think it clear that, had the Supreme Court intended to incorporate the Townsend test into its analysis in Stone, it would not have been so subtle as to do sо by reference to the case in a footnote, with a cf. citation, and without providing a citation to the page
The change wrought by Stone resulted from the Supreme Court’s conclusion that the exclusionary rule “is not a personal constitutional right,” id. at 486,
The Supreme Court has since reiterated that it held as it did in Stone because of the special nature of Fourth Amendment protections in criminal cases and the consequences of the remedial exclusionary rule. Reed v. Farley, — U.S.-, --,
We conclude that under Stone a federal habeas court considering a state prisoner’s claim alleging a Fourth Amendment violation should abstain from reviewing the state court records to determine if the state’s factual findings are fairly supported by the record as a whole, and we overrule Howard v. Pung to the extent that it requires otherwise. Rather, the proper inquiry is whether “thе State has provided an opportunity for full and fair litigation” of the claim. Stone,
The Supreme Court has yet to elaborate upon the meaning of “an opportunity for full and fair litigation.” We believe, however, that its meaning is not obscure and can be appropriately discerned. The existing post-Stone case law is instructive, and we turn to it for guidance, exploring just what it means for a state prisoner to have been afforded an opportunity in state court for full and fair litigation of his Fourth Amendment claim.
First, there is a general consensus among the courts of appeals that, as Howard notes, an error of law in the state court’s decision does not by itself provide grounds for habeas relief in a Fourth Amendment case. See, e.g., Siripongs v. Calderon,
Numerous federal courts of appeals, however, have read Stone as contemplating federal habeas review of the state courts’ factual findings. This error usually results when these federal courts (often citing the Townsend factors) consider whether the petitioner in fact had full and fair litigation of his Fourth Amendment claim in state court, rather than whether hе had the opportunity for full and fair litigation. See, e.g., Andrews v. Collins,
As is evident from reading сases from our Court and from our sister circuits, application of the Stone rule runs the gamut — from looking at “opportunity” in the abstract to conducting a detailed review of the state court record to, in some instances, holding a plenary evidentiary hearing in district court. We think that the Stone opinion, which clearly limits the scope of federal habeas review as to Fourth Amendment claims, was intended to short-circuit the district court’s review of the record in such cases as well as to avoid the court’s conducting anew an evidentiary heаring on the claim. See Woolery v. Arave,
Several of our sister circuits have devised multi-part tests to determine whether a federal habeas petitioner has had an opportunity for full and fair litigation of his Fourth Amendment claims in state court. For example, the Seventh Circuit has held that the appropriate opportunity has been afforded the petitioner if:
(1) he has “clearly informed the state court of the factual basis for that claim and has argued that those facts constitute a violation of ... [his] fourth amendment rights and (2) the state court has carefully and thoroughly analyzed the facts and [ (3) ] applied the proper constitutional case law to the facts.”
Weber,
The Second Circuit on occasion has applied a two-part test, the substance of which also has found favor in at least two other circuits. We quote the Second Circuit’s formulation:
[R]eview of fourth amendment claims in habeas petitions [is] undertaken ...: (a) if the state has provided no corrective procedures at all to redress the alleged fourth amendment violations; or (b) if the state has provided a corrective mechаnism, but the defendant was precluded from using that mechanism because of an unconscionable breakdown in the underlying process.
Capelláan,
Application of the first part of the test is simple enough- — either the state has a system available for raising Fourth Amendment claims or it does not. (and we are unaware of any state that does not). Further, with a state court mechanism for consideration of such claims in place, we think that it will be the rare case where there is a failure of that mechanism that rеaches constitutional dimensions.
As Stone suggests, a breakdown in the mechanism can occur in either the trial court or the state appellate court.
In summary, then, we adopt the two-part test set forth in Capellan,
The District Court correctly ruled that federal habeas review of Willett’s Fourth Amendment claims is barred by Stone. Accordingly, the judgment of that court is affirmed.
Notes
. The Honorable Stephen M. Reasoner, Chief Judge, United States District Court for the Eastern District of Arkansas.
. The Honorable Jerry W. Cavaneau, United States Magistrate Judge for the Eastern District of Arkansas.
. The current Bluebook explains the "Cf." signal as follows:
"Cited authority supports a proposition different from the main proposition but sufficiently analogous to lend support.” The Bluebook: A Uniform System of Citation 1.2(b) at 23 (Editors of Columbia Law Review et al. eds., 15th ed. 1991) (emphasis omitted). This current explanation is substantially similar to those that appear in earlier editions of the Bluebook in print at the time Stone v. Powell was written.
. Without expressing either approval or disapproval, we note that in Riley v. Gray,
. State appellate review also affords the defendant the opportunity for federal review via a petition for a writ of certiorari to the Supreme Court.
Concurrence Opinion
concurring in the judgment.
I agree with the judgment of the Court in this case and with much of its scholarly opinion. I write separately to express what is primarily a difference of emphasis.
It is certainly true that under Stone we should focus on the procedure afforded by the state courts in their consideration of Fourth Amendment claims. The Court rightly emphasizes that it is the “opportunity for full and fair litigation, Stone,
If, on the other hand, a state formally offers an opportunity to a litigant to urge a Fourth Amendment claim, and the litigant avails himself of the opportunity by offering evidence and argument in support of his claim, it seems to me that the state court may in fact deny him a full and fair hearing if it, for еxample, excludes important relevant evidence on the issue of probable cause. A petitioner in such a case receives an opportunity for a full and fair hearing, but the opportunity is illusory. Maybe this would be an example of what the Court refers to as an unconscionable breakdown in the state-court mechanism for considering Fourth Amendment claims. Because I’m not sure of the Court’s precise meaning on this point, I content myself with concurring in the result, there being no reason to believe that the Arkansas state courts in this case denied Willett either an opportunity for a full and fair hearing or such a hearing in fact.
