Beaty v. Republic of IraqBeaty v. Republic of Iraq
MEMORANDUM OPINION
United States citizens Kevin Beaty and William Barloon were detained and allegedly held as hostages by the former Iraqi regime in the 1990s. Along with other former detainees and their spouses, Beaty and Barloon filed suit against Iraq in 1996, eventually obtaining a default judgment against it.
See Daliberti v. Republic of Iraq,
Iraq has filed a motion to dismiss in which it asserts that plaintiffs have failed to state a claim upon which relief can be granted, that this Court lacks subject-matter jurisdiction, and that plaintiffs’ claims are either nonjusticiable or preempted because of their potential to undermine United States foreign policy. The United States has submitted a statement of interest reaffirming its position that actions taken by the political branches after the filing of the original complaint divest this Court of jurisdiction. For their part, plaintiffs maintain that recent decisions of the D.C. Circuit and this Court establish that there is a jurisdictional basis for their suit, that their claims are justiciable, and that they are entitled to partial summary judgment based on the facts established in the Daliberti case. Pending before the Court are defendant’s motion to dismiss and plaintiffs’ motion for partial summary judgment. For the reasons set forth below, the Court will grant in part and deny in part both motions.
BACKGROUND
The facts underlying the detention and captivity of Beaty and Barloon are recounted at length in the two reported decisions in the
Daliberti
litigation,
see
Barloon was detained by an Iraqi border guard in March of 1995.
Id.
at ¶ 14. Like Beaty, he was transported first to Basra and then to Baghdad, where, again like Beaty, he was eventually held at the now infamous Abu Ghraib prison.
Id.
at ¶ 16. During his 126 days of detention, Barloon was deprived of food, water, and other necessities.
Id.
at ¶ 17. His captors beat him and, on one occasion, subjected him to a mock execution.
Id.; see Daliberti II,
Beaty and Barloon, joined by their wives, two other detainees, and those detainees’ spouses, filed suit against Iraq in May of 1996. The four men sought damages for kidnapping, false imprisonment, and torture; their wives sought recovery for intentional infliction of emotional distress and loss of consortium.
See Daliberti I,
After the Clerk of the Court entered default against it, Iraq appeared by counsel and filed a motion to dismiss the civil suit.
Daliberti I,
Not covered by the
Daliberti
judgment, however, were the Beaty and Barloon children. Those five children, plaintiffs here, filed a complaint in February of 2003 seeking monetary damages for the “mental anguish, pain and suffering during the period of their fathers’ incarceration.” Compl. ¶ 10. (The filing of their complaint almost two years after the
Daliberti
judgment was not just happenstance: a ten-year statute of limitations governs cases brought under
At virtually the same time that the political branches worked to adapt the laws to a changing political and military situation, the U.S. Court of Appeals for the D.C. Circuit was issuing a series of important rulings addressing unanswered questions as to the contours of
In light of Presidential Determination No. 2003-23 and the D.C. Circuit’s decision in Cicippio-Puleo, this Court invited the United States to file a statement of interest expressing the government’s position on subject-matter jurisdiction. Dkt. #4 (Order of 1/29/2004). The United States accepted the Court’s invitation and submitted a brief in which it argued that the Presidential Determination, made pursuant to authority granted by Congress in the EWSAA, had restored Iraq’s sovereign immunity effective immediately and that this Determination did not contain an exception (express or implied) for terrorism-related suits that had been filed prior to the passage of the EWSAA. See First Statement of Interest of the United States at 8, 12. To the extent that the Presidential Determination did not divest the Court of subject-matter jurisdiction, the United States maintained that plaintiffs’ complaint suffered from the same defect as that of the plaintiffs in Cicippio-Puleo and thus failed to state a claim, “at least as currently pled.” Id. at 28.
Before this Court had the chance to evaluate the United States’ main argument, the D.C. Circuit did so in
Aeree v. Republic of Iraq,
Aeree, along with the earlier decision in Cicippio-Puleo, forced the parties to the present litigation to reassess their positions. Iraq entered an appearance through counsel. The United States submitted a second and, upon the Court’s invitation, a third Statement of Interest. Plaintiffs filed a series of amended complaints designed to comply with Cicippio-Puleo, culminating in a Third Amended Complaint. In the three-count complaint, plaintiffs allege that they were aware of their fathers’ captivity in Iraq, that they were able to see through media sources where their fathers were being held, and that they learned that their fathers were suffering mentally and emotionally. See Third Am. Comp. ¶ 22. Plaintiffs claim to have “endured severe mental anguish, depression, humiliation, anxiety, and pain and suffering as a direct result of their fathers’ captivity.” Id. at ¶ 21. They ground their prayer for money damages in three causes of action: intentional infliction of emotional distress under state common law (Count I), violations of customary international law incorporated into federal common law (Count II), and loss of solati-um under federal common law (Count III). Plaintiffs contend that there are no disputed facts and that they are entitled to partial summary judgment. Iraq, backed in part by the United States, argues that plaintiffs’ suit should be dismissed on jurisdictional and prudential grounds, or alternatively because plaintiffs have failed to state a valid claim. The parties ably advocated their positions at a motions hearing held on March 2, 2007, and their respective motions are now ripe for resolution.
STANDARDS OF REVIEW
Iraq seeks dismissal of plaintiffs’ complaint on the grounds that it fails to state a claim upon which relief can be granted, that it presents a nonjusticiable political question, and that this Court lacks jurisdiction. The first of these three grounds constitutes a motion under
*67
Under
A motion to dismiss pursuant to
Also pending is plaintiffs’ motion for partial summary judgment. Summary judgment is appropriate when the pleadings and the evidence demonstrate that “there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law.”
In determining whether there exists a genuine issue of material fact sufficient to preclude summary judgment, a court must regard the non-movant’s statements as true and accept all evidence and make all
*68
inferences in the non-movant’s favor.
See Anderson v. Liberty Lobby, Inc., 477
U.S. 242, 255,
DISCUSSION
In moving to dismiss plaintiffs’ complaint, Iraq has a number of arrows in its quiver. It first argues, largely with reference to legal and political developments since the United States-led invasion in 2003, that adjudication of plaintiffs’ claims “would compromise critical U.S. foreign policy objectives,” and that the case must therefore be dismissed. See Def.’s Opp’n and Reply at 5. Should the Court decline to dismiss the case on jurisdictional or related prudential grounds, Iraq maintains that plaintiffs’ suit should be dismissed on the alternative and independent basis that they have failed to state a claim under the state and federal causes of action invoked in their complaint. See Def.’s Memorandum in Support of Motion to Dismiss (“Def.’s Mem.”) at 14-19; Def.’s Opp’n and Reply at 24-29. Emphasizing that none of Iraq’s arguments turns on factual disputes, plaintiffs maintain that they are entitled to partial summary judgment under applicable precedents that establish (1) that this Court has jurisdiction over their claims, and (2) that they have stated valid claims under state and federal common law.
A. Jurisdictional and Prudential Grounds for Dismissal
The FSIA provides the exclusive basis for obtaining jurisdiction over foreign countries in United States courts.
See Saudi Arabia v. Nelson,
There is no dispute here that plaintiffs have satisfied these threshold conditions. (Indeed, Judge Friedman has already so ruled with respect to their parents.
See Daliberti I,
Iraq does not argue otherwise. It instead points to developments since the filing of the original complaint and to several legal doctrines that, it contends, counsel against adjudication of plaintiffs’ suit. According to Iraq, dismissal is appropriate because (1) the President, acting pursuant to Congressional authorization, has restored Iraq’s sovereign immunity for terrorist acts of the prior regime; (2) plaintiffs’ suit presents a nonjusticiable political question; (3) adjudication is barred by the recently resuscitated doctrine of foreign-affairs preemption; and (4) resolving plaintiffs’ claims would contravene the act-of-state doctrine. All of these interrelated arguments are variations on a common theme — that permitting plaintiffs to proceed with a lawsuit that could expose the fledgling Iraqi government to millions of dollars in liability runs counter to the foreign-policy interests of the United States and may place the Court in the uncomfortable position of resolving claims that the Executive Branch does not want resolved in this forum.
As the following discussion reveals, however, the Court’s position is awkward not because adjudication of plaintiffs’ relatively narrow claims portends grave international repercussions, but rather because Iraq seeks the same result — dismissal without reaching the merits — that the Court would be obliged to order had the D.C. Circuit adopted the position advanced by the United States, and accepted by then-Circuit Judge Roberts, in Aeree. The Aeree decision, as all sides acknowledged at the mo *70 tions hearing, casts a long shadow over this case. It is therefore with that decision that the Court begins its analysis.
1. Restoration of Iraq’s Sovereign Immunity
Iraq and the United States lead with an argument that both know is unavailing: that Presidential Determination 2003-23, which implemented the authority conferred by § 1503 of the EWSAA, restored in part Iraq’s sovereign immunity by suspending the application of
This Court believes that there is considerable force in the
Aeree
concurring opinion, and would be inclined to adopt that position if free to do so. Nonetheless, this Court remains bound by the
Aeree
majority’s interpretation of the EWSAA. Iraq recognizes as much and asks only that the Court “render a ruling on this jurisdictional issue ... so that defendant may, if necessary, seek further review of it before the
en banc
D.C. Circuit or the Supreme Court.” Def.’s Opp’n and Reply at 10. The Court will do just that, reiterating here that
Aeree
forecloses the argument that the President has made
2. Political-Question Doctrine
The political-question doctrine, which is “ ‘primarily a function of the separation of powers,’ ”
Schneider v. Kissinger,
is found [1] a textually demonstrable constitutional commitment of the issue to a coordinate political department; or [2] a lack of judicially discoverable and manageable standards for resolving it; *71 or [3] the impossibility of deciding without an initial policy determination of a kind clearly for nonjudicial discretion; or [4] the impossibility of a court’s undertaking independent resolution without expressing lack of the respect due coordinate branches of government; or [5] an unusual need for unquestioning adherence to a political decision already made; or [6] the potentiality of embarrassment from multifarious pronouncements by various departments on one question.
Baker,
Cases implicating national-security concerns and foreign relations are among those most likely to present political questions. As the D.C. Circuit recently put it, these two topics “serve as the quintessential sources of political questions.”
Bancoult,
But despite some broad statements linking the political-question doctrine to any issue that implicates United States foreign policy interests, the Supreme Court has made clear that not “every case or controversy which touches foreign relations lies beyond judicial cognizance.”
See Baker,
That examination, conducted through the lens of the six sometimes-overlapping
Baker
factors,
see Alperin v. Vatican Bank,
The next task is to identify with precision the ways in which adjudicating plaintiffs’ surviving claim might infringe on the constitutional prerogatives of the political branches. At the motions hearing, counsel for Iraq helpfully clarified the two “policy questions” that Iraq believes this case implicates and whose resolution supposedly belongs to the political branches, and to the Executive Branch in particular. First, Iraq insists that “the Constitution commits to the Executive, not the judiciary, the critical foreign policy determinations involved in promoting the reconstruction of Iraq and shielding a now friendly government from potentially crippling liability for acts of a predecessor dictatorship.” Def.’s Opp’n and Reply at 11. In other words, it is up to the Executive to decide whether Iraq’s new government should face hundreds of millions of dollars in liability for the transgressions of the prior regime. See Motions Hearing Prelim. Transcript (“Prelim. Tr.”) at 27 (describing “the effect of damages liability” on the new Iraqi government as one of the two policy questions).
The second policy question is one that, although lurking in Iraq’s filings, defense counsel articulated with precision for the first time at the motions hearing. Seizing on isolated passages from the United States’ First Statement of Interest, and in particular on footnote 9 of that document, Iraq maintains that adjudicating this suit in federal court conflicts with the United States’ longstanding foreign policy of resolving the existing tort claims of its nationals via state-to-state negotiations with a formerly hostile, but now friendly, regime. Prelim. Tr. at 22-23, 27, 30. As for the footnote in question, it was written in the specific context of the potential effect of § 1503 of the EWSAA on pending claims and was appended to a paragraph that emphasized the “indisputable authority” of the political branches “to terminate claims that stand as an obstacle to achieving the Nation’s foreign policy goals.” First Statement of Interest at 16. The footnote clarifies that the statute and sub *73 sequent Presidential Declaration “have not extinguished plaintiffs’ claims on the merits,” even while insisting that the political branches could “plainly” have done so via a treaty or an Executive Agreement had they so desired. Id. at 16 n. 9 (arguing that the actions of the political branches had the “effect ... [of] preserving] plaintiffs’ claims ... pending the establishment of a successor government capable of negotiating the diplomatic or other resolution of claims arising from the misdeeds of its predecessor”).
Evaluating plaintiffs’ specific claims in light of the two policy questions identified by Iraq, the Court finds “no independent reason why the claims presented ... raise any warning flags as infringing on the prerogatives of the Executive Branch.”
See Sarei v. Rio Tinto, PLC,
Adjudication of this suit also has little to do with Iraq’s second asserted policy question — the wisdom and/or viability of state-to-state negotiations to resolve existing tort claims. Some three years after the United States filed its First Statement of Interest in this case, there remains no indication whatsoever that the Executive Branch has begun seeking via diplomatic means a remedy for these particular plaintiffs or those similarly situated to them. It is likewise unclear when and if Iraq will develop “a successor government capable of negotiating the diplomatic or other resolution of claims arising” from the Saddam Hussein regime.
See
First Statement of Interest at 16 n. 9. Events in Iraq change daily, and neither counsel for Iraq nor the United States has provided any assurances that the United States’ three-year-old intention to resolve outstanding tort claims diplomatically has advanced beyond just that: an abstract intention.
See Gross v. German Found. Indus. Initiative,
A recent decision in the ongoing
Vine
litigation provides further support for rejecting Iraq’s political-question argument. The plaintiffs in
Vine
are United States citizens who were allegedly detained, barred from leaving the country, and in some cases tortured, during Iraq’s invasion of Kuwait in 1990.
See Vine v. Republic of Iraq,
Iraq assails the
Vine
decision as resting on the mistaken premise that the FSIA’s express statutory grant of jurisdiction necessarily outweighs case-specific foreign-policy concerns that counsel against adjudication. Def.’s Opp’n and Reply at 13-14. It is certainly true, as Iraq contends, that the political-question doctrine applies in
*75
suits brought pursuant to the FSIA.
See, e.g., Hwang Geum Joo,
This Court’s independent application of the six
Baker
factors leads it to the same conclusion that Judge Kennedy reached in
Vine.
The first
Baker
factor. — whether there has been a “textually demonstrable constitutional commitment of the issue[s in the case] to a coordinate political department,”
Iraq’s argument to the contrary founders for two reasons: it loses sight of the narrow issues in this suit, and it attempts an end-run around the D.C. Circuit’s decision in Aeree. Iraq places heavy emphasis on the contention that the Constitution places decisions concerning the liability of a now-friendly regime for the acts of its predecessor in the hands of the Executive Branch and removes these decisions from judicial cognizance. See Def.’s Opp’n and Reply at 11. While it is certainly true as a general matter that the Executive Branch is the first mover in the international arena, Iraq fails to explain how this Court would be making any critical foreign policy determinations simply by reaching the merits of plaintiffs’ tort claims. Iraq’s position once again confuses the United States’ general interest in ensuring the new Iraqi government’s financial stability with the nature of this Court’s task in adjudicating the specific claims presented in this case. Put differently, Iraq focuses not on “political questions” that would have to be addressed in resolving plaintiffs’ specific claims, but instead on the possibility that an eventual monetary judgment against it could undermine United States foreign policy. If what converts an otherwise justiciable suit into a nonjusticiable political question, however, is the mere possibility of a “crippling” monetary judgment against Iraq, then all suits against Iraq, including those under the FSIA's commercial-activity exception, would likewise have to be dismissed as presenting nonjusticiable political questions.
Counsel for Iraq argued otherwise at the motions hearing, insisting that a suit alleging tortious misdeeds brought pursuant to
Iraq also fails to account fully for the D.C. Circuit’s ruling in
Aeree.
Were this Court to dismiss plaintiffs’ claims as non-justiciable — ostensibly on the theory that the Executive has expressed the intent to terminate Iraq’s exposure under
Having concluded that the first and most important
Baker
factor does not support dismissal, the Court will now address the remaining factors more rapidly. The second factor — the absence of “judicially discoverable and manageable standards,”
see
The third and fifth
Baker
factors are likewise inapposite. “Adjudicating [the] discrete issues” raised by plaintiffs’ suit “will not require the [C]ourt to make pronouncements on foreign policy,”
Alperin,
Analysis of the fourth
Baker
factor— “the impossibility of a court’s undertaking independent resolution without expressing lack of the respect due the coordinate branches,”
see
This Court does not have such a luxury in the present case, and will have to decide whether the Statements of Interest filed by the Department of Justice are entitled to the substantial weight that Iraq places
*79
on them. Having carefully reviewed both Statements and the relevant post-Aii-
mann/Sosa
precedents, the Court concludes that the Statements cannot be read to support a finding of nonjusticiability. Two primary considerations inform the Court’s conclusion: (1) the precise content of the Statements of Interest, including the purpose for which and context in which they were filed; and (2) the Department of Justice’s declination, despite the opportunity to do so, to take a position on the questions of justiciability that Iraq has raised in seeking dismissal. The United States’ Statements of Interests cover a limited subject matter and were filed for a limited purpose. Furthermore, the deference due a statement filed by the Executive Branch
does
hinge in large part on the thoroughness of the statement and of the representations made therein, including whether the Executive supports dismissal of the suit and on what grounds.
See, e.g., Presbyterian Church of Sudan v. Talisman Energy, Inc.,
Civ. A. No. 01-9882,
Turning first to the content and purpose of the Statements of Interest, counsel for the United States reiterated at the motions hearing what was already clear from the government’s filings: that the United States entered this case primarily “to defend [a] specific act of the President” and “to bring [a] threshold jurisdictional issue to the Court’s attention” at a time when Iraq had not yet appeared in the case. Prelim. Tr. at 59-60; see Third Statement of Interest at 1 (explaining that the United States filed a statement pursuant to
Recognizing as much, Iraq plucks various sentences out of context in an effort to emphasize the extent to which lawsuits against it could, as a general matter, “significantly interfere with the establishment of a new, peaceful government.” Def.’s Opp’n and Reply at 7 (quoting First Statement of Interest at 13). But these and other statements cited by Iraq cannot be
*80
unmoored from that specific context, one in which the United States was simply attempting to explain why giving “immediate effect [to] Section 1503 and the Presidential Determination is entirely consistent with the[] underlying foreign policy objectives” of the political branches. First Statement of Interest at 10. The United States’ description of those “foreign policy objectives” cannot be read as an
implicit
request by either the Executive Branch generally or the State Department specifically that the Court decline to exercise jurisdiction
in this case.
But without precisely such an indication of how this particular case — as opposed to a class of suits— could substantially interfere with the United States’ foreign-policy interests, the Court cannot invoke the “case-specific” deference suggested by
Sosa
and
Altmann. See Altmann,
If there were any doubt about the contours of the Executive Branch’s position, that doubt would be dispelled by the United States’ Third Statement of Interest, in which it
explicitly
declined to take a position on the political-question, foreign-affairs-preemption, and act-of-state arguments that Iraq has raised in its most recent filings. This recent Statement of Interest, weighing in at less than three pages, reasserts the government’s position that, notwithstanding the D.C. Circuit’s decision in
Aeree,
“the combined legislative and executive action that rendered
Counsel for Iraq has gamely attempted to downplay the significance of the United States’ refusal to advocate dismissal on foreign-policy grounds.
See
Prelim. Tr. at 31, 64-65. Iraq is certainly correct that courts normally defer to the Executive Branch’s exposition of its foreign-policy interests, not to its legal conclusions.
See, e.g., Altmann,
Various pre- and
post-Altmann
decisions confirm that courts are much more likely to dismiss a case based on the Executive Branch’s assertion of important foreign-policy interests when the Executive actually advocates for dismissal on that basis. Recent decisions by the Third and Ninth Circuits have found the refusal of the Executive Branch to seek dismissal, when it had the opportunity to do so, significant if not dispositive.
See Sarei,
The Third Circuit concluded that the suit did not present a nonjusticiable political question. Central to that conclusion was the court’s ruling that neither letter was entitled to case-specific deference.
*82
The Ninth Circuit’s decision in
Sarei
issued just days after
Gross
and later cited with approval by the D.C. Circuit,
see Doe v. Exxon Mobil Corp.,
Although it has not definitively decided the issue, the D.C. Circuit has also recently indicated that it too believes that the level of deference due a Statement of Interest turns on whether the Executive
Branch merely voices foreign-policy concerns or instead directly requests that a suit be dismissed as nonjusticiable.
See Doe,
*83
This reading of
Doe, Gross,
and
Sarei
is consistent with the reasoning of and results in the cases cited by Iraq. Indeed, the cases cited by Iraq illustrate the corollary to the principle explained in the preceding paragraphs — namely, that courts are especially likely to defer to an Executive Branch explanation of foreign-policy interests when that explanation comes in the form of a filing seeking dismissal on foreign-policy grounds. Thus, the Second Circuit in
Whiteman v. Dorotheum GmbH & Co. KG,
The most relevant example of this trend is the primary D.C. Circuit authority upon which Iraq relies — the decision in
Hwang Geum Joo,
Because the case was remanded by the Supreme Court for further consideration in light of
Altmann,
the United States actually submitted two amicus briefs during the course of the Hwang
Geum Joo
appeal. Both briefs argued that the plaintiffs’ claims were nonjusticiable, the earlier one doing so as an alternative argument and the latter advancing that argument expressly and from the outset.
See
Brief for Amicus Curiae the United States of America at 28-29,
Hwang Geum Joo v. Japan,
A rather simple proposition emerges from this lengthy background: under the fourth
Baker
factor, the level of deference owed a statement of interest filed by the Executive Branch depends on, among other factors, what the statement actually says; who (i.e., which Executive agency) submitted it; and, perhaps most critically, whether the United States supports dismissal on the basis of the political-question doctrine or other related grounds. As applied here, these criteria lead inexorably to the conclusion that this case is justiciable. With respect to content and context, the Statements of Interest never stray from the Justice Department’s limited purposes of defending an action by the President and alerting the Court to what was at that time an open and potentially dispositive jurisdictional question. The passages on which Iraq seizes explain the foreign-policy motives of the political branches — especially the President — but do not purport to set forth the views of the State Department as to whether and why adjudicating this
particular
case would threaten U.S. foreign policy.
See Altmann,
Finally, as Iraq concedes, the Statements of Interest expressly decline to take a position on whether this suit presents a nonjusticiable political question. The United States has taken a position on only one of the arguments advanced by Iraq, but has declined, despite the Court’s invitation, to endorse the view that plaintiffs’ suit is nonjusticiable. Neither the United States’ refusal to take a position nor its comments in explaining a no longer viable theory of dismissal mandate the heightened “case-specific” deference that the D.C. Circuit in
Hwang Geum Joo
accorded the Executive Branch’s unequivocal and detailed request that the case be deemed nonjusticiable,
This leaves the sixth
Baker
factor and brings the Court back to where this analysis began: the D.C. Circuit’s decision in
Aeree.
The sixth
Baker
factor gauges the potential for “embarrassment from multifarious pronouncements by various departments on one question.”
See
3. Foreign-affairs preemption
Iraq next asks the Court to dismiss plaintiffs’ claims on the strength of “the doctrine of foreign affairs preemption,” which it says “rests on many of the same considerations underlying the political question doctrine.” Def.’s Opp’n and Reply at 15. The basis for this argument is the Supreme Court’s decision in
American Ins. Ass’n v. Garamendi,
Answering that question in the affirmative, the Court relied heavily on its decision in
Zschernig v. Miller,
Iraq’s reliance on
Garamendi
is flawed for at least two reasons. First and foremost, there is a serious question as to whether
Garamendi’s
“conflict” analysis even applies to a case such as this one, where it is a
federal statute
that establishes the exclusive framework for suing a foreign sovereign and that contemplates that state law will provide the rule of decision.
See
Second, even assuming that the “conflict” framework applies, there are numerous and critical distinctions between the present case and
Garamendi
For one thing, at issue in
Garamendi
was the validity of a state legislative enactment specifically intended to reach sensitive foreign-policy matters. Here, conversely, the only state “action” implicated is the Florida and Oklahoma common law of tort; the existence of such court-created common law evinces no effort on the part of either of those state governments to weigh in on knotty issues of international consequence.
Cf. Garamendi
This Iraq cannot do. There is simply no appreciable conflict between applying state tort law via
Finally, the present case is quite simply miles away from
Garamendi
on the facts. There have not been, as in
Garamendi
extensive efforts to resolve claims by former hostages in the international arena.
Cf. Roeder v. Islamic Republic of Iran,
Moreover, to the extent that the application of state common law could be viewed as conflicting with the United States’ general interest in stabilizing Iraq, Florida and Oklahoma’s interest in seeing their generally applicable tort laws applied to protect their residents is substantial enough to offset such a conflict. The Supreme Court has recognized the strength and legitimacy of the state interests involved in holding that a state-law cause of action for intentional infliction of emotional distress was not preempted by the federal labor laws.
See Farmer,
A Act-of-state doctrine
Iraq’s final foreign-affairs salvo is the act-of-state doctrine. That doctrine bars courts from adjudicating a case “when ‘the relief sought or the defense interposed would [require] a court in the United States to declare invalid the official act of a foreign sovereign performed within’ its boundaries.”
World Wide Minerals, Ltd. v. Republic of Kazakhstan,
There is no question here that “the factual predicate for application of the act of state doctrine” exists,
W.S. Kirkpatrick,
These justifications for refusing to invoke the act-of-state doctrine in
DalibeHi I
and
Owens
apply fully here. Indeed, because the actions underlying plaintiffs’ claims are the same ones already litigated in
DalibeHi I,
Iraq must demonstrate that something is different here. The critical difference, it says, is that the regime that perpetrated the acts underlying plaintiffs’ claims is no longer in power, and has been replaced with a new government whose stability and success are a major foreign-policy objective of the United States.
See
Def.’s Opp’n and Reply at 23-24 (quoting
Sabbatino,
This is especially so given the lack of case-specific action on the part of the very-political branches whose “announced foreign policy” the courts attempt to respect.
See id.
The Executive Branch, despite the President’s publicly expressed desire to shield Iraq from liability, has declined to raise the act-of-state doctrine in its Statements of Interest and has explicitly declined to support Iraq’s invocation of the doctrine. The out-of-context snippets from those Statements reproduced by Iraq hardly constitute the “considered judgment” or “opinion” of the State Department “on the implications of exercising jurisdiction over
particular
[foreign states] in connection with
their
alleged conduct.”
See Altmann,
To be sure, Iraq is correct that dismissal on act-of-state grounds may be appropriate regardless of the position taken by the Executive Branch. The Supreme Court has so suggested,
see Sabbatino,
B. Failure to State a Claim
Having concluded that plaintiffs’ suit need not be dismissed on jurisdictional or prudential grounds, the Court will now take up Iraq’s argument that plaintiffs have failed to state a claim upon which relief can be granted. Iraq contends that Counts II and III of plaintiffs’ Third Amended Complaint must be dismissed because federal common law does not furnish a cause of action in cases under the state-sponsored terrorism exception, a conclusion that this Court already reached in
Dammarell v. Islamic Republic of Iran,
Civ. A. No. 01-2224,
1. The continuing validity of Damma-rell II
This Court in
Dammarell II
endeavored to answer one of the principal questions left open by the D.C. Circuit’s decisions in
Cicippio-Puleo
and
Aeree:
what “particular causes of action ... may be brought against a foreign state in a case proceeding under
As the parties recognize,
Dammarell II
both buoys and undermines critical aspects of their respective positions. Iraq points out that the Court’s ruling with respect to federal common law spells trouble for two of the three counts in plaintiffs’ complaint. On the other hand, the Court’s conclusion that state common law can provide a cause of action in cases brought pursuant to
The Court answers that question in the negative. Two primary considerations guide this answer. For one thing, Iraq’s arguments substantially mirror ones that the Court has already considered and re
*92
jected. In other words, Iraq’s plea to reevaluate
Dammarell II
is based not on new information, extant jurisprudence or policy arguments that the Court overlooked, or even intervening case law, but instead on a simple disagreement with the conclusions that this Court reached. Such disagreement, without more, does not support revisiting a well reasoned decision that has been widely followed. Indeed, it is precisely the wide acceptance by other judges in this district that provides a second reason for reaffirming the validity of
Dammarell II.
In a series of cases brought under
2. Dammarell II requires dismissal of Counts II and III
As was intimated above, Counts II and III of plaintiffs’ Third Amended Complaint fail under
Dammarell II.
Count II purports to state a claim for “violations of customary international law incorporated into federal common law,” while Count III asserts a federal-common-law claim for loss of solatium.
See
Third Am. Comp, at ¶¶ 32-40. Because federal common law cannot “serve as a rule of decision in ...
In the face of these authorities, plaintiffs cling to two other cases from this district:
Anderson v. Islamic Republic of Iran,
3. Count I states a claim upon which relief can be granted
Count I of plaintiffs’ Third Amended Complaint seeks recovery for intentional infliction of emotional distress (hereinafter “IIED”) under state common law. As Iraq recognizes, this Court in
Dammarell II
determined that the state law providing the rule of decision is generally the domicile of the plaintiffs at the time of the tortious conduct. See
Indeed, although the parties have framed the decisive issue in terms of the Restatement’s “presence” requirement, courts in this district have permitted the close relatives of the victims of terrorist bombings to recover under an IIED cause of action without discussing the presence requirement.
See Dammarell v. Islamic Republic of Iran,
The parameters of the state-law inquiry are well settled. This Court is bound by the highest state court’s construction of state law.
See Wainwright v. Goode,
In answering this question, the Court is free to “consider whatever might lend it insight, including relevant state precedents, analogous decisions, considered dicta, scholarly works, and any other reliable data tending convincingly to show how the highest court in the state would decide the issue at hand.”
See Guideone Elite Ins. Co.,
Starting with Florida, that state’s Supreme Court first recognized the IIED tort in
Metropolitan Life Ins. Co. v. McCarson,
The Fifth District Court of Appeal’s decision in
Williams,
however, belies that contention. As this Court has previously explained, the
Williams
court held “that a plaintiff could maintain an action for IIED based on the outrageous display of pictures of the dead body of a spouse, child, sibling, or parent, regardless of whether the plaintiff witnessed the outrageous conduct.”
Dammarell TV,
The question then becomes whether the Florida courts would hold that the conduct alleged here — the hostage-taking and mistreatment of plaintiffs’ fathers — -also gives rise to a claim for IIED by close relatives not present at the time of the outrageous acts. A number of cases in this district pre-dating
Cicippio-Puleo
suggest that the answer to this question is “yes.” The first of these decisions is
Sutherland,
The Court finds that, when an organization takes someone hostage, it is implicitly intending to cause emotional distress among the members of that hostage’s immediate family.... [A]n organization taking someone hostage implicitly believes that such emotional distress is substantially certain to result. These conclusions are based on the logical inference that a hostage without loved ones — that is, a hostage without those who will be emotionally distressed by his absence — is of no value at all to a hos-tagetaker. For without loved ones, there is nobody to pay for the hostage’s release. And even if the hostage’s country (rather than his family) pays for his release, a hostage’s loved ones play a vital role in agitating for governmental action.
Id. at 50.
Although the
Sutherland
court neither mentioned the presence requirement nor distinguished between claims by direct victims under § 46(1) and those by third-parties under § 46(2), the same judge confronted the presence issue in another hostage-taking case decided just a few months later.
See Jenco v. Islamic Republic of Iran,
There is little reason to believe — and Iraq certainly has not provided any — that the Florida Supreme Court would reject the analysis employed in
Sutherland
and
Jenco
and would instead strictly enforce the presence requirement in a hostage-taking case such as this one. Were that court to do so, it would be rejecting an analysis and conclusion that other courts
*97
in this district have found persuasive and have followed.
See, e.g., Burnett v. Al Baraka Inv. and Dev. Corp.,
For all of the reasons given in
Sutherland
and
Jenco,
moreover, the emotional distress suffered by the close relatives of hostages depends even less upon those relatives’ presence at the scene of the tor-tious conduct than in an attack on a foreign embassy. The relatives’ emotional distress rests in the fact that they cannot see or speak to the person taken hostage; that is, they suffer because they cannot be in their loved one’s “presence.” Hence, the very
raison d’etre
of the presence requirement — to draw a line limiting the cause of action to those persons who have “genuine[ly]” been harmed,
see
Restatement § 46, Comment 1 — evaporates when the underlying conduct is specifically intended to harm those who are not present. A recent state supreme court decision recognizing exceptions to the presence requirement makes just this point.
See Hatch,
The same conclusion follows with respect to Oklahoma, which, like Florida, has
*98
adopted Restatement (Second) Torts § 46 as the controlling standard for the IIED tort.
See Breeden v. League Servs. Corp.,
For many of the reasons already given, the Court rejects Iraq’s argument. First, another judge in this district recently predicted that Oklahoma courts would
not
enforce the presence requirement in an IIED suit brought by family members of American serviceman killed in a terrorist attack abroad.
See Estate of Heiser v. Islamic Republic of Iran,
Finally, Iraq argues that the recent decision in
Reed v. Islamic Republic of Iran,
C. Plaintiffs’ Motion for Summary Judgment
The final issue is whether plaintiffs are entitled to partial summary judgment on the surviving count of their complaint. The merits of that issue, however, are largely obscured by a procedural morass created by a representation that plaintiffs’ counsel made at the motions hearing and a series of procedural challenges levied by Iraq. Plaintiffs’ written motion, though labeled as one for “summary judgment,” was actually one for
partial
summary judgment on the issue of liability. That much is clear from the opening paragraph of the motion itself (“Plaintiffs hereby move ... for an order granting summary judgment ... as to liability”), the first paragraph of plaintiffs’ Memorandum in support of their motion (“Plaintiffs ... are entitled to partial summary judgment of liability as to all causes of action alleged in the Third Amended Complaint”), and the proposed order that plaintiffs attached to their motion. The proposed order specifically invoked
It is at this point that counsel’s representation at the motions hearing acquires importance. Plaintiffs allege that they suffered severe emotional distress, and that this distress was “a direct result of their fathers’ captivity.”
See
Third Am. Compl. ¶¶ 22, 23, 29-31; Pls.’
MR. HALL: You’re only going to the first two in the motion for summary judgment rules.
THE COURT: Well, wait a minute. That’s interesting. All four are elements of liability. I’m not talking about damages. All four are elements of lia *100 bility. So you’re only seeking summary judgment on the first and second elements of an [IIED claim], which are the intentional or reckless nature of it and the extreme or outrageous conduct?
MR. HALL: Yes, that’s right.
THE COURT: Okay.
MR. HALL: Because I think I’m obliged to ask for a partial summary judgment, or [Rule] 56(d) I think it is, you can deal with it on that level and then at some point we obviously have to offer you the evidence from the children as to the impact on them.
Id.
As this passage reveals, counsel in essence conceded that plaintiffs had not established the final two elements of their IIED claim and were
not
entitled to summary judgment on the issue of liability. Counsel thus jettisoned plaintiffs’ motion under
The substantive basis for a “partial summary adjudication” is
There is significantly more consensus, however, regarding the power of a court that denies a motion for summary judgment under
This is where Iraq’s remaining procedural challenges come into play — “remaining” because the concession by plaintiffs’ counsel effectively validates some challenges and moots others. Those challenges boil down to the contention that plaintiffs cannot get any relief — whether under
Whether couched in the terminology of the local rules or principles of preclusion law, however, Iraq’s arguments lack merit. For one thing, it is far from clear that plaintiffs have actually failed to comply with the requirement in LCvR 56.1 (or the identically worded LCvR 7(h)) that all motions “for summary judgment ... be accompanied by a statement of material facts as to which the moving party contends there is no genuine issue, which shall include references to the parts of the record relied on to support the statement.” The thrust of Iraq’s argument is that the facts asserted in a
Moreover, if failure strictly to comply with the local rule is reason enough to penalize the offending party, then Iraq is by far the candidate more deserving of a sanction. Iraq’s
Because of the absence of record citations by plaintiffs in theirRule 56.1 Statement, the absence of any record in this case, and the current situation in Iraq, defendant is not able to present a counterstatement as contemplated under LCvR 56.1 that addresses the facts the plaintiffs will need to establish to prove either jurisdiction or the merits of their *102 claims, or to provide record citations relating to those facts.
Def.’s
It bears emphasizing, however, that the difficulties that counsel has encountered do not excuse Iraq’s failure to lodge a challenge to any of the facts alleged by plaintiffs. For example, counsel could have brought its communication problems to the Court’s attention and sought on that basis a stay of the obligation to respond to plaintiffs’ motion for partial summary judgment.
See La Reunion Aerienne v. The Socialist People’s Libyan Arab Jamahiriya, 477
F.Supp.2d 131, 139-40,
At bottom, the real question underlying the propriety of a
For similar reasons, the decision in
Weinstein v. Islamic Republic of Iran,
Finally, Iraq argues that the FSIA itself bars the Court from entering summary judgment in plaintiffs’ favor. The statute prohibits district courts from entering a
default judgment
against a foreign state “unless the claimant establishes his claim or right to relief by evidence satisfactory to the court.”
Because the material facts underlying two elements of plaintiffs’ IIED claim “exist without substantial controversy,” and because plaintiffs have conceded that they are not yet entitled to judgment on the question of liability, the Court will deny their motion for partial summary judgment under
CONCLUSION
For the foregoing reasons, the Court grants in part and denies in part defendant’s motion to dismiss, and grants in part and denies in part plaintiffs’ motion for partial summary judgment. A separate order has been posted on this date.
*104 ORDER
Upon consideration of defendant’s motion to dismiss; plaintiffs’ motion for partial summary judgment; the Statements of Interest filed by the United States; the responses and replies thereto; the arguments presented at the motions hearing held on March 2, 2007; and the entire record herein; and for the reasons stated in the Memorandum Opinion issued on this date; it is this 20th day of March, 2007, hereby
ORDERED that defendant s motion to dismiss is GRANTED IN PART and DENIED IN PART; it is further
ORDERED that defendant’s motion to dismiss Count I of the Third Amended Complaint is DENIED; it is further
ORDERED that defendant’s motion to dismiss Counts II and III of the Third Amended Complaint is GRANTED, and these counts are dismissed with prejudice; it is further
ORDERED that plaintiffs’ motion for partial summary judgment is GRANTED IN PART and DENIED IN PART; it is further
ORDERED that plaintiffs’ motion for partial summary judgment as to liability pursuant to Fed.R.CivJP. 56(c) is DENIED; it is further
ORDERED that plaintiffs’ motion for partial summary adjudication pursuant to
ORDERED that the parties shall appear for a Status Conference at 9:00 a.m. on April 24, 2007 to discuss further proceedings in this matter.
SO ORDERED.