Lead Opinion
After a jury trial, appellant was convicted of first-degree premeditated murder while armed in violation of D.C.Code §§ 22-2401, 3202 (1981), and carrying a pistol without a license in violation of D.C. Code, § 22-3204 (1981). He was sentenced to concurrent terms of 20 years to life imprisonment for murder and one year imprisonment for carrying a pistol without a license.
On appeal, he raises a spectrum of issues and alleges several instances of improper prosecutorial conduct, erroneous trial court rulings on evidentiary matters and trial court error in refusing to consider probation as a sentencing alternative.
I
Appellant claims that the trial court erred during trial in permitting the prosecutor to impeach, variously, three defense witnesses by reference to police records or prior arrests and convictions.
First, the government called as a witness Detective Joseph E. Schwartz, who attempted to find appellant after he was identified as a suspect in the Thompson murder. Schwartz testified that when he appeared at an apartment in 1412 Chapin Street, N.W., he encountered several individuals who would not identify themselves, although he was able to later identify one of them, Raymond Beale, through “criminal records.”
The decision on whether a mistrial should be declared has always been committed to the sound discretion of the trial court. Middleton v. United States,
Appellant contends that the words of Detective Schwartz “could only be taken to mean that he had either prior arrests or convictions” (Appellant’s Brief at 8) and that the trial court failed to mitigate the error. Under the facts and circumstances of this case, we are not persuaded that the trial court abused its discretion.
The officer’s reference to “criminal records” was a passing reference in the course of a lengthy trial which does not serve to directly rebut appellant’s alibi defense. Further, any prejudicial impact of Detective Schwartz’s comment could have easily been cured by an immediate cautionary instruction to the jury which was refused by defense counsel despite the trial court’s continuing reminders during the trial of the availability of such an option.
Second, on direct examination, defense witness Robert Ellis was questioned by appellant’s counsel as follows:
Q. You’ve been con — have you been convicted of some misdemeanors?
A. Yes, I have.
Q. What were they?
A. Selling liquor without a license, carrying a pistol without a license, and UNA.
Q. What is UNA?
A. Uniform Narcotic Act, one nickle bag of reefer.
Q. Is that marijuana?
A. Yes.
Q. Were those within the past ten years?
A. Yes it is. [Record at 570-71.]
On cross examination, the prosecutor brought up these three prior convictions and asked a total of four questions confirming the dates of these convictions.
In Kitt v. United States,
Finally, appellant also claims that the trial court erred in not striking a reference made by Detective Schwartz on redirect examination that an announced defense witness was “wanted by the police.” On cross-examination of Detective Schwartz, defense counsel sought to develop a defense theory that the police never fully investigated the case by asking the detective whether he had interviewed a certain list of individuals. In response to this series of questions, Schwartz responded that he had not been able to interview a person named Curtis Coleman on that list who was a fugitive. (Record at 392-93.)
The “scope of redirect examination rest[s] within the sound judicial discretion of the
II
Appellant raises several additional arguments concerning alleged improper impeachment of witnesses by the government at trial. First, appellant claims that the trial court erred by permitting the prosecutor to impeach a defense witness with a prior inconsistent statement without laying a proper foundation. The record reflects that defense counsel did not raise this precise objection below, and thus this claim must be judged under the plain error standard.
During its case in chief, the government called Michelle Mason who testified that on the night of the shooting, she saw appellant step out from a hallway at 1412 Chapin Street, N.W., and shoot the victim Donald Thompson. (Record at 235-39.) Defense counsel called Vernell Mason, the ten-year-old niece of Michelle Mason, to the stand. She testified that there was no man in the hallway and that appellant was not seen that night. (Record at 519-24.) On cross-examination, the government questioned Vernell as follows:
Q. Did your mother or anyone ever tell you that it would be better for you if you claim not to know anything about what happened that night?
A. Nobody talked to me about that.
Q. Nobody ever talked to you about that?
A. No. (Record at 529-30.)
On rebuttal, the government recalled Michelle Mason, who testified as to a conversation held prior to trial with Vernell. Then, according to the rebuttal testimony, Vernell said that her mother had told her to say nothing to the police and, if asked by them to state what happened, to tell them “she didn’t see anything.” (Record at 949, 951.) The court overruled defense counsel’s objection on hearsay grounds since the prosecutor offered such testimony for the impeachment of Vernell’s testimony that her mother had never told her to claim ignorance of the incident. (Record at 949-50.)
Appellant argues that in order to properly impeach a witness through the use of a prior inconsistent statement, counsel must first lay a foundation by directing the attention of the witness to the time, place and circumstances of the prior statement and by asking the witness whether she made it; the witness must also be given the opportunity to explain the prior statement. United States v. Wright,
Here, appellant points to the fact that the government in its attempt to impeach the testimony of Vernell Mason did not direct the attention of that witness in a specific enough manner to conform with this established principle of law. Vernell was not apprised of the time, place or specific circumstances surrounding her prior statement to Michelle Mason, nor was she given any chance to explain away the inconsistency. Appellant claims that the error rises out of “a central issue in the case, which was the credibility of Michelle Mason,” since Vernell Mason contradicted Michelle’s testimony that appellant was at the scene
We conclude that appellant has highlighted this testimony out of its context in the record. Michelle Mason was only one of three eyewitnesses to the shooting presented by the government at trial. Additionally, Yernell Mason was one of 11 defense witnesses, and not one of the witnesses who actually saw the shooting. (Record at 523.) Furthermore, although Vernell Mason was not confronted with the specific circumstances of her prior statement to Michelle Mason, the child did deny having been instructed by her mother to say nothing about the murder indicating that more specific questions would have been pointless. Therefore, in our view, the improper impeachment did not jeopardize the very fairness and integrity of the trial. See Watts, supra.
Appellant also argues that the trial court erred in allowing the government to impeach its own witness, Henry Miller. Miller did not testify at trial as he had testified at voir dire and the prosecutor impeached him with his prior inconsistent statement. (Record at 941-44.)
A party may impeach its own witnesses only after establishing a good faith claim of surprise. Scott v. United States,
In the instant case, no objection to this impeachment was made at the trial court level and we are therefore constrained to reverse only upon a finding of plain error affecting substantial rights. Watts, supra. Despite the fact that the prosecutor successfully impeached his own witness without claiming surprise, and the fact that no cautionary instruction was given, we find this case to be factually distinguishable from Lucas and Towles and conclude that the trial court error in allowing the impeachment was harmless.
In Lucas, we found reversible error when the trial court failed to give an immediate cautionary instruction because the prior inconsistent statement made at a grand jury hearing would have rebutted the defendant’s main defense theory. We conclude under these circumstances that we could not say “with fair assurance that the jury verdict was not substantially swayed by the error.”
These opinions indicate that the failure of the trial court to instruct the jury as to the limited purpose for the introduction of this sort of impeachment evidence will not amount to plain error in every case. Towles v. United States, supra,
Ill
The next issue we address is whether the trial court erroneously prohibited defense counsel from introducing evidence tending to connect an individual other than appellant with the commission of the homicide. The defense was prepared to call four witnesses who were allegedly going to testify that other individuals had as much, if not more, of a motive to kill Thompson than appellant had. The trial court ruled that “without a showing of specific testimony to the effect that some of these individuals ... were seen in the area” on the night of the murder, such evidence would be inadmissible. (Record at 465.)
The trial court’s decision that proffered evidence is not sufficiently relevant or probative is reviewable only for an abuse of discretion. Randall v. United States,
Here, while counsel made a proffer of the details of prior acts of aggression by the decedent toward persons other than appellant, at no time did he proffer any evidence specifically linking these events to the subsequent murder. (Record at 973-75.) Further, counsel was unable to proffer any evidence that these other individuals, assertedly with motives to kill the victim Thompson, were in the area at the time of the shooting. (Record at 14-15, 17.) Appellant relies upon two cases which are clearly distinguishable from the instant case. In Commonwealth v. Graziano, supra, and State v. Hawkins,
We are persuaded that the trial court did not err in prohibiting the defense from admitting the proffered evidence when such evidence was not closely related to the facts surrounding the crime at issue.
IV
Appellant argues that “the trial court erred in permitting the prosecutor to argue inferences from appellant’s silence while in post-arrest custody.” (Appellant’s Brief at 17.) On direct examination, appellant testified that when he surrendered himself to the police with his counsel present he was advised of his rights in accordance with the procedures outlined in Miranda v. Arizona,
Q. When you surrendered yourself, what happened then?
A. Well, you were there, advised me of my rights, said I didn’t have to make a statement.
*804 Q. After did there come a point in time when I left?
A. Yes, sir.
Q. Did Detective Schwartz ask you any questions after I left?
A. Yes.
Q. What did you tell Detective Schwartz after I left?
A. Well, I had told him I knew Donald and about the argument that happened the morning which implicated me and the crime.10
On cross examination, government questioning elicited the facts that appellant had not said anything to the police either about his alibi at trial, viz., that he was elsewhere at the time of the murder, or about knowing that the decedent had a gun. (Record at 878-81.) During closing argument, the government argued to the jury in reference to appellant’s stationhouse statements:
Then what does he say to the police? He didn’t have to say anything to the police. He was advised not to say anything .... But does he mention to the police that he has a air-tight alibi? No, he doesn’t. Didn’t say a word about that. Why? Because he doesn’t want the police checking it out. The police would have had six months to check out this alibi if he told them about it that night.
Appellant first claims that under the teachings of Doyle v. Ohio,
Alternatively, appellant argues that our decision in Sampson v. United States,
In order for an omission to constitute an inconsistency and hence permit impeachment, the prior statement must “fail to mention a material circumstance presently testified to, which it would have been natural to mention in the prior state
As in Sampson, appellant here did not give a statement to the police specifically concerning the facts surrounding the crime. All appellant said to the police was that he knew the decedent and that he knew about the argument the two of them had had on the morning of the murder. Detective Schwartz testified that appellant told him “he knew nothing about the shooting.” (Record at 956; emphasis added.) The government argues that appellant’s “failure to tell the authorities where he was at the time of the murder [was] so contrary to ordinary human experience that it [could] only be explained by consciousness of guilt.” (Appellee’s Brief at 32.) However, there is nothing to indicate that it would have been “natural” for appellant to mention his whereabouts at the time of the murder since there is nothing to indicate appellant knew when the shooting had occurred at the time he turned himself in to the police. To accept the government’s position, we would need to impose an affirmative obligation on suspects appearing at the police station to account for their whereabouts over extensive periods of time without first possessing the necessary information of when the crime occurred. Appellant’s omission of his alibi that he was elsewhere at the time of the murder from his statement to the police was therefore not a circumstance “it would have been natural to mention,” Sampson, supra at 578. Accordingly, a “threshold inconsistency” between appellant’s testimony and his statement to the police was lacking and the prosecutor’s impeachment and closing argument were improper.
However, defense counsel made no objection at trial to the prosecution’s cross-examination and the prosecutor’s comment to the jury during his argument. Therefore, this court may reverse only if such impeachment and argument amounted to “plain error affecting substantial rights.” Watts, supra. We do not find the error to rise to such a level. Appellant was not prevented from presenting a full and adequate defense to the jury. As appellant’s counsel recognizes in his brief (at 5), the alibi defense did not depend on appellant’s testimony alone; both his girlfriend and brother testified as to his whereabouts at the time of the murder. (Record at 804, 809-12, 829.) In addition, although alibi was appellant’s “principal” theory of defense (Appellant’s Brief at 5), appellant did present testimony that someone else had actually committed the murder, thus setting up a second line of defense. (See Record at 647-57, 744, 942.)
The cross-examination and closing argument comment were a part of a lengthy trial involving numerous witnesses and producing transcript in excess of 1,000 pages. In addition, trial counsel engaged in aggressive representation of appellant, particularly with respect to his examination of three government eyewitnesses to the murder. Under all the circumstances, we conclude that appellant’s substantial rights were not affected by the failure of the trial court to strike, without prompting by defense counsel, the prosecutor’s argument to the jury and to intervene, sua sponte, when appellant* was asked whether he had told the police of his alibi.
V
Finally, appellant argues that the trial court erred in refusing even to consider probation as an alternative to imposing life imprisonment for his conviction of murder in the first degree. The trial court’s view was that it “had no option in connection with this matter” (Record at 40) and that it must impose a sentence of life imprisonment. (Record at 14.) Congress in D.C.Code § 22-2404 (1981), has evidenced a
(a).The punishment of murder in the first degree shall be life imprisonment. (b) Notwithstanding any other provision of law, a person convicted of first-degree murder and upon whom a sentence of life imprisonment is imposed shall be eligible for parole only after the expiration of 20 years from the date he commences to serve his sentence.
Appellant points to the fact, however, that Congress has provided elsewhere in the Code that “in criminal cases” in the Superi- or Court the trial judge may suspend either the imposition of sentence or the execution of the sentence once imposed — provided the judge is satisfied “that the ends of justice,” as well as the best interest of the public and the defendant, “would be served.” D.C. Code, § 16-710 (1981).
Appellant argues that “there is a clear distinction in the probation statute .. . [Section 16-710] between imposition and execution of sentences.” (Appellant’s Brief at 30.) Indeed, this court in Schwasta v. United States,
We note, too, that Congress has specifically determined the punishment for first degree murder to be mandatory life imprisonment and barred release on parole for such a defendant until he has served 20 years of his sentence. D.C.Code, § 22-2404(b) (1981). Additionally, Congress has consistently recognized that first-degree murder must be punished by the harshest penalty allowed by law. See D.C.Code, § 22-2404 (1981) (death penalty); Frady v. United States,
Affirmed.
Notes
. Appellant also raises several issues concerning a judgment which was entered against him by the trial court for contempt. A party must file a notice of appeal in a criminal case “within ten days after entry of the judgment or order from which the appeal is taken.” D.C.App.R. 4 11(b)(4). The Clerk of Superior Court entered the notation of a judgment for contempt on the criminal docket on January 29, 1981. (Record at 68.) The notice of appeal in this case was filed on May 1, 1981. (Record at 69.) Thus, we are without jurisdiction to consider appellant’s claims concerning this judgment.
Appellant claims that his motion for reconsideration filed on February 4, 1981, tolled the time for filing a notice of appeal. This claim is without merit. See In re Alexander,
. More specifically, the testimony was as follows:
Q. Have you since learned the identity of the unidentified male subject that was in Apartment 37 at 1412 Chapin Street that night?
A. I did.
Q. When you were looking for Brandon Beale. Who was that person?
A. Mr. Raymond Beale, Brandon’s brother.
Q. How did you learn his identity?
A. I — through criminal records. I found his police record, and I was able to obtain a photograph. [Record at 371-72.]
. See Record at 373, 375, 801-02, 963-66.
. Appellant also argued that the prosecutor displayed the photograph from the police records to the jury. The trial judge addressed defense counsel’s concerns and specifically refuted counsel’s claim:
THE COURT: It could not have been seen by a member of the jury, from where the Court sat, that’s a clear cut fact. [Record at 606-07.]
. We note in passing that the trial court has discretion to limit evidence which is unduly cumulative in nature. Such is not the case here.
. Appellant raises two additional points concerning the prosecutor’s treatment of the defense witness Robert Ellis. First, appellant claims that the prosecutor should not have been able to question him about his marijuana use and should not have referred to him in closing argument as a “drug pusher.” The witness had a recent drug-related conviction and had admitted during cross examination that he had sold drugs. As such, the government did not act improperly when it sought to inquire whether the witness’ ability to observe had been impaired by the use of drugs, and the government’s comments during closing argument were fair comments on the evidence.
Second, appellant claims that the trial court erred by allowing the government to elicit testimony from Ellis concerning his appearance as a witness in a child abuse case. As the government points out, the testimony did not in any way reflect adversely either on Ellis or appellant, and thus its inclusion, even if erroneous, was harmless.
. The record reflects that defense counsel characterized his objection on four separate occasions as one related to hearsay rather than to improper foundation for use of a prior inconsistent statement. See Record at 949-50.
. With respect to the impeachment of defense witnesses, appellant raises two additional issues. First,' he objects to what he categorizes as a “blanket impeachment” of his witnesses. The government made references in its trial questioning and closing argument to the neighborhood’s unwillingness to cooperate with the police. Appellant claims that such conduct was “inflammatory” and “diverted the jury from the evidence.” Appellant’s Brief at 23. Since the defense was trying to show that the police did not investigate the case fully, the prosecution’s response was reasonable and proper rebuttal argument.
Second, appellant objects to the government’s characterization during closing argument about children being “suspect” witnesses. While the word “suspect” may not have been the most appropriate word for the government to use, the prosecution was certainly entitled to remind the jury in argument of the uncertainty of testimony by children. See Criminal Jury Instructions of the District of Columbia, No. 2.21 (3d ed. 1978).
. D.C.Code § 14-102 (1981), is as follows:
When the court is satisfied that the party producing a witness has been taken by surprise by the testimony of the witness, it may allow the party to prove, for the purpose only of affecting the credibility of the witness, that the witness has made to the party or to his attorney statements substantially variant from his sworn testimony about material facts in the cause. Before such proof is given, the circumstances of the supposed statement sufficient to designate the particular occasion must be mentioned to the witness, and he must be asked whether or not he made the statements and if so allowed to explain them.
. The government had presented testimony that appellant and the victim had an argument near the scene of the crime approximately twelve hours before the murder. (Record at 42 — 44, 46-47.)
. In Doyle, the defendant was speaking about the incident for the first time at trial. As such, the impeachment was truly an impeachment of the defendant’s total silence prior to trial and thus impermissible.
. Appellant also contends that the trial court’s several errors, taken cumulatively, warrant reversal, citing Dyson v. United States,
. Curiously, appellant urges that the court should have informed the jury that a sentence of life imprisonment is mandatory for one convicted of murder in the first degree. However, appellant did not request such instruction at trial and the question of possible punishment is not relevant to the jury’s deliberations. Criminal Jury Instructions of the District of Columbia, No. 2.71 (3d ed. 1978).
Concurrence Opinion
concurring:
I am haunted by a bizarre factual situation although it comes to me in a cold record. It reflects an urban phenomenon — a murder committed in a street scene before numerous witnesses in a densely populated but nevertheless psychologically isolated neighborhood in an inner city.
Against this backdrop, the prosecutor’s strategy of impeachment spawned several errors of the type that pose the risk of improperly influencing a jury. Like the majority, I am troubled by the government’s use of the defendant’s alleged pretrial inconsistent statement which in fact was not inconsistent (see Hill v. United States,
In considering the question of reversal in such cases, we have weighed among other factors, the strength of the government’s case, and the danger that, in the absence of limiting instructions, the jury might have considered matters raised for impeachment purposes as substantive evidence. Towles v. United States,
. An investigating police officer, asked whether he talked to certain people in the neighborhood answered, “Well, most of the people I talked to up there wouldn’t give me the time of day, let alone their names.”
On the other side of the coin, a resident of the area, asked about whether the police know about a prior shooting incident involving the victim, replied: “The police did not come. If you lived on Chapin Street, a lot of things happen that the police don’t come to see.”
