Lead Opinion
Thalma Barton (Appellant) challenges the Administrative Law Court’s (ALC) order affirming the South Carolina Department of Probation, Parole, and Pardon Services’ (DPPPS) decision denying her parole. We reverse.
FACTUAL/PROCEDURAL HISTORY
On May 10,1982, the Abbeville County Grand Jury indicted Appellant for murder.
The Parole Board is comprised of seven members.
Although two-thirds of the members of the Parole Board participating in Appellant’s hearing voted in favor of parole, the Parole Board ultimately denied parole. As explained in detail, infra, thе Parole Board interprets section 24-21-645 to require an inmate receive a two-thirds majority vote of the Parole Board’s seven members, thus meaning Appellant needed five votes, rather than four, to receive parole. In denying Appellant’s parole, the Parole Board cited the nature, seriousness, and indication of violence of her offense.
The ALC rejected Appellant’s claims, holding that retroactive application of section 24-21-645’s two-thirds requirement did not constitute an ex post facto violation, and that the General Assembly intended the term “members of the board” to indicate members of the full Parole Board, and not members of the Parole Board attending or voting at a parole hearing. Appellant appealed the ALC’s order to the court of appeals, and this Court certified the case for review pursuant to Rule 204(b), SCACR.
ISSUES
I. Whether the ALC erred in failing to find the Parole Board’s retroactive application of section 24-21-645 of the South Carolina Code constituted an ex post facto violation.
II. Whether the ALC erred in failing to rejeсt the Parole Board’s interpretation of the two-thirds majority requirement of section 24-21-645 of the South Carolina Code.
STANDARD OF REVIEW
In an appeal from an ALC decision, the Administrative Procedures Act (APA) provides the appropriate standard of review. S.C.Code Ann. § l-23-610(B) (Supp.2012).
(a) in violation of constitutional or statutory provisions;
(b) in excess of the statutory authority of the agency;
(c) made upon unlawful procedure;
(d) affected by other error of law;
(e) (a) clearly erroneous in view of the reliable, probative, and substantial evidence on the whole record; or
(f) arbitrary or capricious or characterized by an abuse of discretion or clearly unwarranted exercise of discretion.
Id. “The [CJourt may not substitute its judgment for the judgment of the [ALC] as to the weight of the evidence on questions of fact.” Id. (alterations added). In determining whether the ALC’s decision was supported by substantial evidence, this Court need only find, looking at the entire record on appeal, evidence from which reasonable minds could reach the same conclusion that the ALC reached. Hill v. S.C. Dep’t of Health and Envtl. Control,
LAW/ANALYSIS
1. Applicable Law
Section 24-21-645 of the South Carolina Code provides in pertinent part:
(A) The board may issue an order authorizing the parole which must be signed either by a majority of its members or by all three members meeting as a parole panel on the case ninety days prior to the effective date of the parole; however, at least two-thirds of the members of the board must authorize and sign orders authorizing parole for persons convicted of a violent crime as defined in Section 16-1-60. A provisional parole order shall include the terms and conditions, if any, to be met by the prisoner during the provisional period and terms and conditions, if any, to be met upon parole.
S.C.Code Ann. § 24-21-645 (Supp.2012) (emphasis added).
The Board may issue an order authorizing the parole which shall be signed either by a majority of its members or by all three members meeting as a parole рanel on the case, ninety days prior to the effective date of the parole.
Id. § 24-21-645 (Supp.1984).
The gravamen of Appellant’s complaint is that the preamendment version of section 24-21-645 should apply to her case because she committed her crime prior to the amend
2. Ex Post Facto Violation
Appellant argues that the Parole Board’s retroactive application of section 24-21-645 constitutes an ex post facto violation, and that the ALC performed a flawed ex post facto analysis. We agree.
The United States and South Carolina Constitutions specifically prohibit the passage of ex post facto laws. U.S. Const, art. I, §§ 9,10; S.C. Const, art. 1, § 4. A measure is an ex post facto law when it retroactively alters the definition of a crime or increases the punishment for a crime. Jernigan v. State,
The ALC rejected Appellant’s claim as speculative, and characterized the two-thirds rule change as “purely procedural,” based primarily on a line of cases previously analyzed, or decided, by this Court: Morales, supra, Roller v. Gunn,
The Board of Prison Terms (the Board) held a hearing to determine Morales’s suitability for parole. Id. at 502-03,
Morales filed a habeas corpus petition asserting that the 1981 amendment, as applied to him, constituted an ex post facto law. Id. at 504,
The Supreme Court reversed, rejecting Morales’s view that the ex post facto clause forbids any legislative change that has any conceivable risk of affecting a prisoner’s punishment. Id. at 508-09,
The Morales decision played a critical role in the United States Court of Appeals for the Fourth Circuit’s disposition of the defendant’s arguments in Roller v. Cavanaugh,
In 1983, Gary Lee Roller was convicted of voluntary manslaughter and grand larceny and sentenced to consecutive terms of thirty years’ imprisonment and five years’ imprisonment. Roller I,
However, in April 1995, in light of the Supreme Court’s Morales decision, DPPPS moved for modification of the court order declaring the retrospective application of the section 24-21-645 amendments unconstitutional. Roller II,
Roller’s claim, however, boils down to mere speculation about his release. Such conjecture is insufficient under Morales to establish a violation of the Ex Post Facto Clause. In South Carolina, the determination of parole is subject to the broad discretion of the [Parole Board]. Forecasts on how the board might decide to exercise its discretion in any given case are merely in the nature of conjecture. Roller simply fails “to provide support for his speculation that ... prisoners subject to [24-21-645] might experience an unanticipated change that is sufficiently monumental to alter their suitability for release on parole.” Furthermore, as the district court noted, there is nothing on the face of section 24-21-645 that limits the [Parole Board’s] authority to schedule expedited hearings if presented with suitable circumstances. In Morales, this same consideration led the Supreme Court to conclude that even if a prisoner’s circumstances drastically changed during the period that his parole hearing had been delayed, “there is no reason to conclude that the amendment will have any effect on any prisoner’s actual term of confinement.”
Id. at 236 (alterations in original).
The Fourth Circuit also addressed the pertinent issue in the instant case, the two-thirds requirement. Id. The Fourth Circuit analogized that provision to the statute examined by the Supreme Court in Dobbert v. Florida,
Like the claim of the petitioner in Dobbert, Roller’s claim is speculative. There is no way of knowing whether a particular board member’s vote would be the same under the new two-thirds majority rule as it would have been under the old rule. As the Supreme Court noted in Dobbert, “[The jurors] may have chosen leniency when they knew that that decision rested ultimately on the shoulders of the trial judge, but might not have followed the same course if their vote were final.” Similarly, parole board members might be more likely to vote for granting parole under the two-thirds rule, knowing that any favorable decision must be concurred in by a greater number of their colleagues.
Roller II,
The dissent in Roller concluded that South Carolinа’s amendments differed significantly from the California statute analyzed in Morales. Id. at 238-39 (Hall, J., dissenting). For one, the California statute applied only to prisoners “convicted of more than one offense involving the taking of a life.” Id. at 238. However, the South Carolina statute applied to all inmates convicted of a violent crime, including crimes for which only one to ten years’ imprisonment is prescribed. Id. Furthermore, the default requirement under the California statute is annual review, but under the South Carolina statute the default requirement is two years, with no provision requiring the Parole Board to find that deferral is warranted. Id. at 239.
The dissent assessed the two-thirds requirement in conjunction with the other changes to South Carolina’s parole statute. Id. at 239-40 (“The majority considers this change apart from the other retrospective changes in the statute and declares that any ex post facto challenge is foreclosed ... As a preliminary matter, I believe the two-thirds requirement must be considered togеther with other changes to the parole statute.”). According to the dissent, if the two-thirds requirement made parole tougher to attain, the factor must be examined in
The majority also notes that Morales compels upholding the two-thirds requirement because to do otherwise would amount to the judicial “micromanagement” that the Court cautioned against. Morales does no such thing. The California statute involved an exceedingly speculative possibility that the punishment of the affected inmates would be increased: The statute applies only to multiple murderers, presumably a small fraction of the inmate population; the Board has to affirmatively decide that a hearing should be deferred and to explain why; the inmate might bе able to appeal the deferral decision, and the Board could, of its own volition, advance a hearing date where a change in circumstances warranted; and, significantly, under California’s system, the determination of parole suitability often precedes the actual release date by several years. South Carolina’s amendments, on the other hand, affect persons convicted of relatively minor crimes; mandate automatic deferrals, with no provision for an administrativé appeal; increase the percentage of the Board that must vote to grant parole. In addition, there is no indication that a grant of parole is not ordinarily followed promptly by actual release. If Morales is our guide, the South Carolina statute increases the punishment by decreasing the likelihood of release on parole to a degree that offends the Ex Post Facto Clause.
Id.
This Court found the dissent’s reasoning persuasive in its analysis of the petitiоner’s claim in Jernigan v. State,
However, the Court overruled Gunter in Griffin v. State,
In Jernigan, this Court found the Roller II dissent’s analysis more persuasive than that of the Roller II majority, stating:
The South Carolina statute which calls for biannual parole review hearings for all violent offenders is clearly distinguishable from the very specific statute at issue in Morales. Under South Carolina law, there is [sic] a variety of crimes defined as violent, and the possible sentences for these crimes'range from one year to life imprisonment. In Morales, the statute applied to a very well-defined set of inmates — multiple killers — while the South Carolina statute applies equally to a variety of inmates — from murderers to marijuana traffickers — and many of these inmates will likely be paroled at some point. Moreover, the South Carolina statute does not require any specific findings in order to defer parole review for two years; instead, the two-year interval is automatic after an initial denial of parole.
Jernigan,
Moreover, section 24-21-645 contains none of the restraints and safeguards critical to the analysis by the majority in Morales, or the dissent in Roller II.
It is clearly more difficult to convince a two-thirds majority of the Parole Board to grant parole, than a simple majority, and the identical issues posed by retroactive application of the biannual review procedure apply similarly to the two-thirds requirement.
3. The Meaning of “Two-Thirds”
Appellant argues that the ALC’s construction of section 24-21-645 is erroneous and should be rejected. We agree.
Statutory interpretation is a question of law subject to de novo review. Town of Summerville v. City of N. Charleston,
The Parole Board is comprised of seven members. S.C.Code Ann. § 24-21-10(B) (Supp.2012). Section 24-21-645 of the South Carolina Code provides that the Parole Board may issue an order authorizing parole signed by either a majority of its members or by all three members meeting as a panel. Id. § 24-21-645 (Supp.2012). However, “at least two-thirds of the members of the [Parole Board] must authorize and sign orders authorizing parolе for persons convicted of a violent crime as defined in section 16-1-60 of the South Carolina Code.” Id. Section 24-21-645 does not specify a quorum for Parole Board meetings but “in the absence of any statutory or other controlling provision, the common-law rule that a majority of the whole board is necessary to constitute a quorum applies, and the board may do no valid act in the absence of a quorum.” Garris v. Governing Bd. of S.C. Reins. Facility,
Appellant interprets “members of the board” in section 24-21-645 to mean those members of the Parole Board present and voting at a parole hearing. Appellant argues that conversely, her interpretation does not include members who did not attend the hearing. DPPPS counters that, even though a quorum of the Parole Board is all that is required to conduct
The ALC agreed with DPPPS, and held that “members of the board” connotes the entire seven members of the Parole Board. According to the ALC, because section 24-21-10(B) of the South Carolina code defines the Parole Board as composed of seven members, section 24-21-645(A)’s two-thirds requirement pertaining to “members of the board,” means that an inmate convicted of a violent crime must obtain favorable votes from at least two-thirds of the seven Parole Board members. The ALC reasoned that the portion of section 24-21-645(A) permitting the Parole Board to authorize parole for non-violent offenses by simple majority when read in conjunction with the two-thirds requirement demonstrates that the General Assembly “meant for the term ‘members of the board’ to mean members of the full Parole Board, and not members of the [Parole Board] attending or voting at a parole hearing.” The ALC’s interpretation is wrong.
Section 24-21-645 is ambiguous, and thus susceptible to more than one interpretation. Obviously, the statute can be read to mean that an offender must receive votes from two-thirds of the members of the entire Parole Board, regardless of how many members actually attend a hearing. However, as Appellant notes, the terms “majority” and “two-thirds” as utilized by section 24-21-645 are not static terms, and their meaning changes depending on their application. Thus, the fact that the General Assembly used such terms does not evince intent to require inmates convicted of violent offense to obtain favorable votes from five members of the Parole Board regardless of the actual composition of the Parole Board at the inmates hearing.
We agree with Appellant’s contention that the interpretation advanced by DPPPS invites absurd results. For example, if the Parole Board reviewing the parole suitability of an inmate convicted of a violent crime consisted of only four members, a unanimous decision to grant parole would nonetheless result in a parole denial.
CONCLUSION
We hold that retroactive application of section 24-21-645 constitutes an ex post facto violation, and inmates convicted of a violent crime must only convince two-thirds of the Parole Board members participating in their hearing. Appellаnt received the requisite number of votes from the Parole Board, and thus, should be granted parole. Thus, we remand for proceedings consistent with this opinion. The ALC’s decision is therefore,
REVERSED.
Notes
. The grand jury’s indictment alleged that Appellant killed a minor by means of “beating, choking, strangling, and drowning."
. See S.C.Code Ann. § 24-21-10 (2007) (explaining that "The [Parole Board] is composed of seven members. The terms of office of the members are for six years. Six of the seven members must be appointed from each of the congressional districts and one member must be appointed at large.”).
. Section 16-1-60 of the South Carolina Code provides that, "for purposes of definition under South Carolina law, a violent crime” includes:
murder; attempted murder; assault and battery by mob, first degree, resulting in death; criminal sexual conduct in the first and second degree and; criminal sexual conduct with minors, first, second, and third degree; assault with intent to commit criminal sexual conduct, first and second degree; assault аnd battery with intent to kill; assault and battery of a high and aggravated nature; kidnapping; trafficking in persons; voluntary manslaughter; armed robbery; attempted armed robbery; carjacking; drug trafficking ... or trafficking cocaine base ... manufacturing or trafficking methamphetamine ... arson in the first degree; arson in the second degree; burglary in the first degree; burglary in the second degree; engaging a child for a sexual performance; homicide by child abuse; aiding and abetting homicide by child abuse; inflicting great bodily injury upon a child; allowing great bodily injury to be inflicted upon a child; criminal domestic violence of a high and aggravated nature; abuse or neglect of a vulnerable adult resulting in death; abuse or neglect of a vulnerable adult resulting in great bodily injury; taking of a hostage by an inmate; detonating a destructive device upon the capítol grounds resulting in death with malice; spousal sexual battery; producing, directing, or promoting sexual performance by a сhild; sexual exploitation of a minor first degree; sexual exploitation of a minor second degree; promoting prostitution of a minor; participating in prostitution of a minor; aggravated voyeurism; detonating a destructive device resulting in death with malice; detonating a destructive device resulting in death without malice; boating under the influence resulting in death; vessel operator’s failure to render assistance resulting in death; damaging an airport facility or removing equipment resulting in death; failure to stop when signaled by a law enforcement vehicle resulting in death; interference with traffic-control devices, railroad signs, or signals resulting in death; hit and run resulting in death; felony driving under the influence or felony driving with an unlawful alcohol concentration resulting in death; putting destructive or injurious materials on a highway resulting in death; obstruction of a railroad resulting in death; accessory before the fact to commit any of the above offenses; and attemрt to commit any of the above offenses.
. The ALC also concluded that Appellant’s argument required the court to speculate how the Parole Board might have voted had section 24-21-645's previous majority requirement applied. The apparent root of the ALC’s reasoning on this point is that there is no way to determine whether Appellant would have received four votes from the Parole Board under the prior version of section 24-21-645. Therefore, Appellant cannot demonstrate that the Parole Board members would have voted the same way had they applied the prior version of section 24-21-645 to Appellant’s case. However, the ALC engaged in an expansive speculation adventure antithetic to the speculation reasoning the United States Supreme Court expressed in the Morales and Dobbert decisions. For example, the ALC concluded, the Parole Board members may have sensed that the less than two-thirds of the Parole Board was going to vote for parole, and voted for Appellant to encourage her to continue her efforts to rehabilitate. However, in Dobbert, the Supreme Court merely reasoned that the defendant could not show that his punishment would have been different under a previous version of the statute. Dobbert,
But, perhaps most troubling about the ALC’s speculation is its lack of support in the Record. The rejection letter the Parole Board issued Appellant makes no mention of the number of votes she received at her hearing. Moreover, Appellant’s counsel noted at oral argument that inmates are not informed of the vote outcome from their hearings
. Jernigan,
. The ALC found the United States District Court for the District of Maryland’s decision in Alston v. Robinson,
The ALC’s reliance on Alston is misplaced due to that case’s primary dependence on authority evaluating whether a change in the number of
. Cf. Garner v. Jones,
. DPPPS also argues that because Appellant pled guilty and received a sentence of life imprisonment, retroactive application of section 24-21-645 could not increase her punishment because, "the extent of her punishment is that she would spend the rest of her life in prison.” This argument is without merit. At the time of Appellant's sentencing a person imprisoned for life would become eligible for parole after serving twenty years of her sentence. Moreover, the nature of parole is early release from imprisonment. The rationale asserted by DPPPS would foreclose all ex post facto claims by potential parolees given that the true extent of their “punishment,” or imprisonment, has not yеt been completed. This view of parole and ex post facto law is untenable and more importantly, legally insufficient.
. Comparison with section 24-21-30 of the South Carolina Code is instructive. Section 24-21-30 provides in pertinent part:
(B) The board may grant parole to an offender who commits a violent crime as defined in Section 16-1-60 which is not included as a "no parole offense” as defined in Section 24-13-100 on or after the effective date of this section by a two-thirds majority vote of the full board. The board may grant parole to an offender convicted of an offense which is not a violent crime as defined in Section 16-1-60 or a "no parole offense” as defined in Section 24-13-100 by a unanimous vote of a three-member panel or by a majority vote of the full board.
S.C.Code Ann. § 24-21-30 (2007) (emphasis added).
The parties agree that although section 24-21-30 and section 24-21-645 are similar, the latter statute controls the instant case. Section 24— 21-645 speaks directly to "Parole and provisional orders,” within the context of a review schedule following "parole denial of prisoners confined for violent crimes.” S.C.Code Ann. § 24-21-645 (Supp.2012). Section 24-21-30 does not contain this language, and is entitled “Meetings; parole and pardon panels.” S.C.Code Ann. § 24-21-30 (Supp. 2012). It is conceivable that the General Assembly included the "full board” language to address parole orders under section 24-21-30, but expressly did not include this language in section 24-21-645 in providing direction to the Parole Board in addressing those inmates convicted of a violent crime that had previously been denied parole by the "full board.” Regardless, it is clear that the General Assembly did not include the term "full board" in section 24-21-645 or 24-21-650, but included the term in section 24-21-30. See id. § 24-21-650 (explaining the issuance of an order of parole). Furthermore, the General Assembly amended section 24-21-30 in 1995, ten years following section 24-21-645’s amendment. See id. § 24-21-30 (Supp.1995) ("From and after January 1, 1996, this section reads as follows.”). These facts weigh in favor of construing section 24-21-645 as not requiring an inmate convicted of a violent crime to obtain favorable votes from two-thirds of the seven-member Parole Board, but instead to obtain only two-thirds of those members of the Parole Board participating in a particular hearing. See State v. Dingle,
. The ALC observed that "there is no evidence that the [Parole Board] has ever even met with fewer than five members when considering the parole of an inmate convicted of a violent crime.” However, the ALC observed that the Parole Board could meet with only four of the seven members. Regarding this hearing configuration the ALC determined:
If a vote of only four members present ever took place in the case of an inmate convictеd of a violent crime, the result would presumably be a denial of parole for that inmate, as the court in James [v. S.C. Dep’t of Prob., Parole, and Pardon Servs.,377 S.C. 564 , 569,660 S.E.2d 288 , 291 (Ct.App.2008) ] points out that though a two thirds majority of the full [Parole Board] is required to grant parole of a violent crime falling under section 16-1-60, there is no statutory requirement "that a certain number of board members ... be present in order to deny parole for someone convicted of a violent crime.”
(alterations added). Thus, under the ALC's own interpretation of section 24-21-645, any hearing convened by a quorum of the Parole Board is an automatic denial of parole for an inmate convicted of a violent crime. The ALC erred in failing to recognize the legal infirmity of a statutory interpretation that even allowed the possibility that a simple meeting of a valid quorum of the Parole Board resulted in the automatic denial of an inmate's parole.
. A hypothetical application of the Parole Board’s interpretation to a wider context truly demonstrates its absurdity. For example, the South Carolina Constitution provides that "a majority of each house shall
Concurrence Opinion
I concur in result. I agree that “two-thirds of the members of the board” in § 24-21-645 means two-thirds of the members participating in the hearing. This interpretation of § 24-
Concurrence Opinion
I concur in result. I join the majority’s construction of sеction 24-21-645 of the South Carolina Code, specifically as to the meaning of “two-thirds.” Appellant received the requisite two-thirds approval and should be paroled.
I disagree, however, that the statutory change from a majority to two-thirds constitutes an ex post facto violation. I view the statutory amendment as merely a procedural change. See, e.g., Alston v. Robinson,
