2015 MT 118 | Mont. | 2015
Lead Opinion
¶1 Barry Allan Beach petitions for a writ of habeas corpus, arguing that his sentence of one hundred years of imprisonment without the possibility of parole is unconstitutional under Miller v. Alabama, 567 U.S._, 132 S. Ct. 2455 (2012). The dispositive issue is whether Miller’s rule requiring a sentencing judge to consider a juvenile
PROCEDURAL AND FACTUAL BACKGROUND
¶2 In 1984, a Roosevelt County jury convicted Beach of deliberate homicide for a crime committed in 1979, when Beach was seventeen. Under Montana’s sentencing scheme, the District Court could impose a maximum sentence of one hundred years’ imprisonment without the possibility of parole. See §§ 45-5-102(2), 46-18-202(2), -222, -305, MCA (1978). On May 11, 1984, following its consideration of a written presentence investigation report and statements by both Beach and the prosecutor in open court, the District Court imposed the maximum sentence. Beach concedes that the sentence was within the discretion of the District Court and that the sentence was not mandated by law. The record does not show that the court expressly considered Beach’s youth when imposing the sentence.
¶3 In the years since, Beach repeatedly has attacked his conviction and sentence. See Beach v. McCormick, No. 98-35957, 1999 U.S. App. Lexis 20999 (9th Cir.), cert. denied 528 U.S. 1194, 120 S. Ct. 1255 (2000); State v. Beach, 2013 MT 130, 370 Mont. 163, 302 P.3d 47; Beach v. State, 2009 MT 398, 353 Mont. 411, 220 P.3d 667; Beach v. Day, 275 Mont. 370, 913 P.2d 622 (1996); State v. Beach, 217 Mont. 132, 705 P.2d 94 (1985). Beach now petitions for a writ of habeas corpus,
STANDARD OF REVIEW
¶4 This Court determines the retroactivity of a constitutional rule as a matter of law. State v. Reichmand, 2010 MT 228, ¶ 6, 358 Mont. 68, 243 P.3d 423.
DISCUSSION
I.
¶5 As an initial matter, the State urges that Beach’s habeas corpus petition is procedurally barred.
¶6 Article H, Section 19 of the Montana Constitution provides, “The privilege of the writ of habeas corpus shall never be suspended.” Under Montana’s statutory scheme for reviewing claims by convicted offenders, habeas corpus is not the method for collaterally reviewing the conviction or sentence of a person who has been adjudged guilty of a crime and has exhausted direct appeal. Section 46-22-101(2), MCA. Rather, a petition for postconviction relief is the method by which an offender who has been found guilty may collaterally attack his conviction or sentence. Section 46-21-101(1), MCA. Petitions for postconviction remedies carry strict limitations. See § 46-21-102, MCA. In Lott v. State, 2006 MT 279, 334 Mont. 270, 150 P.3d 337, we held that statutoxy limitations on the availability of the writ of habeas corpus are unconstitutional under Article II, Section 19 of the Montana Constitution as applied to an offender sentenced to a “facially invalid sentence” where the facial invalidity stems from a rule created after time limits for directly appealing or petitioning for postconviction relief have expired. Lott, ¶ 22.
¶7 The State argues that Lott does not apply because Beach’s sentence is not facially invalid. Beach counters that the recent United States Supreme Court decision in Miller makes his sentence facially invalid. Miller requires following a certain procedure before sentencing a juvenile to life without the possibility of parole. Miller, 567 U.S. at _, 132 S. Ct. at 2471. Beach is imprisoned under a sentence that he argues equates to life without parole. Because Miller was not announced until 2012, Beach could not have raised a claim under that case until after time limits for direct review and postconviction relief had run. In these circumstances, we are satisfied that Beach’s claim sufficiently calls into question the facial validity of his sentence to lift the statutory bar to a petition for habeas corpus relief.
¶8 The United States Constitution’s Eighth Amendment prohibits cruel and unusual punishment. “The concept of proportionality is central to the Eighth Amendment.” Graham v. Florida, 560 U.S. 48, 59, 130 S. Ct. 2011, 2021 (2010). While in practice the concept of proportionality does not affect most sentences, see generally, Ewing v. California, 538 U.S. 11, 123 S. Ct. 1179 (2003), proportionality bears on the harshest types of punishments when an Eighth Amendment challenge is raised.
¶9 Because of the concept of proportionality, the Eighth Amendment requires individualized sentencing in death penalty proceedings to determine whether that punishment corresponds to an offender’s character, circumstance, and crime. Lockett v. Ohio, 438 U.S. 586, 604, 98 S. Ct. 2954, 2964-65 (1978); Woodson v. North Carolina, 428 U.S. 280, 303-05, 96 S. Ct. 2978, 2991-92 (1976). Further, the death penalty categorically represents an unconstitutionally disproportionate punishment when imposed for certain crimes (like non-homicide offenses, Kennedy v. Louisiana, 554 U.S. 407, 438, 128 S. Ct. 2641, 2660 (2008)), and on certain classes of offenders with lesser capacities (like intellectually disabled persons, Atkins v. Virginia, 536 U.S. 304, 321, 122 S. Ct. 2242, 2252 (2002), and juveniles, Roper v. Simmons, 543 U.S. 551, 575, 125 S. Ct. 1183, 1198 (2005)).
¶10 The Supreme Court recently made clear that a sentence of life imprisonment without the possibility of release, though not the harshest punishment for an adult offender, is subject to more exacting scrutiny when imposed on a juvenile. In Graham, the Supreme Court held that life without parole represents a categorically disproportionate sentence for a juvenile convicted of a non-homicide offense. Graham, 560 U.S. at 75, 130 S. Ct. at 2030. Next, in Miller, the Court considered the proportionality of life without parole imposed on a juvenile for a homicide offense. The Miller Court declined to address whether the Eighth Amendment categorically bars a life without parole sentence imposed on a juvenile convicted of homicide. Miller, 567 U.S. at_, 132 S. Ct. at 2469. The Court instead specified that appropriate circumstances to impose such a sentence are “uncommon.” Miller, 567 U.S. at_, 132 S. Ct. at 2469. To ensure that imposing life without parole on a juvenile homicide offender is proportional, the Eighth Amendment requires that, before imposing such a sentence, a sentencer “take into account how children are different, and how those differences counsel against irrevocably sentencing them to a lifetime in prison.” Miller, 567 U.S. at_, 132 S. Ct. at 2469. Accordingly, the Eighth Amendment “forbids a sentencing scheme that mandates life
¶11 Beach argues that his sentence equates to life without parole. Beach concedes thatMiiier’s holding forbidding mandatory life without parole sentences does not apply to his case because his sentence was not mandatory. Both at the time of Beach’s offense and now, Montana sentencing statutes have prescribed an individualized sentencing procedure that allows the sentencing court, after considering all circumstances of the offender and the offense, to fashion a sentence within the range provided by the statute under which the offender was convicted. See §§ 46-18-101, -201, MCA(1978); §§ 46-18-101, -201, MCA (2013). Nevertheless, Beach argues that his sentence is unconstitutional under Miller because his sentencer did not consider how Beach’s age counseled against his sentence.
¶12 Beach’s conviction and sentence became final for purposes of direct review in 1985. Miller was announced in 2012. Beach may benefit from Miller only if Miller creates a rule that applies to a sentence imposed years before Miller was issued.
m.
A.
¶13 Beginning with Linkletter v. Walker, 381 U.S. 618, 85 S. Ct. 1731 (1965), the United States Supreme Court struggled for over two decades with how and when to apply constitutional rules retroactively in criminal cases. Justice Harlan was the most influential critic of the Court’s retroactivity approach during this period. In dissents in Mackey v. United States, 401 U.S. 667, 91S. Ct. 1160 (1971), and Desist v. United States, 394 U.S. 244, 89 S. Ct. 1030 (1969), Justice Harlan devised an alternative approach for determining retroactivity.
¶14 The distinction between direct and collateral review represents the central feature of Justice Harlan’s framework. Justice Harlan believed that the judicial function requires applying all rules of constitutional law to cases yet to be tried and on direct review. Mackey,
¶15 Justice Harlan’s second exception encapsulates procedural rules that are “implicit in the concept of ordered liberty” and “alter our understanding of the bedrock procedural elements” necessary to the fairness and accuracy of a conviction. Mackey, 401 U.S. at 693 (citation omitted); Desist, 394 U.S. at 262, 89 S. Ct. at 1041. Justice Harlan offered the rule from Gideon v. Wainwright, 372 U.S. 335, 345, 83 S.
¶16 In Griffith v. Kentucky, 479 U.S. 314, 107 S. Ct. 708 (1987), the United States Supreme Court adopted the first leg of Justice Harlan’s framework, stating that any newly-announced constitutional rule will apply to cases still pending on direct review. Griffith, 479 U.S. at 328, 107 S. Ct. at 716. Then, in Teague v. Lane, 489 U.S. 288, 109 S. Ct. 1060 (1989), a plurality of the Court adopted the remainder of Justice Harlan’s framework, holding that new rules generally will not apply retroactively to cases on collateral review. Teague, 489 U.S. at 310, 109 S. Ct. at 1075. A rule is new when “not dictated by precedent existing at the time the ... conviction became final.” Teague, 489 U.S. at 301, 109 S. Ct. at 1070 (emphasis in original). Echoing Justice Harlan, after Teague, “[a] new rule applies retroactively in a collateral proceeding only if (1) the rule is substantive or (2) the rule is a watershed rul[e] of criminal procedure implicating the fundamental fairness and accuracy of the criminal proceeding.” Wharton v. Bockting, 549 U.S. 406, 416, 127 S. Ct. 1173, 1180 (2007) (internal quotation marks and citations omitted).
¶17 Although this framework originally focused on the retroactivity of rules used to attack convictions, the Supreme Court has refined the framework in cases attacking sentences. In Penry v. Lynaugh, 492 U.S. 302, 109 S. Ct. 2934 (1989), Penry argued on collateral review that the Eighth Amendment prohibits imposing the death penalty on an intellectually disabled person. Penry, 492 U.S. at 328, 109 S. Ct. at 2952. Before reaching the merits of that claim, the Court conducted the Teague retroactivity analysis. The Court noted that Justice Harlan’s description of a substantive rule — one that places “certain kinds of primary, private individual conduct beyond the power of the criminal law-making authority to proscribe” — is phrased in terms of “substantive categorical guarantees accorded by the Constitution, regardless of the procedures followed.” Penry, 492 U.S. at 329, 109 S. Ct. at 2952 (emphasis added). Because, in the context of sentencing,
¶18 By contrast, the Court has held that sentencing rules that do not “prohibit the imposition of [a particular sentence] on a particular class of persons” are not substantive. Saffle v. Parks, 494 U.S. 484, 495, 110 S. Ct. 1257, 1263-64 (1990) (concluding that a prohibition against instructing a death penalty jury to avoid sympathy when determining punishment is not a substantive rule). See also Sawyer v. Smith, 497 U.S. 227, 242, 110 S. Ct. 2822, 2831 (1990) (concluding that the substantive rule exception “has no application” to a new rule prohibiting the imposition of capital punishment by a jury that has been led to believe that the ultimate decision to impose the death penalty rests elsewhere).
¶19 The United States Supreme Court further clarified the scope of the exceptions to the general rule of non-retroactivity for sentencing rules in Schriro v. Summerlin, 542 U.S. 348, 124 S. Ct. 2519 (2004). The offender in that case sought to benefit from the rule announced in Ring v. Arizona, 536 U.S. 584, 122 S. Ct. 2428 (2002), requiring that a juiy rather than a judge find aggravating factors necessary to impose a death sentence. Schriro, 542 U.S. at 351, 122 S. Ct. at 2522. The Schriro Court stated, “A rule is substantive rather than procedural if it alters the range of conduct or the class of persons that the law punishes.... In contrast, rules that regulate only the manner of determining the defendant’s culpability are procedural.” Schriro, 542 U.S. at 353, 124 S. Ct. at 2523 (emphasis in original). Substantive sentencing rules that “place particular conduct or persons covered by the statute beyond the state’s power to punish” are retroactive because they “necessarily carry a significant risk” that the offender “faces a punishment that the law cannot impose upon him.” Schriro, 542 U.S. at 352, 124 S. Ct. at 2522-23 (internal quotation marks and citation omitted). The Court concluded that the Ring rule was not substantive because “the range of conduct punished by death ... was the same before Ring as after.” Schriro, 542 U.S. at 354, 124 S. Ct. at 2524.
¶20 The Court instead determined that the Ring rule was procedural because it “altered the range of permissible methods for determining whether a defendant’s conduct is punishable by death.” Schriro, 542
B.
¶21 The Montana Supreme Court has applied the federal retroactivity framework since State v. Egelhoff, 272 Mont. 114, 125-27, 900 P.2d 260, 267 (1995). For example, in State v. Whitehom, 2002 MT 54, 309 Mont. 63, 50 P.3d 121, we examined the retroactivity of the rule we announced in State v. Guillaume, 1999 MT 29, 293 Mont. 224, 975 P.2d 312.
¶22 Guillaume held that applying a weapons enhancement statute on top of an offense that already includes use of a weapon in the elements of the offense is unconstitutional under Montana’s double jeopardy clause. Guillaume, ¶ 16. In Whitehom, after surveying the federal retroactivity framework, we held that Guillaume was retroactive because it created a substantive rule: the rule prohibited imposition of a certain punishment (an additional punishment for use of a weapon) on a particular class of offenders (offenders who already had been punished for the same conduct). Whitehom, ¶¶ 36-42.
¶23 This Court’s Egelhoff decision appears to have assumed that the United States Constitution requires state courts to apply the federal retroactivity framework. See Egelhoff, 272 Mont. at 125, 900 P.2d at 267 (“With regard to the question of retroactivity, the United States Supreme Court has additionally made its position more clear and we find this also to be binding upon us.”). In Danforth v. Minnesota, 552 U.S. 264, 128 S. Ct. 1029 (2008), the United States Supreme Court clarified that its retroactivity analysis need not be followed by state courts. Danforth, 552 U.S. at 280-81, 128 S. Ct. at 1041. Danforth noted that Egelhoff placed this Court among three state high courts that incorrectly concluded that states must apply the federal retroactivity framework. Danforth, 552 U.S. at 281 n.17, 128 S. Ct. at 1042 n.17. Nonetheless, we have continued to apply the federal framework in the years since Danforth. In Reichmatid, 2010 MT 228,
¶24 Against this backdrop of faithful application, Beach has not made a principled argument for departing from the United States Supreme Court’s retroactivity framework to resolve his petition. In both his briefs and in oral argument, Beach focused on showing that Miller is retroactive under the federal retroactivity framework. Beach’s briefing on applying a state-specific retroactivity standard is scant, and his oral argument raised the possibility of a different standard only briefly, in rebuttal to the State’s argument. In neither his briefs nor in oral argument did Beach specify what standard we should apply if not the retroactivity standard we have applied in previous cases.
¶25 In the limited argument Beach has developed on departing from the retroactivity framework, he has suggested that Miller should be applied retroactively to his case because Miller implicates fundamental rights found in Article II, Sections 15 and 22 of the Montana Constitution. Beach also recounts Whitehom’s comment that “it is illogical for this Court to refuse to extend constitutional protections to citizens simply because their claims are raised by collateral review rather than hy way of direct appeal.” Whitehom, ¶ 42. He fails to note, however, the very next line in that opinion: “Accordingly, we conclude that ... this Court erred in failing to recognize and apply the foregoing case law that distinguishes a procedural rule from a substantive rule when addressing retroactivity”
¶26 Beach has failed to explain why the cited provisions of the Montana Constitution require a different retroactivity model for Miller. See State v. Covington, 2012 MT 31, ¶ 21, 364 Mont. 118, 272 P.3d 43. Beach has further failed to address why Miller requires retroactive application in light of the interests that collateral review affects and the purposes that it serves. We are not obligated to develop legal analysis that may lend support to an appellant’s arguments. In re Estate of Bayers, 1999 MT 154, ¶ 19, 295 Mont. 89, 983 P.2d 339 (1999).
¶27 Two of today’s dissenting opinions develop their own legal analyses, each proffering a new path for determining retroactivity not advanced by Beach. Justice Wheat offers an ad hoc approach, suggesting that the Court simply compare the interests of fairness and finality to determine the retroactivity of the rule invoked in this case. Dissent, ¶ 60. But his Dissent does not offer a measure by which to compare these interests. Nor does it acknowledge the aspects of fairness that the interest in finality subsumes — stability in the law, timely resolution of disputes, and closure for everyone involved in a case, including victims. Dissent, ¶¶ 63-65; see Mackey, 401 U.S. at 691 (Harlan, J., dissenting) (“No one, not criminal defendants, not the judicial system, not society as a whole is benefited by a judgment providing a man shall tentatively go to jail today, but tomorrow and every day thereafter his continued incarceration shall be subject to fresh litigation on issues already resolved.”). The logical conclusion of Justice Wheat’s approach is that a conviction would never be final in this state until a reviewing court deems it “fair” to so declare.
¶28 Meanwhile, Justice Shea would embark on a novel state-specific approach to retroactivity by overruling several prior decisions of this Court. He posits that those decisions perpetuated Egelhoffs mistaken assumption that we are bound to apply the federal retroactivity framework. Dissent, ¶ 97. Justice Shea faults the Court’s analysis in Reichmand, but overlooks our express, and correct, observation in that case that Danforth permits this Court to adopt any retroactivity standard with regard to state constitutional rights. Reichmand, ¶ 13. In Reichmand, we examined the retroactivity of a new rule affecting a state constitutional right. Reichmand, ¶ 2. After acknowledging our ability to choose any standard, we applied the federal retroactivity
¶29 Most importantly, Justices Wheat and Shea’s respective theories could have been, but were not, argued by Beach. As a result, this Court has not had the benefit of the State’s position on the approaches that Justices Wheat and Shea would have us adopt. Under this Court’s policy of stare decisis, we keep faith with precedent “unless it is demonstrably made to appear that” our precedent “manifestly is wrong.” State ex rel. Perry v. Dist. Ct., 145 Mont. 287, 310, 400 P.2d 648, 660 (1965) (citation omitted). The burden of this demonstration is on the party seeking to overturn the precedent. See In re McCabe, 168 Mont. 334, 337, 544 P.2d 825, 827 (1975) (notingthe petitioner’s failure to “demonstrate any sufficient reason for this Court to overturn” its prior construction); see also U.S. v. Infl Bus. Mach. Corp., 517 U.S. 843, 856, 116 S. Ct. 1793, 1801 (1996) (“Though from time to time we have overruled governing decisions that are unworkable or are badly reasoned, we have rarely done so on grounds not advanced by the parties.”) (internal citations and quotations omitted). Beach has not met his burden to so demonstrate, and it would be unwise for this Court to depart from long-settled precedent to apply an analysis that has not been developed or tested by the parties to the case. The Court accordingly will apply the same retroactivity framework in this case that it has applied to every previous collateral review case since Teague was decided.
IV.
A.
¶30 Before getting to the retroactivity of the rule Beach invokes, we must first establish that he, in fact, invokes a new rule. Beach argues
¶31 Dictum is “[a]n opinion by a court... that is not essential to the decision and therefore not binding even if it may later be accorded some weight.” Black’s Law Dictionary 549 (Bryan A. Gamer ed., 10th ed. 2009). Miller's statements about required sentencing considerations are not dicta. The Miller Court held that mandatory imposition of a life sentence is unconstitutional because a mandatory scheme prevents a sentencer from considering how a juvenile’s youth affects the proportionality of that sentence, and the Eighth Amendment requires a sentencer to so consider. The Supreme Court could not have been clearer when it said, “Although we do not foreclose a sentencer’s ability to [impose life without parole] in homicide cases, we require it to take into account how children are different, and how those differences counsel against irrevocably sentencing them to a lifetime in prison.” Miller, 567 U.S. at_, 132 S. Ct. at 2469.
¶32 We think it clear that Miller establishes two rules. First, sentencing schemes that mandate life incarceration without the possibility of parole for juvenile offenders are unconstitutional. Miller, 567 U.S. at_, 132 S. Ct. at 2469. Second, a sentencer must “follow a certain process” before imposing a life without parole sentence on a juvenile. Miller, 567 U.S. at_, 132 S. Ct. at 2471. Beach invokes the second rule.
¶33 Under the retroactivity framework, new rules are treated differently from old rules. See Penry, 492 U.S. at 319, 109 S. Ct. at 2947. An offender on collateral review generally cannot benefit from a new rule, whereas she can benefit from an old rule. Teague, 489 U.S. at 310, 109 S. Ct. at 1075. A rule is new unless dictated by precedent existing at the time the offender’s conviction became final. Teague, 489 U.S. at 301, 109 S. Ct. at 1070.
¶34 Beach has omitted argument on this point, seemingly conceding the novelty of Miller's sentencing consideration rule. Indeed, Miller rests on the twin recognitions that (1) children are different for sentencing purposes, and (2) life sentences without the possibility of parole are similar to death sentences when imposed on juveniles. See Miller, 567 U.S. at_, 132 S. Ct. at 2463-66. The Supreme Court did not frilly recognize these principles until Roper in 2005 and Graham in 2010. Beach’s conviction became final in 1985.
B.
¶35 A new rule is not retroactive on collateral review unless it is a substantive rule or a watershed procedural rule. Teague, 489 U.S. at 310-11, 109 S. Ct. at 1075-76. Since 2012, many state and lower federal courts have wrestled with Miller’s retroactivity. These courts appear to agree that Miller creates a new rule subject to the general rule of non-retroactivity. See, e.g., In re Morgan, 713 F.3d 1365, 1366-67 (11th Cir. 2013); Diatchenko v. Dist. Atty. for Suffolk Dist., 466 Mass. 655, 667 (2013). The courts diverge, however, on whether Miller fits into one of the exceptions to the general rule. Courts that have held Miller retroactive generally conceive of Miller as creating a substantive rule. See, e.g., Illinois v. Davis, 6 N.E.3d 709, 722 (Ill. 2014); Iowa v. Ragland, 836 N.W.2d 107, 117 (Iowa 2013). By contrast, courts that have held Miller non-retroactive generally conceive of Miller as creating a procedural rule, but not a watershed procedural rule. See, e.g., Michigan v. Carp 496 Mich. 440, 495 (2014); Pennsylvania v. Cunningham, 81 A.3d 1, 26-29 (Pa. 2013).
¶36 Most of these courts have been concerned with whether Miller's prohibition on mandatory life without parole sentences is retroactive.
¶37 Beach includes only one sentence in his brief suggesting that Miller’s sentencing consideration rule may represent a watershed procedural rule. Beach instead has focused his retroactivity argument on showing that the Miller rule is substantive. The strategy makes sense considering that the United States Supreme Court effectively
¶38 Justice Cotter agrees with Beach that Miller announced a new substantive rule. Dissent, ¶ 115. A substantive sentencing rule is a rule that “prohibits] a certain category of punishment for a class of defendants because of their status or offense.” Penry, 492 U.S. at 330, 109 S. Ct. at 2953. In other words, a substantive sentencing rule is a “categorical guarantee]] accorded by the Constitution, regardless of the procedures followed,” Penry, 492 U.S. at 329, 109 S. Ct. at 2952, that “placets] particular conduct or persons covered by the statute beyond the state’s power” to subject to a particular punishment, Schriro, 542 U.S. at 352, 124 S. Ct. at 2522-23. In Miller, the Supreme Court specifically stated that it did “not categorically bar a penalty for a class of offenders or type of crime,” and instead mandated “only that a sentencer follow a certain process ... before imposing” life without parole on a juvenile. Miller, 367 U.S. at_, 132 S. Ct. at 2471 (emphases added). Miller did not hold that juvenile life without parole sentences are categorically unconstitutional. Miller, 367 U.S. at_, 132 S. Ct. at 2469. Miller “dictated what process must take place before a life-without parole sentence could be imposed, [but] it did not prohibit a state from imposing that penalty on a certain class of offenders.” 7 W. Lafave, J. Israel, N. King, & O. Kerr, Criminal Procedure § 28.6(e) (3rd ed. 2007,2014-2015 supplement).
¶39 Beach’s own summary of Miller defeats his suggestion that Miller is substantive. “Miller,” he explains, “prohibits a particular punishment (life-without-parole) for a class of defendants (juveniles) unless specific youth related factors are first considered.” (Emphasis added.) In other words, under Miller, a sentencing court retains the constitutional authority to sentence a juvenile to life without parole. If
¶40 Beach seeks to forestall this conclusion by reframing the required considerations under Miller as “elements” of a life without parole sentence imposed on a juvenile. The case on which Justice Cotter relies, Dissent ¶¶ 118-20, sounds a similar theme. See In re Willover, No. HO40757,2015 Cal. App. LEXIS 322, *20-21 (stating that Miller created “a rule that sets forth the specific considerations to be made during a sentencing decision” of a juvenile homicide offender). An element is a certain fact that is essential to an offense or punishment. See Alleyne v. United States, 570 U.S._,_, 133 S. Ct. 2151, 2155 (2013). By its terms, Miller requires only that a sentencer consider certain factors; it does not make the finding of “certain fact[s] essential” to a life without parole sentence. Schriro, 542 U.S. at 354, 124 S. Ct. at 2524.
¶41 The logical conclusion to Beach’s elements argument is that any new rule that conditions the imposition of a particular sentence on a particular procedure would be considered substantive. But that does not comport with cases holding such rules to be procedural only. See Beard v. Banks, 542 U.S. 406, 420, 124 S. Ct. 2504, 2515 (2006) (finding non-retroactive a rule prohibiting imposition of the death penalty by jury unless the jury can consider all mitigating factors); Schriro, 542 U.S. at 354, 124 S. Ct. at 2524 (concluding that a rule prohibiting imposition of the death penalty unless elements of that sentence are found by a jury is procedural and not substantive); Sawyer v. Smith , 497 U.S. at 242, 110 S. Ct. at 2831 (finding non-
¶42 Finally, if the Miller considerations are elements of a life without parole sentence, Beach does not explain how his proposed solution to the constitutional infirmity of his sentence — resentencing by a judge who must consider these elements — is any more constitutional than his original sentence, considering that all elements necessary to raise the maximum allowable sentence for a crime must be found by a jury, not by a judge. See Apprendi v. New Jersey, 530 U.S. 466, 476, 120 S. Ct. 2348, 2355(2000).
C.
¶43 Beach makes three more arguments, all of which may bear on the Miller rule’s retroactivity in general, but do not bear directly on whether the Miller rule fits into one of the retroactivity framework’s exceptions.
¶44 First, Beach notes that the companion case in Miller was Jackson v. Hobbs, an appeal by a prisoner on collateral review. Because Jackson benefitted from Miller, and Beach is similarly situated to Jackson on collateral review, Beach argues that fairness dictates that he too should benefit from Miller*a rule.
¶45 Retroactivity, however, is an affirmative defense to be raised by the government. “[A] federal court may, but need not, decline to apply [the retroactivity framework] if the [s]tate does not argue it.” Caspari v. Bohlen, 510 U.S. 383, 389, 114 S. Ct. 948, 953 (1994). Arkansas (the state responding to Jackson’s petition for habeas corpus) did not argue to the Supreme Court that the rule Jackson sought was non-
¶46 Second, Beach argues that Miller is retroactive because the cases upon which it relies are retroactive. Beach is correct that Roper and Graham are retroactive as substantive rules. See, e.g., In re Sparks, 658 F.3d 257, 262 (5th Cir. 2011) (concluding that Graham is substantive and retroactive); Little v. Dretke, 407 F. Supp. 2d 819, 823-24 (W.D. Tex. 2005) (concluding that Roper is substantive and retroactive). Roper and Graham are similar to Kennedy and Atkins in that they “categorically bar a penalty for a class of offenders or type of crime.” Miller, 367 U.S. at_, 132 S. Ct. at 2471. But Miller explicitly disclaimed creating a categorical bar to a type of punishment. Miller, 367 U.S. at_, 132 S. Ct. at 2471. In its effect, Miller more closely resembles two of the other cases upon which it relied — Woodson and Lockett, which invalidated mandatory death penalty sentences and required individualized sentencing. Lockett, 438 U.S. at 604,98 S. Ct. at 2964-65; Woodson, 428 U.S. at 303-05,96 S. Ct. at 2991-92. Beach has not identified any cases holding that Woodson and Lockett qualify as retroactive under the current retroactivity framework.
¶47 Third, Beach argues that it would be unjust to permit offenders on direct review to benefit from Miller but not to afford the same benefit to offenders on collateral review. In a case Beach cited as supplemental authority, and quoted in oral argument, the California Court of Appeal for the Second Judicial District made a similar point:
We find particularly troubling the apparent inequity that would arise if the prospect of an individualized, discretionaiy judicial*92 determination of whether a juvenile murderer should be afforded parole eligibility would depend solely upon the happenstance of the precise moment that the defendant’s conviction became final. No court that has rejected the retroactive application ofMi/Zer has advanced a rationale to resolve this inequity.
In re Wilson, 233 Cal. App. 4th 544, 567 (2015). With this argument, the California court and Beach fail to recognize two things. First, Miller’s non-retroactivity is no more inequitable than the nonretroactivity of the rules in Beard, Schriro, or Sawyer, all of which similarly involved procedures meant to ensure the accuracy of sentences, yet involved the harshest of punishments — the death penalty. Second, the concept of equity between offenders on direct and collateral review does not stand in a vacuum. For instance, Justice Wheat’s protest that it is unfair to not apply Miller by virtue of the “mere[]” timing of Beach’s conviction, Dissent, ¶ 73, ignores the unfairness of re-opening this case after a “mere” thirty years have passed without closure for the victim’s family. The law strikes a balance between the interests of equity among offenders and finality of convictions. That balance is embodied in the principles of retroactivity that we have applied in our prior cases and that we apply again today.
CONCLUSION
¶48 Because the Miller sentencing consideration rule is new and is neither a substantive rule nor a watershed procedural rule, we conclude that it is not retroactive to Beach’s claim on collateral review. Retroactivity is a threshold issue, Teague, 489 U.S. at 300, 109 S. Ct. at 1070, and Beach does not pass the threshold. Accordingly, we do not reach the merits in this case.
ORDER
¶49 The petition for writ of habeas corpus is denied.
DATED this 5th day of May, 2015.
In this opinion, juvenile" refers to a person who committed a crime when under the age of eighteen.
In this opinion, we assume without deciding that Beach was sentenced to the equivalent of life without parole.
Justice Harlan’s dissent in Mackey was never printed in the Supreme Court Reporter. We cite only to where it appears in the United States Reports.
In Montana, direct review occurs when an offender is convicted by a state court and, in the months following that conviction, appeals her decision to the Montana Supreme Court and (if federal issues are involved) seeks appeal with the United States Supreme Court. Under Justice Harlan’s framework, a rule announced by the United States Supreme Court will benefit an offender while her claim is still pending on direct review. After an offender exhausts direct review, her claim becomes final, and she thereafter may seek only collateral review. Collateral review has two stages. In the first stage, the offender may petition Montana courts, including this Court, for collateral review (usually styled as a petition for postconviction relief, but sometimes, as in this case, styled as a petition for a writ of habeas corpus), and may appeal this Court’s decision on federal issues to the United States Supreme Court. In the second collateral review stage, the offender may seek federal habeas corpus review on federal issues from a federal district court, a federal court of appeals, and the United States Supreme Court. Under Justice Harlan’s framework, a new rule announced after an offender’s conviction has become final — when only collateral review remains — generally will not apply retroactively to benefit an offender.
We recognize that courts (including this Court and the United States Supreme Court) have struggled with whether a substantive rule is an exception to the general rule of non-retroactivity, or whether the general rule of non-retroactivity simply does not apply to substantive rules. See Schriro v. Summerlin, 542 U.S. 348, 351 n.4, 124 S. Ct. 2519, 2523 n.4 (2004); State v. Whitehorn, 2002 MT 54, ¶ 37, 309 Mont. 63, 43 P.3d 922 (2002). We think this a distinction without significance. In this opinion, we refer to substantive rules as exceptions to the general rule of non-retroactivity.
Reichmand also suggested that “the U.S. Supreme Court’s retroactivity analysis for federal constitutional errors is binding upon the states when federal constitutional errors are involved.” Reichmand, ¶ 13 (emphasis in original). This statement is correct to the extent that it means that the federal doctrine effectively sets the floor for the retroactivity of federal rights in Montana. But this statement should not be taken to mean that this Court cannot provide greater retroactivity to federal rights than permitted under the federal standard — under Danforth, we are not required to employ the federal retroactivity analysis for either federal or state rights.
The Dissent’B reference to State v. Maine, 2011 MT 90, 360 Mont. 182, 255 P.3d 64, does not bolster its analysis. Our decision in Maine was supported by precedent going back decades. Maine, ¶ 45 (Baker, J., concurring). In this case, our precedent, reaffirmed most recently in Reichmand and Cook, dictates a result in conflict with what Justice Shea proposes. In addition, Maine addressed arguments squarely presented and briefed by the parties. Maine, ¶ 27.
It stands to reason that jurisdictions that at one time mandated juvenile life without parole sentences have more offenders who stand to benefit from Miller and to litigate its retroactivity.
Justice Wheat’s Dissent appears to agree, Dissent, ¶ 54, and Justice Shea’s Dissent does not appear to take issue with this analysis.
See Brief for Respondent, Jackson v. Hobbs, http://perma.cc/7bz4-vfyc (U.S. 2012) (No. 10-9647).
Beach cites Sumner v. Shuman, 483 U.S. 66, 72, 107 S. Ct. 2716, 2727 (1987) (invalidating a statute mandating a death sentence for a prisoner who kills someone while serving a life sentence), as an example of an instance when Woodson and Lockett were applied retroactively on collateral review. But Sumner does not address retroactivity under the current framework; indeed, Sumner does not appear to address a retroactivity argument at all. Moreover, Woodson was announced before Sumner’s conviction became final, meaning Woodson was not applied retroactively in Sumner. Beach also cites Campbell v. Blodgett, 978 F.2d 1502 (9th Cir. 1992), Thigpen v. Thigpen, 926 F.2d 1003 (11th Cir. 1991), and McDougall v. Dixon, 921 F.2d 518 (4th Cir. 1990), to show Sumner’s retroactive application, but none of these cases appear to address Sumner’s retroactivity.
Concurrence Opinion
specially concurring.
¶50 Beach asks this Court, once again, to ignore the important public interest in ensuring the finality of state court judgments and to conclude that, no matter how many years have passed since a petitioner’s conviction has become final, if he can scrape together enough developments in the law over thirty years, perhaps he might receive a better outcome at a new sentencing. Miller v. Alabama, 567
¶51 The habeas corpus statute reflects a narrow scope of relief which, though equitable in nature, is an extraordinazy remedy. Lott v. State, 2006 MT 279, ¶¶ 20-21, 334 Mont. 270, 150 P.3d 337. The writ is “not available to attack the validity of the conviction or sentence of a person
¶52 1 cannot state my opinion more clearly and forcefully than the State, when it writes:
Ted Nees’s letter eloquently expresses the anguish of Kim Nees’s family. The Nees family clearly thought their tragic entanglement with Beach ended back in 1984. Yet, Beach repeatedly manages to be the beneficiary of hearings and procedures that no other convicted criminal is allowed. Beach is entitled to nothing more.
At the time Judge Sorte sentenced Beach, the sentencing policy reflected in § 46-18-101, MCA (1978), provided:
This chapter shall be liberally construed to the end that persons convicted of a crime shall be dealt with in accordance with their individual characteristics, circumstances, needs and potentialities; that dangerous offenders shall be correctively treated in custody for long terms as need; and that other offenders shall be dealt with by probation, suspended sentence, or fine whenever such disposition appears practicable and not detrimental to the needs of public safety and the welfare of the individual.
Dissenting Opinion
dissenting.
¶53 I agree with much of the plurality opinion, and I specifically join Section I of that opinion. In this case, however, I would depart from the nonretroactivity rule of Teague v. Lane, 489 U.S. 288, 109 S. Ct. 1060 (1989), as applied by this Court in the line of cases beginning with State v. Egelhoff, 272 Mont. 114, 900 P.2d 260 (1995).
I. Retroactivity
¶54 I agree with the plurality that the retroactivity rule of Teague would preclude Beach from receiving the benefit of the procedural rule announced in Miller. We are not, however, limited by the retroactivity rule of Teague in state collateral review proceedings, and we are free to provide broader retroactive application of new rules than advocated by the Teague plurality. Opinion, ¶ 23 n.6; see also Danforth v. Minnesota, 552 U.S. 264, 275, 277, 128 S. Ct. 1029, 1038-39 (2008) (“Neither Linkletter nor Teague explicitly or implicitly constrained the authority of the States to provide remedies for a broader range of constitutional violations than are redressable on federal habeas.... A close reading of the Teague opinion makes clear that the rule it established was tailored to the unique context of federal habeas and therefore had no bearing on whether States could provide broader relief in their own postconviction proceedings than required by that opinion.”). Although we have applied the nonretroactivity rule of Teague to state collateral review proceedings since first considering it in Egelhoff, I would depart from that rule here. Considering the rationale and the interests upon which the nonretroactivity rule of Teague is based,
1. The rationale for the nonretroactivity rule o/Teague
¶55 A plurality of the Supreme Court adopted a new rule governing retroactivity in Teague.
¶56 The plurality recognized two primary purposes for the writ. The first purpose, deterrence, provided the foundation for the general nonretroactivity rule. The plurality stated that “the threat of habeas serves as a necessary ... incentive for trial and appellate courts throughout the land to conduct their proceedings in a manner consistent with established constitutional standards.” Teague, 489 U.S. at 306, 109 S. Ct. at 1073. In order to perform this deterrence purpose, the plurality reasoned, rules need not be applied retroactively. Instead, “the habeas court need only apply the constitutional standards that prevailed at the time the original proceedings took place.” Teague, 489 U.S. at 306, 109 S. Ct. at 1073.
¶57 Having decided that nonretroactivity was consistent with purposes of habeas corpus, the plurality considered the interests of comity and finality to better define the scope of review. It decided that nonretroactivity of new rules is preferred. Teague, 489 U.S. at 307-08, 109 S. Ct. at 1073-75. The interest offinalityis the interest in reducing a controversy to a final judgment not subject to further judicial revision. Teague, 489 U.S. at 306, 109 S. Ct. at 1073. This interest, of course, weighed in favor of nonretroactivity. The plurality considered the interest to be important, because “[wjithout finality,” it said, “the criminal law is deprived of much of its deterrent effect.” Teague, 489 U.S. at 309, 109 S. Ct. at 1074. The interest of comity also weighed in favor of nonretroactivity. The plurality reasoned that “the application of new rules to cases on collateral review ... continually forces the States to marshal resources in order to keep in prison defendants whose trials and appeals conformed to then-existing constitutional standards.” Teague, 489 U.S. at 310, 109 S. Ct. at 1075. It decided that the “costs imposed upon the State[s] by retroactive application of new rules of constitutional law on habeas corpus... generally far outweigh the benefits of this application.” Teague, 489 U.S. at 310, 109 S. Ct. at 1075 (quoting Solem v. Stumes, 465 U.S. 638, 654, 104 S. Ct. 1338, 1347 (1984) (Powell, J., concurring)) (modifications in original). Based on the deterrence purpose of habeas corpus and the scope of review dictated by comity and finality, the plurality concluded that a general rule of nonretroactivity was appropriate for federal habeas corpus review. Teague, 489 U.S. at 310, 109 S. Ct. at 1075.
¶58 The limited exceptions the plurality recognized to this rule were based on a second purpose for federal habeas corpus, namely “to assure
¶59 In crafting its rule, the plurality ultimately concluded that while fairness weighed in favor of retroactive application of new rules, it was a relatively slight consideration and was generally outweighed in the context of federal habeas review by considerations of finality, comity, and the writ’s deterrence purpose. Teague, 489 U.S. at 306, 309-10, 109 S. Ct. at 1073-75.
2. The rationale of Teague does not justify nonretroactivity in this case
¶60 Balancing these same interests in the context of this case and the Montana writ of habeas corpus, I would depart from the rule of Teague. Nonretroactive application of Miller will lead to unfair results, and unlike in Teague, the relevant countervailing interests are not sufficient to justify such results in this case. More specifically, our writ serves a different purpose than the federal writ, and, in this context and considering the rule we are asked to apply, fairness outweighs considerations of comity and finality. Therefore, the rationale of the Teague plurality does not justify application of its nonretroactivity rule in this case, and we should give Beach the benefit of Miller.
a. The purposes for our writ of habeas corpus
¶61 We have recognized that “Montana’s guarantee of the privilege of habeas corpus embodies a fundamental, intrinsic principle: the right to challenge the cause of one’s imprisonment.” Lott v. State, 2006 MT 279, ¶ 7, 334 Mont. 270, 150 P.3d 337. Rather than a mere deterrent, the writ is the “birthright of the people” and “one of the most important safeguards of the liberty of the subject.” Lott, ¶ 6. Indeed, our Constitution guards the writ more completely than the Federal Constitution. Compare Mont. Const, art. II, § 19 with U.S. Const, art.
b. Comity does not affect this decision
¶62 Interests of comity played a central role in how the Teague plurality reached its rule. Danforth, 552 U.S. at 279-80, 128 S. Ct. at 1040-41; Teague, 489 U.S. at 308-10, 109 S. Ct. at 1074-75. Comity is generally of no concern in state collateral review proceedings. Danforth, 552 U.S. at 279-80, 128 S. Ct. at 1041. Except in limited circumstances, this is so in Montana, and this is the case today. The Court’s decision here will not disrupt the proceedings of any other sovereign, and for that reason comity does not weigh against retroactive application of Miller. If anything, comity instead weighs in favor of retroactive application. See Danforth, 552 U.S. at 279-80, 128 S. Ct. at 1041 (“[Considerations of comity militate in favor of allowing state courts to grant habeas relief to a broader class of individuals than is required by Teague.”); Kills on Top v. State, 279 Mont. 384, 420, 928 P.2d 182, 204 (1996) (“[Considerations of federalism and comity counsel respect for the ability of state courts to carry out their role as the primary protectors of the rights of criminal defendants.”).
c. Finality carries less weight here than it did in Teague
¶63 As in Teague, interests of finality do weigh against retroactive application oí Miller, but we need not give finality the same weight as the Teague plurality. The Supreme Court has stated, “finality of state convictions is a state interest, not a federal one. It is a matter that States should be free to evaluate, and weigh the importance of, when prisoners held in state custody are seeking a remedy for a violation of federal rights by their lower courts.” Danforth, 552 U.S. at 279-80, 128 S. Ct. at 1041 (emphasis in original). I would afford finality less weight than the Teague plurality in today’s decision.
¶64 While I agree with the Teague plurality that finality is important to conservation of State resources, Teague, 489 U.S. at 310, 109 S. Ct. at 1075, the plurality only considered the effect on State resources from overturning a conviction. Here, Beach does not contest his guilt nor does he ask for a new trial. Rather, he merely asks to be resentenced. While allowing such relief does impose a burden on the State, it does not impose nearly the same burden that overturning a conviction and requiring a new tidal would. For this reason, the importance of finality
¶65 I also agree with the Teague plurality that “[wlithout finality, the criminal law is deprived of much of its deterrent effect.” Teague, 489 U.S. at 309, 109 S. Ct. at 1074. However, finality is less important to preserving the deterrent effect in this case than it was in Teague. The deterrent effect of criminal law is at the heart of the rule that we are asked to apply. In Miller, Graham v. Florida, 560 U.S. 48, 130 S. Ct. 2011 (2010), and Roper v. Simmons, 543 U.S. 551, 125 S. Ct. 1183 (2005), the U.S. Supreme Court recognized that juvenile offenders are less deterred by criminal sentences than adult offenders. It is partly for this reason that it prohibited certain sentences and required individualized consideration to support others.
d. Nonretroactive application of Miller is unfair
¶66 The countervailing interest of fairness is of more importance here than it was in Teague, given the purposes for our state writ, as discussed above. This heightened interest of fairness weighs in favor of retroactivity here, because nonretroactive application of Miller creates unfair results. This is clear upon examination of the rule we are asked to apply and, based on that rule, the unfair distinctions the plurality draws in its decision.
i. The rule o/Miller
¶67 We are asked to apply the rule of Miller in this case. Miller is the latest decision in a line of cases that includes Roper and Graham, and its rule can only be fully understood in the context of those cases.
¶68 In Roper, the U.S. Supreme Court decided that the Eighth Amendment prohibits states from imposing the death penalty on juvenile offenders. 543 U.S. at 568, 125 S. Ct. at 1194. It explained that when compared to adults, juveniles are less mature, less responsible, more vulnerable to negative influences and outside pressures, and more likely to be rehabilitated. Roper, 543 U.S. at 569-70, 125 S. Ct. at 1195-96. These differences, the court decided, render juvenile offenders less culpable for their crimes than adults. Roper, 543 U.S. at 571, 125 S. Ct. at 1196. Based on this diminished culpability and lack of maturity, the court reasoned that the penological purposes for the death penalty-retribution and deterrence — apply with less force to juveniles than adults. Ultimately, it decided that “neither retribution nor deterrence provides adequate justification for imposing the death penalty on juvenile offenders,” and that the death penalty is a disproportionate punishment when applied to juveniles. Roper, 543 U.S. at 572, 125 S. Ct. at 1196. Because the Eighth Amendment requires punishments to be proportionate to the crime and culpability of an offender, the court decided that sentencing juveniles to death violates the Eighth Amendment. Roper, 543 U.S. at 568, 125 S. Ct. at 1194.
¶69 Applying much the same analysis, the U.S. Supreme Court decided in Graham that the Eighth Amendment prohibits imposing life sentences without the possibility of parole on juveniles that have not committed homicide. Graham, 560 U.S. at 74, 130 S. Ct. at 2029-30. It again analyzed the penological purposes for the sentence and decided that, given the differences in maturity and culpability of a juvenile, the penological purposes do not justify imposing such a sentence on juveniles. Graham, 560 U.S. at 67-74, 130 S. Ct. at 2026-30. In particular, it recognized that imposition of a sentence of life without parole is an implicit decision that a juvenile is incorrigible and will forever be a danger to society. Graham, 560 U.S. at 74, 130 S. Ct. at 2029-30. The penalty, it said, “forswears altogether the rehabilitative ideal,” since it “deprives the convict of the most basic liberties without giving hope of restoration.” Graham, 560 U.S. at 69-70, 74, 130 S. Ct. at 2027, 2030. This kind of irrevocable judgment that denies an offender the right to reenter society, it reasoned, is not appropriate in light of juveniles’ “capacity for change and limited moral culpability.” Graham, 560 U.S. at 74, 130 S. Ct. at 2030.
¶71 This line of cases stands for the proposition that the Eighth Amendment prevents any criminal punishment that lacks legitimate penological justification, and that to determine whether there is such justification, courts must take into account the characteristics attendant to juvenility that make juvenile offenders less culpable and more likely to be reformed. For some sentences, such as the death penalty and life sentences without parole for non-homicide offenders, there will never be legitimate penological justifications for imposing the sentence on juveniles. Graham, 560 U.S. at 74, 130 S. Ct. at 2030; Roper, 543 U.S. at 568, 125 S. Ct. at 1194. For other sentences, such as life sentences without parole for homicide offenders, there may but usually will not be legitimate penological justifications. To conform to the Eighth Amendment in such circumstances, sentencing courts must consider the characteristics of the particular juvenile offender. Miller, 132 S. Ct. at 2469.
ii. The effect of the plurality’s decision not to apply Miller retroactively
¶72 The plurality, by choosing not to apply the rule of Miller retroactively, implicitly makes several fine and unfair distinctions between similarly situated offenders, and it decides that constitutional protections can legitimately be extended or withheld upon these distinctions alone.
¶73 If a sentence identical to Beach’s was imposed today on an offender identical to Beach, the Court should have no trouble disposing of the threshold retroactivity issue and considering whether the sentence is unconstitutional. See Opinion, ¶¶ 12,48; Miller, 132 S. Ct. at 2469. Yet, according to the plurality, that same question of
¶74 First, the plurality decides that there is a difference between the sentences that this society can constitutionally impose and the sentences this society can constitutionally enforce. If Beach’s sentence does not comply with Miller, then this society could not impose the same sentence on him today. The plurality decides, though, that we can continue to enforce the same sentence we now recognize as unconstitutional. This is illogical, especially since a sentence to life without parole is a judgment by a court that an offender will never be fit to reenter society. Miller, 132 S. Ct. at 2469; Graham, 560 U.S. at 74, 130 S. Ct. at 2030. If we now recognize that a certain type of offender may be able to reenter our society, we should not prevent the offender from doing so based merely on the values of the past society that sentenced him or her.
¶75 The second distinction this aspect of the plurality’s decision draws is between offenders based purely upon when the offender appears in court. It decides that a mere 60 days — the time for filing an appeal to this Court, after which postconviction proceedings are the only means of relief — will mean the difference between an offender receiving constitutional protection or not. See M. R. App. P. 4(5)(b). As we have stated, “selectively applying the Constitution to people who are similarly situated based merely on the circumstances or timing of their appearance in court is the antithesis of the judiciary’s responsibility.” State v. Whitehom, 2002 MT 54, ¶ 41,309 Mont. 63, 50 P.3d 121. The rule of Miller is unquestionably of constitutional importance, and the plurality decides today to selectively apply it to otherwise similarly situated persons based solely on the timing of the offender’s appearance in court.
¶76 Another aspect of the plurality’s decision draws a third unfair distinction, distinguishing and treating disparately those sentences that are on their face penologically unjustified from those that lack penological justification based upon more individualized circumstances. While this is not a distinction the plurality explicitly makes, it is the practical effect of its opinion. As discussed above, the U.S. Supreme Court decided in Graham and Roper that death sentences and life without parole for non-homicide offenders would never have legitimate penological justifications when imposed on juveniles. Graham, 560 U.S. at 74, 130 S. Ct. at 2030; Roper, 543 U.S. at 568, 125 S. Ct. at 1194. The Court would have no trouble applying this rule retroactively, as it is a categorical prohibition. See Opinion, ¶¶ 38-39.
¶78 Thus, the plurality’s decision distinguishes between sentences that we can decide are unconstitutional based only on the sentence and bare demographic facts of the offender and those that we can tell are unconstitutional only after individualized consideration. This is unfair. A sentence that lacks penological justification is disproportionate and violates the Eighth Amendment regardless of the analysis required to reach that conclusion. To extend and withhold the protections of the Eighth Amendment based on how closely we must examine the circumstances is an untenable and unfair basis for Constitutional protections.
e. Finality does not justify nonretroactivity in this case
¶79 The plurality’s decision results in an unfair distinction. Given the level of importance we give fairness and remediation in Montana habeas corpus proceedings, only a strong countervailing interest could justify nonretroactive application of Miller. As discussed above, the only countervailing interest in this case is finality, and it is of slight importance here. It is not sufficient to justify nonretroactivity in spite of the resulting unfair consequences.
¶80 Unlike the U.S. Supreme Court, this Court serves as “the primary protector[] of the rights of criminal defendants.” Kills on Top, 279
¶81 The plurality’s decision to adhere to Teague today turns this preference on its head. Here, fairness and the remedial purpose of our writ of habeas corpus are weighty compared to the relatively less important interest of finality. For this reason, and considering how we have weighed these interests in the past, finality and nonretroactivity should give way to fairness and retroactive application of Miller.
II. Beach
¶82 The State argues that we should not grant Beach’s petition for habeas corpus, even if Miller is applied retroactively. It contends that Beach’s sentence was not unconstitutional under the rule of Miller because Miller only applies to sentences of life without parole that were mandatorily imposed by statute. The State concludes that Beach’s sentence is not unconstitutional because it was neither mandatorily imposed nor a sentence of life without parole. Additionally, it argues, the sentencing court did, in fact, consider Beach’s age when sentencing him. For this reason, it again concludes that Beach’s sentence was not unconstitutional under the rule of Miller. I disagree.
¶83 While applied in that case to a mandatory sentence of life without parole, the court in Miller was concerned with the “irrevocable judgment about [an offender’s] value and place in society” that kind of sentence makes. Miller, 132 S. Ct. at 2465 (quoting Graham, 560 U.S. at 74, 130 S. Ct. at 2030) (alteration in original). Life without parole, it said, “forswears altogether the rehabilitative ideal,” deciding that the
¶84 Here, the court’s decision applies with the same force to Beach’s sentence. Because he was sentenced on May 11, 1984, to 100 years’ imprisonment without the possibility of parole, the earliest Beach could have been released was when he was 72 years old. This means that his sentence exceeded his life expectancy at the time of sentencing, and that it is near or in excess of his life expectancy now. See IIA National Center for Health Statistics, Vital Statistics of the United States § 6, 577 (U.S. Department of Health and Human Services 1984) (reporting the life expectancy at birth for a white male bom in 1961 as 67.55 years, and reporting the expectation of life at twenty years old for a white male bom in 1961 as 50.25 years); National Center for Health Statistics, United States Life Tables, 2010, National Vital Statistics Reports, Nov. 6,2014, at 3 (reporting that in 2010 the expectation of fife for a 40 year old white male was 38.5 years). Thus, the sentence provided Beach with no meaningful opportunity for release and no “meaningful opportunity” to demonstrate the “maturity and rehabilitation” sufficient to reenter society. Graham, 560 U.S. at 75, 130 S. Ct. at 2011. As in Miller, the sentence imposed upon Beach forswears the rehabilitative ideal based upon the implicit decision that Beach, even as a juvenile, was incorrigible. As in Miller, the sentence deprived him of the most basic liberties without giving hope of restoration. Miller, 132 S. Ct. at 2465; see Graham, 560 U.S. at 69-70, 130 S. Ct. at 2027. Thus, for the purposes of Miller, Beach’s sentence is the functional equivalent of life without parole. Cf Lockyer v. Andrade, 538 U.S. 63, 79, 123 S. Ct. 1166, 1176-77 (2003) (Souter, J., dissenting) (“because Andrade was 37 years old when sentenced, the substantial 50-year period amounts to life without parole”); Graham, 560 U.S. at 70-71, 130 S. Ct. at 2028 (citing Harmelin v. Michigan, 501 U.S. 957, 996, 111 S. Ct. 2680, 2702 (1991) (“In some cases... there will be negligible difference between life without parole and other sentences of imprisonment — for example,... a lengthy term sentence without eligibility for parole, given to a 65-year-old man.”); Sumner v. Shuman, 483 U.S. 66, 83, 107 S. Ct. 2716,
¶85 It is of little importance that Beach’s chronological age was on the PSI and available to the sentencing judge. In order to constitutionally impose Beach’s sentence, it would not have been enough for the sentencing judge to be aware of Beach’s chronological age. Knowing that Beach was a juvenile, the court would still need to consider Beach’s particular circumstances and characteristics and to determine whether, in light of these characteristics, his culpability and inability to be reformed warrant the severe sentence. Miller, 132 S. Ct. at 2469.
¶86 Here, there is no indication in the record or otherwise that the District Court made these considerations. It issued a sentence that effectively decided that Beach was incorrigible without considering that as a juvenile he was more likely to be reformed. It effectively sentenced him to life imprisonment without parole, and it did so without considering that as a juvenile Beach may have been more susceptible to outside pressure, less cognizant of consequences, and correspondingly less culpable and less likely to be deterred. Miller, 132 S. Ct. at 2465-69. In doing so, it made “youth (and all that accompanies it) irrelevant to imposition of that harshest prison sentence” and created “too great a risk of disproportionate punishment.” Miller, 132 S.Ct. at 2469.
¶87 For these reasons, Beach’s sentence does not comply with the rule announced in Miller. It is, therefore, unconstitutional. I would grant Beach’s petition for this reason and I would order that he be resentenced.
The plurality implies that we cannot consider whether to depart from this retroactivity framework because Beach did not argue that we should do so. However, we have addressed arguments and even issues not raised or supported by parties where failing to do so would cause substantial injustice. State v. Andersen-Conway, 2007 MT 281, ¶ 14, 339 Mont. 439, 171 P.3d 678. Given the importance of the constitutional issues at stake and the potential for substantial injustice resulting from an incorrect decision, we are not required to resolve the issues raised by the parties based on their reasoning alone.
This Court has never provided reasoning for adopting the retroactivity rule of Teague. See, e.g., State v. Cook, 2012 MT 34, ¶¶ 17-19, 364 Mont. 161, 272 P.3d 50; State v. Reichmand, 2010 MT 228, ¶¶ 13-15, 358 Mont. 68, 243 P.3d 423; Egelhoff, 272 Mont. at 126, 900 P.2d at 267.
The rule was adopted by a majority of the U.S. Supreme Court in Penry v. Lynaugh, 492 U.S. 302, 313-14, 109 S. Ct. 2934, 2944 (1989).
See Part I.2.d.i., below for a more complete discussion of these cases.
For the sake of convenience, we have and will continue to refer to the rule we are asked to apply as the rule of Miller. The rule might more accurately, however, be referred to as the rule expressed in Miller in light of Graham and Roper.
These questions are resolved below, in Part II.
Dissenting Opinion
dissenting.
¶88 I respectfully dissent from the plurality’s opinion. I write separately to note that we appear to be adopting the federal retroactivity framework in this case and to express my reservations about doing so. This decision marks the first time we have acknowledged that we are not bound by the federal retroactivity framework, yet we decide to follow it anyway. In my view, this raises two concerns.
¶89 First, the plurality adopts the federal retroactivity framework on the premise that we have consistently applied this framework and,
¶90 Second, the federal framework is contrary to controlling Montana law. The federal framework reflects the U.S. Supreme Court’s interpretation of the federal habeas corpus statutes. Montana’s habeas statutes — which I contend should be applied in this case — compel a different result. Our own habeas corpus statutes indicate different restrictions than those created by the federal framework. I believe the conflict between the restrictions our statutes impose on retroactivity and the restrictions the federal framework imposes should be resolved in favor of our statutes, rather than the U.S. Supreme Court’s interpretation of the federal statutes.
¶91 The plurality’s position appears to be that we should apply Teague in this case because we have consistently applied Teague, even since the Supreme Court has made it clear that we are not compelled to do so, and Beach has not demonstrated that our prior jurisprudence is manifestly wrong. Moreover, Beach has only pointed out that we are free to adopt a more expansive retroactivity rule, but has not developed or tested any alternative rule. I address first the plurality’s concerns about the stare decisis effect of our prior jurisprudence, and then the concern about the lack of an alternative ride. I would submit that stare decisis does not compel us to follow Teague, that there is in fact an alternative retroactivity rule contained in our own habeas statutes and pre-Egelhoff opinions, and that we are bound to follow that rule rather than Teague.
¶92 I. Stare Decisis Is Inapplicable When Our Prior Precedent is Based on Manifest Legal Error
¶93 In State v. Egelhoff, we mistakenly assumed we were bound by the federal retroactivity framework. Specifically, we held: “[Teague’s] view of retroactivity for cases on collateral review is binding upon this Court.” State v. Egelhoff, 272 Mont. 114, 126, 900 P.2d 260, 267 (1995) (emphasis added). In 2008, the U.S. Supreme Court explained that we were wrong in Egelhoff, and that we are not bound to follow federal retroactivity rules. In Danforth v. Minnesota, the U.S. Supreme Court held that “[s]ince Teague is based on statutory authority that extends only to federal courts applying a federal statute, it cannot be read as imposing a binding obligation on state courts.” Danforth v. Minnesota,
¶94 This Court has only addressed Danforth once, in State v. Reichmand, 2010 MT 228, 358 Mont. 68, 243 P.3d 423. The Reichmand opinion contains two significant mistakes. First, we held in Reichmand that we voluntarily adopted the retroactivity rule in Teague, stating: “In State v. Egelhoff... we chose to adopt two [retroactivity] rules from Griffith and Teague and applied them to our own retroactive application of new state rules.” Reichmand, ¶ 14 (emphasis added). In fact, we did not choose to adopt the Teague retroactivity rule in Egelhoff; we mistakenly concluded we were bound to follow the Teague retroactivity rule. Egelhoff, 272 Mont. at 126, 900 P.2d at 267.
¶95 Second, Reichmand mistakenly summarized the holding in Dansforth as stating that states may adopt their own retroactivity rules for new state constitutional errors, but not for new federal constitutional rules:
The U.S. Supreme Court recently held that each state has the right to craft its own unique retroactivity jurisprudence, using federal requirements as a floor. That is, the U.S. Supreme Court’s retroactivity analysis for federal constitutional errors is binding upon the states when federal constitutional errors are involved. Danforth’s unequivocal grant of flexibility allows states to hand-pick retroactivity rules for application of new state rules.
Reichmand, ¶ 13 (emphasis in original) (citation omitted). At first blush, this seems correct — and indeed it would be correct if retroactivity arose from the new constitutional rules themselves. Danforth, however, held that retroactivity arises not from the constitutional rule itself, but from the remedy — that is, the federal habeas corpus statutes. Since the federal retroactivity framework derives from the federal habeas statutes — which are applicable only to federal courts — it cannot be binding on state courts. Danforth’s holding states this clearly: “Since Teague is based on statutory authority that extends only to federal courts applying a federal statute, it cannot be read as imposing a binding obligation on state courts.” Danforth, 552 U.S. at 278-79, 128 S. Ct. at 1040. Thus, Reichmand’s assertion that the federal framework “is binding upon the states when federal constitutional errors are involved” is incorrect.
¶96 ReichmancFs summary of Danforth mirrors the Danforth dissent’s
State courts are the final arbiters of their own state law; this Court is the final arbiter of federal law. State courts are therefore bound by our rulings on whether our cases construing federal law are retroactive.... States [can] apply their own retroactivity rules only to new substantive rights under their own law, not to new federal rules announced by this Court.
Danforth, 552 U.S. at 291-92, 295, 128 S. Ct. at 1047, 1049 (Roberts, C.J., dissenting) (internal quotations omitted). It appears that in Reiehmand. we mistakenly summarized the dissenting opinion in Danforth, rather than the actual holding.
¶97 To summarize, we mistakenly believed ourselves bound by the federal retroactivity rules iaEgelhoff. The U.S. Supreme Court pointed out our mistake, and effectively overruled it, in Danforth. Reiehmand addressed Danforth, but misread Egelhoff as a voluntary adoption of the federal rule, and then perpetuated the mistaken belief that we must follow the federal framework when determining the retroactivity of new federal constitutional rules. The only case in which we addressed retroactivity since Reiehmand, was State v. Cook, 2012 MT 34, 364 Mont. 161, 272 P.3d 50, which followed Reiehmand and the federal rules without substantive discussion. This is the jurisprudence upon which the plurality relies in determining that Teague articulates the appropriate retroactivity rule in Montana.
¶98 The plurality opinion acknowledges the mistake we made in Egelhoff, but not its broader implication. As the plurality points out: “Under this Court’s policy of stare decisis, we keep faith with precedent "unless it is demonstrably made to appear that’ our precedent ‘manifestly is wrong.’ ” Opinion, ¶ 29 (quoting State ex rel. Perry v. District Court, 145 Mont. 287, 310, 400 P.2d 648, 660 (1965) (internal quotations omitted)). Since the U.S. Supreme Court has explicitly told us our precedent is wrong, and we have never corrected that mistake, I contend that qualifies as “ ‘demonstrably made to appear thaf our precedent ‘manifestly is wrong.’ ”
¶99 This case marks the first tíme that a party has asked us to reconsider our retroactivity rule in light of Danforth. The parties in Reiehmand did not mention Danforth, much less ask us to depart from
¶100 The plurality asserts that we voluntarily adopted the federal framework in Reiehmand, contending: “After acknowledging our ability to choose any standard, [Reiehmand] applied the federal retroactivity framework.” Opinion, ¶ 28. However, Reiehmand was grounded upon the misapprehension that we had already chosen to adopt the federal framework in Egelhoff, as we unambiguously expressed: “In State v. Egelhoff, we chose to adopt [the federal framework] and applied them to our own retroactive application of new state rules.... Thus, Goetz will retroactively apply to Reiehmand if the requirements established in Egelhoff are met.” Reiehmand, ¶¶ 14-15. It is beyond dispute that we did not choose to adopt the federal retroactively framework in Egelhoff-, we mistakenly believed ourselves bound to adopt it.
¶101 II. The Appropriate Retroactivity Rule Under Montana Law
¶102 As Justice Harlan noted of the U.S. Supreme Court’s
¶103 Since the federal retroactivity rules are based on the federal habeas corpus statutes, a natural place to begin an analysis of the correct retroactivity rule for Montana would be the Montana habeas corpus statutes. The Montana writ of habeas corpus is defined by § 46-22-101(1), MCA, and provides that “every person imprisoned or otherwise restrained of liberty within this state may prosecute a writ of habeas corpus to inquire into the cause of imprisonment or restraint and, if illegal, to be delivered from the imprisonment or restraint.” Section 46-22-101(1), MCA.
¶104 “In the construction of a statute, the office of the judge is simply to ascertain and declare what is in terms or in substance contained therein, not to insert what has been omitted or to omit what has been inserted.” Section 1-2-101, MCA. We should not, then, insert restrictions into our own habeas corpus statute that the Legislature has chosen to omit. Moreover, “When a statute is equally susceptible of two interpretations, one in favor of natural right and the other against it, the former is to be adopted.” Section 1-2-104, MCA. To the extent we might interpret the habeas statute to include restrictions against natural rights, we are instructed not to do so if the statute is equally susceptible of an interpretation in favor of natural rights.
¶105 This being noted, the seeminglybroadrightgrantedby § 46-22-101(1), MCA, is appropriately constrained by § 46-22-102, MCA, which places a restriction on what sorts of claims may be raised in a habeas proceeding, and which may be subject to the retroactive application of new constitutional rules on habeas review. This statute provides: “A person may not be released on a writ of habeas corpus due to any technical defect in commitment not affecting the person’s substantial rights.” Section 46-22-102, MCA. Unlike § 46-22-101(2), MCA, which we held unconstitutional in Lott v. State, 2006 MT 279, 334 Mont. 270, 150 P.3d 337, § 46-22-102, MCA, comports with both the protection of the writ enshrined in the Montana Constitution and the historical purposes of habeas corpus.
¶107 A technical defect restriction on habeas review would mean that some categories of new constitutional rules appropriately would never be retroactive. For example, new search and seizure rules and the attendant exclusionary rule would not be retroactive because their violation does not undermine confidence in the validity of a conviction or sentence. As we noted in Coleman: “[T]he purpose of the exclusionary rule to deter police misconduct is not served at the post-appeal stage and application of the exclusionary rule deflects the truth-finding process.” Coleman, 194 Mont. at 503, 633 P.2d at 670. Since our own habeas statutes forbid only habeas claims based on "technical defects,” and our prior habeas jurisprudence suggests an appropriate definition of "technical defect,” I believe we compound our previous errors by adopting Teague when we clearly are not bound to do so, and we have a more compelling alternative.
¶108 Since there is a statutory basis for a Montana-specific retroactivity rule, I submit we are bound to follow the Montana-specific rule over one based on Teague. The U.S. Supreme Court has stated that the federal retroactivity framework arises from interpretation of the federal habeas corpus statutes, not the U.S. Constitution: “Teague is based on statutory authority that extends only to federal courts applying a federal statute, it cannot be read as imposing a binding obligation on state courts ”Danforth, 552 U.S. at 278-79, 128
In this state there is no common law in any case where the law is declared by statute. But where not so declared, if the same is applicable and of a general nature and not in conflict with the statutes, the common law shall be the law and rule of decision.
At a minimum, this means that before we may adopt a common law rule, we must ascertain that it is “not in conflict with the statutes.” Comparing the one restriction placed on habeas corpus by our statutes and Teague's restrictions based on the distinction between substantive and procedural rights evinces a conflict between Teague and Montana statutes. Therefore, I contend we are compelled to follow our statutes over Teague.
¶109 Similarly, I believe our prior resolution of a similar issue regarding restrictions on which fundamental rights may be asserted in a collateral proceeding dictates that we should follow Montana statutory law rather than the U.S. Supreme Court’s non-binding opinions. In State v. Maine, we rejected the U.S. Supreme Court’s restriction on which constitutional rights may be asserted in a collateral challenge to a prior conviction. State v. Maine, 2011 MT 90, ¶¶ 31-32, 360 Mont. 182, 255 P.3d 64. Maine addressed whether defendants could collaterally attack a prior conviction as unconstitutional when that conviction was being used to enhance punishment for a later crime — in effect, the question was whether you can hold a mini-habeas proceeding attacking a prior conviction in the middle of sentencing for a later crime. At the time that we were deciding Maine, the U.S. Supreme Court had decided Custis v. United States, 511 U.S. 485, 114 S. Ct. 1732 (1994), in which it held that such a collateral attack could occur only if the prior conviction violated Gideon. The State asked us to adopt Custis out of considerations of finality and judicial economy. See Maine, ¶¶ 16-17 (citing Custis). We rejected the U.S. Supreme Court’s reliance on judicial economy and finality as justification for limiting which constitutional rights may be asserted on collateral review because we saw no principled basis for distinguishing between fundamental rights. We held: “[W]e disagree with the premise that some [fundamental] rights are sufficiently ‘unique’ to merit consideration in collateral challenges, while others are not so deserving.... [T]he existence of administrative burdens in
While the strong interest in finality of judgments supports placing a limit on collateral attack of underlying convictions, there is no textual basis for a rule that allows such attack for the violation of one fundamental right but not for the violation of another, equally fundamental right. 1 therefore agree with the Court’s decision to reject that artificial distinction in favor of a rule of convenience.
Maine, ¶ 45 (Baker, J., concurring). That reasoningis instructive in the present case. Similar to Custis, Teague allows some constitutional rights to be asserted on collateral review, but not others. As the Maine concurrence made clear, where there is no basis in Montana law for the particular distinctions the federal courts make between fundamental rights, we should decline to follow the federal rule. Teague’s distinction between substantive and procedural rights finds no basis in Montana law. The same considerations that led us to reject Custis should apply with equal force in considering whether to adopt Teague.
¶110 I agree whole-heartedly with the Maine concurrence that the strong interest of finality of judgments supports placing a limit on collateral attacks, and that any such limit should arise from a textual basis. While there is no such textual basis for limitations on which rights may be asserted in the type of proceeding discussed in Maine, our habeas statutes and yae-Egelhoff opinions constitute an appropriate textual basis for limitations on collateral attack in habeas proceedings. For that reason, I believe the appropriate — indeed, the mandatory — course would be to follow the statutes’ limitations rather than Teague’s, which have no basis in Montana law.
¶111 I share the plurality’s concern about the parties neither proposing nor testing a retroactivity rule alternative to Teague. I am not convinced, however, that Beach’s failure to propose an alternative necessarily means we cannot inquire into the appropriate retroactivity rule.
¶112 1 would note that the parties in Teague did not ask the U.S. Supreme Court to reexamine its retroactivity rules, nor did they develop or test a new proposed rule as the plurality suggests must be done before this Court can adopt a new rule. Bather, the Teague Court sua sponte adopted a new rule because it determined that its retroactivity analysis needed to be clarified in light of the lack of a unifying theme in its prior precedent. Teague, 489 U.S. at 300, 109 S. Ct. at 1069-70. If the lack of a unifying theme is sufficient for the U.S. Supreme Court to sua sponte reexamine its rules and adopt an entirely
¶113 More importantly, the circumstances here do not implicate our usual concern about adopting a new rule that was not argued by the parties. Whether we adopt Teague or some other rule, we will be adopting a rule that was not argued by the parties. No party has ever asked us to adopt Teague; therefore, its merits have never been tested in the manner the plurality suggests must happen before we adopt a new rule. The plurality asserts that we adopted the federal framework in Reichmand. Opinion, ¶ 28. Assuming that were correct, then we adopted the federal framework without any of the argument the plurality asserts is a necessary antecedent to adoption of a new rule. Thus, we have either already adopted a rule that no party has ever argued, or we must do so here. Moreover, the rule I am proposing we adopt is merely a plain-language interpretation of our habeas statutes. It is our job to state what the relevant law is when deciding a case, and the habeas statutes’ plain language provides us ample guidance to state the appropriate retroactivity rule for Montana.
¶114 This case provides us with the choice of either grounding our retroactivity rule on Montana statutory law or on a precedent that both the U.S. Supreme Court, and the plurality, recognize was incorrectly decided. I would choose the former. Retroactivity should not rest on a distinction between substantive versus procedural as per Teague, but rather should be an analysis as to whether the claim raises merely a technical defect that does not affect the person’s substantial rights as per § 46-22-102, MCA. I submit that the right to be sentenced in conformity with the Eighth Amendment of the U.S. Constitution and Article II, § 22 of the Montana Constitution is a substantial right which merits retroactive application. In this case, since Miller, Roper, and Graham have held that sentencing a youth implicates these substantial rights, and the record is completely devoid of any indication that the sentencing judge “[took] into account how children are different, and how those differences counsel against irrevocably sentencing them to a lifetime in prison” when sentencing, Miller, 567 U.S. at_, 132 S. Ct. at 2469, I would remand the case for the District Court to consider Beach’s youth at the time he committed the crime. Some juvenile offenders may commit crimes so heinous that they warrant incarceration for life. Indeed, it may be that Beach merits the same sentence, even after considering his youth at the time of the crime. But before that sentence is imposed, the District Court should explicitly consider whether Beach was “ ‘the rare juvenile offender
It is also worth noting that Egelhoff did not involve any new state rules. The Egelhoff opinion was based entirely on federal law as evidenced hy the U.S. Supreme Court’s reversal of our decision there. See Montana v. Egelhoff, S18 U.S. 37, 116 S. Ct. 2013 (1996). Thus, Egelhoff could not have adopted the federal retroactivity rules and applied them to new state rules.
“ ‘From the time of the Magna Charta, the Great Writ of Habeas Corpus has been liberally employed as a means of guaranteeing that justice] be accomplished and that a miscarriage of justice will be remedied. For at its heart, the writ represents an
Dissenting Opinion
dissenting.
¶115 I dissent from the Court’s denial of Beach’s petition. While I agree with some of the arguments set forth in both Justice Wheat’s and Justice Shea’s dissents, I write separately to assert that, even if one were to accept the Plurality Opinion’s analysis of retroactivity, reversal and remand is still required because the Miller sentencing consideration rule is a substantive rule which should be applied retroactively to Beach’s claim on collateral review.
¶116 In Schriro v. Summerlin, the United States Supreme Court held that substantive rules apply retroactively, and it included as a substantive rule one which “alters the range of conduct or the class of persons that the law punishes” and “placets] particular conduct or persons covered by the statute beyond the State’s power to punish.” It observed that within this category are rules that prohibit punishment for a class of defendants because of their status or offense. Schriro, 542 U.S. at 352-53, 124 S. Ct. at 2522-23. Youth is clearly a “status.” As observed in Wilson, 233 Cal. App. 4th 544 (2015) (review granted April 15, 2015, S224745, briefing deferred), the Schriro court concluded that “[s]uch rules apply retroactively because they carry a significant risk that a defendant... faces a punishment that the law cannot impose upon him.” In re Wilson, 233 Cal. App. 4th at 559-60 (quoting Schriro, 542 U.S. at 352, 124 S. Ct. at 2523) (internal quotation marks omitted). Here, that punishment is Beach’s effective sentence of life without parole.
¶117 As the Plurality Opinion correctly observes, Miller requires a sentencing court to “ ‘follow a certain process’ before imposing a life without parole sentence on a juvenile.” Opinion, ¶ 32. The Plurality Opinion seizes upon the reference to “process” and concludes citing Schriro that the sentencing consideration rule under Miller “regulates only the manner of determining a sentence,” (Opinion, ¶ 39), and is therefore procedural. I disagree. I would conclude, as did the Court of Appeals of California on April 16,2015, that Miller announces a new substantive rule, which should be retroactively applied to cases on collateral review.
¶118 In Willover, the court addressed the 1999 conviction and sentence of a 17-year-old defendant who was convicted of two counts of first-degree murder, together with other crimes. In re Willover, 2015 Cal. App. LEXIS 322 (Cal. App. 6th Dist. Apr. 16,2015). Willover was
¶119 Apropos of the foregoing reference by the Plurality Opinion to “process,” and citing cases from other courts around the country, the Willover court concluded that Miller
effectively “alter[ed] the range of conduct or the class of persons that the law punishes” [ Schriro, 542 U.S. at 353, 124 S. Ct. at 2523], in that it barred LWOP sentences for juvenile homicide offenders unless the sentencing court determines, after a consideration of a number of case-specific substantive factors, that the defendant is “ ‘the rare juvenile offender whose crime reflects irreparable corruption.’ [citations].” [Miller, 132 S. Ct. at 2469]. Miller did not simply set forth a new rule regulating “the manner of determining the defendant’s culpability,” but a rule that sets forth the specific considerations to be made during a sentencing decision. [Schriro, 542 U.S. at 353, 124 S. Ct. at 2523].
In re Willover, 2015 Cal. App. LEXIS 322 at *20-21 (emphasis in original). Thus, the court concluded that Miller announced a substantive rule.
¶120 The Willover court also found it significant that when the Supreme Court granted relief in Miller, it granted relief in the companion case of Jackson v. Hobbs, directing that the defendant in that case also be given a new sentencing hearing. In re Willover, 2015 Cal. App. LEXIS 322 at *21. Notably, Jackson arose on collateral review, and yet the Supreme Court saw no reason to direct a different outcome in that case, suggesting that the Miller court may have considered its decision substantive.
¶121 As the Plurality Opinion observes at ¶ 35, there is a split of authority on the question of whether Miller announces a procedural or a substantive rule. In fact, the Supreme Court very recently granted a petition for writ of certiorari in Montgomery v. Louisiana, No. 14-280, on the question of whether Miller should be applied retroactively. See State v. Montgomery, 141 So. 3d 264, 2014 La. LEXIS 1538 (2014), cert, granted, sub nom. Montgomery v. Louisiana, 2015 U.S. LEXIS 1942 (U.S. Mar. 23,2015). In concluding that the rule in Miller is procedural rather than substantive, the Plurality Opinion finds company in the
¶122 Among the factors cited in Miller as appropriate for consideration at sentencing sire “chronological age and its hallmark features-among them, immaturity, impetuosity, and failure to appreciate risks and consequences.” Miller, 132 S. Ct. at 2468. In Graham, 560 U.S. at 79, 130 S. Ct. at 2032, the Supreme Court stated: “Life in prison without the possibility of parole gives no chance for fulfillment outside prison walls, no chance for reconciliation with society, no hope. Maturity can lead to that considered reflection which is the foundation for remorse, renewal, and rehabilitation.” The Supreme Court recognized that life without parole “forswears altogether the rehabilitative ideal” and ‘improperly denies the juvenile offender a chance to demonstrate growth and maturity.” Graham, 560 U.S. at 73-74, 130 S. Ct. at 2029-30.
¶123 I would conclude that the rule in Miller is substantive and that Beach should be resentenced. I would direct the court on remand to take into account Beach’s youth at the time his crime was committed, as well as Beach’s demonstration of growth and maturity over the past thirty years. As Willover instructs, I would direct the court to determine upon consideration of these factors whether Beach is or is not “the rare juvenile offender whose crime reflects irreparable corruption.” In re Willover, 2015 Cal. App. LEXIS 322 at *20 (quoting Miller, 132 S. Ct. at 2469). I therefore dissent from the Court’s denial of Beach’s petition.