Bedford v. SugarmanBedford v. Sugarman
- Reporters:
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- Before:
- Durham
Lead Opinion
The present case, before this court on direct review from a judgment of the Thurston County Superior Court, tests the constitutionality of a state program providing in-kind food and shelter assistance to indigent alcoholics and drug addicts. The trial court held that the program infringes on the constitutional rights of its intended beneficiaries by requiring them to move into designated shelters in order to receive benefits. We reverse.
The shelter assistance program at issue here was established by a 1987 legislative enactment, the Alcoholism and Drug Addiction Treatment and Support Act (ADATSA). Laws of 1987, ch. 406 (codified at
The substitution of in-kind assistance for cash benefits was proposed by the Department of Social and Health Services (DSHS), with principally two justifications. First, the agency felt a shift to an in-kind benefits program would "remove any incentive for itinerant alcoholics to come to Washington State solely for the purpose of receiving cash grants." Second, the agency cited the need to prevent assistance recipients from using their grants to buy alcohol and drugs. DSHS Proposal for Restructuring Assistance to Alcoholics and Drug Addicts (Jan. 22, 1987), at 5. According to one DSHS official involved in the development of ADATSA, the elimination of cash benefits would
correct an absurd situation which existed in the [GA-U] program. Under the [GA-U] program unemployed alcoholics and drug addicts were provided cash assistance from the state as long as they continued to drink and take drugs, but if they stopped drinking and abusing drugs, their cash assistance grants would be cut off. In essence, the state provided an incentive for persons to continue to drink and to abuse drugs, which in turn served as a disincentive to take the necessary steps to recover from the addiction. . . . The purpose ofADATSA was first to remove the cash subsidy for persons leading alcoholic/drug addicted lifestyles and to provide alcohol and drug treatment for those persons who wanted to recover from alcoholism or drug addiction and were willing to commit themselves to the recovery process.
Declaration of Glen Miller, at 1-2. These purposes were made express in the ADATSA statute. See
As originally enacted, ADATSA called for the establishment of a "shelter assistance program to ensure the availability of shelter for persons eligible under this chapter." Laws of 1987, ch. 406, § 7. DSHS implemented this program by making available to beneficiaries "basic room and board services in a supervised and protected environment" at designated shelters operated under contract with the Department. Department of Social and Health Services, ADATSA Implementation Plan 4 (July 1987); see also
In September 1987, respondents commenced this class-action suit
DSHS appealed the trial court's ruling to this court, but before the case could be heard, won vindication for its group shelter policy in the Legislature. In March 1988, the Legislature added to the ADATSA statute the following language:
"Shelter," "shelter support," or "shelter assistance" means a facility under contract to the department providing room and board in a supervised living arrangement, normally in a group or dormitory setting . . .
Laws of 1988, ch. 163, § 4 (amending
Three days after enactment of this amendatory language, DSHS ordered its administrators to "immediately cease
OFFERING SHELTER ASSISTANCE IN INDEPENDENT HOUSING AS AN OPTION FOR NEW APPLICANTS . . . WHO WANT THE SHELTER
track."
During hearings on respondents' motions, the trial court noted that since the March 1988 amendment to the statute had removed the legal justification for the November injunction, the injunction could no longer be sustained in its original form. The court issued a new injunctive order, however, on the grounds that the ADATSA shelter program violates respondents' rights of privacy and association under both the United States and Washington Constitutions.
We first address two arguments advanced by DSHS challenging the trial court's injunctive order on procedural grounds. DSHS contends that the modification and reinstatement of the November 1987 injunction was improper because it was based on legal issues not raised in the initial proceedings. A second challenge contests respondents' standing to maintain the present action.
It is well established that a court may modify or vacate an injunction in light of changes in applicable law. See 11 C. Wright & A. Miller, Federal Practice § 2961, at 604-05, 609-10 (1973). Thus, the trial court acted properly in modifying the original injunction after the Legislature had amended the ADATSA statute. It was also proper for the court to address respondents' constitutional claims after the statutory grounds for the injunction had evaporated. Though the constitutional challenge to the 1988 legislative amendments obviously could not have been raised when this litigation began in 1987, DSHS is incorrect in characterizing this challenge as raising new legal issues. The 1988 amendments did little more than codify DSHS's policy for implementing the original ADATSA statute. By asserting against the 1988 amendments the same constitutional claims they raised in their earlier challenge to the implementation policy, respondents raise no new issues.
DSHS next asserts that respondents lack standing because only one of them, Barry Gearhart, lives in an ADATSA shelter, and he is there only as a temporary measure while awaiting federal supplemental security income benefits. The agency offers no convincing reason why residency in an ADATSA shelter should be a necessary precondition for standing to challenge the group shelter program, however. Any effect the requirement of group residency has on beneficiaries' rights is the same whether a beneficiary moves into a shelter or is denied aid for his refusal to do so. In either situation, the beneficiary has "the requisite 'personal stake in the outcome of the controversy' necessary to request an adjudication of the merits of this
That a beneficiary resides in a shelter only temporarily is also no impediment to his standing, or to that of the class. Aid recipients regularly will experience changes in their eligibilities and economic circumstances. The law of standing should accommodate these changes, lest important suits be ever evasive of adjudication. See Conklin v. Shinpoch,
III
Our analysis of the constitutional validity of the ADATSA shelter program should properly first address the rights asserted by respondents under the Washington Constitution. See State v. Coe,
In prior decisions, we have examined the scope of the protection article 1, section 7 affords against certain governmental searches and seizures. See, e.g., State v. Stroud,
In Gunwall, we articulated the sorts of inquiry that resolution of this threshold issue generally will require. They include close examination of the constitutional provision's text, history, and purpose, informed by a historical analysis of state policies and traditions concerning the asserted liberty. See Gunwall, at 61-63. Such analysis is essential, we noted, so that the process of state constitutional analysis may be "at once articulable, reasonable and reasoned." Gunwall, at 63.
Respondents have offered no arguments along the lines suggested in Gunwall to support their claim to protection from the ADATSA shelter requirements under article 1, section 7. Their contention that "[a]rt. 1, § 7 affords greater protection of privacy than does its federal counterpart", though correct in some circumstances, see, e.g., Gunwall, at 64-67, is not necessarily true with respect to the specific intrusions on privacy the shelter program allegedly effects.
IV
The extent to which the United States Constitution protects "privacy" is a question of considerable jurisprudential controversy. The basis for dispute lies both in the source of the right as well as in its proper scope. Privacy rights have been said by some to "emanate" from the "penumbras" of several constitutional provisions. Griswold v. Connecticut,
Knowing where the right of privacy comes from affords only slight aid in determining where it leads. "Virtually every governmental action interferes with personal privacy to some degree." Katz v. United States,
The Constitution obviously cannot permit courts a power so boundless, else judges be found "roaming at large in the constitutional field", Griswold, at 502 (Harlan, J., concurring in the judgment), undoing the careful work of government. Especially in the area of social legislation, government must be given "broad latitude in experimenting with possible solutions to problems of vital local concern." Whalen, at 597; see also Dandridge v. Williams, 397
A
Decisional law expounding the constitutional right of privacy has identified two sorts of interests encompassed within the right.
One is the individual interest in avoiding disclosure of personal matters, and another is the interest in independence in making certain kinds of important decisions.
(Footnote omitted.) Whalen, at 599-600. Thus, the right of privacy is said to include rights of confidentiality and autonomy. See Barry v. New York,
The Supreme Court first articulated the right of confidentiality in Whalen v. Roe, supra. Beyond its statement that a right of confidentiality exists, however, "Whalen provide [s] little guidance regarding the [right's] parameters . . ." Borucki v. Ryan,
Probably the largest category of cases in which a right of confidentiality has been recognized includes challenges to governmental demands for medical or psychiatric information about a person. Whalen appeared to find the right affected by a New York law requiring doctors to disclose to state authorities names and addresses of patients for whom
Extension of the right beyond the medical and psychiatric contexts began with Nixon v. Administrator of Gen. Servs.,
We similarly recognized the existence of a constitutional confidentiality interest in nonmedical personal information in Rhinehart v. Seattle Times Co.,
Other cases have recognized confidentiality interests in corporate "trade secrets and related commercial information", Tavoulareas v. Washington Post Co.,
From these cases, it appears that the right of confidentiality the Supreme Court first articulated in Whalen v. Roe, supra, in its broadest application, protects against disclosure only of certain particularized data, information or photographs describing or representing intimate facts
On this understanding of the nature and scope of the confidentiality branch of the right of privacy, we are unable to find constitutional fault in the ADATSA shelter program. There is no evidence that shelter residents must disclose intimate personal information to obtain shelter benefits. While residents share many shelter facilities,
Beyond what is already public — visage, voice, mannerisms, etc. — we cannot discern what it is that respondents feel the group shelter unreasonably requires them to reveal. The record respondents have compiled establishes only that shelter residents share living facilities. Nothing about how these facilities are organized suggests that residents suffer a degrading or embarrassing invasion of intimate aspects of their person. Compare Forts v. Ward,
B
The autonomy that is protected by the constitutional right of privacy generally has been conceived as circumscribed by the Supreme Court's fundamental rights jurisprudence. As the Court explained in Whalen v. Roe, supra for example, the right encompasses decisions "dealing with 'matters relating to marriage, procreation, contraception, family relationships, and child rearing and education . . Whalen v. Roe,
Respondents do not contend that the ADATSA shelter program affects their marriages, family lives, or any of the activities that are considered so fundamental to personal liberty as to fall within the constitution's substantive protections. Indeed, respondents have not even established that any member of the class of plaintiffs in this litigation is married or has a family. Rather, respondents assert, and the trial court agreed, that the shelter program violates their constitutional autonomy rights by denying them the ability freely to choose their household companions.
In support of this contention, respondents and the trial court rely principally on two cases:
Voris involved an appeal from an order of the Human Rights Commission fining a landlord for refusing to rent a room to a prospective tenant on racial grounds. The landlord asserted her right "to choose the people with whom she will share her home" as a defense. Voris, at 290. The Court of Appeals, upholding the finding of illegal discrimination, did not agree that the landlord possessed the right she claimed, but only assumed the existence of that right before finding it countervailed by compelling state interests.
Direct refutation of the right respondents assert is provided by the decisions of the United States Supreme Court in Belle Terre v. Boraas,
Even assuming some individuals who are eligible for ADATSA shelter benefits are married or have families, we still would not find the group shelter program unconstitutional as applied to them. ADATSA does not prohibit such individuals from choosing to live with their families. Any restraints they may feel on their freedom to make this choice are of a financial, not governmental, nature, and thus are not a constitutional concern. Cf. Harris v. McRae,
C
Our analysis of respondents' contention that the ADATSA shelter program infringes on their constitutionally protected freedom of association concludes similarly to our examination of their arguments based on the constitutional right of privacy. We find no authority in precedent or logic indicating that the freedom of association is implicated here.
Like the right of privacy, the right of free association is an implied right under the constitution. Principally, this right has been conceived as protecting associations entered into for purposes of engaging in activities protected under the First Amendment. See, e.g., NAACP v. Alabama ex rel. Patterson,
The Supreme Court provided its fullest exposition of the freedom of intimate association in Roberts v. United States Jay cees, supra. While declining to " identify [] every consideration that may underlie this type of constitutional protection," the Court noted that the protection likely extends to those "personal bonds [that] have played a critical role in the culture and traditions of the Nation by cultivating
From this description, it appears that "the freedom of intimate association is coextensive with the right of privacy". Fleisher v. Signal Hill,
V
We hold that the ADATSA shelter program, as established by the Legislature and currently operated by DSHS, does not violate the constitutional privacy or associational rights of eligible beneficiaries. Accordingly, we remand the case with instructions that the injunction entered by the trial court be vacated.
Notes
The GA-U program paid $314 per month at the time ADATSA replaced it.
The class was later certified by the trial court to include "[a] 11 past, present, and future applicants for and recipients of ADATSA shelter assistance under
Regulations to implement the legislative revisions took effect in June 1988. See State Register 88-13-110 (1988).
This order enjoins DSHS from denying shelter assistance to eligible beneficiaries "who choose to remain in or acquire their own homes or other independent housing', and requires the agency to provide shelter assistance in a form ''which will allow [beneficiaries] to reside in the housing of their choice."
The few decisions applying article 1, section 7 outside the search and seizure context have attributed to the provision no broader scope than federal constitutional privacy law. See State v. Maxon,
As discussed more fully below, respondents allege that the ADATSA program infringes rights of confidentiality and autonomy.
Several recent cases considering privacy claims analogous to those asserted here have exhibited similar caution. See Davis v. Bucher,
Finding no evidence that the disclosed information would be released publicly, however, the Court concluded that no confidentiality interest was affected. Whalen v. Roe,
ADATSA shelter residents share sleeping quarters, bathrooms and dining areas. In some facilities, two or three residents share a room. Two of the larger facilities in Seattle have 50 to 60 beds in a dormitory setup, in one case with partitions separating the beds, in another with no partitioning.
Robbins v. Superior Court,
This case does not present any question concerning the extent to which an individual's decision to refuse life-sustaining medical treatment is constitutionally protected. Compare In re Colyer,
Additionally, reliance is placed on Robbins v. Superior Court,
Concurrence Opinion
(concurring) — I concur with the majority's result but write specially to emphasize the context in which today's decision is made. The language of the majority's ultimate holding — that the ADATSA program does not violate the participants' privacy rights because it does not cause them to "suffer a degrading or embarrassing invasion of intimate aspects of their person" — is proper in this case. See majority, at 512. It does not, however, represent a broad rule characterizing the ambit of the right to privacy generally. If it did, such a rule would go a good deal beyond the cases upon which the majority relies for authority. Rather, the holding in today's case, as the signers of the
The cases cited by the majority reflect the principle that jurisprudence concerning the right to privacy is intimately tied to the circumstances surrounding each case. The United States Supreme Court in Nixon v. Administrator of Gen. Servs.,
[T]he constitutionality of the [Presidential Recordings and Materials Preservation] Act must be viewed in the context of the limited intrusion of the screening process, of appellant's status as a public figure, of his lack of any expectation of privacy in the overwhelming majority of the materials, of the important public interest in preservation of the materials, and of the virtual impossibility of segregating the small quantity of private materials without comprehensive screening. . . .
The Court put in plain terms that "the merit of appellant's claim of invasion of his privacy cannot be considered in the abstract".
Today's case involves a program offered by the State to indigent people impaired by alcoholism or drug addiction. The State's action here does not amount to a direct intrusion, coercive or otherwise, into the lives of its citizens. Rather, it is an offer to provide food and shelter to those who might otherwise be unable to obtain it. In an institutional residential setting entered into voluntarily, a program participant's expectation of privacy will generally be less than in other forms of residence. While the respondents argue that the program denies them the freedom to choose with whom they are to live, they in fact have made a choice: to live in the institutional environment provided by the ADATSA program.
While government need not subsidize the exercise of a constitutional right, see Harris v. McRae,
Because this case involves solely the interest in and expectation of privacy in a residential program entered into voluntarily, citation to cases such as Belle Terre v. Boraas,
In light of the above concerns, I concur with the majority's opinion insofar as it is limited to the facts of this case.
Reconsideration denied June 26, 1989.