The plaintiffs brought this action under 42 U.S.C. § 1983, on behalf of themselves and a class of similarly situated individuals, against the Director (“Director”) of Illinois’ Department of Children and Family Services (“DCFS”) for due process violations. After the plaintiffs secured a preliminary injunction against the Director, they sought an interim award of attorneys’ fees. The district court granted the plaintiffs attorneys’ fees and costs. For the reasons set forth in the following opinion, we now reverse the district court’s award of attorneys’ fees.
I
BACKGROUND
A. Facts
A more thorough rendition of the facts underlying this case is available in our opinion addressing the merits of the district court’s preliminary injunction.
See Dupuy v. Samuels (“Dupuy III”),
The plaintiffs are child-care workers and foster parents who had been indicated, in reports maintained on DCFS’ State Central Register (“Central Register”), as perpetrators of child abuse or neglect. They brought this suit against the Director of DCFS on behalf of themselves and other similarly situated individuals. The plaintiffs sought injunctive relief on the ground that DCFS procedures for investigating and reporting allegations deprived them of due process of law. See 42 U.S.C. § 1983.
The district court granted the plaintiffs’ request for a preliminary injunction.
See Dupuy v. McDonald (“Dupuy
I”),
The parties later negotiated changes to DCFS policies in court-mediated sessions. At the same time, DCFS itself also drafted new procedures for assessing the credibility and relevancy of the information obtained during an investigation of suspected child abuse. Specifically, the new draft procedures required DCFS employees to consider all evidence, both inculpatory and exculpatory, in an investigation into a susрected incident of child abuse.
After this process was completed, the district court issued an order directing specific relief and resolving the remaining disputes between the parties. R.443. With respect to the standard for assessing evidence of suspected child abuse, the district court found DCFS’ new draft policies to be a salutary improvement and directed DCFS to continue weighing all evidence in
The district court also found that due process required some form of formal appeals process before an indicated report was recorded on the Central Register. Therefore, the court ordered a limited telephonic administrative review (“the administrative conference”) prior to the entry on the Central Registry of any indicated finding of child abuse.
The district court also ordered more rapid post-deprivation hearings for childcare workers; specifically, the court ordered that child-care workers who timely requested an appeal would be entitled to a hearing and a final decision within thirty-five days. The district court specified which members of the plaintiffs’ class would be entitled to the administrative conference and the expedited hearings.
The parties appеaled, and this court affirmed in part and reversed in part the district court’s injunction.
See Dupuy III,
B. District Court Fee Proceedings
In February 2004, the plaintiffs filed a petition for attorneys’ fees. See 42 U.S.C. § 1988. Specifically, they asked for an award of $3,228,673, an amount equal to the fees and expenses that had been incurred through March 2002.
In an order issued October 21, 2004 (the “fee order” or “district court’s fee order”), the district court granted in part and denied in part the plaintiffs’ petition for fees. The court also ordered the Director to make an interim payment of $1,000,000. The court noted that the plaintiffs had “w[o]n a judicial order granting them relief,” R.584 at 3 — relief which the court described as “substantial,” “effectively permanent” and largely “unchallenged on appeal,”
id.
at 5. Thus, because the plaintiffs were “prevailing parties]” as described by § 1988, the court determined that a fee award was appropriate in this case. The court also concluded that neither the Supreme Court’s decision in
Buckhannon Board & Care Home, Inc. v. West Virginia Department of Health & Human Resources,
The court did not award attorneys’ fees in the entire amount which the plaintiffs had requested. The district court noted that local court rules establish a procedure for parties to share information with the goals of developing a “joint statement” concerning the amount of fees sought аnd identifying disputes between the parties related to fees. N.D. Ill. R. 54.3. However, because the Local Rule 54.3 process would require significant efforts both from the court and from the parties, and because the litigation had not reached a final conclusion, the court decided that it would award a reduced amount of the fees rather than engage in the Local Rule 54.3 process. Therefore, the court awarded the plaintiffs attorneys’ fees in the amount of $1,000,000. The Director appealed to this court.
II
ANALYSIS
A. Jurisdiction
We first must resolve the question of our jurisdiction to hear this appeal. An interim award of attorneys’ fees generally is interloсutory and not appealable until the conclusion of the underlying suit on the merits.
See Estate of Drayton v.
The plaintiffs assert that the exception is inapplicable here and therefore that this court lacks jurisdiction over this appeal. From the plaintiffs’ submissions to this court before oral argument, it was unclear whether they actually claimed that they would be able to repay the fee award if the Director ultimately prevailed in the underlying suit and the award were vacated. See, e.g., Appellees’ Reply Br. at 3 (“There is no non-repayment risk — much less the type of substantial risk the case law refers to — because there is no reversal risk. And there is no reversal risk because the Director’s appeal, on its merits, is frivolous .... ”). At oral argument, it became clear that there is indeed a risk that the plaintiffs and their counsel will lack the financial wherewithal to repay the award should it be reversed sometime in the future. However, the plaintiffs continued to assert at oral argument that there is no risk of non-repayment because it is unlikely repaymеnt ever will be ordered. In the plaintiffs’ view, the chances are quite slim that the Director will prevail on the merits, thus requiring them to repay the fee award.
The plaintiffs’ theory does not reflect accurately the reasoning behind our cases concerning the appealability of an interim fee award. “Our court has ... [been] careful to emphasize that appeal depends on a demonstration that the money, once disbursed, is effectively beyond recall in the event of reversal at the end of the case.”
Constr. Indus. Ret. Fund of Rockford v. Kasper Trucking, Inc.,
It is clear from our cases that it is the future financial solvency of the party to whom fees are being awarded that matters in the determination whether jurisdiction exists. The parties have not brought to our attention any case explicitly finding a lack of jurisdiction on the theory that the party against whom interim fees are awarded has a very low chance of ultimately prevailing on the merits. Thus, because the plaintiffs have admitted that there is a risk they would be unable to repay the fee award in the future if so required, we find that we have jurisdiction over this appeal.
B. The Plaintiffs’ Eligibility for Fees
1. Standard of Review
When reviewing attorneys’ fees under § 1988, we review de novo the district court’s “purely legal conclusions.”
Palmetto Props., Inc. v. County of Du-Page,
2. 42 U.S.C. § 1988 and “Prevailing Party” Status
In the United States, the parties to a lawsuit generally are required to bear their own costs.
Buckhannon,
532 U.S. at
The Supreme Court has given us guidance on what it means to prevail for the purposes of § 1988. To be considered a prevailing party, one must have “prevailed on the merits of at least some of his claims.”
Hanrahan v. Hampton,
Of particular import to this case is the question of at what point before the entry of final judgment the “judicially sanctioned change” in the parties’ relationship can be said to have taken place, thus making an award of attorneys’ fees appropriate. Certainly, as we have explained, “[a] district court has the power to award fees before the entry of a final judgment.”
Palmer,
3. This Court’s Precedents
Several of our cases provide examples of the circumstances in which an interim award of attorneys’ fees is appropriate or in which an attorneys’ fee award should be upheld despite a lack of a final judgment in a case.
a.
In
Young v. City of Chicago,
b.
In
Palmetto Properties,
Following dismissal, the plaintiffs sought attorneys’ fees pursuant to § 1988. We upheld the district court’s award of attorneys’ fees despite the fact that an entry of final judgment had not been made. We explained:
It would dеfy reason and contradict the definition of “prevailing party” under Buckhannon and our subsequent precedent to hold that simply because the district court abstained from entering a final order formally closing the case — a result of the Defendant’s assertions that it would repeal the challenged portion of the ordinance — Palmetto somehow did not obtain a “judicially sanctioned change” in the parties’ legal relationship .... In this case, not only did the district court make a substantive determination as to essentially all the constitutional claims save one, ... the County repealed the ordinance only after that determination had been made and presumably because of it .... [Tjheir action is most persuasively сonstrued as involuntary' — indeed exhibiting judicial imprimatur.
Id. at 549-50 (emphasis in original). Thus, in Palmetto Properties, attorneys’ fees were appropriate because the court had reached a judgment on the merits as to some of the plaintiffs’ claims, even though the procedural step of entering final judgment had not been used.
c.
In
Balark v. City of Chicago,
We overruled
Evans I
on the ground that the plaintiffs had been prevailing parties within the meaning of the fee-shifting statute. Even though the protracted litigation had ended unfavorably to the plaintiffs, the City had signed the consent decree (which remained in place for a decade) and “the decree became the equivalent of a judicial decree once the district court entered it.”
Balark,
The court declined to take an
“ex post
view of all consent decrees” and stated that it would not “deny attоrney’s fees whenever subsequent events cause a court to set [a] decree aside.”
Balark,
With the foregoing principles in mind, we now shall consider whether the plaintiffs in this case appropriately may be termed prevailing parties eligible for an award of attorneys’ fees.
4. Application to this Case
The Director contends that the preliminary injunction was not a final determination on the merits of any claims. He also submits that, because it is not clear what the district court’s ultimate decision will be, it will be impossible to determine prevailing party status until the district court has entered final relief. The plaintiffs, on the other hand, assert that
Dupuy I
constituted a determination on the merits of at least some of their claims.
See
Appellees’ Br. at 26 (“[T]he district court made unqualified merits rulings,
not
preliminary relief resting on the provisional assessment of ‘reasonable likelihood of success on the merits.’ ”) (emphasis in original). For instance, they contend that, by noting its “find[ing] that certаin ... current DCFS policies and procedures do in fact deprive class members of constitutionally-protected rights,”
Dupuy I,
Although certain language in the district court’s fee order can be read to suggest that the court had adopted a particular view of the merits of the case, when the writings of the district court are read in their totality, we cannot say that they makе it sufficiently clear that the court had resolved any aspect of the case in a sufficiently “concrete and irreversible” way as to warrant an interim attorneys’ fee award. In the fee award, the district court indicated that “[pjlaintiffs have ... made substantial efforts to reach the merits of the disputes between the parties, [and] have presented testimony and evidence over several days at two lengthy hearings that functioned as bench trials.” R.584 at 5. The court also expressed its belief that there would be no “lengthy further proceedings before entry of a final judgment.” 3 Id. Notably, however, the court stopped significantly short of deciding definitively any aspect of the case. Although the district court expressed the expectation that the remaining proceedings would not be lengthy, it also made it clear that there was still work to be done.
An examination of the district court’s earlier writings, when it granted the preliminary injunction, makes even more clear that definitive resolution of the chief aspects of the case had not been attained. The court worked extensively with the parties in a commendable and painstaking process to craft the terms of the preliminary injunction. At the same time, it never went so far as to decide on the terms of the definitive remedy. For instance, referring to the pre-deprivation administrative conference, the court expressed a willingness “to revisit the matter if history proves the conferences ineffective at addressing the error rate which troubled the court.” R.443 at 12. In dealing with the matter of delay, the court indicated that it was “unwilling at this time to impose Plaintiffs’ proposed remedy of expungement.” Id. at 16. Most importantly, referring to the plaintiffs’ additional requests for relief, the court denied without prejudice the proposals “[a]bsent agreement between the parties or a fully developed record.” Id. at 18.
In our own review of the preliminary injunction proceedings, we took note of the still unstable state of the record and of the relief when we noted that the suit was at a
We must conclude, therefore, that the district court’s award of attorneys’ fees, even on an interim basis, was premature. We pause to point out, however, that our decision today does not establish a hard and fast rule that a preliminary injunction can never be an adequate predicate for such an interim award. Indеed, in Young, we upheld an award granted to a party that had obtained only a preliminary injunction. That case, however, was significantly different from this case. In Young, the plaintiffs had obtained a preliminary injunction, and the case was mooted before they sought attorneys’ fees. The relief the plaintiffs had obtained through the preliminary injunction therefore was not defeasi-ble for the same reason that the case was moot: The sole event covered by the injunction, the 1996 Democratic National Convention, had ended. In the present case, by contrast, at the time the district court issued the fee order, it explicitly contemplated further proceedings on the merits of the plaintiffs’ claims.
We have recognized that there is a difference, for the purpose of awarding attorneys’ fees under § 1988, between cases in which a preliminary injunction is vacated as moot and other cases involving a preliminary injunction. In fact, in
Palmer,
we rejected the idea that any “plaintiff who has won a preliminary injunction has won something even if the injunction is reversed” and noted that “constraining] the defendants’ conduct until [the injunction] is reversed” is not sufficient to confer prevailing status on a party.
Palmer,
In short, the plaintiffs have not brought to our attention any case in which we have affirmed an award of attorneys’ fees that was made at a procedural point similar to the point at which the award was made in this case: when a preliminary injunction
We also think that it is worth pointing out that the district court’s fee order suggests that, at the time that it entered the fee order, the court misapprehended, perhaps due to the parties’ own representations, the nature and extent of the parties’ сhallenges to the preliminary injunction. The court noted that, although it had “not reviewed the briefs on appeal,” it understood that the Director’s cross-appeal did “not challenge the preliminary injunction in all respects, but argue[d] that some of the schedules imposed by the injunction are unworkable.” R.584 at 4. In fact, the Director’s challenge to the preliminary injunction concerned more central aspects of the injunction than the timetables for hearings.
See Dupuy III,
We are mindful of the extreme outlay of expenses that this case has required of the plaintiffs.
Cf. Bradley v. Sch. Bd. of City of Richmond,
We trust that the parties will cooperate fully with the district court to bring this litigation to a prompt end. 7
For the foregoing reasons, we must reverse the award of attorneys’ fees assessed against the Director.
REVERSED.
Notes
. This court also noted in
Balark
that "fee awards for interim rulings in litigation” are valid "as long as those rulings reflect the party’s success in establishing its entitlement to some relief on the merits.”
. It is true that Federal Rule of Civil Procedure 65(a)(2) permits a court to order, "[bjefore or after the commencement of the hearing of an application for a preliminary injunction,” the consolidation of "the trial of the action on the merits ... with the hearing of the application.” The decision to consolidate the hearing on the preliminary injunction with the trial on the merits is within a district court’s discretion.
American Train Dispatchers Dep’t of the Int’l Bhd. of Locomotive Eng’rs v. Fort Smith R.R. Co.,
. Even when consolidation under Rule 65(a)(2) is not ordered, "any evidence received upon an application for a preliminary injunction which would be admissible upon the trial on the merits becomes part of the record on the trial and need not be repeated upon the trial.”
. Our circuit's law on the mootness issuе is hardly an outlier among the federal circuit courts. We note that, in cases with circumstances similar to those in
Young,
several of our sister circuits have held that attorneys’ fees may be awarded after a party has obtained a preliminary injunction and the case subsequently has become moot.
See, e.g., Select Milk Producers, Inc. v. Johanns,
In Select Milk Producers, the District of Columbia Circuit upheld the district court’s award of attorneys' fees that had been made after the parties stipulated to the dismissal of the case as moot. Although the fee award had been made under the attorneys’ fees provision of the Equal Access to Justice Act, 28 U.S.C. § 2412(d)(1)(A), the court applied the reasoning set out by the Supreme Court in Buckhannon. The court affirmed the award because the injunction had brought about a court-ordered change in the parties' relationship that was "concrete and irreversible.” Id. at 946.
In
Watson,
the Ninth Circuit stated that "a preliminary injunction issued by a judge carries all the ’judicial imprimatur’ necessary to satisfy
Buckhannon."
As well, the Eleventh Circuit in
Taylor,
The Fourth Circuit has held that a preliminary injunction is insufficient to constitute "an enforceable judgment on the merits or something akin to one for prevailing party purposes.”
Smyth v. Rivero,
. We recently have interpreted
Buckhannon
as the Supreme Court's rejection of the notion that, "if a lawyer’s effort produces a good result albeit not an actual judgment or other judicial relief, it should be compensible.”
Alliance to End Repression v. City of Chicago,
. The plaintiffs point to two cases from other circuits,
Chu Drua Cha v. Levine,
Similarly, in
Deerfield Medical Center,
the Fifth Circuit made an interim award of attorneys' fees to plaintiffs after they secured, on appeal, an injunction that permitted the plaintiffs to begin operating an abortion clinic. The Fifth Circuit reasoned that the plaintiffs were prevailing parties because "they ha[d] at least partially achievеd the result sought in filing this action.”
Deerfield Med. Ctr.,
. In the briefs presented to this court both parties set forth in some detail the issues they believe that the district court must address and the sort of evidentiary submissions that the court ought to consider. We have refrained from addressing any of those matters because we deem such discussion unnecessary to our decision today. We in no way wish to cabin the discretion of the district court to evaluate whatever specific1 submissions the litigants bring before it.
