Barton v. Ducci Electrical Contractors, Inc.Barton v. Ducci Electrical Contractors, Inc.
Lead Opinion
Opinion
The sole issue in this case is whether
The board, acting pursuant to
Before proceeding, we note that the reserved questions are too broad for us to answer as framed. In evaluating the constitutionality of statutes, we are mindful of the principle that “[a] party mounting a constitutional challenge to the validity of a statute must provide an adequate factual record in order to meet its burden of demonstrating the statute’s adverse impact on some protected interest of its own, in its own particular case, and not merely under some hypothetical set of facts as yet unproven. Whether a case comes to us by way of reservation or after a final judgment, the rule is the same. We do not give advisory opinions, nor do we sit as roving commissions assigned to pass judgment on the validity of legislative enactments. Determination of
Answering the reserved questions as they are framed would require us to evaluate whether the statute is unconstitutional based on the exclusion of not only the skin as an organ, but also the exclusion of “the intestines, esophagus, endocrine glands, uterus, abdominal wall, and others” from the schedule. The plaintiff, however, seeks compensation for damages exclusively to the skin. For us to address the exclusion of any body part or organ other than the skin from the
In the past, in order to remedy the overbroad nature of particular reserved questions, we have modified the reserved question. “This court has overlooked a defect in a reservation because of the importance of the issues involved and the fact that the claims of the parties have been fully presented in argument and brief .... Where the questions propounded are improperly framed, we have to answer the questions in a manner which will be adequate to guide the trial court in rendering judgment.” (Citation omitted; internal quotation marks omitted.) Gianetti v. Norwalk Hospital,
The plaintiff contends that if
I
In order to evaluate the constitutional validity of
We begin our analysis by examining the plain language of
With the passage of P.A. 93-228, two important changes occurred that are relevant to this statutory scheme. First, a number of formerly unscheduled body parts and organs were added to the schedule provided in
Although we recognize that “the humanitarian and remedial purposes of the act counsel against an overly narrow construction that unduly limits eligibility for workers’ compensation”; Herman v. Sherwood Industries, Inc.,
In spite of the clear meaning of
Senator Meotti stated
We disagree with the plaintiff’s contention that this statement by Senator Meotti constitutes evidence of a legislative intent to have subsection (c) of
Our reading of
In December, 1995, the committee produced a report entitled “Workers’ Compensation: Impact of the 1991
In light of the plain language of the statute, as supported by the discussion on the floor of the Senate and the legislative history derived from the committee’s 1995 report, we conclude that
II
We next address the reserved questions as to whether
A
We turn first to the plaintiffs contention that
“In order to analyze the constitutionality of [the challenged statutory scheme], we must first detail the principles applicable to equal protection analysis. When a statute is challenged on equal protection grounds, whether under the United States constitution or the Connecticut constitution, the reviewing court must first determine the standard by which the challenged statute’s constitutional validity will be determined. If, in distinguishing between classes, the statute either intrudes on the exercise of a fundamental right or burdens a suspect class of persons, the court will apply a strict scrutiny standard wherein the state must demonstrate that the challenged statute is necessary to the
Because neither a fundamental right nor a suspect class is at issue in the present case, the rational basis test is the appropriate standard for determining the constitutionality of the classification, which grants compensation for the loss or permanent partial disability of scheduled body parts and organs, but denies compensation for a permanent partial disability of the skin. The court’s function under the rational basis test “is to decide whether the classification and disparate treatment inherent in a statute bear a rational relationship to a legitimate state end and are based on reasons related to the accomplishment of that goal.” Zapata v. Burns,
We begin our analysis by reviewing the legislative history relevant to the passage of P.A. 93-228 to determine whether the legislative decision to include certain body parts and organs in the schedule, while barring compensation for permanent partial disability of the skin, was rational. Our first step is to determine what goals the legislature sought to achieve. Central to the reforms enacted pursuant to P.A. 93-228 was an intent to reduce the rising costs of the workers’ compensation system. This intent is evident in the debate on the floors of both the House of Representatives and the Senate; see, e.g., 36 H.R. Proc., Pt. 18,1993 Sess., pp. 6145, 6188, 6213-14; 36 S. Proc., supra, pp. 3846, 3851-52, 3878; as well as in a 1991 report by the committee, which preceded both the 1991 and 1993 reforms. The committee concluded that “benefit costs [were] rapidly escalating, with little response from the system to contain them.” Legislative Program Review and Investigations Committee, Workers’ Compensation in Connecticut (1991) p. i. The committee also concluded that “[t]he largest portion [of claims filed, other than medical only], slightly over 50 percent, [go] to workers who suffer a permanent partial loss of a body part or function.” Id., p. 88.
In the realm of permanent partial disability compensation, the means of achieving the intended cost reduction was twofold. The committee’s 1995 report on the impact of the 1991 and 1993 reforms, referred to in part I of this opinion, explained that “[although the goal of the indemnity changes in both the 1991 and 1993 public acts was the same — to cut costs — the focus was slightly
The plaintiff argues that the process by which previously unscheduled body parts and organs became scheduled was arbitrary. As evidence of the arbitrary nature of the process, he claims that the present schedule was derived by adding to the already existing schedule one commissioner’s personal copy of a list of durational terms for certain unscheduled body parts and organs. According to the plaintiff, when the commissioners formerly had discretion to compensate for unscheduled injuries, each commissioner had a copy of a standard list of durational norms for common unscheduled body parts and organs, and some commissioners added additional norms to their own copies according to what arose in the course of their cases. The lack of rationality, the plaintiff contends, stems from the fact that another commissioner’s copy of the list might have included some different body parts and organs that, by virtue of this selection process, were not included in the schedule. We find nothing in the legislative history to confirm the plaintiffs description of how the additions to the schedule were selected.
We have no difficulty in ascertaining a rational justification for constructing a statute such that the loss or permanent partial disability of many organs and body parts is compensable, but the permanent partial disability of the skin is not. First, the legislature has a legitimate interest in reducing the costs of the workers’ compensation system. To further this interest, the legislature reasonably could decide to restructure the permanent partial disability portion of its workers’ compensation scheme so that it carries a share of the burden of that cost reduction, by reducing the compensation paid out for permanent partial disability. At the same time, the legislature need not choose between compensating either for the loss or permanent partial disability of every body part and organ, or none at all, in order for
Accordingly, it is rational that the legislature would seek to ensure that, with the elimination of subsection (c) of
Moreover, the current subsection (c) of
We conclude, therefore, that
We turn briefly to the question of whether
“We have repeatedly apprised litigants that we will not entertain a state constitutional claim unless the [plaintiff] has provided an independent analysis under the particular provisions of the state constitution at issue.” State v. Robinson,
The reserved questions are answered “no” to the extent that they address whether
No costs will be taxed to either party.
In this opinion CALLAHAN, C. J., and BORDEN, KATZ, MCDONALD and PETERS, Js., concurred.
Notes
The other defendant in this case is the employer’s workers’ compensation insurer, the Hartford Insurance Group. Hereafter, we refer to Ducci Electrical Contractors, Inc., as the defendant, and to the Hartford Insurance Group as the insurer.
MEMBER INJURY WEEKS OF COMPENSATION
Arm
Master arm Loss at or above elbow 208
Other arm Loss at or above elbow 194
Hand
Master hand Loss at or above wrist 168
Other hand Loss at or above wrist 155
Loss at or above knee 155 One leg
Loss at or above anide 125 One foot
Hearing
Both ears 104
One ear 35
One eye
Complete and permanent loss of sight in, or reduction of sight to one-tenth or less of normal vision 157
*796 Thumb*
On master hand 63
On other hand 54
Fingers**
First finger 36 ■
Second finger 29
Third finger 21
Fourth finger 17
Toes ***
Great toe 28
Other toes 9
Back Number of weeks which the proportion of incapacity represents to a maximum of 374 weeks.
Heart 520
Brain . 520
Carotid artery 520
Pancreas 416
Liver 347
Stomach 260
Loss of bladder 233
Speech 163
Lung 117
Cervical spine 117
Kidney 117
Rib cage Bilateral 69
Testis 35
Mammary 35
Nose Sense and respiratory function 35
Jaw Mastication 35
Penis 35-104
Coccyx Actual removal 35
Sense of smell 17
Sense of taste 17
Spleen In addition to scar 13
Gall bladder 13
Tooth minimum 1
Loss of drainage duct of eye (If corrected by prosthesis) 17 for each
Loss of drainage duct of eye (If uncorrected by prosthesis) 33 for each
*The loss or loss of use of one phalanx of a thumb shall be construed as seventy-five per cent of the loss of the thumb.
**The loss or loss of use of one phalanx of a finger shall be construed as fifty per cent of the loss of the finger. The loss of or loss of use of two phalanges of a finger shall be construed as ninety per cent of the loss of the finger.
***The loss or loss of use of one phalanx of a great toe shall be construed as sixty-six and two-thirds per cent of the loss of the great toe. The loss of the greater part of any phalanx shall be construed as the loss of a phalanx and shall be compensated accordingly.
“If the injury consists of the loss of a substantial part of a member resulting in a permanent partial loss of the use of a member, or if the injury results in a permanent partial loss of function, the commissioner may, in his discretion, in lieu of other compensation, award to the injured employee the proportion of the sum provided in this subsection for the total loss of, or the loss of the use of, the member or for incapacity or both that represents the proportion of total loss or loss of use found to exist, and any voluntary agreement submitted in which the basis of settlement is such proportionate payment may, if otherwise conformable to the provisions of this chapter, be approved by the commissioner in his discretion. Notwithstanding the provisions of this subsection, the complete loss or loss of use of an organ which results in the death of an employee shall be compensable pursuant only to section 31-306.”
The commissioner awarded the plaintiff compensation for the costs of psychiatric treatment associated with the trauma that he had experienced as a result of the propane fire, but found that the plaintiff had failed to prove the existence of a permanent partial impairment or loss of function as a result of his psychiatric condition and, accordingly, the commissioner denied compensation for that claim. Only the claim for permanent partial disability of the skin is relevant to the resolution of the reserved questions.
We refer in these reserved questions to the compensability of the skin as an organ under
See footnote 9 of this opinion for the contents of the schedule in
Section 19 (b) of P.A. 93-228, which amended
MEMBER INJURY WEEKS OF COMPENSATION
Arm
Master arm Loss at or above elbow [312] 208
Other arm Loss at or above elbow [291] 194
Hand
Master hand Loss at or above wrist [252] 168
Other hand Loss at or above wrist [232] 155
One Leg Loss at or above knee [238] 155
One foot Loss at or above ankle [188] 125
Hearing
Both ears [156] 104
One ear [52] 35
One eye
Complete and permanent loss of sight in, or reduction of sight to one-tenth or less of normal vision [235] 157
Thumb *
On master hand [95] 63
On other hand [81] 54
Fingers **
First finger [54] 36
Second finger [44] 29
Third finger [31] 21
Fourth finger [26] 17
Toes ***
Great toe [42] 28
Other toes [13] 9
Back Number of weeks which the proportion of incapacity represents to a maximum of [520] 374 weeks.
HEART 520
BRAIN 520
CAROTID ARTERY 520
PANCREAS 416
LIVER 347
STOMACH 260
LOSS OF BLADDER 233
SPEECH 163
*806 LUNG 117
CERVICAL SPINE 117
KIDNEY 117
RIB CAGE (BILATERAL) 69
TESTIS 35
MAMMARY 35
NOSE (SENSE AND RESPIRATORY FUNCTION) 35
JAW (MASTIFICATION) 35
PENIS 35-104
COCCYX (ACTUAL REMOVAL) 35
SENSE OF SMELL 17
SENSE OF TASTE 17
SPLEEN (IN ADDITION TO SCAR) 13
GALL BLADDER 13
TOOTH (MINIMUM) 1
LOSS OF DRAINAGE DUCT OF EYE (IF CORRECTED BY PROSTHESIS) 17 FOR EACH
LOSS OF DRAINAGE DUCT OF EYE (IF UNCORRECTED BY PROSTHESIS) 33 FOR EACH
PELVIS (PERCENTAGE OF BACK)
*The loss or loss of use of one phalanx of a thumb shall be construed as seventy-five per cent of the loss of the thumb.
**The loss or loss of use of one phalanx of a finger shall be construed as fifty per cent of the loss of the finger. The loss of or loss of use of two phalanges of a finger shall be construed as ninety per cent of the loss of the finger.
**lThe loss or loss of use of one phalanx of a great toe shall be construed as sixty-six and two-thirds per cent of the loss of the great toe. The loss of the greater part of any phalanx shall be construed as the loss of a phalanx and shall be compensated accordingly.
“If the injury consists of the loss of a substantial part of a member resulting in a permanent partial loss of the use of a member, or if the injury results in a permanent partial loss of function, the commissioner may, in his discretion, in lieu of other compensation, award to the injured employee the proportion of the sum provided in this subsection for the total loss of, or the loss of the use of, the member or for incapacity or both that represents the proportion of total loss or loss of use found to exist, and any voluntary agreement submitted in which the basis of settlement is such proportionate payment may, if otherwise conformable to the provisions of this chapter, be approved by the commissioner in his discretion. NOTWITHSTANDING THE PROVISIONS OF THIS SUBSECTION, THE COMPLETE LOSS OR LOSS OF USE OF AN ORGAN WHICH RESULTS IN THE DEATH OF AN EMPLOYEE SHALL BE COMPENSABLE PURSUANT ONLY TO SECTION 31-306, AS AMENDED BY SECTION 15 OF THIS ACT.”
Senator Meotti made his remarks in response to the following query by Senator James H. Maloney: “[Ajnother important issue about going too far, Workers’ Compensation is supposed to provide a benefit for an iqjuiy. What the bill says though is you have to have the following injuries. You have to have the following injuries. If you have the following injuries, okay, we’re going to give you compensation for those injuries. If you don’t happen to have those injuries, well, the bill says or the bill doesn’t say and there is no direction in the bill as to how to handle that.
“Well, you look through that list and at first you think, boy, that’s a pretty comprehensive list, everything must be covered. Well, look a little further. One that was pointed out in the discussions we have is you could be working at a machine and you could be eviscerated by the machine. You could have your guts torn out by the machine. Where is that in the schedule? Nowhere. There is no injury in the schedule that deals with that.” 36 S. Proc., Pt. 11, 1993 Sess., p. 3875.
The 1991 reform referenced here is No. 91-339 of the 1991 Public Acts.
We understand the phrase “all unscheduled injuries” to refer to all those unscheduled injuries that became scheduled as a result of P.A. 93-228, rather
The fourteenth amendment to the United States constitution provides in part: “No State shall . . . deprive any person of life, liberty or property, without due process of law; nor deny to any person within its jurisdiction the equal protection of the laws.”
Article first, § 20, of the Connecticut constitution, as amended by articles five and twenty-one of the amendments, provides: “No person shall be denied the equal protection of the law nor be subjected to segregation or discrimination in the exercise or enjoyment of his or her civil or political rights because of religion, race, color, ancestry, national origin, sex or physical or mental disability.”
In the present case, we first note that the plaintiff did not claim that the state equal protection provision affords any greater rights or protections than the federal equal protection provision, citing Daily v. New Britain Machine Co.,
Daily must be understood in the context in which it was decided. The plaintiff in that case did not argue for greater protection under the state equal protection provision than under its federal counterpart and, accordingly, we
What does exist to shed light on the legitimacy of the selection process is found in appendix C to the committee’s 1991 report. Appendix C contains
We also note that, in the present case, where the plaintiff suffered injury to his skin and did receive compensation based on the permanent partial loss of use of both his right master hand and his left hand, we assume that a portion of the injury to his skin is necessarily reflected in that award.
See footnote 13 of this opinion for the relevant text of the fourteenth amendment to the United States constitution.
Article first, § 8, of the Connecticut constitution provides in relevant part: “No person shall be . . . deprived of life, liberty or property without due process of law . . . .”
Concurrence Opinion
concurring in part and dissenting in part. I join the majority’s essential holding that a worker who has suffered a permanent and grievous injury to his skin is entitled to compensation for this injury pursuant to
I shall begin by briefly summarizing the pertinent facts. The plaintiff, Thomas F. Barton, was severely burned on his face, hands, arms and torso in a propane fire that erupted while he was working at the bottom of a manhole. The workers’ compensation commissioner (commissioner) found that, as a result of these bums, the plaintiff will suffer for the rest of his life from “continual lesions on his skin, particularly his face and his hands, in the form of pustules, eruptions and blackheads, requiring the daily application of creams and emollients, and [he] must avoid any exposure to sun because of the damaged nature of his facial skin; he must wear sunblock when he is required to be out of doors even minimally.” In short, the injury to the plaintiffs skin — an essential bodily organ — has left him seriously and permanently disabled.
Notwithstanding his express finding that the plaintiff sustained serious and permanent injuries to his skin, the commissioner nevertheless declined to compensate the plaintiff for these injuries. Citing the fact that skin qua skin is not specifically enumerated in the statutory schedule of compensable injuries set forth in
I
The questions reserved by the board assume that the plaintiffs skin injuries are not compensable under
Accordingly, I agree with my colleagues in the majority that the commissioner should have subsumed the plaintiffs serious injury to his skin — which does not appear in the statutory schedule — into the framework provided by the list of anatomical regions that are explicitly scheduled. So, for example, the commissioner should have subsumed the plaintiffs injury to the skin covering his hands into the schedule for “hand.”
The defendants observe that, by adopting P.A. 93-228, the legislature deleted former
These items are not, however, the only evidence of legislative intent. In fact, affirmative statements contained in the legislative history provide conclusive support for our view that the commissioner had the power to award compensation for the plaintiffs skin injuries. Senator Michael P. Meotti made the following remarks: “I want to rise briefly on two specific points that I think are important to clarify in this debate. First, for purposes of explaining my intent and my sense of what should be in the legislative history, the issue has been raised ... of specific types of injuries that do not appear to be mentioned in the schedule, evisceration and you know, intestinal loss or damage or whatever, and I discussed that specific [issue] with representatives of the [National Council of Compensation Insurers] who were the people that I think all parties in this debate have gone to for . . . guidance on the issues and I would say that it is their opinion that based on existing practice in Connecticut and throughout the
We accord substantial weight to the words of Senator Meotti, for two reasons: (1) he was the principal sponsor of P.A. 93-228, the act that revised the statutory scheme relevant to this appeal; and (2) he intended his comments “to make the legislative history” upon which courts would subsequently rely. Id., p. 3880. His statements make it crystal clear that the legislature did not intend to deny compensation for injuries to the skin, such as those that the plaintiff has suffered. Instead, as Senator Meotti explained, the legislature intended for the commissioner to “subsume” such unscheduled injuries into the statutory schedule.
II
I agree with the majority that the plaintiff failed to argue that our state equal protection clause provides
Turning to the merits of the issue that the majority fails to consider, it is fundamental that “[f]edera! law, whether based upon statute or constitution, establishes a minimum national standard for the exercise of . . . rights and does not inhibit state governments from affording higher levels of protection for such rights.” Cologne v. Westfarms Associates,
Ill
I wish to reiterate with unambiguous clarity that every member of this panel agrees on the following proposition: the plaintiffs grievous skin injuries are compensable, even though skin qua skin is not specifically enumerated in the statutory schedule.
Moreover, the majority’s assumption cannot survive the fact that the commissioner’s award does not reflect the lion’s share of the injuries that the plaintiff suffered. More specifically, the majority cannot explain why the commissioner would have compensated the plaintiff for the injury to the skin covering both of his hands but not for the injury to the skin covering his arms, his back, his stomach, his rib cage, his nose, or his jaw (all of which are expressly enumerated in the statutory schedule).
For these reasons, I disagree with the majority’s decision to affirm the commissioner’s award. Although I join the majority’s determination that the plaintiff is entitled to compensation for his grievous skin injuries— notwithstanding the fact that skin qua skin does not appear in the statutory schedule — I do not agree that he has already received such compensation. In my view, therefore, we must remand this case to the commissioner so that he may recalibrate his award in the wake
Accordingly, I concur in part and dissent in part.
See footnote 9 of the majority opinion for the text of P.A. 93-228, § 19 (b), now codified at
See footnote 10 of this concurring and dissenting opinion.
See footnote 11 of this concurring and dissenting opinion.
See footnotes 10 and 11 of this concurring and dissenting opinion.
Likewise, the commissioner should have subsumed the plaintiffs injury to the skin covering his arms into the schedule for “arm,” and so forth.
If any members of the legislature had wished to refute the plain meaning of Senator Meotti’s representation of “what should be in the legislative history,” they knew very well how to do so.
I do not advance my constitutional discussion as an exhaustive analysis. See, e.g., State v. Geisler,
Pursuant to
Pursuant to
Article first, § 20, of the constitution of Connecticut, as amended by article twenty-one of the amendments, provides: “No person shall be denied
The federal equal protection clause, contained in the fourteenth amendment to the United States constitution, provides in pertinent part: “No State shall . . . deny to any person within its jurisdiction the equal protection of the laws.”
“When a statutory classification . . . affects a fundamental personal right, the statute is subject to strict scrutiny and is justified only by a compelling state interest.” Keogh v. Bridgeport,
In the words of my colleagues in the majority, Senator Meotti’s statement “supports the notion that [the plaintiff] could receive compensation for