Plаintiff Michael Beckman brings this “hybrid” action, pursuant to section 1208(b) of the Postal Reorganization Act of 1970 (“PRA”), 39 U.S.C. § 1208(b), alleging that (1) his employer, defendant United States Postal Service (the “USPS”), impermissibly transferred him from a duty assignment in violation of an existing collective bargaining agreement (“CBA”), and (2) his collective bargaining representative, defendant American Postal Workers Union-New York Metro Area Postal Union (the “Union”), breached its duty of fair representation, implied under the scheme of the National Labor Relations Act, 29 U.S.C. § 159(a), by failing to represent him fairly in redressing his grievance. 1 Both defendants have moved for summary judgment. For the following reasons, defendants’ motions are hereby granted.
BACKGROUND 2
The USPS employs individuals in craft and non-craft positions.
See
Pendleton Decl. ¶ 2. All craft positions, including mail handler, clerk, and material handler, are unionized,
see
Beckman Aff. ¶ 3 n.l; Ling-berg Decl. ¶ 8, while non-craft positions are generally supervisory or management jobs at higher grade levels,
see
Pendleton Decl. ¶ 2; Lingberg Decl. ¶ 9. At the New Jersey International Bulk Mail Center (the “Bulk Center”),
3
where plaintiff was employed prior to the actions that led to this litigation, employees in maintenance craft positions work one of three shifts: Tour 1 (12:00 a.m. to 8:30 a.m.), Tour 2 (8:00 a.m. to 4:30 p.m.), or Tour 3 (4:00 p.m. to 12:30 a.m.).
See
Beckman Dep. at 11. These employees are selected for duty assignments based upon their seniority, as calculated under the relevant collective bargain
Plaintiff has been an employee of the USPS since March 1975. See Beckman Aff. ¶ 3. For over nine years, he worked as mail handler in the Bulk Center. See id. He later served as а clerk for the USPS in Bayonne, New Jersey, and subsequently, from 1989 to 1991, as a material handler at the Bulk Center. See id. At all relevant times throughout his tenure in these positions, plaintiff was a member of the Union. See id.
On March 26, 1991, the USPS promoted plaintiff to the position of Supervisor of Building Services. See id. As a supervisor, Beckman was no longer a member of the Union and hence no longer subject to the terms of the Union’s collective bargaining agreement with the USPS. See id.; see also Lingberg Decl. ¶ 9. Furthermore, by accepting the promotion, plaintiff switched from a craft position to a non-craft position. See Beckman Aff. ¶ 3; Lingberg Decl. ¶ 9. Under article 12 of the CBA, an employee who leaves a craft position for a non-craft position will lose all accrued seniority if he later returns to a craft position within the USPS, unless the employee returns within two years from the date he left the craft position. See CBA art. 12, § 2.B.2.
Plaintiff servеd as Supervisor of Building Services for two years. Unfortunately for plaintiff, however, in March 1993, the USPS underwent a restructuring, and plaintiff was informed that his new position was being eliminated. See Beckman Aff. ¶ 4. Under a program entitled “Return to Craft Incentive,” plaintiff was afforded the opportunity to resume the position he held prior to becoming a supervisor. See id, 4 On May 6, 1993, and again on June 28, 1993, plaintiff formally requested assignment to the maintenance craft position of material handler at the Bulk Center — the same job he held from 1989 to 1991. See Beckman Dep. at 24-27; Pendleton Decl., Exh. H. The USPS evidently offered plaintiff the grade level 4 position, which had an annual salary of $33,398, plus a lump sum incentive payment of $7,136 for accepting the reassignment. See Pendle-ton Deck, Exh. I. On July 9, 1993, plaintiff accepted the USPS’s offer, and the next day left his supervisory position for his old material handler job at the Bulk Center. See id.; Beckmаn Dep. at 41. In connection with his return to the material handler position, plaintiff submitted a “Maintenance Preferred Assignment Sheet” indicating his preference for various duty assignments. See Beckman Aff. ¶ 5; Pendle-ton Decl., Exh. K. Plaintiff was initially slotted in duty assignment number 131 (“Assignment 131”), which denotes a Tour 2 (8:00 a.m. to 4:30 p.m.) material handler work shift at the Bulk Center, with Mondays and Tuesdays off. See Beckman Aff. ¶ 6; Beckman Dep. at 38-39.
Shortly after plaintiff received this assignment, however, two of his bargaining unit cohorts approached their Union Representative, Ronald Massey, and complained that plaintiff should not have been awarded Assignment 131 ahead of them, as
After reviewing the situation, on December 10, 1993, USPS management removed plaintiff from Assignment 131, designated him an unassigned material handler, and subsequently replaced him with John Va-lez-Elias. See id. at 47-48; Beckman Aff. ¶¶ 11, 14; Pendleton Decl., Exh. L. During the time he was unassigned, plaintiff retained the Assignment 131 work shift. See Pendleton Decl. ¶ 9. Plaintiff was directed to submit bids for other duty assignments, but failed to do so. See id. ¶ 9-10. As a result, as it was permitted to do under CBA art. 38, § 5.A.8, the USPS gave plaintiff the only vacant material handler duty assignment at the Bulk Center, a Tour 1 (12:00 a.m. to 8:30 a.m.) work shift. See id. 6
Yet, to plaintiffs chagrin, the Union elected to withdraw the grievance prior to the date of the arbitration hearing. Massey explained that the Union’s decision was based on its evaluation of the merits of the case and its conclusion that plaintiff would be unable to prevail, given the provision in the CBA that eliminated his seniority. See Massey Dep. at 72-73; Beckman Aff., Exh. H. Plaintiff appeared before the arbitrator on December 12, 1995, but was allegedly informed at that point by another Union Representative, Charles Bembry, that the grievаnce had been withdrawn due to a “conflict of interest.” Beckman Aff. ¶ 13.
Although the USPS initially permitted plaintiff to continue working on Tour 2, even after his grievance had been withdrawn, see Beckman Dep. at 69; Massey Dep. at 106, 117-18, plaintiff was eventually switched to the Tour 1 night shift in April 1996. Plaintiff asserts that the shift switch has caused him substantial mental anguish and distress, including depression and other physical symptoms. See Beck-man Aff. ¶ 15 & Exh. I. On May 1, 1996, plaintiff initiated the instant action. Plaintiff served an Amended Complaint on June 10, 1996, alleging a “hybrid” cause of action against the USPS and the Union. See Am. Compl. ¶¶ 9-16. Following the close of discovery, both defendants moved for summary judgment.
DISCUSSION
I. Standard for Summary Judgment
A moving party is entitled to summary judgment if “the pleadings, depositions, answers to interrogatories, and admissions on file, together with the affidavits, if any, show that there is no genuine issue as to any material fact and that the moving party is entitled to a judgment as a matter of law.” Fed.R.Civ.P. 56(c);
see also Celotex Corp. v. Catrett,
In deciding a motion for summary judgment, the Court’s function is not to try issues of fact, but instead to determine whether there remain any such issues to try.
See Sutera v. Sobering Corp.,
“A ‘genuine’ dispute over a material fact only arises if the evidence would allow a reasonable jury to return a verdict for the nonmoving party.”
Dister,
II. Plaintiffs “Hybrid” Cause of Action
Plaintiffs Amended Complaint alleges that the USPS violated the CBA by removing him from Assignment 131,
see
Am. Compl. ¶¶ 9-10, 14, and that the Union subsequently breached its duty of fair representation by refusing to represent him in the grievance process,
see
Am. Compl. ¶¶ 11-12, 15-16;
see also DelCostello v. International Bhd. of Teamsters,
In a “hybrid” lawsuit, an individual employee challenges the result of a union grievance process based on allegations that the union breached the duty of fair representation it owes to each member employee.
See DelCostello,
A. Duty of Fair Representation
A union has “broad discretion in its decision whether and how to pursue an employee’s grievance against an employer.”
Chauffeurs Teamsters & Helpers, Local No. 391 v. Terry,
union discretion is essential to the proper functioning of the collective-bargaining system. Union supervision of employee complaints promotes settlements, avoids processing of frivolous claims, and strengthens the employer’s сonfidence in the union. Without these screening and settlement procedures, ... the costs of private dispute resolution could ultimately render the system impracticable.
International Bhd. of Elec. Workers v. Foust,
Based on this rationale, the duty of fair representation merely obliges a union “ ‘to serve the interests of all members without hostility or discrimination toward any, to exercise its discretion with complete good faith and honesty, and to avoid arbitrary conduct.’ ”
Regan v. Soft Drink & Brewery Workers Union, Local 812,
Plaintiff contends that triable issues of fact exist as to whether the Union breached its duty of fair representation.
See
PL Opp. Mem. at 7. The crux of plaintiffs argument is that the Union’s failure to pursue his grievance through an arbitration he could not otherwise compel on his own constitutes a breach.
See
PI. Opp. Mem. at 7-8.
9
Specifically, plaintiff cites
I. Withdrawal of the Grievance
In his affidavit, plaintiff states that he was not informed about the Union’s decision to withdraw his grievance from arbitration until “minutes before the arbitration was to begin.” Beckman Aff. ¶ 13. He contends that by withdrawing the grievance, the Union “denied [him] the opportunity to have [his] legitimate claims against the [USPS] heard and to be reinstated to [his] former position.” Id. Plaintiff therefore maintains that the Union “willfully refused to follow through with its undertaking to represent [plaintiff],” “despite the fact that strong arguments existed demonstrating a violation of the CBA.” Id. ¶ 14. This action, he claims, evidences the Union’s bad faith and its decision’s arbitrary nature. Id.
Yet, it would appear that under the express terms of the CBA concerning seniority and duty assignments, the Union had ample justification for its decision not to pursue plaintiffs grievance, since there was no evidence that the USPS had breached the CBA. Plaintiff protests that when the USPS removed him from Assignment 131, it breached article 12, section 5.B.3 of the CBA. See PL Opp. Mem. at 10. This section states, in pertinent part: “No employee shall be allowed to displace, or ‘bump’ another employee, properly holding a position or duty assignment.” CBA art. 12, § 5.B.3 (emphasis added). Implicit in plaintiffs argument, therefore, is that his removal was somehow improper.
It is clear, however, that plaintiff was not properly holding the duty assignment at the time of the USPS’s decision. Pursuant to article 12, section 2.B.2 of the CBA, plaintiff lost all of his accrued seniority with respect to the maintenance craft by holding the non-craft position for over two years. 10 See CBA art. 12, § 2.B.2. Because there were employees on the PER who were qualified for Assignment 131 and whose maintenance craft seniority exceeded plaintiffs, see Massey Dep. at 33; Johnson Dep. at 39-40, the USPS was contractually obligated to offer the assignment to employees on the PER before giving it to plaintiff. See Lingberg Decl. ¶ 13. Therefore, the USPS’s removal of plaintiff from Assignment 131 was indeed proper, and hence the Union was correct in its determination that plaintiffs grievance was not meritorious. In fact, a contrary decision by the USPS would have violated the rights of more senior maintenance craft employees, possibly subjecting it to legitimate grievances. See CBA art. 38, §§ 2.F, 5.A.3. 11
Based on the totality of the evidence, the Court finds that plaintiff has failed to show that the Union’s decision “amounted to conduct and omissions ‘so egregious, so far short of minimum standards of fairness tо the employee and so unrelated to legitimate union interests as to be arbitrary.’ ” '
Barr,
‘If the individual employee could compel arbitration of his grievance regardless of its merit,’ that is, compel both employers and unions to make full use of the contractual provisions for settling disputes by arbitration, ‘the settlement machinery provided by the contract would be substantially undermined,’ for curtailing the ‘power to settle the majority of grievances short of the costlier and more time-consuming steps’ might deter the parties to collective-bargaining agreements from making ‘provision] for detailed grievance and arbitration procеdures of the kind encouraged by [the LMRA].’
Hines,
Plaintiff has failed to "set forth concrete, specific facts from which one can infer a union's hostility, discrimination, bad faith, or arbitrary exercise of discretion." Spielmann v. Anchor Motor Freight, Inc.,
2. Conflict of Interest
Plaintiff also insists that the Union improperly "gave preference to [John] Va-lez-Elias" over him and told plaintiff that its decision to withdraw the grievance was based on the existence of a "conflict of interest." Beckman Aff. Ii 14. However, there is no evidence of such favoritism. Rather, by encouraging the USPS to allow all eligible employees to bid for the position, as required by the CBA, the Union did not advocаte for any particular employee, but merely followed the procedures set forth by the CBA. Furthermore, all of the evidence suggests that the Union's decision not to pursue plaintiffs grievance was based entirely on its interpretation of the CBA and its assessment of plaintiffs chances of prevailing in the arbitration. See supra at 402-03.
Plaintiffs bare allegations of a conflict of interest cannot rise to the level of a breach of the duty of fair representation. As discussed above, the Court "cannot intercede on behalf of employees who may be prejudiced by a rationally founded decision [that] operates to their disadvantage." Helmer v. Briody,
3. Failure to Provide Information
Finally, plaintiff maintains that the Union's delinquency in informing him that it had elected not to pursue his grievance and its refusal to provide an adequate explanation constitute a breach of the duty of fair representation. It is beyond cavil, however, that "[t]he failure to keep a grievant informed of the status of the grievance is not a breach of the duty of fair representation." Lettis,
B. Breach of the Collective Bargaining Agreement
As previously discussed,
see supra
at 401, because the Union was plaintiffs exclusive bargaining agent, plaintiff must prove that the Union breached its duty of fair representation before the Court can even consider its allegations against the USPS.
See DelCostello,
III. Plaintiff’s Breach of Contract and Promissory Estoppel Arguments
For the first time in this litigation, plaintiff, in his memorandum of law opposing defendants’ motion for summary judgment, asserts state law claims against the USPS for breach of contract
14
and
Nonetheless, plaintiffs Amended Complaint does not include a claim for breach of contract claim or, for that matter, any facts that can be construed as alleging the existence of a common law employment contract.
See
Fed.R.Civ.P. 8(a)(2). Nor does any passage in the Complaint suggest
Specifically, plaintiff invokes jurisdiction solely on the basis of the CSRA, 5 U.S.C. §§ 7101
et seq.,
17
and the PRA, 39 U.S.C. §§ 1201
et seq. See
Am. Compl. ¶ 2. Neither provision, however, provides for federal jurisdiction over state common law claims such as these.
Cf.
Fed.R.Civ.P. 8(a)(1) (requiring that the complaint contain a short and plain statement of the grounds upon which federal jurisdiction depends). Moreover, in his Statement of Facts, plaintiff attests that upon being notified that he would be removed from Assignment 131, he “immediately objected to the [USPS] regarding said demotion and removal from the material handler position
by reason of his status as a ‘protected employee.
’ ” Am. Compl. ¶ 10 (emphasis added). He alleged that this action violated article 6.A.1 of the CBA.
See id.; see also supra
note 11. Consequently, his claim appears to be based solely on the CBA.
See
Am. Compl. ¶ 11 (“Pursuant to the terms of the [CBA] the plaintiff is entitled to his position as a material handler with the [USPS] as well as his seniority with the [USPS] dating to March 1975.”);
see also Derrico v. Sheehan Emergency Hosp.,
Indeed, the Complaint goes so far as to concede that, as a result of the Union’s decision to withdraw his grievance frоm arbitration, “the plaintiff has no other remedies available to resolve this matter and therefore brings this claim before the Court for a just and proper determination.” Id. ¶ 18 (emphasis added). This statement belies any suggestion that plaintiff ever had a claim based on either an oral contract with the USPS independent from the CBA, or representations made by the USPS upon which plaintiff relied to his detriment. Thus, the Complaint, already once amended, cannot be construed to contain a claim for breach or contract or promissory estoppel, as such claims would obviously represent remedies available outside the arbitration process.
The pleading requirements of the Federal Rules of Civil Procedure are designed to provide defendants “fair notice of what the plaintiffs claim is and the grounds upon which it rests.”
Conley v. Gibson,
Ordinarily, this Court would be amenable to a motion for leave to further amend the Amended Complaint to assert these newly-conceived claims.
18
See Neri v. Coughlin,
No. 92 Civ. 7890,
CONCLUSION
For the foregoing reasons, defendants’ motions for summary judgment are HEREBY GRANTED. The Clerk of the Court shall enter judgment dismissing the Amended Complaint in its entirety.
SO ORDERED.
Notes
.Plaintiff also invokes the Civil Service Reform Act ("CSRA”), 5 U.S.C. §§ 7101-7904, as a basis for federal jurisdiction.
See
Am. Compl. ¶¶ 2, 16. However, the CSRA does not apply directly to most USPS employees.
See
5 U.S.C. § 2105(e);
Lafayette v. Frank,
. Although each of the two defendants, pursuant to Local Civil Rule 56.1, filed a statement of material facts to which they claim there is no genuine issue, plaintiff has neglected its obligation to file a statement controverting the facts set forth by the defendants. Local Civil Rule 56.1(c) provides that "all material facts set forth in the statement required to be served by the moving party will be deemed to be admitted unless controverted by thе statement required to be served by the opposing party.” Accordingly, the Court must deem all of the facts set forth in defendants' Rule 56.1 statements to be admitted by plaintiff.
See Gubitosi v. Kapica,
. Bulk Mail Centers are highly mechanized mail processing plants that are part of the National Bulk Mail System. These facilities distribute Standard Mail weighing less than sixteen ounces and periodicals in bulk form, and Standard Mail weighing sixteen ounces or more in both piece and bulk form. See USPS, Bulk Mail Center (BMC) chttp:// www.usps.gov/bmc/> (last visited January 5, 2000).
. According to Paul Tartaglia, USPS Area Manager of Human Resources for the New York Metropolitan Area, employees whose positions were eliminated under the reorganization were given various options. Some elected to relocate to positions in other areas of the country that would not normally have been available or took the opportunity to apply for promotion to other supervisory positions. Others received six months' pay as an incentive to retire. Still others, including plaintiff, received a lump sum incentive payment and the opportunity to return to a formerly-held craft position. See Tartaglia Dep. at 15-16.
. The USPS uses two different registers to fill vacant duty assignments in the maintenance craft: the Preferred Assignment Register ("PAR”) and the Promotion Eligibility Register ("PER”). See Lingberg Decl. ¶11. The PAR is used to fill vacant duty assignments by seniority with employees who want to work different hours and/or days within their current occupational group and level. See id. ¶ 12. The USPS will attempt to fill any vacancy off the PAR before looking to the PER. See id. If there are no qualified employees on the PAR who have indicated a desire for a particular assignment, the USPS will select employees from off the PER to fill the vacancy. See id. ¶ 13. The PER includes employees who desire a promotion to a higher level or a transfer to a different оccupational group within their current level. See id. Pursuant to articles 12 and 38 of the CBA, when there is more than one qualified individual on a PER, the position is to be filled on the basis of seniority in the maintenance craft. See Galbo Dep. at 9-11; Massey Dep. at 91-94.
Plaintiff has suggested that he should have been entitled to Assignment 131 because there was effectively no PER because the PER had not been "graded.”
See
Beckman Dep. at 33, 43, 47. Accordingly, he asserts that there exists a genuine issue of material fact as to whether a valid PER existed at the time he was awarded Assignment 131.
See
PL Opp. Mem. at 6. However, there is no requirement in the CBA that a PER be graded before it becomes effective, or, for that matter, any prohibition against individuals receiving promotions in the absence of a graded PER. In fact, the CBA does not address grading in any way.
See
Lingberg Decl. ¶ 14. As such, whether the PER at issue was graded or not, the issue is simply immaterial with regard to plaintiff's right to Assignment 131, аnd such a dispute cannot preclude summary judgment.
See Anderson v. Liberty Lobby, Inc.,
Furthermore, plaintiff has admitted in his deposition that ^he both saw and held the relevant PER materials for Assignment 131.
See
Beckman Dep. at 27-28, 33, 43-44, 47. Although Beckman's affidavit now states that he specifically inquired as to whether a PER existed and was told there was none,
see
Beckman Aff. ¶ 18, "a party may not create an issue of fact by submitting an affidavit in opposition to a summary judgment motion that, by omission or addition, contradicts the affiant’s previous deposition testimony.”
See Hayes v. New York City Dep't of Corrections,
. Despite the change in work shifts, plaintiff still held a grade level 4 position, with a total annual salary of $33,398. See Beckman Dep. at 70-71. In fact, pursuant to CBA art. 8, § 7, the new assignment entitled plaintiff to 10% additional compensation for hours worked between 6:00 p.m. and 6:00 a.m. See Beckman Dep. at 71.
. Subsection 152(2) provides that the term "employer” shall not include, inter alia, "the United States or any wholly owned Government corporation.” 29 U.S.C. § 152(2).
. Compare 39 U.S.C. § 1208(b) (“Suits for violation of contracts between the Postal Service and a labor organization representing Postal Service employees, or between any such labor organizations, may be brought in any district court of the United States having jurisdiction of the parties, without respect to the amount in controversy.”), with 29 U.S.C. § 185(a) ("Suits for violation of contracts between an employer and a labor organization representing employees in аn industry affecting commerce ..., or between any such labor organizations, may be brought in any district court of the United States having jurisdiction of the parties, without respect to the amount in controversy or without regard to the citizenship of the parties.”).
. Plaintiff's memorandum of law improperly cites a provision in the Federal Service Labor-Management Relations Act ("FSLMRA”), 5 U.S.C. § 7114(b)(1), which does not apply to the USPS.
See USPS v. National Ass’n of Letter Carriers,
. Plaintiff continuously held the non-craft supervisory position from March 3, 1991 until July 10, 1993. See Beckman Dep. at 123.
. Plaintiff also argues that triable issues of fact exist as to whether the USPS breached article 6.A.1 of the CBA. This provision states, in pertinent part: "Those employees who occupy full-time, part-time regular or part-time flexible positions in the regular work force ... on September 15, 1978, are protected against layoff and reduction in force during any period of employment in the regular work force with the [USPS] ... in his or her lifetime.” CBA art. 6.A.I. Although plaintiff believes the USPS’s action can be characterized as a "layoff,” that is clearly not the case. Plaintiff was simply unassigned for a period of time, and later reassigned to a different work shift. He still held the same position,
. Both Linda Noble, the Union’s administrative vice president and director of industrial relations, and Anthony Caniano, the Union’s executive vice president, advised Bembry and Massey to withdraw the grievance. See Bem-bry Dep. at 40-43; Caniano Dep. at 5-7; Massey Dep. at 45-47.
. Plaintiff cites
NLRB v. Carpenters Local 608,
. In its reply memorandum, defendant USPS suggests that this Court is without subject matter jurisdiction to decide a state law
. Although defendant USPS argues that plaintiff's promissory estoppel claim is barred by principles of sovereign immunity,
see
USPS Rep. Mem. at 10, this argument too is erroneous.
Cf. Grasso v. USPS,
. Plaintiff does not dispute that he received everything guaranteed in the written offer, which made no mention of a specific duty assignment.
See
Pendleton Deck Exh. I & J; Beckman Dep. at 41-42, 70-71. Yet, because the Court cannot consider the merits of this breach of contract claim, the Court makes no finding as to whether the parol evidence rule,
see North Atl. Instruments, Inc. v. Haber,
. Note that the Court has already dismissed any and all CSRA claims on the ground that the CSRA does not apply to the USPS. See supra note 1.
. The Court is hesitant to agree with defendant USPS's suggestion that these allegations are automatically preempted by the PRA, 39 U.S.C. § 1208. The Supreme Court has held that a state law breach of contract claim is not preempted by federal labor law if the claim can be resolved without having to resort to interpretation of a provision in the CBA, even if the claim requires addressing the same set of facts.
See Caterpillar, Inc. v. Williams,
. Summary judgment cannot be granted as to these "claims” because, as they are not included in the Amended Complaint, they are not claims within the meaning of Fed. R.Civ.P. 8(a), 10(b), and 56(b).
See Caribbean Wholesales,
