OPINION AND ORDER
William Beeson, plaintiff pro se, sues Fish-kill Correctional Facility (“Fishkill”), Sergeant George Jones, Physician’s Assistant Robert McCombe, and Corrections Officers Steven Wentzel, Thomas O’Brien and D. Griffin, under 42 U.S.C. § 1983 (1994), for violating his Eighth Amendment rights. Defendants move to dismiss the complaint pursuant to Fed.R.Civ.P. 12(e). For the reasons set forth below, the motion is granted.
I.
Except where otherwise indicated, the following facts are taken from plaintiffs complaint and assumed to be true: At all relevant times, plaintiff was an inmate at Fishkill. On the night of September 27, 1995, Jones, without provocation, interrupted plaintiffs peaceful prayer session by handcuffing and twisting his arms “to the point of almost breaking [them] in a sadistic fashion.” (Compl. at 2.) 1 Jones also frightened plaintiff with numerous threats and false accusations. (Id.)
Jones, Wentzel and two unidentified officers then dragged plaintiff to a supervisor’s office. (Id.) On the way there, plaintiff cried out for the officers to stop beating him. (Id.) The officers responded to this plea by “violently smashing plaintiff] up against a wall” and “assaulting,] beat[ing] and punching]” him in the back and sides. (Id.) Plaintiff claims that “[m]y arms were twisted even harder as I screamed for someone to help me. I was told to shut my mouth or I would be further beaten.” (Id.) One of the unidentified officers smashed plaintiff into a metal locker and twisted his arms and thumb to the point of almost breaking them. (Id.)
Two unidentified corrections officers then escorted plaintiff to a Special Housing Unit. On the way there, they punched, hit and threatened plaintiff. (Id. at 3.) The officers then led plaintiff to a “torture room” where they ordered him “to strip in a sadistic fashion.” (Id.) A female nurse then briefly examined him. Although plaintiff does not mention in his complaint that McCombe was also there, defendants assume that McCombe was present to help the nurse examine plaintiff. For the purposes of this motion, I too will so assume. Plaintiff claims that the nurse was unable to do a thorough job because the officers in the room prevented him from communicating with her. (Id.) The officers and nurse then exited the room, leaving plaintiff inside without any clothes. (Id.)
Thirty minutes later, O’Brien, Griffin and a third unidentified officer entered the room and directed plaintiff to lie on his stomach. The officers then vandalized and destroyed
Plaintiff was brought before a disciplinary hearing board the next day, which found him guilty of creating a disturbance and refusing a direct order. (Defs. Notice of Mot.Ex. B.) Plaintiff unsuccessfully appealed this decision, arguing that the disciplinary sentence he received was too severe. (Id.) Plaintiff also filed two grievances requesting the return of his legal papers and religious items. (Id. Ex. A.) He later withdrew those grievances before any official action was taken. (Id.)
Plaintiff commenced this action in October 1996. He filed an amended complaint on December 9, 1996, alleging assault, denial of adequate medical care, infliction of mental and emotional injury, destruction of personal property and deprivation of religious rights. He seeks $25 million and an order requiring Fishkill to fire all the individual defendants. Defendants now move to dismiss under Rule 12(c).
II.
Defendants first argue that New York State’s Eleventh Amendment immunity prevents plaintiff from suing them in a federal court. I agree, but with respect to Fish-kill only. The Supreme Court has held that a state cannot be sued under 42 U.S.C. § 1983 unless it has waived its Eleventh Amendment immunity or Congress has passed legislation legitimately overriding that immunity.
See Will v. Michigan Dep’t of State Police,
The individual defendants argue that they too are completely immune from federal action because they are being sued in their official capacities. I disagree. Although state actors sued in their official capacity have Eleventh Amendment immunity,
see Will,
Here, the complaint is silent as to the capacity in which defendants are being sued. This silence should not be held against plaintiff, however. The Second Circuit has ruled that a “complaint’s failure to specify that claims against state officials are asserted against them in their individual capacity does not justify an outright dismissal” on Eleventh Amendment grounds.
Oliver Schools, Inc. v. Foley,
Here, drawing all inferences in favor of plaintiff, I cannot say as a matter of law that his complaint will not support a claim against defendants in their individual capacities. Accordingly, although the Eleventh Amendment bars suit against the individual defendants to the extent they were acting in their official capacities, it does not bar suit against them to the extent plaintiff is seeking to hold them liable in their individual capacities.
III.
The individual defendants next argue that plaintiffs action is barred because he is seeking to use § 1983 to attack the findings made at his disciplinary hearing. They rely on
Edwards v. Balisok,
Defendants’ reliance on
Edwards
is misplaced. Plaintiff does not dispute the constitutionality of the disciplinary procedures or the findings of the disciplinary hearing. Rather, he claims that defendants violated his civil rights by assaulting him and destroying his property in the events leading up to the disciplinary hearing. Some of plaintiffs assertions may eventually be barred by collateral estoppel,
see Doe v. Pfrommer,
IV.
Defendants argue also that plaintiffs complaint should be dismissed because he has not exhausted his available administrative remedies, as he is allegedly required to do under the Prison Litigation Reform Act (“PLRA”), 42 U.S.C.A. § 1997e et seq. (West.Supp.1998). The PLRA states, in pertinent part, that “[n]o action shall be brought with respect to prison conditions under section 1983 of this title, or any other Federal law, by a prisoner confined in any jail, prison, or other correctional facility until such administrative remedies as are available are exhausted.” Id. § 1997e(a).
The PLRA mandates complete administrative review of all claims before an inmate may bring a § 1983 action.
See, e.g., Richardson v. Castro,
No. 97 CV 3772,
What can be disputed — because there is a conflict among federal courts on two aspects of the issue — is whether the administrative exhaustion requirement in § 1997e(a) applies to cases like the present one, where a plaintiff seeks monetary damages for an alleged assault by corrections officers. Courts have differed, first, about whether cases alleging the use of excessive force or assault are actions “with respect to prison conditions” as that phrase is used in § 1997e(a).
Compare Baskerville v. Goord,
No. 97 CIV. 6413(BSJ),
A. Section 1997e(a) and Excessive Force ■Claims
The phrase “action ... with respect to prison conditions” is nowhere defined in 42 U.S.C.A. § 1997e. As other courts have noted, however, the phrase is defined in 18 U.S.C.A. § 3626(g)(2) (West Supp.1998),
as amended by
Pub.L. No. 104-134, § 802(a), 110 Stat. 1321, 1321-70 (1996), which was also enacted as part of the PLRA.
See, e.g., Moore,
the term “civil action with respect to prison conditions” means any civil proceeding arising under Federal law with respect to the conditions of confinement or the effects of actions by government officials on the lives of persons confined in prison.
18 U.S.C.A. § 3626(g)(2).
When Congress, in one statute, uses the same words in two different places, those words should generally be read to mean the same thing in both places.
See, e.g., Baggett v. First Nat’l Bank of Gainesville,
Nevertheless, as noted, several courts have concluded that the phrase “action ... with respect to prison conditions” in § 1997e(a) does not include actions alleging excessive force by corrections officials. Collectively, these courts have made four arguments in favor of a narrow reading of § 1997e(a). I find all four of these arguments unpersuasive.
The first argument stems from the amendment of § 1997e(a) in 1996. Whereas the statute previously applied to “any action” brought by a prisoner pursuant to § 1983, these courts have pointed out, the 1996 amendments “reduced the scope” of the statute “to only those actions brought by an inmate ‘with respect to prison conditions.’”
Baskerville,
While it may be true, however, that actions “with respect to prison conditions” are “a subset of all possible actions,”
Baskerville,
The second rationale for a narrow reading of “prison conditions” in § 1997e(a), made by the White Court, is based on the term’s ordinary meaning. As the White Court reasoned,
“[i]n the absence of [a] definition within the statute, statutory terms are to be construed with their ordinary meaning.” A common sense interpretation of the phrase “prison conditions” in § 1997e(a) suggests that it does not include the use of excessive physical force. Simply put, assault is not an “effect.” It is an intentional act.
White,
As the
White
Court itself framed the canon of statutory interpretation, however, a term’s ordinary meaning governs only “in the absence of a definition within the statute.” Here, the very purpose of the inquiry is to determine whether the PLRA, through
The third argument that courts have offered to exempt excessive force claims from the exhaustion requirement in § 1997e(a) relies on passages from the Supreme Court’s decisions in
Farmer v. Brennan,
[Ejxtreme deprivations are required to make out a conditions-of-confinement claim. Because routine discomfort is “part of the penalty that criminal offenders pay for their offenses against society, ... only those deprivations denying ‘the minimal civilized measure of life’s necessities’ are sufficiently grave to form the basis of an Eighth Amendment violation.” ... In the excessive force context, society’s expectations are different. When prison officials maliciously and sadistically use force to cause harm, contemporary standards of decency always are violated.
Hudson,
This reasoning is unpersuasive, for two reasons. First, a court’s responsibility in reading § 1997e is to determine the intent of Congress when it referred to “prison conditions” in the statute, not the intent of the Supreme Court when it used a similar, but not identical, term in a case decided before the statute was passed. Only if there was some reason to believe that Congress wished to implement the Court’s distinction would the Farmer and Hudson passages be relevant to the inquiry. In the present case, there does not appear to be such reason.
Second, to the extent that Supreme Court jurisprudence provides guidance for the immediate inquiry,
McCarthy v. Bronson,
The final purported rationale for a narrow reading of “prison conditions” in § 1997e(a), proposed by the
Baskerville
Court, stems from the legislative purpose of § 3626. Whereas § 1997e(a) was intended to curb frivolous prisoner litigation, the Court ventured, § 3626 “was enacted to prevent courts from micromanaging prison systems. That is, § 3626 precludes courts from usurping the authority given to prison administrators to decide matters of routine prison administration.”
Baskerville,
There is more than one flaw in this reasoning. The first has to do with the inherent mischief in heavy reliance on legislative history, particularly selected statements from floor debates. Congress enacts, and the President signs, statutes, not their history, which in any event often lends itself to distortion at both the legislative hearing stage and the judicial interpretation stage.
See, e.g., Chicago v. Environmental Defense Fund,
Resort to legislative history is only justified where the face of the Act is inescapably ambiguous, and then I think we should not go beyond Committee reports, which presumably are well considered and carefully prepared.... [T]o select casual statements from floor debates, not always distinguished for candor or accuracy, as a basis for making up our minds what law Congress intended to enact is to substitute ourselves for the Congress in one of its important functions.
Schwegmann Bros. v. Calvert Distillers Corp.,
Second, even if one were to consider the relatively meager legislative history of the PLRA, one would not be justified in drawing a meaningful distinction between the purposes of § 1997e(a) and § 3626. The cosponsors of the PLRA did not draw such a distinction, but rather offered both the reduction of frivolous lawsuits and the end of judicial micromanagement as dual purposes of the Act. See, e.g., 141 Cong.Rec. S14,626-27 (1995) (statement of Sen. Hatch). In addition, that both the proponents and opponents of the Act discussed broadly all § 1983 claims brought by prisoners, drawing no distinction between conditions of confinement claims and excessive force claims, implies strongly that Congress did not intend to draw such a distinction in § 1997e(a). See, e.g., id. (reporting that 39,000 lawsuits were filed by inmates in federal courts in 1994, a number which excludes only “habeas corpus petitions or other cases challenging the inmate’s conviction or sentence”); 141 Cong. Rec. S14,628 (1995) (statement of Sen. Biden) (discussing two prison assault cases as examples of meritorious suits that would be hindered by passage of the PLRA); 141 Cong. Rec. S7526-27 (1995) (statement of Sen. Kyi) (discussing the large proportion of federal cases comprised of § 1983 suits by prisoners, without distinguishing between types of suits).
Third, even assuming that the
Baskerville
Court was correct in characterizing the purpose of § 3626, it does not follow that exces
In fact, to the extent that legislative purpose informs the present inquiry, it strongly favors including excessive force claims in the coverage of the exhaustion requirement. One clear purpose of the PLRA was to “deter frivolous inmate lawsuits,” which were perceived to be “clogging the courts and draining precious judicial resources.” 141 Cong.Rec. S7526 (1995) (statement of Sen. Kyi). There is no reason to believe in the abstract — and no evidence that Congress actually believed — that prisoners’ allegations of assault are, on the whole, more meritorious than any other category of prisoner litigation. Moreover, exempting one class of claims from the exhaustion requirement would “generate additional work for the district courts because the distinction between cases challenging ongoing conditions and those challenging specific acts of alleged misconduct will often be difficult to identify.”
McCarthy,
In sum, the definition of “prison conditions” in 18 U.S.C.A. § 3626(g)(2) shows that when Congress passed the PLRA, it well understood the distinction between conditions of confinement, as ordinarily understood, and any other effect a prisoner might feel as the result of a decision by someone in authority, and meant to include both in the term — the same term used in 42 U.S.C.A. § 1997e(a).
B. Section 1997e(a) and Claims for Monetary Damages
As noted, several courts have held also that the administrative exhaustion requirement in § 1997e(a) is inapplicable where the relief requested is not “available” through the administrative process. These courts have reasoned that where an administrative process does not provide a particular form of relief, such as monetary damages, this relief is not an “available remedy” within the meaning of § 1997e(a).
See, e.g., Garrett,
Although there is some superficial appeal to this reasoning, it is hard to square with the actual language of § 1997e(a) and Congress’ 1996 amendment of that provision. 2 Prior to its amendment, § 1997e(a) provided in relevant part:
(1) Subject to the provisions of paragraph (2), in any action brought pursuant to section 1983 of this title by an adult convicted of a crime confined in any jail, prison, or other correctional facility, the court shall, if the court believes that such a requirement would be appropriate and in the interests of justice, continue such case ... to require exhaustion of such plain, speedy, and effective remedies as are available. (2) the exhaustion of administrative remedies under paragraph (1) may not be required unless the Attorney General has certified or the court has determined that such administrative remedies are in substantial compliance with the minimum acceptable standards promulgated under subsection(b) of this section or are otherwise fair and effective.
42 U.S.C. § 1997e(a) (1994) (amended 1996). Subsection (b) of the old provision set forth the minimum standards to be used in determining whether available administrative remedies were acceptable. See id. § 1997e(b).
In 1996, Congress enacted the PLRA, which amended § 1997e(a) by,
inter alia,
deleting the phrase “plain, speedy, and effective” and removing all references to Attorney General certification or court approval of available administrative remedies.
See
42 U.S.C.A. § 1997e (West Supp.1998), as
amended by
Pub.L. No. 104-134, § 803(d), 110 Stat. 1321, 1321-71 (1996). This amendment — which must be presumed to have “real and substantial effect,”
Stone,
An interpretation of § 1997e(a) that conditioned exhaustion on whether an administrative scheme grants the relief requested would have the further effect of “mak[ing] the application of § 1997e(a) dependent upon the peculiarities of state law.”
Spence,
Exempting claims for monetary relief from the exhaustion requirement in § 1997e(a) would also frustrate Congress’ stated purpose in enacting the PLRA: to reduce “the heavy volume of frivolous prison litigation in the federal courts.”
Alexander,
Further, the conclusion that § 1997e(a) applies to all claims with respect to prison conditions, regardless of the relief sought, is consistent with Supreme Court and Second Circuit law on administrative exhaustion. Four years before Congress amended § 1997e(a), the Supreme Court held, in
McCarthy v. Madigan,
In contrast to the claim in
McCarthy,
and the statutes at issue in
Maddalone
and
Barbara,
however, the statute at issue in this case — since its amendment in 1996 — explicitly requires exhaustion of administrative remedies.
See
42 U.S.C.A. § 1997e(a) (“No action
shall
be brought ... until such administrative remedies as are available are exhausted.” (emphasis added));
Alexander,
McCarthy, Maddalone
and
Barbara
notwithstanding, even if it were permissible to apply a balancing analysis in order to determine whether money damages claims should be covered by the exhaustion requirement in § 1997e(a), there are several reasons to conclude that they should. First, a comprehensive exhaustion requirement better serves the policy of granting an agency the “opportunity to correct its own mistakes with respect to the programs it administers before it is haled into federal court,”
McCarthy,
Second, and related, a comprehensive exhaustion requirement better avoids “the possibility that ‘frequent and deliberate flouting of [prison] administrative processes could weaken the effectiveness of [those prisons] by encouraging people to ignore [their] procedures.’ ”
Kobleur v. Group Hospitalization & Med. Servs., Inc.,
Finally, a comprehensive exhaustion requirement promotes judicial efficiency, which, along with protecting administrative agency authority, is one of the “twin purposes” of exhaustion.
McCarthy,
Even where prisoners exhaust their remedies in the administrative process and continue to pursue their claims in federal court, there is much to be gained from the prior administrative proceedings. The administrative process can serve to focus and clarify the issues for a court — a function that is especially beneficial in a field dominated by
pro se
litigation.
See Alexander,
In sum, Congress, in enacting the PLRA, applied the exhaustion requirement to all actions brought by prisoners with respect to prison conditions, including claims alleging excessive force or assault by prison guards, and regardless of what relief is sought. It is not the function of a court to modify or second-guess this legislative mandate. 5 ‡ ‡ ‡ ‡ ‡
For the above reasons, the motion to dismiss is granted as to all defendants, and the complaint is dismissed without prejudice to renewal of viable claims, if any, following exhaustion of administrative remedies.
Notes
. "Compl.” refers to plaintiff's amended complaint filed on October 9, 1996.
. I note also that, in the present case, plaintiff seeks both monetary relief and injunctive relief, namely, an order requiring Fishkill to fire all of the individual defendants. The cases appear somewhat in conflict as well on how courts should approach "mixed” petitions of this type.
Compare, e.g., Alexander,
. Tellingly, the plaintiff in
Funches,
"[a]pparently ... cognizant of the safe-harbor provided by cases such as
Garrett v. Hawk,"
actually dropped his original request for injunctive relief and pursued monetary relief exclusively so as to avoid dismissal.
Funches,
. Correlatively, “even if the complaining prisoner seeks only money damages, the prisoner may be successful in having the [prison] halt the infringing practice, which at least freezes the time frame for the prisoner’s damages.”
Alexander,
. Plaintiff alleges also that O’Brien and McCom-be intentionally vandalized and confiscated his property. Even if true, this does not create a § 1983 action because New York state courts provide an adequate remedy for deprivation of property.
See Hudson v. Palmer,
