Lead Opinion
This appeal requires the court to decide whether the report of rape rule survives abolition of the corroboration requirement in sex crime prosecutions. Appellant, Charles E. Battle, appeals from his convictions by a jury of sodomy and taking indecent liberties with a minor, D.C.Code §§ 22-3502, -3501(a) (Repl.1989), on two grounds: he contends that the trial judge erred in admitting testimony by the complainant’s aunt and a police officer concerning the complainant’s out-of-court statements, and in denying a mistrial after the aunt and the officer allegedly referred to appellant’s previous sexual assaults on the complainant. We hold that the evidence that the complainant reported the sexual assault to her aunt and the officer was admissible under the report of rape rule, which we conclude continues to exist notwithstanding abolition of the corroboration requirement in sex crime prosecutions. We also hold that the absence of a limiting instruction was, under the circumstances, harmless error. Accordingly, because we further conclude that the trial judge did not abuse his discretion in denying a mistrial in connection with the admission of alleged other crimes evidence, we affirm.
I.
At the time of the assaults, appellant had been dating the complainant’s mother for approximately two years. On the night at issue the complainant, age fourteen, had gone with her family and appellant to see the movie “Home Alone.”
Approximately six weeks later, the complainant told her aunt about the sexual assault. The complainant explained that she spoke with her aunt (who was married to her mother’s brother) because she was spending the day at her aunt’s house and thought that appellant could not go there and hit her. At trial the aunt testified that this was the first time that she had seen the complainant alone since Christmastime, and that she had found the complainant crying in the children’s bedroom. The aunt described the complainant as “real upset,” and testified that the complainant would not stop crying and kept saying that no one understood what she was going through. The aunt told the complainant that she could talk to her aunt, and the complainant eventually told the aunt that appellant was making her have sex with him. The aunt persisted, asking the complainant what had happened, and the complainant described the sexual assault. Defense counsel’s motion for a mistrial was denied. The aunt continued to relate the complainant’s statements about what appellant had done to her on the night in question.
Officer Calvin Branch, who met the complainant on February 9, 1991, testified that the complainant told him that appellant “had fondled her and then slapped her.” When asked what else the complainant had said about the December 1990 incident, the officer testified that the complainant had told him that “there were a few more times but — .” Defense counsel renewed his motion for a mistrial, which was denied, and the officer proceeded to summarize the complainant’s description of the sexual assault.
The defense was alibi. Appellant’s mother and sister testified that they were with appellant from approximately 7 p.m. to 11:15 p.m. on December 26, 1990.
II.
In responding to appellant’s contention that the trial judge erred in allowing the aunt and the police officer to testify about statements that the complainant made six weeks after the alleged offense, the government maintains that the testimony was admissible on four grounds: to show how the incident came to the attention of the police, as prior identification evidence, as an excited utterance, and under the report of rape rule. Only one ground requires extended discussion.
A.
Law Enforcement Background. The trial judge ruled that the evidence was admissible to show how the incident came to the attention of the police, and not for the truth of the allegations against appellant. See, e.g., United States v. Lazcano,
No case cited by the government, or found by the court, concerned testimony which repeated a victim’s report of the crime charged. Most of the cited cases did not involve testimony that repeated declar-ants’ descriptions of the defendants’ commission of the crime charged, but instead involved descriptions of the defendants’ activities before the crime, or the defendants’ plans to commit the crime. Some cases condition the admission of the evidence on the fact that the declarant did not specifically identify the defendant as the wrongdoer. See, e.g., United States v. Gomez,
B.
Prior Identification Testimony. Evidence that the complainant had stated that appellant was the person who sexually assaulted her was admissible under the pri- or identification or prior description exception to the hearsay rule. See Warren v. United States,
C.
Report of rape rule. Prior consistent statements are generally inadmissible to support one’s own unimpeached witness,
Historically, however, the law has treated sex crimes somewhat differently from other crimes. Corroboration has been required as an element of the government’s burden of proof,
Appellant contends, however, that abolition of the corroboration requirement also eliminated the report of rape rule.
The rationale for the report of rape rule extends beyond the need to meet the corroboration requirement. There are several, somewhat overlapping, rationales for the rule. First, evidence of a complaint of rape negates jurors’ assumptions that if there is no evidence of a complaint, no complaint was made. See Fitzgerald, supra,
In Fitzgerald, supra note 2,
where nothing appears on the trial as to the making of such a complaint, the jury might naturally assume that none was made, and counsel for the accused might be entitled to argue upon that assumption. As a particularity, therefore, of this kind of evidence, it is only just that the prosecution should be allowed to forestall this natural assumption by showing that the woman was not silent, i.e., that a complaint was in fact made.
Id. (quoting Wigmore, Evidence, § 1135, at 298-99).
In addition, the Fitzgerald court’s holding concerning the report of rape rule relied on cases from other jurisdictions that
The court’s reasons for eliminating the corroboration requirement do not suggest that the report of rape rule should be retired. Rather, abolition of the corroboration requirement was partially motivated by that rule’s inherent unfairness to the complainant. Thus, in Arnold, supra note 7,
We have found nothing, moreover, to indicate that the Council of the District of Columbia sought to abolish the report of rape rule when the Council eliminated the corroboration requirement for child victims. The Council did not address the report of rape rule even though it was presumptively aware of this rule, which was discussed in the en banc decision in Fitzgerald, supra, an opinion which affirmed the then-existing corroboration requirement for child victims.
The report of rape rule is consistent with the D.C. Council’s purpose in removing the corroboration requirement. In abolishing the corroboration requirement for child victims of sexual offenses, the Council recognized that sexual offense victims do not always complain immediately, but may remain silent for a variety of reasons, including the emotional and psychological effects of such offenses and fear of others’ reactions. See RepoRt of the D.C. Council Committee on the Judiciary on Bill 5-426, The “Child Abuse Reform Act of 1984,” June 25, 1984, at 2 (“victims are often threatened, bribed, or fooled into thinking they will meet with disfavor if they disclose the abuse, therefore these crimes may go undetected for long periods of time”). One purpose of the report of rape rule is to effectuate this understanding that a victim’s failure to report a sexual offense is not unnatural or inconsistent behavior, by preventing complainants and the government from being penalized by contrary assumptions. In addition, to the extent that the report of rape rule attempts to neutralize jurors’ unfounded assumptions so that cases can be tried on the merits, it is consistent with the Council’s expectation that removal of the corroboration requirement would allow “more cases [to be] tried on the merits.” Id. at 5.
Finally, the Council indicated its understanding that the corroboration requirement prevents the jury from hearing and assessing the complainant’s testimony when there is no corroborative evidence, that corroborative evidence was often difficult to obtain, that only one other jurisdiction retained a corroboration requirement, and that the corroboration requirement was based on the false premise that children fabricate stories about sexual offenses. Id. at 2. Nothing suggests that the Council’s concerns with the corroboration requirement called into question the rationale behind the report of rape rule. Moreover, the Council was presumptively aware that the court itself recognized that corroborative evidence remained, in reality, of importance in the successful prosecution of sexual assault cases. See Arnold, supra note 7,
A number of state courts have concluded that report of rape rules continue to survive after the legal requirement for corroboration is eliminated. These courts have held that the complaint of rape is appropriately admitted to rebut an implied charge of recent fabrication or an assumption that if a sexual offense victim did not behave as jurors expect rape victims to behave (by promptly telling someone else about the sexual assault), the victim must be lying about the occurrence of the offense. Thus, in Commonwealth v. Freeman, supra,
Similarly, in State v. Pollitt, supra,
We conclude, upon reviewing these authorities, that while the legal requirement for corroboration has been abolished, the other three rationales for the report of rape rule clearly survive. Modern courts have recognized that society, and jurors, often erroneously believe that the only normal behavior of a sexual offense victim is to report the offense almost immediately. See State v. Hill, supra,
Therefore, as argued by the government at trial, the evidence of the complainant’s report to her aunt and the police was properly admitted under the report of rape rule.
Our case law has stated that “[o]nly the fact of the complaint should be admitted and not the details of the occurrence, since the testimony is offered to bolster the credibility of the complaint.” Fitzgerald, supra note 2,
Therefore, while the aunt and the police officer could properly provide information about the complainant’s report to identify the nature of the offense, its time and place, and the perpetrator of the alleged assault, their testimony could go no further.
The police officer’s testimony was similarly confined. On direct examination he testified that the complainant had told him that “[appellant] had fondled her and then slapped her,” and that “[appellant] had walked into her room, started to fondle her, made her — he zipped down his pants and made her suck his thing.” Defense counsel cross-examined the officer about one detail of the assault: the officer testified that the complainant told him that appellant unzipped his pants before assaulting her; the complainant had testified that appellant was wearing nothing but a housecoat at the time of the assault.
To the extent that the testimony of the aunt and the officer went beyond the bare fact that the complainant had reported that appellant had sexually assaulted her by forcing her to suck his penis, and therefore was unnecessary to identify the nature of the attack that the complainant was reporting, any details were not lengthy. Testimony that the complainant had said that appellant slapped her and stood over her with his penis “hanging out” should not have been admitted, but the errors were harmless. The additional details were very brief, the government’s case was strong, and the complainant had already described the offense and testified that appellant put his hand around her throat and threatened to “beat [her] worser” if she told anyone of the crime.
III.
Appellant also contends that the trial judge erred in denying a mistrial as the result of the introduction of other crimes evidence.
The complainant’s aunt testified that the complainant had said that appellant had “stuck his penis in her once, and then other times he made her — .” Defense counsel’s objection was sustained. The aunt was then asked, “[wjhat did [the complainant] say [appellant] did to her in December?” According to the aunt, the complainant “said that December, December was the last time that he made — .” Defense counsel’s motion for a mistrial was denied. The trial judge granted the defense request for a curative instruction and instructed the jury, before the prosecutor resumed direct examination of the witness, that the judge was striking the aunt’s testimony “to the extent that it may have referred to other occasions,” and hence the jury “must not consider it” but “[i]t must be as if it never happened.” The jury was told to focus only on the incident of December 26, 1990. Subsequently, however, the prosecutor asked Officer Branch whether the complainant had told him “anything else that happened in December of 1990 during the same incident?” The officer replied, “[s]he said there were a few more times, but — .” Defense counsel renewed his objection; his motion for a mistrial was denied. Defense counsel declined the judge’s offer to give another curative instruction and none was given. Nevertheless, we find no abuse of
There was strong evidence from which the jury could reasonably find appellant guilty. The trial judge instructed the jury during the aunt's testimony that “the only part of your testimony that you are left with is the part which deals with this incident and this incident only.” See Hinkel v. United States,
Accordingly, we affirm the judgment of conviction.
Notes
. The complainant thought the assault occurred on December 26, 1990, but she remembered the day because it was the date on which she and her family went to see “Home Alone” with appellant. The defense and prosecution stipulated that the movie "Home Alone" was being shown in Georgetown, the location where the complainant said her family saw the film, from November 16, 1990 to March 14, 1991.
. The government’s contention that the hearsay testimony was admissible as an excited utterance is foreclosed by Fitzgerald v. United States,
. See United States v. Vizcarra-Porras,
. The court has also recognized a third exception for prior description testimony, that allows the admission of testimony about the declarant’s description of the perpetrator, but not the declarant’s description of the crime. See Warren, supra,
. The rationales for corroboration, however, "reveal[ ] a tangled web of legitimate concerns, out-dated beliefs, and deep-seated prejudices.” See United States v. Wiley,
. McCormick on Evidence similarly states that:
In rape cases, out-of-court statements that the victim made a complaint were historically admissible to corroborate the assault.... In its origin, the theory of admissibility was to rebut any inference that, because the victim did not immediately complain, no crime had in fact occurred. Accordingly, if the victim did not testify, evidence of the complaint was not admissible, and only the fact that a complaint was made could be admitted.
2 McCormick on Evidence, § 272.1, at 223 (William Strong, ed., 4th ed. 1992) (footnotes omitted). See also id. at § 47, at 180.
. The requirement that the government offer corroboration of a sexual offense victim’s testimony has been abolished. See D.C.Code § 23-114 (Repl.1989) (no corroboration required of a child’s testimony in criminal prosecutions); Gary v. United States,
. Cf. Scott, supra,
. In explaining his analysis, Dean Wigmore prefaced these remarks with a statement that:
the circumstance that at the time of the alleged rape the woman said nothing about it to anybody constitutes in effect a self-contradiction.... That she did not [report the crime] was in effect an assertion that nothing violent had been done.
Wigmore, Evidence, § 1135, at 298. Without condoning or agreeing with the faulty assumption expressed by Dean Wigmore, see Wigmore, Evidence, § 1135(l)(a), at 298, that a victim’s failure promptly to report a sexual offense is inconsistent behavior on her part, we cannot ignore that these assumptions exist. See, e.g., State v. Hill, supra,
. See State v. Balles,
. Although Arnold, supra note 7, quotes at length from a California case to the effect that a charge of a sex offense is no easier to make or harder to defend against than charges of other crimes,
.See (James) Smith v. United States,
. See abo State v. Gardner,
. In the instant case, defense counsel stated in his closing argument to the jury that:
[tjhere's no prompt complaint. There’s no officer going to the scene looking for semen, any kind of corroboration of that nature. There’s no medical corroboration as you frequently have, as you usually have, as you almost always have in rape cases because of the fact that she didn’t tell anybody. If it happened, she didn't tell anybody for two months later. So there is no physical evidence corroborating a word she says. [Emphasis added]
In his opening argument, defense counsel told the jury that the government’s case consisted of "one witness who is uncorroborated."
.The court has also recognized possible juror prejudice against sexual offense complainants in other contexts, such as cross-examination regarding the complainant's sexual history. See
. Appellant does not claim that the aunt’s testimony describing the complainant’s crying and appearing upset when the report was made was inadmissible. See Street v. United States,
. Thus, in State v. Twyford, supra,
. Under the other two theories listed by Dean Wigmore, spontaneous utterance and actual impeachment, details of the complainant’s report would be admissible. See Wigmore, § 1138, at 311, § 1139, at 314.
. See Fitzgerald, supra note 2,
.In Fitzgerald, supra, it was not clear whether testimony that the victim had told the witness about “the act of cunnilingus but not the attempted intercourse” was admissible. See Fitzgerald, supra note 2,
. See Standard Criminal Jury Instructions for the District of Columbia, Standard Instruction No. 1.11, at 32 (4th ed. 1993) (prior consistent statements). New Jersey has a slightly different, more direct approach. See United States v. Bethune, 121 N.J. 137,
. Given our conclusion of the lack of significance of any limiting instruction here, we need not dwell on any issues relating to the effect of appellant’s not requesting any such instruction or objecting to its absence. Cf. Super.Ct.Crim.R. 30; Fed.R.Evid. 105; see Jack Weinstein & Margaret Bender, Weinstein on Evidence ¶ 105 [05] (Matthew Bender rev.1992).
. The grant or denial of a motion for a mistrial is left to the trial judge’s discretion, and such a denial will be reversed only in “extreme situations threatening a miscarriage of justice.” Rambert v. United States,
. The judge also instructed the jury that "You may consider only the evidence in this case ... you must permit only the evidence in this case to enter into your deliberations and findings.”
. The prosecutor attempted to lead her witnesses in order to avoid testimony about other crimes, warned the police officer not to mention other crimes, and stated that the aunt, “to my recollection, has never told me that the child ever told her about any other time [that a sexual assault occurred].” We need not reach the government’s contention that the evidence would have been admissible as other crimes evidence to show the defendant's unusual sexual preference. See Pounds v. United States, 529 A.2d 791, 794 (D.C.1987); cf. Johnson v. United States,
Concurrence Opinion
concurring:
I join the opinion of the court. I write separately only to express my view that a report of rape
. I would leave open the question of whether the admissibility of a report of a crime, whether for the purpose of showing that a complaint was made or as substantive evidence, should be limited to reports of sexual offenses. Admissibility of such reports on either theory might well be appropriate for violent crimes such as armed robbery and spousal abuse, or possibly other offenses as well.
. I agree with the panel opinion’s conclusion that the details of the offense provided by the witnesses in this case went beyond that which is now permitted under the prior identification exception to the hearsay rule. See Sherrod v. United States,
. Having given scores of limiting instructions as a trial judge, I doubt whether any instruction is more confusing and less understood than the one that informs the jury that a statement or declaration which the jury has heard may not be considered "as establishing the truth of any fact contained in that statement.” Criminal Jury Instruction for the District of Columbia No. 1.06 at 17 (3d ed. 1978). It remains to be seen whether the formulation in the most recent edition of the criminal jury instructions will be any clearer: "you may not consider [the] ... statement as proof that what was said in the ... statement was true.” Criminal Jury Instruction for the District of Columbia No. 1.10 at 26 (4th ed. 1993); Id. No. 1.11 at 32.
