BATES v. THE STATE.
S21A1188
In the Supreme Court of Georgia
Decided: January 4, 2022
LAGRUA, Justice.
A month later, Wilson arrived home from work and took the dogs out for their nightly walk. Appellant saw Wilson and his dogs outside Appellant’s home. Shortly thereafter, Appellant called 911 and requested an officer to respond to his address because he was “fixing to shoot this son of a b**ch” for “letting his dog piss in [unintelligible] yard.” While on the phone with the 911 operator, Appellant fired numerous shots at Wilson, killing both him and Scooter.
Appellant remained on the phone with the 911 operator until officers responded to his home. As seen on the responding officer’s bodycam video, the officer handcuffed Appellant in his driveway, and while the officer called EMS, Appellant said, “you’re gonna get EMS, and if he dies, he dies, he f**king – he let his dog pee out here and he told me ‘haha whatever.’” Appellant further stated, “I shot him, I shot him, I shot him.”
Following Appellant’s arrest, he agreed to waive his Miranda3 rights and gave a statement to the police. During his interview, Appellant stated he was standing outside his home looking at the stars, and Wilson walked by with his dogs. When the dogs reached Appellant’s yard, they began urinating. Appellant verbally confronted Wilson. Words were exchanged, and Appellant turned around to go back into his home. Wilson then said, “that’s what I thought, that’s what I thought, motherf**ker.” Appellant then went inside his home, grabbed his gun, and “went down there and confronted [Wilson],” but Wilson had “walked down the road . . . in front of the neighbor’s house.” When Appellant reached him, Wilson “bowed his chest” and “start[ed] coming at him,” and then Appellant shot Wilson.
At trial, Appellant was represented by two attorneys, Jeffrey Sliz and Robert Greenwald. On the morning of trial, trial counsel and the State entered into a stipulation regarding evidence of Appellant’s PTSD diagnosis. The first stipulation was that, pursuant to Collins v. State, 306 Ga. 464, 466 (2) (831 SE2d 765) (2019), and Virger v. State, 305 Ga. 281, 297 (9) (824 SE2d 346) (2019), Appellant’s PTSD diagnosis and all related testimony were inadmissible to negate intent or diminish mens rea. The second stipulation was that some testimony regarding Appellant’s PTSD diagnosis was admissible. Specifically, the parties agreed that Dr. Iana Dzagnidze could testify regarding Appellant’s PTSD treatment at the United States Department of Veterans Affairs (“VA”) medical center and that Appellant’s VA medical records were admissible as business records, so long as they were relevant. Additionally, the parties stipulated that the three doctors who evaluated Appellant prior to trial could testify regarding their assessments of Appellant, their interpretations and observations of his mental status, and their reports.
After the State rested, the defense presented the testimony of Louis Rosen. Rosen and Appellant served in the United States Army together and were twice deployed to Iraq. Rosen explained there are
After Rosen’s testimony, Appellant’s counsel read stipulated portions of Appellant’s VA medical records to the jury. These portions included the following: Appellant was first diagnosed with PTSD in 2008 prior to his discharge from the Army. After discharge, Appellant scheduled an appointment for a mental health consultation, but canceled it. A year later, Appellant was referred to
Approximately a month before the shooting, Appellant spoke with Dr. Robert Gerardi at the VA about the issues he was having with Wilson and noted that some of the tension may have been his own fault. Appellant also reported ongoing nightmares about combat and someone trying to shoot him, and asked Dr. Dzagnidze for a renewal prescription of one of his medications.
(b) Appellant next contends that his trial counsel rendered constitutionally ineffective assistance by failing to file a pre-trial notice under Uniform Superior Court Rule 31.5, which he says prevented him from introducing evidence of mental illness. This contention fails.
Rule 31.5 requires written, pre-trial notice to the State where an accused intends to “raise the issue that [he] was insane, mentally ill, or intellectually disabled at the time of the act or acts charged against the accused.” Appellant contends that a Rule 31.5 notice should have been filed in this case to “facilitate the presentation of needed evidence of Appellant’s mental illness at the time of the shooting.”
(c) Appellant next contends that his trial counsel rendered constitutionally ineffective assistance by failing to properly subpoena Dr. Dzagnidze.
The record reflects that trial counsel properly subpoenaed Dr. Dzagnidze under Georgia law, but failed to properly subpoena Dr. Dzagnidze, a VA employee, in compliance with federal Touhy regulations7 contained in 38 CFR § 14.800 et seq. These regulations govern
Appellant contends that if properly subpoenaed, Dr. Dzagnidze would have testified that Appellant had been advised to call 911 if he experienced any homicidal ideations, which would then allow counsel to argue that people suffering from PTSD may have homicidal ideations. On the second day of trial, Greenwald stated he was unsure of Dr. Dzagnidze’s availability to testify given the VA’s general reluctance to allow her to testify under the Touhy regulations. Specifically, Greenwald stated the VA would not allow Dr. Dzagnidze to be qualified as an expert witness, would not allow her to explain PTSD, would not allow her to offer any opinion, and would only be able to testify verbatim as to what was contained within Appellant’s VA medical records. The next morning, Greenwald confirmed the VA would not permit Dr. Dzagnidze to testify. However, trial counsel and the State had agreed that trial
At the motion for new trial hearing, appellate counsel presented an affidavit from Dr. Dzagnidze. In the affidavit, Dr. Dzagnidze averred that she was subpoenaed to Appellant’s trial but was not authorized to provide expert testimony pursuant to the Touhy regulations contained in 38 CFR §§ 14.806 and 14.808.8 She further averred that she was involved in Appellant’s treatment from September 2011 through June 2017 and relayed some of her progress notes contained within Appellant’s VA medical records.
Regarding the failure to object to and rebut Dr. Gay’s testimony, some background is necessary. At trial, the defense had Dr. Todd Antin10 under subpoena. Greenwald testified at the motion for new trial that he decided not to call Dr. Antin during the defense’s presentation of evidence because Greenwald believed Dr. Antin’s testimony would be harmful to Appellant. Appellant had told Dr. Antin that he shot Wilson “dead in the heart,” that he felt “blind rage,” and that “if he had attempted to shoot [Wilson] anywhere else [Wilson] would have continued to harass him.” Greenwald testified
We conclude that, under the circumstances, trial counsel’s strategy to use Dr. Gay to explain PTSD and how it affected Appellant’s conduct was reasonable. See Brown v. State, 292 Ga. 454, 457 (738 SE2d 591) (2013) (counsel’s strategic decision not to continue searching for a defense expert, but instead to challenge the State’s experts on cross-examination, while also presenting a robust defense to other aspects of the State’s case, was not unreasonable and did not constitute deficient performance). And, “[r]easonable decisions as to whether to raise a specific objection are ordinarily matters of trial strategy and provide no ground for reversal.” Eller v. State, 303 Ga. 373, 383-384 (IV) (D) (811 SE2d 299) (2018) (citation omitted), overruled in part on other grounds, Lester v. State, 310 Ga. 81, 93 (3) (b) (849 SE2d 425) (2020). We conclude that Appellant has failed to show deficient performance under Strickland by failing to object to Dr. Gay, and therefore, this ineffective assistance claim fails.
As to Appellant’s claim regarding the failure to rebut Dr. Gay’s testimony by calling another psychologist,
At the motion for new trial hearing, Greenwald did not explain the potential benefits of calling Dr. Antin, beyond saying that “each one of [the three psychologists] had some things to say good about the situation that we thought we could use.” We conclude that trial counsel’s decision not to call Dr. Antin in rebuttal to Dr. Gay because the disadvantages of Dr. Antin’s testimony outweighed any potential benefits was not unreasonable. We therefore conclude that Appellant failed to show deficient performance under Strickland, and this ineffective assistance claim also fails.
Finally, Appellant argues trial counsel was ineffective when he failed to object when Dr. Gay testified as to the ultimate issue of intent in violation of OCGA § 24-7-704 (b), which states:
No expert witness testifying with respect to the mental state or condition of an accused in a criminal proceeding shall state an opinion or inference as to whether the accused did or did not have the mental state or condition constituting an element of the crime charged or of a defense thereto. Such ultimate issues are matters for the trier of fact alone.
At trial, the following colloquy occurred between the prosecutor and Dr. Gay: PROSECUTOR: He told law enforcement that he did what he told the victim he was going to do when he said: I done what I told him. Would that be consistent or inconsistent with someone experiencing PTSD symptoms? DR. GAY: I would say that would be inconsistent. And that kind of goes back to premeditation and intent.
Judgment affirmed. All the Justices concur.
LAGRUA
Justice
