209 Conn. 352 | Conn. | 1988
In this case, the plaintiff, Patricia Bartlett, was terminated as fire marshal of Redding Fire District No. 1 by the defendants, Herbert Krause, Hobart Pardee and Davis Bernhardt, the board of fire commissioners of that fire district. The plaintiff appealed to the Superior Court, which con-
Initially, several background circumstances should be set out. On January 14, 1986, the plaintiff was appointed by the defendants as fire marshal of Red-ding Fire District No. 1. On June 11,1986, the defendants informed Bartlett in writing
The trial court also pointed out that the defendants set forth the following reasons for terminating the plaintiff: “(1) She was a probationary employee who did not pay any attention to the probationary status
At the hearing of August 15,1986, as the trial court found, the defendants refused to produce any evidence and the plaintiff was advised that under the statute it was her burden to produce the evidence. In indicating that the plaintiff then produced evidence, the trial court noted that that evidence included: Ronnie Greenman, a state trooper for eighteen years, who had been assigned to the state fire marshal’s office for the past eight and one-half years, testified at length as to the plaintiff’s competence as well as to standard procedures among other fire marshals. He stated that he had accompanied the plaintiff on “99.9” percent of her inspections and he found her “far superior” to most fire marshals. Greenman also said that once the plaintiff cited someone for a violation, she could not waive it because only the state fire marshal’s office has the authority to do that. This witness concluded that she did everything “correct,” “she contacted our office properly,” “she is doing her job 100%” and that “if her phone bill is not high she’s not doing her job.”
In its analysis, the trial court opined that the right to appeal the decision of an administrative agency existed only if given by statute and it referred specifically to General Statutes §§ 29-299
Although it acknowledged the plaintiff’s claim of predetermination and predisposition, the trial court concluded that “§ 29-300 requires the commission to reach a decision to terminate the plaintiff before it sets up the public hearing.” The trial court maintained that if predetermination were the plaintiffs only argument, she would be hard-pressed to prevail “albeit the facts do substantiate her claims of predisposition and predetermination.” It did decide, however, that the
In this connection, the trial court stated that after the plaintiff had found “substantial fire code violations” in her inspection of two principal municipal structures, a listing of these violations appeared in a local newspaper. She denied requests to modify her recommendations. These occurrences “further added to the chagrin and embarrassment” of the defendants according to the trial court. Further, the trial court found that they “ignored” the procedural mandates of § 29-300 and fired the plaintiff and notified her of the specific charges and set a public hearing only after a demand by her counsel. Obviously concerned over the defendants’ selection of their own attorney as the moderator of that hearing, it concluded that that hearing was not “meaningful” not for that reason alone, but also because of the “total failure” of the defendants to produce any evidence whatsoever. Despite the fact that the public hearing was “further tainted” by the defend
On appeal, the defendants claim that the trial court erred in: (1) its interpretation of General Statutes § 29-300; and (2) concluding that the plaintiff was denied due process of law.
It is helpful here to discuss briefly the statutory scheme surrounding the issues that we must decide. General Statutes § 29-297,
We begin our analysis by acknowledging that the plaintiffs federal constitutional due process claim depends upon her having a property right in continued employment as a local fire marshal.
Historically, in this country, the constitutional rights of public employees were controlled by the doctrine of privilege under which courts deemed it a privilege rather than a right for one to retain employment in government. See, e.g., McAuliffe v. New Bedford, 155 Mass. 216, 29 N.E. 517 (1892). With time, however, the United States Supreme Court early intimated that “property” under the due process clause of both the fourteenth and fifth amendments was broad enough to include some nonmaterial things to which a person might be entitled. See, e.g., Reagan v. United States, supra, 424-25; see Millard v. Connecticut Personnel Appeal Board, 170 Conn. 541, 546, 368 A.2d 121 (1976). Gradually, the rights/privileges view lost favor, especially with the recognition that rights under the “life, liberty or property” language of the due process clause were fundamental, whereas privileges partook more of the concept of that which is bestowed by grace, something allowed at will. See Sherbert v. Verner, 374 U.S. 398, 83 S. Ct. 1790, 10 L. Ed. 2d 965 (1963). In 1971, in Board of Regents v. Roth, supra, 571, a public employment case, the United States Supreme Court said Cate
With the right and privilege distinction dispatched, the concept of entitlements became focal in United States Supreme Court decisions on property interests that might be protected by the due process clause.
The defendants appointed the plaintiff and she accepted her appointment under § 29-297. That statute provides not only that she be sworn to “the faithful performance of [her] duties,” but that she “shall continue to serve in that office until removed for cause.” (Emphasis added.) This was no unilateral expectation by the plaintiff of continued employment or a situation where she served at the public employer’s pleasure. Both parties knew and expected that she would continue her employment as fire marshal until “removed for cause.” “Generally speaking, courts have recognized a property interest if, by statute, rule or contract, express or implied, the employee can only be fired for ‘cause,’ e.g., Arnett v. Kennedy, 416 U.S. 134, 94 S. Ct. 1633, 40 L. Ed. 2d 15 (1974) . . . . ” Ventetulo v. Burke, 470 F. Sup. 887, 891 (D.R.I. 1978), aff’d, 596 F.2d 476 (1st Cir. 1979). The plaintiff, therefore, has a property interest that is protected by due process.
The United States Supreme Court first squarely faced the necessity of prescribing those procedures that
In a plurality opinion in Arnett, Justice Rehnquist said: “The employee’s statutorily defined right is not a guarantee against removal without cause in the abstract, but such a guarantee as enforced by the procedures which Congress [the legislature] has designated for the determination of cause.” Id., 152. Practically, then, Kennedy was only entitled to get those procedures prescribed by the statute governing discharge of federal civil service employees because, according to the plurality, his interest in continued employment was grounded on his expectation that he would be given only those procedures. Justice Rehnquist also pointed out that “where the grant of a substantive right is inextricably intertwined with the limitations on the procedures which are to be employed in determining that right, a litigant in the position of [Kennedy] must take the bitter with the sweet.” Id., 153-54. Thus, it appeared that under Arnett, Kennedy had only a
More recently, however, the United States Supreme Court has clearly rejected the “bitter with the sweet” approach of Arnett as misconceiving the constitutional guarantee of due process. In Vitek v. Jones, 445 U.S. 480, 491, 100 S. Ct. 1254, 63 L. Ed. 2d 552 (1980), the court pointed out that because “minimum [procedural] requirements [are] a matter of federal law, they are not diminished by the fact that the State may have specified its own procedures that it may deem adequate for determining the preconditions to adverse official action.” This was reiterated in Logan v. Zimmerman Brush Co., 455 U.S. 422, 432, 102 S. Ct. 1148, 71 L. Ed. 2d 265 (1982), and later in Cleveland Board of Education v. Loudermill, supra, 541.
“Once it is determined that due process applies, the question remains what process is due.” Morrissey v. Brewer, supra, 481. It is crucial to note that the right to due process “is conferred not by legislative grace, but by constitutional guarantee. While the legislature may elect not to confer a property interest in [public] employment, it may not constitutionally authorize the deprivation of such an interest, once conferred, without appropriate procedural safeguards.” Arnett v. Kennedy, supra, 167 (Powell, J., concurring in part and concurring in result in part); Cleveland Board of Education v. Loudermill, supra, 541. The United States Supreme Court and other courts have often said that “due process is flexible and calls for such procedural protections as the particular situation demands.” Morrissey v. Brewer, supra. As we shall demonstrate, the answer as to what process is due in this case is not, as the defendants claim, to be found in the express language of the Connecticut statutes.
In support of their position, the defendants argue that the only due process requirement is that literally set out in § 29-300, i.e., that the plaintiff be provided with notice in writing of the specific grounds of dismissal as well as the opportunity to be heard in her own defense at a public hearing. To support their contention that this is all of the due process that she was entitled to, the defendants rely heavily on the case of Duchesne v. Williams, 849 F.2d 1004 (6th Cir. 1988), which is based entirely on the United States Supreme Court decision in Loudermill.
Loudermill was a classified civil service employee who worked as a security guard for the Cleveland Board of Education. On his job application, Loudermill stated that he had never been convicted of a felony. At that time, he signed his name after a paragraph at the end of the application that stated he certified the veracity of his answers and acknowledged that false statements would result in his dismissal. Later, upon discovering
In applying the legal principles discussed, including the balancing of the competing interests, the Loudermill court then said that “the pretermination ‘hearing,’ though necessary, need not be elaborate” and
As can be seen, Loudermill is readily distinguishable from this case and does not control what process is due this plaintiff. Unlike our statutory scheme, the
This is in sharp contrast to our statutory scheme that does not provide for any review at the administrative level of the discharge of a local fire marshal. Not only did the Loudermill court rest its holding in part on the provisions of Ohio law “for a full post-termination hearing,” but it specifically noted that “the existence of post-termination procedures is relevant to the necessary scope of pre-termination procedures.” Cleveland Board of Education v. Loudermill, supra, 547 n.12. The defendants in this case cannot point, as did the Louder-mill court, to any Connecticut law under which “the [employees] were later entitled [after a pretermination hearing] to a full administrative hearing and judicial review. ” (Emphasis added.) Id., 545. The notice in writing of the specific grounds of dismissal and the opportunity to be heard in her own defense pursuant to § 29-300 cannot abstractly constitute the constitutional
Moreover, Duchesne does not serve the defendants’ cause as they assert. The single issue in Duchesne was whether Loudermill required that a discharged municipal employee receive a pretermination hearing before a neutral and impartial decisionmaker rather than before the supervisor who fired him. The Sixth Circuit Court of Appeals answered in the negative, but again this case is not like our case.
In Duchesne, the defendant city manager told the plaintiff building inspector that he was to be terminated for improper conduct. The plaintiff’s counsel asked for a pretermination due process hearing. After some proceedings in the federal District Court, the city manager gave the plaintiff a written description containing numerous reasons for the discharge. A pretermination hearing then took place over a period of three days. At that hearing, the plaintiff, who was represented by counsel, was allowed to present witnesses on his theory that the municipality did not have just cause to terminate him and he was also permitted to cross-examine the city’s witnesses. The city manager, who presided at this hearing over the plaintiff’s objection, reaffirmed the discharge. The Duchesne court decided that the procedures at the plaintiff’s hearing gave him all the process he was due under Loudermill. Duchesne v. Williams, supra, 1006.
There was a difference, said the Duchesne court, between the purpose of the limited pretermination hearing and that of a later formal hearing. The purpose of the later formal hearing, it said, was “to adjudicate facts and to formulate and decide on the legal principles applicable to the circumstances.” Id. In contrast, the purpose of the earlier presentation to the
While Loudermill is distinguishable from this case, it is clear that that case does mandate that when a property interest in continued public employment is created by a state statute, as in this case, the government must take an additional step, that of a pretermination hearing. We now must decide what kind of pretermination hearing, given the Connecticut statutory scheme, complies with the constitutional command of due process. This is to be done within the context of Justice White’s “some kind of a hearing” requisite in Loudermill prior to the discharge of an employee who has a constitutionally protected property interest in his employment. (Emphasis added.) Cleveland Board of Education v. Loudermill, supra, 542. “The term ‘hearing,’ like ‘jurisdiction,’ is ‘a verbal coat of many colors.’ ” H. Friendly, “Some Kind of Hearing,” 123 U. Pa. L. Rev. 1267, 1270
First, the significance of the private interest in retaining this position, which may well be one of a kind in this community, cannot be understated. The official action is merely not the denial of some application for initial employment as local fire marshal by the plaintiff or that of a temporary suspension but the grave sanction of outright severance and deprivation after appointment to that position. The mere circumstance that it carries a small stipend, as we have pointed out, is not critical. It is an absolute deprivation of a property interest that can be terminated only for “just cause” under the statute.
Second, the risk of the erroneous deprivation of the plaintiff's property interest in the position is unusually high given the conduct of the hearing of August 15, 1986, and the complete absence of any further admin
Our consideration of the third factor under Mathews, the governmental interest of the defendants, including the function involved and the administrative burdens that additional or substitute procedural requirements would entail, does not, in the balancing process, weigh on the side of government in this case. As we require below, affording the plaintiff a meaningful opportunity to respond would not impose significant administrative burdens. We must assume that the employer shares the employee’s interest in avoiding,
The plaintiff, therefore, was entitled to the following procedural safeguards prior to her dismissal, some but not all of which she received. First, notification in writing of the specific grounds for the proposed dismissal. Second, the meaningful opportunity to be heard in her own defense, personally or by counsel, at a public hearing, before the defendants have the power of
We agree with the trial court that the plaintiff was not accorded procedural due process and find no error in the judgment sustaining the appeal.
There is no error.
In this opinion the other justices concurred.
The defendants’ letter of June 11, 1986, was the following:
“REDDING FIRE DISTRICT NO. 1
P.O. Box 151
REDDING, CONNECTICUT 06875
June 11, 1986
Mrs. Pat Bartlett
41 Church Hill Rd.
Redding, Ct. 06896
Dear Pat,
As you are aware, your six (6) month probationary period as acting Fire Marshal for Redding Fire District No. 1 expires on June 14, 1986.
After a careful review the Fire Commissioners have determined that your performance has been unacceptable and therefore you are hereby relieved of your duties effective immediately.
Very truly yours,
Redding Fire District No. 1 Commissioners:
Mr. Hobart Parde
Mr. Herbert Krause
Mr. Davis Berhnardt”
General Statutes § 29-300 provides: “hearing prior to dismissal, appeal. No local fire marshal shall be dismissed unless he has been given
The defendants, in their brief, argue that when they informed the plaintiff on June 11,1986, that she was terminated, they were “under the impression that Connecticut General Statutes § 29-300 required a hearing only if a dismissed fire marshall requested one. . . .”
The July 23, 1986 letter also noted that defendants’ counsel had asked Commissioner Krause “to prepare a list of specific charges.”
The return of record to the Superior Court included a certified copy of the transcript of the public hearing before the defendant commissioners on August 15, 1986.
At oral argument, the defendants’ counsel, when asked whether the plaintiff’s appointment was probationary, conceded that under our statutes he found no distinction between a probationary or nonprobationary appointment insofar as this plaintiff’s rights were concerned.
Greenman also said that “[i]f she’s not calling my office and getting my technical service from my technical service section—she’s not doing her job. . . . She could call every day of the week, for the rest of the time she’s a Fire Marshal and she’d still be correct.”
The plaintiffs counsel asked Fred Moore hypothetically that if the plaintiff lived in Weston, would he recommend her as a deputy fire marshal in Weston, “if such an opportunity existed.” Moore answered: “If such an opportunity existed—sure.”
Whitham referred to the'fact that the batteries on the alarm system were not working as well as the need for a heat detector in the attic where there are a lot of materials stored.
General Statutes § 29-299 provides: “dismissal of local fire marshal. If a local fire marshal fails to faithfully perform the duties of his office, the appointing authority of the municipality in which he is serving shall, after proper inquiry, dismiss him and appoint another in his place. The state fire marshal shall be promptly notified of the removal from office of any local fire marshal and of the appointment of his successor.”
See footnote 2, supra.
An examination of the transcript discloses that Krause’s entire answer to the question was the following: “I’d have to say yes unless there is evidence presented to us, which is what I understand the Statute provides is an opportunity for the people here to say, ‘Hey, Herb—you know—she did a good job here. We were unaware of this.’ We’ve heard the other side of it where people are unhappy with her performance. That’s what our decision is based upon and—you know—things that we dealt with her. Mr. Moore, from Weston, rode in the car with her to dinner. We worked with her on a basis where people reported to us—complaining—not riding in the car with her. And granted you work (inaudible) professionally, so this is our opportunity to hear the other side. We all heard one side—you know—the complaints. And now we’re hearing the other side—if that’s what you’re saying.”
General Statutes § 29-297 provides: “appointment of local fire marshals and deputies. The board of fire commissioners or, in the absence of such board, any corresponding authority of each town, city or borough, or, if no such board or corresponding authority exists, the legislative body of each city, the board of selectmen of each town or the warden and burgesses of each borough, or, in the case of an incorporated fire district, the executive authority of such district shall appoint a local fire marshal and such deputy fire marshals as may be necessary. In making such appointment, preference shall be given to a member of the regular or volunteer fire department of such municipality. Each local fire marshal shall be sworn to the faithful performance of his duties by the clerk of the town, city, borough or fire district and shall continue to serve in that office until removed
At oral argument, upon inquiry by the court, the defendants’ counsel said that he could not concede that the “after proper inquiry” language of General Statutes § 29-299 related to a pretermination hearing.
We note that there are other statutes where the “equitable disposition of the appeal” language now found in General Statutes § 29-300 has replaced a de novo hearing upon appeal to the court. See, e.g., General Statutes § 7-302, entitled “Hearing prior to dismissal of fire department head. Appeal”; General Statutes § 7-278, entitled “Hearing prior to dismissal of municipal police head. Just cause requirement. Appeal”; see also General Statutes (Sup. 1951) § 190b.
In their brief and at oral argument, the defendants maintained that the plaintiff had no property interest in her position as a municipal fire marshal. In doing so, they argued before us that she received something on the order of $70 per month as remuneration for that position. Where there is a property interest in continued employment, a deprivation of that employment is not de minimis. The defendants, however, have failed to acknowledge the prestige of such a position in the community, as well as the satisfaction to those who are called to render such services. “[I]ts gravity is irrelevant to the question whether account must be taken of the Due Process Clause.” Goss v. Lopez, 419 U.S. 565, 576, 95 S. Ct. 729, 42 L. Ed. 2d 725 (1975); see, e.g., Garraghty v. Jordan, 830 F.2d 1295, 1299 (4th Cir. 1987) (prison warden’s suspension, although lasting only five days, was not a de minimis deprivation because with that he lost compensation and other emoluments of his office for the period of suspension); see Boals v. Gray, 775 F.2d 686 (6th Cir. 1985) (a correctional officer’s five day sus
See, e.g., Mathews v. Eldridge, 424 U.S. 319, 332, 96 S. Ct. 893, 47 L. Ed. 2d 18 (1976) (social security benefits); Goss v. Lopez, 419 U.S. 565, 574, 95 S. Ct. 729, 42 L. Ed. 2d 725 (1975) (public education); Board of Regents v. Roth, 408 U.S. 564, 576, 92 S. Ct. 2701, 33 L. Ed. 2d 548 (1972) (continued public employment); Bell v. Burson, 402 U.S. 535, 540, 91 S. Ct. 1586, 29 L. Ed. 2d 90 (1971) (driver’s license); Goldberg v. Kelly, 397 U.S. 254, 264, 90 S. Ct. 1011, 25 L. Ed. 2d 287 (1970) (welfare benefits).
Later, in Perry v. Sindermann, 408 U.S. 593, 97 S. Ct. 2694, 33 L. Ed. 2d 570 (1972), the court, using the criteria of Board of Regents v. Roth, 408 U.S. 564, 92 S. Ct. 2701, 33 L. Ed. 2d 548 (1972), did find that Sindermann had a property interest in continued public employment at state colleges in Texas. In Sindermann, the court found that the claimed de facto tenure system extant in Texas was such that, if it was proven, would estab
We note that because both Board of Regents v. Roth and Perry v. Sindermann involve a failure to rehire rather than a discharge, the United States Supreme Court did not specifically reach the issue of what pretermination procedures would be required by procedural due process.
We note that neither the briefs of the parties nor the opinion of the trial judge refer to either Cleveland Board of Education v. Loudermill, 470 U.S. 532, 105 S. Ct. 1487, 84 L. Ed. 2d 494 (1985), or Duchesne v. Williams, 849 F.2d 1004 (6th Cir. 1988).
Loudermill also claimed that the Ohio statute was unconstitutional as applied because discharged employees were not given sufficiently prompt postremoval hearings. Cleveland Board of Education v. Loudermill, 470 U.S. 532, 536, 105 S. Ct. 1487, 84 L. Ed. 2d 494 (1985). We need not discuss this phase of his claim as it is not related to the issue before us.
We need not resolve the matter of whether the hearing the plaintiff did receive was required to be conducted by an impartial decisionmaker because, at oral argument, the plaintiff conceded that she never moved to disqualify any or all of the defendant commissioners on the grounds of bias or partiality. We, therefore, consider that matter effectively waived by the plaintiff.
In any event, we hasten to add that while an “impartial decisionmaker is an essential element of due process”; Bowens v. North Carolina Department of Human Resources, 710 F.2d 1015, 1020 (4th Cir. 1983); one does not cease to be an impartial decisionmaker simply because he has made a “conditional decision” to terminate an employee “pending further developments in an administrative process that had not then closed.” Morris v. Danville, 744 F.2d 1041, 1044 (4th Cir. 1984). In addition, and importantly, administrative decisionmakers like judicial ones are entitled to a “presumption of honesty and integrity.” See Withrow v. Larkin, 421 U.S. 35, 47, 95 S. Ct. 1456, 43 L. Ed. 2d 712 (1975).