OPINION AND ORDER
Plaintiff Norman E. Bennett, Jr. brings this action against his former employer
I. FACTS
Watson Wyatt & Company (“Watson Wyatt”) is an international consulting firm that provides consulting services in the areas of employee benefits, human resources technologies, and human capital management. See Affidavit of Elizabeth Ross, Manager of Finance and Administration at Watson Wyatt (“Ross Aff.”) f 2. Watson Wyatt has approximately 80, offices and employs over 5,500 people worldwide. Id. ¶ 3. Plaintiff is a black man. See Amended Complaint (“Cmpl.”) ¶ 2.
Bennett joined Watson Wyatt’s Retirement Department as a full-time administrative assistant on April 22, 1996. See Deposition of Norman E. Bennett (“Bennett Dep.”), Ex. B to the Affidavit of Amber Kagan (“Kagan Aff.”), defendant’s attorney, at 39. Administrative assistants are responsible for typing, assisting with client presentations, and keeping the calendars/schedules for the consultants and analysts for whom they work. Ross Aff. ¶4. In 1996, Watson Wyatt hired seven administrative assistants, including Bennett, of whom five were black, one was Hispanic and one was white. Id. ¶ 5. The highest paid assistant was Pauline Williams-Greasley, a black woman hired at an annual salary of $36,000. Id. The remaining six assistants were hired at an annual salary of $33,000. Id. At the time plaintiff was hired, his scheduled hours were 9:00 a.m. to 6:00 p.m., with a one-hour lunch break. 1 Bennett Dep. at 53, 56.
Plaintiffs first year at Watson Wyatt was uneventful. Plaintiff received an above-average review from his manager and a pro-rated raise of $600.
See
Year-End Feedback Form, Ex. I to Kagan Aff.; Bennett Dep. at 109-10. There was, however, an incident in May of 1997. On May 29, 1997, the Regional Retirement Practice Leader, Eric Lofgren, asked plaintiff if he could assist him in making changes to a client presentation in the absence of his regular assistant, Pauline Williams-Greas-ley. Bennett Dep. at 116-17. Plaintiff responded that he could.
Id.
The presentation was for Nabisco, one of Watson
Bennett was unable to complete the project by 11:00 a.m. or by noon. Bennett Dep. at 122; Lofgren Dep. at 42. Despite repeatedly assuring Lofgren that the project would be done soon, plaintiff spent more than six hours on it. Lofgren Dep. at 42. Ultimately, Lofgren reassigned the project to another assistant who helped plaintiff complete the presentation. Id. Lofgren was very unhappy about missing the deadline and viewed the entire incident as a “horrible catastrophe.” Id. In fact, about a month later, Jim Marple informed plaintiff that Lofgren wanted to fire him over the incident. Bennett Dep. at 146-47. Plaintiff was not fired although Lofgren recommended that he not receive a raise in 1997 as a result of his performance. Lof-gren Dep. at 41. This recommendation was executed by two of Watson Wyatt’s staff, Howard Peyser and Howard Fine. See Deposition of Howard Peyser, Ex. J to the Declaration of Joan Mosley, plaintiffs attorney, in Opposition to Summary Judgment (“Mosley Deck”), at 18-19; Deposition of Howard Fine, Ex. J to Mosley Decl., at 58-59. Plaintiff disputes that the problem was with his' performance and insists that it was with Lofgren’s perception of his performance. Bennett Dep. at 128.
Shortly after the Nabisco incident, plaintiff began arriving late for work, often arriving between 9:30 and 10:00 a.m. Bennett Dep. at 200-01. Plaintiff admits that he was frequently counseled by Watson Wyatt regarding his lateness. Id. at 227, 276, 375, 388-89, 418-19, 430. See also Ex. K to the Kagen Aff. (various correspondence outlining plaintiffs habitual lateness). Plaintiff was also counseled for submitting inaccurate time reports which resulted in payment for hours not worked. Id. at 431. Despite being repeatedly counseled, plaintiff continued to arrive late for work even though he was warned that continued lateness could result in his termination. Id. at 433. The following is a brief synopsis of plaintiffs counseling sessions.
• On March 12, 1998, plaintiff met with Jack Schechter, a consultant for whom he worked, for what Schechter described as a “PDP” meeting. 2 Bennett Dep. at 194. Elizabeth Ross joined them in this meeting. Id. During this meeting, plaintiffs lateness was discussed. Id. at 199-201. See also Ex. K to the Kagan Aff. This meeting was memorialized in a memorandum from Ross to plaintiff which indicated that plaintiff frequently came to work at 10:00 a.m. or later and often took more than one hour for lunch. See June 15, 1998 Ross Memorandum, Ex. J to the Bennett Aff.
® In April of 1998, plaintiff met with Jim Marple who informed him that other consultants had the expectation thatplaintiff would report for work by 9:00 a.m. Bennett Dep. at 227.
• On June 23, 1998, plaintiff mét with Kathy Davi and Sung Pasquale, a consultant. Another meeting was held on June 24, 1998 which was attended by Elizabeth Ross. See June 24, 1998 Memorandum from Kathy Davi, Ex. K to the Kagan Aff. These meetings were a follow-up to the March 12 meeting. Id. at 3. At the June 24 meeting, Ross informed plaintiff that his team members remained displeased about his lateness, excessive lunch breaks, and excessive personal phone calls and Internet usage. Id.
• On September 16, 1998, plaintiff again met with Pasquale and David Fleiss, another consultant, for what Pasquale described as plaintiffs 1998 fiscal year review. Bennett Dep. at 362. During this meeting, Pasquale informed plaintiff that his punctuality needed improvement. Id. at 375. Plaintiff was told that if he continued to arrive to work late he would be terminated. Id. at 388. Despite this warning, plaintiff continued arriving late for work. Id. at 388-89.
• On November 17, 1998, plaintiff met with Barry Drexler, Watson Wyatt’s newly hired Human Resources Manager. Id. at 418. During that meeting, Drex-ler told plaintiff that his lateness problem had been brought to his attention. Id. Drexler then asked plaintiff if there was any reason why plaintiff could not report to work by 9:00 a.m. to which plaintiff responded in the negative. Id.; see also December 15, 1998 Memorandum from Barry Drexler, Ex. K to the Kagan Aff., at 1. Although Drexler informed plaintiff that he had to be at his desk, ready to work, by 9:00 a.m., plaintiff still came in late. Bennett Dep. at 418.
• On March 26, 1999, Fleiss and Robert Lista, a consultant, met with plaintiff to discuss his tardiness. Id. at 430-31. During that meeting, Fleiss and Lista addressed their concern that plaintiff was submitting inaccurate time reports, which plaintiff admitted to doing, and that such conduct was unacceptable. Id. at 431. At the end of the meeting, plaintiff was warned that if he continued to arrive late for work, he would be terminated. Id. at 433. This meeting was memorialized in an informal memorandum from Lista to plaintiff. See Ex. K to the Kagan Aff.
• On September 27, 1999, plaintiff was approached by Fleiss and Lista who provided plaintiff with a memorandum setting forth his performance deficiencies. See September 27, 1999 Memorandum from Fleiss, Ex. K to the Kagan Aff. These included coming to work late, not working the full eight hours, excessive personal telephone calls, and being away from his desk without explanation. Id. at 1-2. This memorandum was plaintiffs final warning that if he came to work past 9:00 a.m. or failed to work an eight hour day, he would be terminated. Id. at 3.
Despite these numerous admonitions, plaintiffs pay was never docked, nor was he ever suspended, as a result of his lateness. Bennett Dep. at 388. In fact, other than the counseling sessions, Watson Wyatt took no other disciplinary actions against plaintiff.
Id.
Indeed, plaintiff ^received salary increases in 1998 and 1999 despite his lateness problem. Ross Aff. ¶ 10. Plaintiff continued to work at Watson Wyatt until March 18, 2000, when he resigned. Bennett Dep. at 608. Plaintiff alleges that Watson Wyatt “esealat[ed] its negativity towards plaintiff’ forcing him to resign “to free himself from the increasing
II. SUMMARY JUDGMENT STANDARD
Rule 56 of the Federal Rules of Civil Procedure provides for summary judgment “if the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(c). “An issue of fact is ‘material’ for these purposes if it ‘might affect the outcome of the suit under the governing law[,]’ [while] [a]n issue of fact is ‘genuine’ if ‘the evidence is such that a reasonable jury could return a verdict for the nonmoving party.’ ”
Konikoff v. Prudential Ins. Co. of Am.,
In assessing the record to determine whether genuine issues of material fact are in dispute, a court must resolve all ambiguities and draw all reasonable factual inferences in favor of the non-moving party.
See Parkinson v. Cozzolino,
“The salutary purposes of summary judgment — avoiding protracted, expensive and harassing trials' — apply no less to discrimination cases than to commercial or other areas of litigation.”
Nicastro v. Runyon,
III. APPLICATION TO PLAINTIFF’S CLAIMS
A. McDonnell Douglas Burden-Shifting Analysis
The Supreme Court has “established an allocation of the burden of production and an order for the presentation of proof in ... discriminatory treatment cases.”
St. Mary’s Honor Ctr. v. Hicks,
Despite these shifting burdens, “ ‘[t]he ultimate burden of persuading the trier of fact that the defendant intentionally discriminated against the plaintiff remains at all times with the plaintiff.’ ”
Id.
at 2106 (quoting
Burdine,
B. Plaintiffs Prima Facie Case
In order to make out a prima facie case of discrimination, a plaintiff must establish that: (1) he is a member of a protected class; (2) he was qualified for the position; (3) he suffered an adverse employment action; and (4) the adverse employment action took place under circumstances that give rise to an inference of unlawful discrimination.
See Stern v. Trustees of Columbia University,
1. Qualified for the Position
If plaintiff can prove a constructive discharge, he will be deemed terminated for purposes of his prima facie case.
See Ternullo v. Reno, 8
F.Supp.2d 186, 190 (N.D.N.Y.1998). Assuming,
arguendo,
that plaintiff could prove constructive discharge, his termination claim would nonetheless fail because he was not qualified for his position. In a different Title VII case brought by plaintiff against another former employer, Judge Allen G. Schwartz found that plaintiffs “lateness rendered him unqualified [as] his ongoing problem with punctuality did not satisfy defendant’s legitimate expectations of its employees.”
Bennett v. Morgan Stanley & Co., Inc.,
No. 96 Civ. 6071,
2. Adverse Employment Actions
Many of the discriminatory acts alleged by plaintiff do not constitute adverse employment actions. As the Second Circuit explained,
[a] plaintiff sustains an adverse employment action if he or she endures a materially adverse change in the terms and conditions of employment. To be materially adverse a change in working conditions must be more disruptive than a mere inconvenience or an alteration of job responsibilities. A materially adverse change might be indicated by a termination of employment, a demotion evidenced by a decrease in wage or salary, a material loss of benefits, significantly diminished material responsibilities, or other indices ... unique to a-particular situation.
Galabya v. New York City Bd. of Educ.,
Plaintiff complains that he was excluded from the performance evaluation process; denied compensation communication meetings; his services were underutilized; and his tardiness was unfairly scrutinized. The first two allegations, failure to participate in the PDP and denial of compensation communication meetings, simply do not rise to the level of actionable adverse employment actions. Courts have held that negative evaluations, standing alone without any accompanying adverse results, are not cognizable.
See Durant v. Nynex,
Nor does plaintiffs alleged underutilization constitute an adverse employment action. Plaintiff does not complain of any change in job responsibilities, he merely complains that his services were not utilized to their fullest capacity. In
Galabya,
the Second Circuit found that a teacher’s transfer from a special education, junior high school keyboarding class to a mainstream high school keyboarding class did not represent a change in responsibilities as to setback the teacher’s career.
See id.,
[The principal’s] decision to assign plaintiff to teach second grade and to place students with special needs in her class neither deprived plaintiff of an opportunity nor caused her to suffer any attendant negative result such as demotion, suspension or loss of wages. Nor did [the principal’s] actions force plaintiff to perform duties outside the scope of her teaching contract or mark her as a less capable teacher.
Castro,
Lastly, plaintiff claims that his chronic lateness was unfairly scrutinized. Courts in this district have found that reprimands,' threats of disciplinary action and excessive scrutiny do not constitute adverse employment actions.
See, e.g., Stembridge v. City of New York,
3. Inference of Discrimination
The only surviving adverse employment action is the denial of a raise in 1997. However, plaintiff does not present any evidence suggesting that this employment action was racially motivated. Plaintiff does not allege that he was subjected to racially derogatory comments, nor has he presented any other evidence of racial animus.
In an attempt to show discrimination, plaintiff makes comparisons to various white employees, none of whom are similarly situated.
7
In particular, plaintiff points to instances where black assistants replaced white assistants at lower salaries and where white assistants replaced black assistants at higher salaries.
See
Memorandum in Opposition to Summary Judgment at 1. While plaintiffs examples may be true, they do not evidence a practice or policy at Watson Wyatt of underpaying black employees as the converse is also true. For example, Heather Fester a non-black assistant earning $40,000 was replaced by Gail Joseph, a black administrative assistant, who received a starting salary of $45,000.
See
Supplemental Affidavit
Nor has plaintiff proffered any evidence that Watson Wyatt discriminates against its black employees with respect to salaries, raises or participation in PDP. Black and non-black assistants received comparable salaries and salary increases. Ross Aff. at ¶ 6. For example, Jacqueline Coles, Kathi Carter and Vanessa Tate, are black assistants who received raises of 50% to 25% of their starting salary over three to five year periods. Id. In 1996, 1997, 1998 and through March of 2000, black administrative assistants received the highest starting salaries. Id. at ¶ 8. As of March 2000, the two highest paid administrative assistants were black. Id. at ¶ 7. The same is true of participation in the PDP. Some black administrative assistants including Carol Ottley, Pauline Williams-Greasley and Jamela Adams participated in the PDP during their employment with Watson Wyatt. Id. at ¶ 13. Other black assistants did not participate in the PDP. See Plaintiffs Local Rule 56.1 Statement at ¶ 58. Several non-black assistants, including Iris Yaron, Katherine Mount and Elizabeth Forel, did not participate in the PDP during their time at Watson Wyatt. Id. at 14. These examples, by no means exhaustive, illustrate a parity between black and white workers at Watson Wyatt, thereby refuting any inference of race discrimination.
C. Defendant’s Nondiscriminatory Reason
Watson Wyatt has presented a legitimate, nondiscriminatory reason for denying plaintiff a raise in 1997, namely, his unsatisfactory performance on the Nabisco project or, in plaintiffs view, Lofgren’s perception of his poor performance.
8
Once the employer produces sufficient evidence to support a nondiscriminatory reason for its decision, the plaintiff “must be afforded the ‘opportunity to prove by a preponderance of the evidence that the legitimate reasons offered by the defendant were not its true reasons, but were a pretext for discrimination.’ ”
Reeves,
“Pretext may be demonstrated either by the presentation of additional evidence showing that ‘the employer’s proffered explanation is unworthy of credence,’ ..., or by reliance on the evidence comprising the prima facie case, without more.... ”
Chambers v. TRM Copy Centers Corp.,
Employees are not similarly situated merely because their conduct might beanalogized. Rather, in order to be similarly situated, other employees must have reported to the same supervisor as the plaintiff, must have been subject to the same standards governing performance evaluation and discipline, and must have engaged in conduct similar to the plaintiffs, without such differentiating or mitigating circumstances that would distinguish their conduct or the appropriate discipline for it.
Francis,
Plaintiffs employment situation at Watson Wyatt was unique given his chronic tardiness and his performance on the Nabisco project. See Ross Supp. Aff. at ¶ 6 (no other administrative assistant arrived to work late nearly as often as plaintiff whose tardiness was, by far, “the most egregious”). Consequently, plaintiff cannot offer any evidence that a similarly situated white employee was treated differently than he. 9 Nor has plaintiff presented any other evidence that Watson Wyatt’s stated basis for not providing him a raise in 1997 was pretextual. Thus, even if plaintiff had presented a prima facie case with regard to his raise claim, such claim would still be dismissed because he has failed to rebut Wyatt’s legitimate, nondiscriminatory reason.
D. Retaliation
“To establish a prima facie case of retaliation, a plaintiff must show that (1) he was engaged in protected activity; (2) the employer was aware of the activity; (3) the employee suffered an adverse employment action; and (4) there was a causal connection between the protected activity and the adverse employment action.”
Irvine v. Video Monitoring Servs. of Am., L.P.,
No. 98 Civ. 8725,
E. Hostile Work Environment/Constructive Discharge
In his Amended Complaint, plaintiff alleges that Watson Wyatt created a hostile work environment, see Cmpl. ¶¶ 21-22, and that defendant’s actions “were designed to and in fact forced plaintiff out of his job.” Cmpl. ¶¶ 36, 38. Both the hostile work environment and constructive discharge claims must be dismissed as neither is supported by any evidence.
In order to prevail on a hostile work environment claim, a plaintiff must show that “the workplace is permeated with ‘discriminatory intimidation, ridicule,
The standard for constructive discharge is even higher.
See Stembridge v. City of New York,
[a] constructive discharge generally cannot be established, however, simply through evidence that an employee was dissatisfied with the nature of his assignments.
# * * * #
Nor is it sufficient that the employee feels that the quality of his work has been unfairly criticized.
* ‡ # ‡ *
Nor is the standard for constructive discharge merely whether the employee’s working conditions were difficult or unpleasant.
Stetson v. NYNEX Serv. Co.,
In order to state a prima facie case for constructive discharge, a plaintiff must first establish that he was constructively discharged under the standard set forth above and that the “constructive discharge ‘occurred in circumstances giving rise to an inference of discrimination on the basis of his membership in [a protected] class.’ ”
Irvine,
Plaintiffs claim for constructive discharge fails for two reasons. First, plaintiff has not alleged the type of severe working conditions that would support a claim of constructive discharge. The alleged negativity directed toward plaintiff was the result of his own actions, namely, his chronic lateness. Because plaintiff could have abated any further criticism by simply arriving to work on time, the involuntary aspect of constructive discharge is missing here. Second, plaintiff has not established that his working conditions were intentionally made miserable because of plaintiffs race. Accordingly, plaintiffs constructive discharge claim is dismissed.
F. Section 1981
To establish a claim under § 1981, a plaintiff must show: (1) that he is a member of a racial minority; (2) an intent to discriminate on the basis of race by the defendant; and (3) discrimination concerning one of the statute’s enumerated activities — here the making and enforcing of contracts.
12
See Lauture v. International Bus. Machs. Corp.,
Here, plaintiff has failed to satisfy the second and third prongs. Not only has plaintiff failed to establish an intent by Watson Wyatt to discriminate on the basis of his race, but he has failed to establish that any racial discrimination actually took place. Plaintiffs membership in a protected class, by itself, is not enough to sustain a § 1981 claim. Plaintiffs § 1981 claim is therefore dismissed.
IV. CONCLUSION
Plaintiff has not established a prima fa-cie case of race discrimination, nor has he offered any admissible proof that defendant’s proffered legitimate, nondiscriminatory reason for not providing a raise was false. It is not enough simply to be a member of a protected class. To invoke the protections of Title VII, an employee must have actually suffered discrimination. To permit a plaintiff to consistently flout his employer’s rules, voluntarily resign his employment, and then claim discrimination in a transparent attempt to fabricate a discrimination case will not be countenanced.
For these reasons, defendant’s motion for summary judgment is granted and this case is dismissed. The Clerk of the Court is directed to close this case. A confer
SO ORDERED.
Notes
. Plaintiff claims that one of his managers, Jim Marple, informed him that Watson Wyatt offered flex-time and that he could come in after 9:00 a.m. as he often stayed past 6:00 p.m.
See
Affidavit of Norman E. Bennett, Jr., ("Bennett Aff.”) ¶ 12. In that same affidavit Bennett swore that his hours were 9:00 a.m. to 6:00 p.m. with one hour for lunch.
Id.
¶ 3. In his deposition, which pre-dated his Affidavit, plaintiff testified that he and Marple did not agree to hours other than 9:00 a.m. to 6:00 p.m.
See
Bennett Dep. at 56. This Court must accept as true plaintiffs earlier deposition testimony as a litigant may not "create an issue of fact by submitting an affidavit in opposition to a summary judgement motion that, by omission, or addition, contradicts the affiant’s previous deposition testimony.”
Hayes v. NYC Dept. of Corr.,
. Watson Wyatt utilizes a performance assessment tool called the Performance Development Process (''PDP”). The PDP is an employee-initiated process designed to assist employees in developing their goals and assessing their performance against those goals. See July 11, 1996 Memorandum from Peter Grunthal, Ex. D to the Kagan Aff.; Ross Aff. ¶ 12. The PDP includes setting goals, gathering feedback, and assessing performance. Ross Aff. ¶ 12. In addition, the PDP includes ongoing discussions between employees and the managers for whom they work. Id.
. Plaintiff alleges that since he filed his charge of discrimination with the Equal Employment Opportunity Commission ("EEOC”) in May of 1998, he experienced an escalating pattern of harassment and retaliation. See Bennett Aff. ¶ 28. Plaintiff claims that Jim Marple stopped speaking to him after he filed his EEOC charge, id. ¶ 26, and that a member of Marple's team, Rowena Mohammed, told another associate that plaintiff was a "bad assistant.” Bennett Dep. at 561. In addition, after the EEOC charge was filed, a succession of people began commenting on plaintiff's punctuality. Bennett Aff. V 26. Drexler, in particular, instructed plaintiff to sign in with the receptionist when he arrived at work, Bennett Dep. at 418, and personally checked plaintiff's arrival time. Bennett Aff. ¶ 26. Finally, plaintiff alleges that he was yelled at in the workplace by Davi, Pasquale, Fleiss, Drex-ler and Lista on several occasions and that Fleiss and Lista assaulted him. Id. ¶¶ 26, 28.
. Plaintiff's discrimination claims, brought under Title VII, section 1981 and the NYSHRL, are all analyzed using the
McDonnell Douglas
framework.
See Brennan v. Metropolitan Opera Ass'n, Inc.,
. There is some evidence, however, that plaintiff did in fact participate in the PDP, at least in 1999. See Bennett Dep. at 482 (Q: So you would agree that you had your full PDP for 1999? A: Yes. Except for the compensation communication meeting.).
. Even if underutilization could be considered an adverse employment action, the claim would still be dismissed. Ironically, plaintiff's lateness, which may have contributed in part to his underutilization, rendered him unqualified for the position he held. Moreover, there is no evidence that this alleged underu-tilization was racially motivated. Plaintiff thus fails the second and fourth prongs of a prima facie case.
. One of the most effective methods of establishing discrimination is to compare plaintiff's treatment to the treatment of employees outside the protected class.
See Bennett,
. "Plaintiffs subjective perception that he received poorer performance reviews than he deserved does not constitute sufficient adverse employment action for purposes of stating a prima facie case.”
Valentine, 50
F.Supp.2d at 283. Furthermore, it is the decision-maker’s perception, not plaintiffs, which is relevant.
See Belgrave v. Pena,
No. 98 Civ. 2517,
. Plaintiff attempts to compare his lateness record with that of Susan Kersting and Iris Yaron, white administrative assistants. However, no other administrative assistants, including Kersting and Yaron, were late nearly as often as plaintiff. See Ross Supp. Aff. at ¶ 6. Moreover, Yaron, by agreement with her supervisor, works an eight hour day from 9:30 a.m. to 6:00 p.m., with one half-hour for lunch. See id. at ¶ 7.
. The first counseling session occurred on March 12, 1998 and another took place a month later in April. The meetings that took place after plaintiff’s filing of an EEOC charge were the result of plaintiffs continuing lateness, not of his filing.
See Castro,
. "This standard contains two separate elements: first, that the employer acted deliberately, and second, that the conditions were such that a reasonable employee in the plaintiff's shoes would have been compelled to resign... Whether a reasonable employee in the plaintiffs shoes would have felt compelled to resign is an objective determination based upon the conditions deliberately created by the employer.”
Temullo,
. Section 1981(b) provides that the term "make and enforce contracts” includes "the making, performance, modification, and termination of contracts, and the enjoyment of all benefits, privileges, terms, and conditions of the contractual relationship.”
