27 Barb. 260 | N.Y. Sup. Ct. | 1858
A convenient consideration of the questions presented, will lead naturally to an examination in the first place of the provisions of the codicils in reference to the dispensary. If it should he found that there were sufficient funds, then the testator, as he expresses himself, wishes
No one can fail to see the intention of the testator, on reading these provisions. The establishment of a dispensary necessarily includes the procuring of a site and the erection of a suitable building. That a building was to be provided for is apparent from the provision to provide the expense of carrying it on, in addition to the yearly expenses of attending indigent persons, both sick and lame, daily at the establishment, and also at their own homes. The dispensary was to be on a plan similar to that in New York, which, as is well known, includes both a site and appropriate building.
That the will directs the establishment of a dispensary, and a building in connection therewith, would seem too plain to need further illustration, and such - construction is, moreover, incontrovertibly established by judicial authorities. This being assumed, as we think it must be, it follows that the direction given in the will converts this fund into real estate, and the principles applicable to a devise of real estate for the purposes contemplated must govern. The leading case on this
The case of Attorney General v. Bowles, (2 Ves. sen. 547,) was cited as an authority, that when there is a bequest of money to be laid out in building a chapel or school, the intention must be presumed to be to build, in case a piece of land could be found, already in mortmain. The decision of Lord Hardwicke, in that case, overruled as it has beén, by a great number of subsequent decisions, was influenced by his desire to uphold a charity, and for this purpose he held that such an intention might be jwesumed. The first case overruling this doctrine, is that of the Attorney General v. Tyndall, (Amb. 614,) referred to by Lord Bathurst in Attorney General v. Hutchinson, (Id. 751.) In the case before Lord Henley, the direction was expressly to purchase, and no option was allowed. Sir William Grant says : “ All the leaning of Lord Henley went in direct contradiction to the former case. He held that the statute had two objects; 1st. That you shall not give land for the benefit of a charity; 2d. That you shall not realize for the benefit of a charity; that the mischief is the same, for if that precedent was to prevail, a piece of ground that was only worth £50, might be made worth £20,000, which undoubtedly is putting it in mortmain.” He further says: “ But a case directly in point occurred before Lord Horthington, in 1764, Pelham v. Anderson, (1 Brown C. C. 444, in note.) There £2000 were given to build or erect a hospital. This disposition was determined by him to be void. By this case the court directly overrule the Attorney General v. Bowles, the purpose of the testator in both cases being precisely the same. Then came the case of the Attorney General v. Hutchinson, to which I have already alluded, in 1775, (Amb. 751; S. C. 1 Bro. C. C. 444, in a note,) where the bequest was, according to the report in Ambler, for the purpose of erecting (and according to the note in Brown, for erecting and building) a free school A strong circumstance in the case was, that there was in the
It follows, therefore, that if Dr. Barthop made a bequest to his executors, as trustees, for the purpose of building- a dispensary, it is the same as though he had made the bequest of money to purchase the land and erect and build thereon
But it was earnestly urged, on the argument, that this bequest might be carried into effect by the hiring by the executors, of a building for the dispensary; and that, therefore, this presumed direction to make a purchase of land would be avoided; and that the court should make such presumption, to uphold a charity. Lord Hard-wicke, in The Attorney General v. Bowles, held that such an intention might be presumed, in favor of a charity; but, as we have seen, this decision has been distinctly overruled; and Lord Bathurst, in the subsequent case of The Attorney General v. Hutchinson, said that as the testator had not himself pointed to that intention, it was not to be presumed by the court.
In the present case, if the testator had contemplated the hiring of a building, stich intention should have been mfl.nifested by the will; blit it clearly and.conclusively appears to us, that it was both his intention and desire, that so much of his estate as was necessary, and the whole, indeed, if necessary, was to be used in the erection and establishment of a dispensary, similar to that in New York; that consultation was to be had in reference to such establishment, and that all the funds needful for its maintenance, and to cany on the building, were to be provided for and used for these purposes; and the yearly expenses of carrying out the testator’s wishes in this behalf were to be taken from his estate. It is impossible to resist the conviction that it was in the mind of the testator to provide the means to erect and establish, somewhere, an institution to provide for the wants of indigent persons, both sick and lame, and to answer such provision, not only to those who might be in the dispensary, but to such also as might be at their own homes. His desire was to imitate the charitable institutions of his native land, and
We can presume nothing which the testator has not himself expressed, and looking at the language used by him, it is clear to my mind that his estate was given to his executors for the purposes above indicated. Other cases were cited on the argument, which go to show that the language used by the testator, clearly indicates that the bequest was to be expended in part, in the purchase of land. In the case of Fry v. The Corporation of Gloucester, (14 Beavan, 196,) it was held: “ That the rule deducible from these authorities, or in other words, that the true construction of the statute of 9 Geo. 2, ch. 36, is, that a bequest is void, which tends to bring fresh lands into mortmain, and also that a bequest of money to be expended in the erection or repair of buildings is void, unless the testator expressly states in his will his intention that the money so bequeathed is to be expended on some land then already in mortmain.”
The case of the Attorney General v. Hull, (9 Hare, 647,) is more nearly like the present case; there the testator using the word “ establishing;” here the word used being “ establishment.” The will in that case contained the following provisions: “I give and bequeath to the said John Hull, the sum of £400, to be by him paid and applied toward the establishing a school near the Angel Inn, at Edmonton, on the system of the above mentioned British and Foreign School Society, provided a further sum can be raised in aid thereof,
In the case of Longstaff v. Rennison, (11 Eng. L. and Eq. Rep. 267,) where the testatrix gave the residue of her estate toward establishing a school in connection with the Baptist Chapel of North Shields for the time being, the vice chancellor says: “ Now the question is whether that is void on the ground that in the execution of that trust there would be occasion for the purchase of real estate for the .purposes of the school. In the Attorney General v. Williams, (2 Cox, 387,) there was no gift of the corpus of the fund to establish a school, but a direction to pay, out of the dividends, a sum of money to the master, and to apply the surplus in a different way;
But I think the case of Williams v. Williams intended to steer clear of the question here presented, and did not intend to hold, and does not hold, that lands could be held on trusts other than those authorized by the article of the revised statutes in reference to uses and trusts. In that case, a bill was filed in the court of chancery, to set aside certain provisions of the will of' Nathaniel Potter, of Long Island. The cause was heard before Judge Buggies, the vice chancellor of the second circuit. He sustained the bequests and dismissed the bill. From his decree an appeal was taken which came to the general term of the second district, where it was heard by Justices Barculo, McOoun, Brown and Morse, who unanimously held, the bequests invalid, and reversed the decree. From this judgment an appeal was taken to the court of appeals. In that court the only opinion delivered was by Mr. Justice Denio, in favor of reversing the judgment and sustaining the trusts of the will. With him concurred Mr. Justice Buggies, who originally heard the cause as vice chancellor, Justice Morse, who had concurred in the opposite conclusion in the court below, with Justices Willard and Mason; Justices Gardiner, Johnson and Taggart, dissenting. Justice Denio, at the commencement of his opinion, says: “ Both the legacies are of personal property only, and both are therefore unencumbered by some of the difficulties which might attend such disposition of real estate.” The case of Andrews v. The General Theological Seminary of the Protestant Episcopal Church, (4 Seld. 559, n.) which was decided at the same time, and apparent
We have seen, from an examination of many cases in England containing bequests' similar to the one in the will under consideration, that such bequests were held void, because they could not be carried out, except by putting land in mortmain, contrary to the statute of 9 Geo. 2, ch. 36. So, in the present case, this bequest, to be effectual, imposes the necessity of creating a trust in lands, prohibited by our statute of uses and trusts, and must fall under a similar condemnation, and be held null and void. . In the English cases referred to, the purpose to which the bequest was devoted being illegal, the property bequeathed went to the next of kin, and the same result follows in this case. This view of the provisions of this will is arrived at irrespective and entirely independent of the considerations urged, in reference to its being a bequest for charitable and pious uses. These considerations will be considered and discussed hereafter, in another view of the case.
Having arrived at the conclusion that the bequest to found the dispensary is void, it follows that the bequest of any possible surplus is also void, for the following reasons: The law is well settled in England, that when an undefined portion of
In the case referred to, Sir William Grant says: the bequest for the chapel “ is entirely indefinite; it is quite uncertain what the residue would have been, and therefore it is void for that uncertainty. She (the testatrix) had no view to any residue, but a residue to be constituted by actually bmlding a chapel. She contemplated no residue but with reference to that. It is impossible to ascertain it in the only manner in which she meant it to be ascertained. It is impossible for the court to apply it. Therefore the whole of this disposition is void.”
I am unable to see why the case of the Attorney General v. Davies, (9 Vesey, 535, 543,) is not quite decisive on this point. There the testator gave “ £5000, more or less, as it might be wanted, to build twelve almshouses, purchase the ground, six for poor men, six for poor women, economy and convenience observed in the structure.” He then disposed of the residue of his personal estate, and added a provision for the further benefit of such charity, in case its committee should furnish grounds for the almshouses. Here the size of the building necessary for the, purpose intended was sufficiently indicated, yet it was held by Sir William Grant, that
Looking, therefore, at the intention of the testator, it is quite clear that the first and great object in his mind was the establishment and continuance in perpetuity of the dispensary ; that he intended to devote the whole or so much of the residue of his estate to that "object, and if any overplus remained that was given to his executors to be devoted to the general purpose of charity. It is apparent to my mind, that he never intended that the whole of his estate should thus go to his executors for general charity, but he manifestly supposed that a small fragment would remain for that purpose. It would, therefore, be a clear and palpable violation of such intent to hold that the bequest for the dispensary failing, the great bulk of the estate shall go to general charity. Such was not the will of "the testator, and we have no power, much less disposition, to make a will for him.
If the positions heretofore assumed are sound, it follows that the bequest for the dispensary being void, this bequest of a possible residue must also fall. That from which it was to be taken, is indefinite, uncertain, and fails, bio one can say what was to be taken, and therefore it cannot be ascertained what remains. The executors cannot take for general' charity what was intended for the dispensary. Such is not the will of the testator. If it could be included, then the bequest of the surplus, in Chapman v. Brown, instead of falling, should have been not only sustained, but it should have been held to have swallowed up the lapsed portion of the residue intended for the chapel. That would have been making a will for the testatrix, instead of construing the one
We will then consider next, if this bequest for the establishment of the dispensary, can be sustained on the ground that it is a bequest for a charitable and pious use. And this opens up a wide field for discussion and inquiry. I do not propose to follow, minutely, the learned discussions which have been had upon this branch of the law. I intend only to refer to such principles as seém to me well settled, and which to my mind afford a solution to the points presented in this case:
First. I regard it as now settled in this state, that the extent of the' jurisdiction of this court over trusts for charitable and pious uses is none other than that possessed by the court of chancery of England over trusts in general. (Per Selden, J., Owens v. Missionary Society, 14 N. Y. Rep. or 4 Kern. 380.) The jurisdiction of the court of chancery in England, in relation to charities, was derived from three sources: 1. From its ordinary jurisdiction over trusts. 2. From the prerogative of the crown. 3. From the statute of 43 Eliz. ch. 4. In the opinion referred to, supra, Selden, justice, says: “It has never been seriously contended that the courts of this state possessed that portion of the jurisdiction which was derived from the. statute of Elizabeth. This statute was embraced in the general repeal of English statutes in 1788, and there is not the slightest evidence that it had been previously adopted so as to become a part of the common law of the state. It is clear, therefore, that so far as the law of charitable uses was derived from, and depended upon the statute of 43 Eliz. it was not in force here, and it seems
The case of Moggridge v. Thackwell is the leading case of the exercise, by the court of chancery, of the cy pres power. This case was first heard by Lord Thurlow, and came on for hearing on the scheme proposed, before Lord Rosslyn, who was so little satisfied with the decision, that he intimated that it ought to be re-heard. It was accordingly re-heard before Ld. Eldon, who rather thought the decree right. His opinion, while it shows the difficulties of the subject, and, as I think? the extravagance of the cy pres doctrine, is interesting also as displaying the peculiarities of that cautious, subtle, and remarkable reasoner. “He had conversed,” he says, “with' many persons on it, and had great difficulty in his own mind, and had found great difficulty in the mind of every person he had consulted, but he deduced from the cases the principle, that when there is a general indefinite purpose of charity, not fixing itself upon any object, as that in a degree did, the disposition was in the king by sign manual; but where the execution was to be by a trustee, with general or some objects pointed out, the court would take the administration of the trusts. But when authority met authority, and precedent clashed with precedent, he doubted whether he could make a decree more satisfactory to his own mind, than that which had ' been made. He felt himself, however, relieved by his action in the case, and from the anxiety he felt in disappointing the natural expectations of those entitled to the estate, by the reflection that if he did not act, it would be the duty of the advisers of the crown to attend to this particular object, and
In these, and like cases, as we have seen by the cases heretofore cited, the execution of the general purpose of charity devolves on the crown, as parens patries, or on the court of chancery to execute it cy pres; in this case a particular object being pointed out, its execution would, in England, be undertaken by the court of chancery, in the exercise of the peculiar powers alluded to. Here, it seems proper to remark, that I have looked in vain for any thing in the will, indicating therein an intention on the part of the testator, that the dispensary should be located at Kinderhook. On the contrary, there seems to me to be many cogent and conclusive reasons why he did not contemplate its location there. They have already been suggested, and it is only necessary now to say that nothing can be found in the will, or is deducible from it, which, in my opinion, indicates Kinderhook as the place of its location. It must be determined, if determined at all,
Take the case of Owens v. Missionary Society. If our courts exercised the cypres power, then, for whatever cause, the bequest in that case to the unincorporated society failed, yet the object of the bequest being clearly charity, the court should have gone on cy pres, by a scheme, and disposed of the fund in favor of some other kindred charitable object, instead of holding the testator to, have died intestate in this behalf, and the bequest to have gone to the next of kin. (Hayter v. Trego, 5 Russ. 113. Lorcomb v. Wintringham, 13 Beav. 87.) That the testator so died intestate as to this surplus of his estate, and that nothing short of the assumption by this court of the cy pres power, and which, if I am not under, an entire misapprehension, has been assumed in the decree appealed from, can now execute this will as to this fund, is to my mind clearly demonstrated by Judge McLean in his opinion in Fontain v. Ravenel (supra.) In that case the executors were all dead (in this they are as it were civiliter mortui,) and the gift was for general charity, at the discretion of the executors. He admitted that the executors, had they been alive, might have executed the trusts, but as they were dead, he says, at page 386: “The testator was unwilling to give this discretion to select the objects of his bounty except to his executors. He relied on their discrimination, their judgment, their integrity and fitness to cany out so delicate and important a power. He-made no provision for a failure in this, respect by Ms executors * * * They died [in tMs case they refused to
Notwithstanding all this,' courts in Hew York are called upon to sustain this strange doctrine, to make wills, not to construe them; to adopt as a rule of law here, and as a controlling precedent, a decision which the learned chancellor who made it was reluctantly driven to make; to affirm and approve a case so full of injustice, inconsistency, and acknowledged wrong. Such principles, thus enunciated, and upon such considerations, do not commend themselves to my mind, or carry with them, any authority, how great soever, and how learned may be the source from which they emanate. They have been repudiated by the highest court known in our land, and it is there stated that it is not known that they have been recognized anywhere in this country. (See Fontain v. Ravenel, supra, p. 387, 8.) I have been unable to find any sanction given to them by any court in this state.
It follows, we think, from these considerations, that this court can derive no aid or authority for its action in this case, from the cases cited, and numerous others iti. England, where the charity has been executed by sign manual, or by the court carrying out the doctrine of the cy pres execution of testamentary bequests.
We come now to consider the last disposition made by the testator, in his codicil of October 13, 1838. By this codicil, he bequeaths to his executors in trust, all the residue of his estate, to pay and apply the same in such sums, and at such time and times, as they shall think fit, to one or more societies, for the support of indigent respectable persons, “ hereby intending to give to my executors full discretionary power as to the disposition of the same, but so that the same shall be applied to objects of chanty.” If this be a general indefinite charitable purpose, as it seems to me it is, without fixing itself on any particular object, the disposition in England would be by the king by the sign manual; and no such power existing here, it is void, and the estate goes to the next of kin. But if it be a gift to trustees with general or some object pointed out, then in England, upon the distinction asserted by Lord Eldon, that the discretion as to objects being' left to the executors, and they having refused to accept, the court will act, it would be executed by the exercise of the cy pres power, by the framing of a scheme for the charity. If it has been shown that no such power is vested in this court, then it equally follows that as to this bequest the testator died intestate, and the estate goes to the next of kin. In this view, this case is not unlike that of Moggridge v. Thackwell, the
But it was contended on the argument that we were to regard these as bequests to the societies indicated, for charitable purposes, and therefore we should decree payment to them. In this view these difficulties present themselves
First. Taking the whole clause together, as before remarked, it is a bequest to charity generally, indicating a general indefinite charitable purpose, and must so remain. The discretion of the executors, which was to give this general indefinite charitable purpose locality and precision, in other words, to point out the object of the charity, is gone, and can never be exercised.
Secondly. If the societies indicated be, as was insisted on, the real beneficiaries, who is to say what societies, and where located ? Hot the slightest intimation is given in the will on this subject, and those to whom the discretionary power of selection was given, having refused to accept the trust, consequently the will of the testator is defeated. See case of Female Asso
But assume, as was urged, that the societies indicated were organized societies for the support of the indigent, especially females and orphans, it is conceded that we have such in this state, and in other states, corporate and unincorporate. Assuming the latter as the ones indicated, then we have the principles settled by the court of Appeals in the case of Owens v. The Methodist Missionary Society, as applicable to this bequest. In that case the society was the legatee to which the bequest by Owens was intended to be made; and the only question was, whether a bequest to such an association was valid. It was unincorporated at the time the bequest was made, but incorporated subsequently. It was held, however, that the circumstance made no difference. In the opinion of the court, it is said, that for the appellants, the society, two points were made which are directly in conflict. “ It is insisted, First. That the bequest to the missionary society is absolute, and not qualified or limited by any trust whatever; and Secondly. That it is valid as a charity. These two positions are inconsistent, and cannot stand together. JSToth^ ing is a charity, in a legal sense, except what is limited to some charitable use. But if this bequest is unaccompanied by any trust, the fund might be appropriated by the association to the establishment of a gaming-house, or any other immoral purpose; or it might be distributed among and pocketed by its members. An absolute gift or bequest to an unincorporated missionary society is no more ‘ a charity’ than an absolute gift to an individual. In legal contemplation, ‘ charity’ and charitable use,’ are convertible terms, and there can be no charitable use without a trust. To deny that this bequest was accompanied by a trust, therefore, is to deny
In Williams v. Williams, the bequest to the religious corporation was sustained upon the ground that it was authorized by its act of incorporation to take for the use of the church. Denio, J., says: “ The class of corporations to which the legatee in this case belongs, are authorized by the statute to purchase and hold real and personal estate,” for the use of such congregation or society, by § 4 of the act to incorporate religious societies; and on this ground the conveyance to St. Clement’s church was upheld by the superior court, and doubtless by the court of appeals; and we have seen in the case of Owens, that significance was attached to the fact that in that case the bequest was not to an incorporated society. But we have no ground to assume that these bequests were intended for incorporated societies, or that the executors, in the exercise of their discretionary power, would have selected incorporated societies; or that this court, in the scheme to be framed, will confine the bequest to incorporated societies. Considering the circumstances under which this codicil has been made, and the emphatic condemnation, placed on this and similar dispositions, made to corporations, by the legislature of this state, since the making of this codicil, this court is restrained, as well by such expressions of the legislative will, as by the considerations expressed by Lord Eldon, in Moggridge v. Thackwell, of his great regret that he was reluctantly driven to disappoint the natural expectations of those who otherwise would receive the property of the testatrix, from extending by construction the objects of these bequests, or supplying any defects in the attempt to commit this natural injustice. The English statute of 9 Geo. 2,
I have thus discussed the validity of these bequests in the various aspects in which they have been presented, and in none can I ■ find any authority for maintaining them, and while I differ with diffidence from the learned judge at special term, who saw his way clear in upholding them, my own convictions are unfaltering that they are invalid. I have not entered into the discussion which the subject invites, how far our statutes, restraining perpetuities and accumulations, would be nullified by maintaining these bequests. I have a very clear conviction in my own mind, that it will be ultimately found that the effects and ¡provisions of these statutes cannot be avoided, by directing the accumulation of property real or personal, in trust for religious, pious, or charitable uses. It seems to me, that the policy of our legislation has been to make real and personal estate easily vendible, and that its alienability should be restricted as little as possible. That statut.es which prohibit alienation of lands for a longer period than two lives in being cannot be evaded, by devising them in trust for a pious or charitable use, and thus rendering them inalienable forever. And why
Emott, J., in McCaughal v. Ryan, (supra,) well observes: “ There is nothing, I apprehend, in the history of this, more than can be found in that of other countries, which should induce us to relax any of the restraints thus imposed upon corporations, even if they be ecclesiastical or charitable. Large landed endowments among us, even for the best objects and, though supposed to be in the best hands, do not commend themselves to impartial observers by commensurate benefits to the state, their corporators, or the great objects of religion and beneficence which they may have been created to serve. If permitted they become obviously a marked and emphatic exception to our whole system of laws regulating the ownership, disposition and descent of lands, and an exception which is not called for by any necessities of society or of indviduals. * * * But if a rule shall be introduced which shall repeal the statutes of uses and trusts as to such devises, or make them an exception to its terms, it is manifest that all those barriers will be swept away, and those provisions, in effect, abolished at a blow. Of what avail will
I think it would be an unnecessary, as well as an unhappy departure from both the spirit and letter of our laws. There is no charity which cannot obtain the benefits of a charter to promote its objects, and religious [benevolent, charitable, sci-, entitle and missionary] societies are permitted to become incorporate, simply by the observance of certain forms. The right to hold lands and receive their income is thus conferred, and at the same time regulated and restricted; and it is enough for all purposes of private bounty, as well as for the higher object of the public good, that gifts should be made directly to those bodies, under the control of the law, and within its luise limitations.”
I need but to add that these views, so eloquently and conclusively urged by this learned judge, meet with my hearty concurrence and cordial approval. I regard them as fundamental in the administration of this branch of our jurisprudence, and the maintenance and perpetuity of these principles as vital to the welfare, happiness, and prosperity of the state. The legislature has declared its policy in this regard, and it is the imperative duty of the judiciary, in my judgment, to second this policy with the same zeal and earnestness that the English judges did, in reference to the mortmain act of that kingdom, and not present the éxample so little worthy of imitation, exhibited at an earlier period of its history, in devices and contrivances to evade and render inoperative the statutes restraining the acquisition of lands by ecclesiastical establishments.
The principles I have declared dispose of this case, the be
Davies, Clerke and Sutherland, Justices.]
The judgment of this cotir't will be, that the decree of judgment of the special term be reversed, except that part of -it which declares the bequest of $6000 in trust to purchase a farm, &c. void. That the testator died intestate as to all his real and personal estate, except that specifically given and devised, and that the residue thereof, being wholly personal estate, goes to the next of kin, to be paid over to them in due course of administration. That a judgment be entered accordingly; and that the costs of all parties to this suit, with a reasonable allowance for counsel fees, to be certified by one of the justices of this court, be paid by the administrator, out of the funds of the estate.