Bartley v. ThompsonBartley v. Thompson
Douglass Bartley, a former member of the Wisconsin Tax Appeals Commission, sued Tommy G. Thompson, Governor of Wisconsin, when Thompson failed to nominate him to another term on the commission. He claimed that he had a "binding contract" for renomination, that the failure to renominate him violated his right to free speech, and that Thompson conspired with others to "obstruct"
Bartley's complaint alleges the following facts. 1 He was appointed to one of two part-time positions on the tax appeals commission in 1987. At that time, the commission was comprised of five members, three of whom served full-time and two part-time. As a part-time commissioner, Bartley was permitted to maintain a private law practice, which he did.
In 1991, the two part-time commissioner positions were eliminated by the legislature and one of the full-time commissioners resigned. Bartley applied for appointment to fill out the remaining year of the former commissioner's term. He met with the governor's then chief of staff, Edward Marion, informing Marion that he would give up his law practice and take the full-time position on the "promise" that he would be renominated for a full six-year term the following year. Several days later, Marion telephoned Bartley and told him that his condition was acceptable and that the governor "did not want him for just one year." According to Bartley, Marion told him his renomination was secure "as long as [he] didn't do anything unnatural with sheep." He alleges he relied on Marion's statement as a representation that his renomination was "secure."
Pending before the commission at the time was a case filed by several thousand retired federal employees living in Wisconsin who claimed the state had illegally assessed income taxes on their federal pensions over a period of several years. The case represented a potential liability for the state approaching $100 million, and Bartley authored the opinions announcing the commission's decisions that it had jurisdiction to hear the retirees' claim and that the retirees could proceed as a class.
After the decisions were announced, Marion telephoned Bartley indicating that the Wisconsin Department of Revenue was "very upset" with the results. Several weeks later, in November 1992, Bar-tley and another commissioner, representing a majority of the three-member agency, issued further
Bartley's initial term as a full-time commissioner was due to expire on March 1,1993. On February 23, he faxed a letter to the governor's "personnel director," Pat Reuter, inquiring about his salary for the full six-year term. On March 2, Reuter informed Bartley that the governor was "not amused" by his letter and that his renomination was "not secure." When Bartley told Reuter that he had been "promised" renomination, Reuter said she would contact the governor and get back to him.
Bartley then telephoned Marion, who had since resigned his position in the governor's office and was in private law practice. Unable to reach Marion, Bartley left a message that he wanted to "confirm . . . the prior agreement." Marion returned the call a few days later stating that he would "remind" the governor of Bar-tley's concerns.
A few weeks later, on March 24, Reuter called to request that Bartley attend an "interview" on Monday, March 29, concerning his reappointment. Reuter stated that the governor's legal counsel, his appointments director, the state director of employment relations and the state treasurer were scheduled to be present at the meeting and that the purpose of the meeting was to discuss Bartley's "goals and objectives" as a member of the commission.
[W]hen I was appointed to the interim one-year term... I was promised an additional six-year term beginning this last March 1. Because I was given a seven-year contract, the matter of my reappointment is settled, and I see no good that can come from the Monday meeting, the subject of which is evaluating whether I should be given a job that has already been promised and filled.
Bartley asked Reuter to provide him with a written "confirmation of [his] reappointment," and said that once the confirmation was received, "I would then be very pleased to meet. . . with you or anyone else on the nature of our work at the commission or any other appropriate matters."
The governor's new chief of staff, William McCoshen, responded to Bartley's fax with a letter confirming the Monday interview "for consideration of a six year appointment to the Tax Appeals Commission." The letter concluded by stating: "Should you choose not to follow the formal interview process we will assume you are not interested in being considered for the appointment and we will proceed accordingly." 3
Finally, the complaint refers to newspaper articles quoting Marion as stating that while Bartley had "pressured very hard" for the appointment, he "was never promised anything." The articles also indicated that Thompson's reason for failing to renominate Bar-tley to the commission was his "refus [al] to go through the [appointment] process . ..."
Bartley seeks compensatory damages for the governor's breach of his "contract" to renominate Bartley to the commission "in the amount equivalent to six years' lost wages and fringe benefits . . . plus reasonable additions . . . and interest ... as well as litigation costs." He seeks damages in the same sum for the governor's alleged violation of his civil and constitutional rights, together with punitive damages, attorney's fees and costs. He appeals from the trial court's judgment dismissing his complaint for failure to state a claim on which relief may be granted.
7. Standard of Review
A motion to dismiss a complaint for failure to state a claim upon which relief may be granted tests the legal sufficiency of the pleading.
Evans v. Cameron,
II. Bartley's Contract Claim
The trial court ruled that Bartley's attempt to state a cause of action against the governor for breach of contract failed for lack of consideration. 4
Bartley does not dispute the general rule that a promise to do something the promisor is already legally bound to do, or the performance of an existing legal obligation, does not constitute sufficient consideration for a contract.
Holcomb v. United States,
That left Bartley with only two choices: to leave the commission or to seek appointment to one of the remaining full-time positions' that had fortuitously opened up when an incumbent resigned. As a matter of law, if he wanted to continue on the commission he could do so only upon relinquishing his law practice, and he elected to do so, seeking and accepting nomination and appointment for the year remaining on the resigning commissioner's term. The requirement that he give up his practice was not one imposed by the governor — the person Bartley claims was the only other party to his "contract"; it was imposed by the legislation creating the commission and defining its membership and powers. Knowing that neither he nor anyone else could serve on the commission and still maintain a law practice, Bartley took the job.
The trial court could properly conclude on these facts that his attempt to assert a breach-of-contract claim against the governor failed for lack of consideration.
Aside from traditional precepts of contract law, Bartley's claim is groundless because it assumes that appointment to public office is something a governor can barter or contract away. It is true that English common law considered public office as an "incorporeal hereditament grantable by the Crown in which the
[A]ppointments to offices of public trust have never been considered as contracts which the sovereign authority was not competent to rescind or modify.
... Public offices are not created by contract.... [They] are created by public laws, for public political purposes, and filled by appointments made in the exercise of political power.
Trustees of Dartmouth College v. Woodward,
The very nature of the concept of public office and its relation to the public is inconsistent with either a property or a contract right in the office.
Mecham v. Gordon,
" 'It is the duty of the officer having a power of appointing'... 'to make the best appointment in his power according to his judgment at the time when he makes the appointment. The public have a right to demand this. . . . [T]he public good would be injured if a promise to make an appointment were held to be legally binding, so as to control the exercise of that judgment which the appointing officer ought to exercise when he makes an appointment. . .. [T]he right of appointment is not the property of the appointing officer. And he has no right to barter it, or to dispose of it. It is merely apolitical power entrusted to him, to be exercised, not to be sold.1"
Hall v. Pierce,
We do not believe that a public officer, who has authority to appoint another to a salaried berth, can enter into a bargain . . . whereby he will appoint [one person] and no other.
Id. at 301.
We conclude, therefore, that Bartley's claim that he had a binding contract with Thompson to appoint him to a full term on the Wisconsin Tax Appeals Commission has no basis in law. 6
III. The Constitutional Claim
Bartley's complaint alleges that the governor's failure to renominate him to the commission in the wake of the pension case decisions constituted a "malicious [ ]" interference with his right to free speech in the "performance of his lawful duties as a commissioner" guaranteed him by the First Amendment to the United States Constitution. The trial court, citing
Pickering v. Board of Educ.,
Even accepting the truth of Bartley's allegation that he was not renominated to the commission because of his participation in the pension case decisions, we nonetheless conclude that he has not stated a First Amendment claim.
In Pickering, a teacher was fired after sending a letter to a local newspaper criticizing a school board proposal to increase taxes to build two new schools. The Supreme Court reversed lower court decisions holding that the teacher had failed to state a First Amendment claim in challenging his dismissal, concluding that "teachers may [not] constitutionally be compelled to relinquish the First Amendment rights they would otherwise enjoy as citizens to comment on matters of public interest in connection with the operation of the public schools in which they work . . . ."Id. at 568 (emphasis added). Recognizing that the government, as an employer, "has interests ... in regulating the speech of its employees that differ significantly from those it possesses in connection with regulation of the speech of the citizenry in general," the Court attempted to strike a balance "between the interests of the teacher, as a citizen, in commenting upon matters of public concern and the interest of the State, as an employer, in promoting the efficiency of the public services it performs through its employees." Id. (emphasis added).
Bartley argues that the Court's references to the public employee speaking "as a citizen" were simply descriptions of the facts of the case and do not carry any legal significance. At least two federal appellate courts have decided otherwise.
The second case,
Marquez v. Turnock,
As noted, virtually all of Marquez's criticisms . . . stemmed from [a] disagreement about how violations of the EMS regulations should be handled. In speaking on this issue, Marquez did not act simply as a member of the general public; it was his yob to investigate such violations and make recommendations as to the appropriate response.
Id. 7
While the
Marquez
court's statement is
dictum
in that it was not essential to its decision in the case,
8
we think the reasoning is sound. As in
Marquez,
it was
While some might not find great public merit in the decision to deny Bartley renomination to the commission, the conclusion is inescapable that the governor is possessed of the wholly discretionary power to nominate persons to appointive positions in government. In making his own judgment on Bartley's application for reappointment, the governor was within his rights to consider the decisions written by Bartley, the soundness of Bartley's legal reasoning and the quality of his legal conclusions as expressed in those decisions. In his brief, the governor aptly paraphrases
Egger:
"[Bartley] was simply doing his job as a [tax appeals commissioner], and the quality of that work was something [the governor] routinely had to assess. [The governor] necessarily evaluated the soundness of [Bartley's] work regarding [the pension case] in this professional environment."
Egger,
The worst that can be said about the governor's action, if in fact he declined to renominate Bartley because of his decisions in the pension case, is that it was politically motivated. And while the attachments
TV. Conspiracy
Bartley's complaint characterizes the statements made to him by Marion, Reuter and Musolf as "con-stitut[ing] threats . . . that he would lose his job as commissioner if he persisted in [his] ruling[s] in ... the Pension Case . . . ." He claims these "threats" were made in the course of a conspiracy among the governor, his staff and Musolf and "were maliciously and conspiratorially designed" to "prevent or hinder Bartley in the performance of his lawful duties, in violation of § 134.01 Wis. Stats." 10
The trial court concluded that because the governor, Reuter and Marion were all members of a single governmental entity, they could not, as a matter of law, engage in a conspiracy.
11
And, concluding that there was nothing in the statements Musolf allegedly made to Bartley to support a reasonable inference that Musolf was acting "in concert with the Governor," the court rejected Bartley's argument that the involvement of Musolf as an "outside actor" was sufficient to take the case out of the "intracorporate conspiracy" rule of
Ford Motor Co. v. Lyons,
On appeal, Bartley appears to concede that the governor and his staff, being part of the same office or entity, cannot be guilty of a conspiracy in the pursuit of a common goal. Instead, he grounds his conspiracy argument on his assertion that Musolfs alleged remarks to Bartley, "How can you do this when your reappointment is up?" and "You're making a laughingstock of the commission," are sufficient, in and of themselves, to support the inference that the governor had "pressured" Musolf to call Bartley and threaten non-reappointment in order to get him to change his rulings in the pension case. As a result, Bartley argues
To get from Musolfs remark to a Thompson/Musolf conspiracy, we must first infer that the remark constituted a "threat" to deny him renomination because of his written decisions and, second, that it was made at the governor's instigation. Bartley's argument simply assumes the former and asks us to infer the latter because: (1) only the governor, not Musolf, possesses the power to nominate persons to the commission; (2) Musolf could not have known "that Bartley's renomination was in jeopardy except through contact with the Governor"; and (3) the only "logical motivation" for Musolfs call would be "great" and "overwhelming" pressure from the governor because the call was allegedly a violation of "the canons of ethics" — a prohibited ex parte contact within the meaning of § 227.50(l)(a), Stats. 12 We are unwilling to make such a leap.
There is nothing in Musolfs statement, or any of the circumstances that might reasonably be inferred from it, that Governor Thompson was even aware that it was made, much less that the governor and Musolf had agreed that it should be made — or that the governor exerted, in Bartley's words, "great" and
It would be well known to Musolf, as chairman of the commission, not only that Bartley's initial term was ending but also that the pension case rulings were controversial, to say the least, in state government circles. Here, too, we do not see how it reasonably may be inferred from Musolf s unadorned remark that Bar-tley's appointment was "up" that he and the governor were engaged in a conspiracy of the type Bartley suggests.
Even if Bartley's allegations could be considered as raising a reasonable inference that the governor had communicated to Musolf some degree of unhappiness with Bartley's actions in the pension case, Bartley has not persuaded us that those allegations reasonably give rise to an inference that the governor and Musolf had entered into an agreement or combination to obstruct Bartley in the performance of his duties on the commission. "Mere similarity of conduct among various persons and the fact that they may have associated with each other, and may have assembled together and discussed common aims and interests, does not necessarily establish the existence of a conspiracy." Wis J I — Civil 2800 (1995).
By the Court. — Judgment affirmed.
In his brief, Bartley cites
Burkes v. Klauser,
Notes
For the purposes of a motion to dismiss, the well-pleaded facts are assumed to be true.
Evans v. Cameron,
While Bartley, in his complaint and at several points in his briefs to this court, refers to the governor's alleged promise to "reappoint" him to the commission, in fact the governor's power is one of nomination, not appointment. Section 15.06(1) (a), Stats., states that "members of commissions shall be nominated by the governor, and with the advice and consent of the senate appointed for . . . 6-year terms . . . ." (Emphasis added.) The governor thus nominates persons for membership on the commission and the "appointment" comes only upon favorable action by the state senate. To the extent the terms "appointment" or "reappointment" may appear in this opinion, they should be considered synonymous with "nomination" and "renomination."
Bartley alleges that about this time he also received a telephone call from Musolf encouraging him to attend the meeting and noting that he (Musolf) was aware that Mark Bugher,
We note at the outset that the inflammatory tone of Bar-tley's brief does little to advance his legal arguments. Among other things, he accuses the governor and/or his counsel of "deliberately concealfing]" facts and "deliberately misrepresent [ing]" the claims in the case to this court, and generally engaging in "sleazy 'advocacy'" and "adulteratfing] the truth." At one point he states that "[t]he Governor and his lawyer have a bad habit of deliberately concealing relevant law." At another, he impugns the quality of the governor's legal education, characterizes his arguments as "inane," "bogus" and "outragefous]," and states that he "despairs over the Jow quality of advocacy here."
No one escapes the vitriol. Using a "storm-trooper" analogy, Bartley claims that the trial court's decision "makes hash" out of the law and that the judge "ignored" and failed to come to grips with his arguments in the case. He accuses Musolf of "very serious impropriety," and dismisses the person who was appointed to the commission in Bartley's stead as a "rookie lawyer." We can only speculate how we ourselves will be charac
The rule, which has been described as " 'the traditional and rigorously logical view,'" is that obtaining in the" 'majority of courts,'" state and federal.
General Intermodal Logistics Corp. v. Mainstream Shipyards & Supply, Inc.,
Because we so hold, we do not address the governor's several alternative arguments for dismissal of Bartley's breach of contract claims.
The court concluded that, to the extent Marquez may have had a protected interest in making his statements, that interest was outweighed — in the
Pickering
balance — by the state's interest in the efficient functioning of the office.
Marquez v. Turnock,
Finley Peter Dunne, Mr. Dooley's Opinions, R. H. Russel (1901).
Section 134.01, Stats., makes it a crime for any two or more persons to "combine, associate, agree, mutually undertake or concert together for the purpose of wilfully or maliciously injuring another in his or her reputation, trade, business or profession ... or for the purpose of maliciously compelling another to do or perform any act against his or her will, or preventing or hindering another from doing or performing any lawful act...."
Bartley's complaint also alleged a conspiracy to "influence the outcome of the Pension Case in violation of § 227.50(1), Wis.
See Ford Motor Co. v. Lyons,
As indicated, supra, note 10, the statute prohibits interested parties from threatening or offering rewards to agency decisionmakers hearing contested cases.
Bartley also asserts that Musolfs "laughingstock" remark is additional evidence of the pressure put on him by the governor to make the call: that "Musolf was being subjected to the brunt of the Governor's unhappiness with Bartley." The assertion adds nothing of substance to his arguments.