MEMORANDUM OPINION
Plаintiff Gregory Bartko, currently serving a 23-year prison sentence for securities fraud, is seeking to exonerate himself by proving prosecutorial misconduct. To that end, he has brought this pro se suit under the Freedom of Information Act against many Department of Justice components, including the Office of Professional Responsibility. This Court has already issued several other Opinions discussing the merits of related FOIA requests in this case. See, e.g., Bartko v. Dep’t of Justice, No. 13-1135,
In seeking summary judgment, OPR asserts that it has released all of the responsivе documents that Plaintiff is entitled to receive and has properly withheld others pursuant to certain FOIA exemptions. Bartko, conversely, believes that he is entitled to summary judgment and requests that the Court compel the agency to release all withheld records. The Court sides with OPR.
I. Background
As a prior Opinion set forth in some detail the factual background of this suit, see Bartko v. Dep’t of Justice,
In early 2013, Plaintiff submitted FOIA requests to no fewer than seven federal agencies and components, seeking information relating to his prosecution so that he could file a habeas petition. See id. at 139. Dissatisfied with the substantive responses and lack of promptness displayed by the government, he brought suit in this Court. Two years and countless rounds of briefing later, Plaintiff and the Defendant agencies have finally begun to narrow their disagreements concerning those agencies’ compliance — or lack thereof — with FOIA.
OPR, the Defendant agency at issue here, initially resisted disclosure when responding to Bartko’s request; in fact, it issued a Glomar response, thereby refusing to confirm or dеny the existence of the documents that Plaintiff sought. See id. at 141-44; Phillippi v. CIA,
Having processed these 441 pages of records, OPR produced to Plaintiff one page in full and 12 in part, with redactions made pursuant to various FOIA exemptions. See Fourth Barnett Deck, ¶ 8. It also withheld in full 102 pages and provided a Vaughn Index specifying which exеmptions it relied upon in these 114 total pages. See id. Tab D; see also Vaughn v. Rosen,
Now that it has produced some records, withheld others, and referred the bulk of them to other components, OPR believes that it has satisfied its FOIA obligations and seeks summary judgment. Bartko, by contrast, believes that he is entitled to summary judgment and moves to compel the release of all of the withheld documents. After reviewing thе briefing in the case, the Court ordered OPR to provide the 114 disputed pages to the Court for in camera review. See Minute Order of June 30, 2015. The agency complied, and the Court has now reviewed all of the documents.
II. Legal Standard
Summary judgment may be granted if “the movant shows that there is no genuine dispute as to any material fact and the movant is entitled to judgment as a matter of law.” Fed.R.Civ.P. 56(a). A genuine issue of material fact is one that would change the outcome of the litigation. See Anderson v. Liberty Lobby, Inc.,
FOIA cases typically and appropriately are decided on motions for summary judgment. See Brayton v. Office of U.S. Trade Rep.,
III. Analysis
Congress enacted FOIA in order “to pierce the veil of administrative secrecy and to open agency action to the light of public scrutiny.” Dep’t of the Air Force v. Rose,
Although the parties’ Cross-Motions are, at times, difficult to follow inasmuch as they often talk past each other, the Court can discern two separate issues: (1) whether only 114 pages (or some larger number) are in dispute and (2) the propriety of the withholdings on these pages. The Court will address the issues separately, noting first that Bartko does not dispute the adequacy of OPR’s search, but only its withholdings.
A. Scope of Dispute
The parties cannot agree on which documents are at issue in this round of briefing, but they have identified four potential categories:
• 102 pages withheld in full (plus an additional twelve withheld in part), located in response to FOIA request F13-00032. See Def. Opp. & Reply at 3; Fourth Barnett Deck, ¶¶ 8-14;
• 320 pages referred by OPR to EOU-SA, located in response to FOIA request F1300032. See PI. Cross-Mot. & Reply, Exh. 3 (Plaintiffs Letter of December 26, 2014) at 1-2;
• 610 pages referred by OPR to EOU-SA, located in response tо FOIA request F1400098. See id.; Def. Opp. & Reply at 2-3;
• 166 pages, whose whereabouts are currently unknown, located in response to FOIA request F14-00098. See PL Cross-Mot. & Reply at 7; Def. Opp. & Reply at 3.
Although Bartko and OPR, thankfully, concur that the propriety of the withhold-ings for the first set of documents — the
The second and third batches — collectively 930 pages — were referred by OPR to EOUSA pursuant to DOJ regulation, which provides:
When the component processing the request' believes that a different component, agency, or other Federal Government office is best able to determine whether to disclose the record, the component typically should refer the responsibility for responding to the request regarding that record, as long as the referral is to a component or agency that is subject to the FOIA. Ordinarily, the component or agency that originated the record will be presumed to be best able to make the disclosure determination.
28 C.F.R. § 16.4(d)(2)(i).
The third batch (610 pages) was the subject of thе parties’ dispositive briefing and this Court’s Opinion of May 6, 2015. See Bartko v. Dep’t of Justice, No. 13-1135,
The second batch (320 pages) was not a topic of that prior Opinion. This is because the Court’s Order of December 11, 2014, see ECF No. 123, permitted Plaintiff to amend his Complaint against EOUSA only with respect to the 610-page referral from OPR and not any other claim. The 320-page batch, consequently, is not a subject of the operative Second Amended Complaint and is thus not properly before the Court.
The fourth batch of documents, consisting of 166 pages of records, is the least clearly briefed by the parties. Fortunately, the Court need not delay resolution of these Motions on this account. As previously explained, these pages of records were located in response to FOIA request F14-00098, which Bartko submitted directly to OPR on July 26, 2014. See PI. Cross-Mot. & Reply, Exh. 2 (OPR’s Letter of September 10, 2014) at 1. These records were not referred to another component or agency, but rather were withheld in full pursuant to Exemption 5. See id. The Court, as just mentioned, permitted Plaintiff to supplement his Complaint only against EOUSA and only with respect to the 610 pages that OPR had referred to EOUSA as part of processing that request. See ECF No. 123 (Order of December 11, 2013) at 3. He was also advised then that he could bring another suit against OPR designated as “related” to this case, advancing any other claims arising out of this later July 2014 FOIA request. See id. Having failed to dо as the Court ordered, it is unclear on what basis he now seeks relief..
The Court, in sum, will only address the first category of documents that the parties have agreed is the subject of these Cross-Motions — 114 pages in total.
B. Exemptions 6, 7(C)
OPR relied on Exemptions 6 and 7(C) to withhold information contained on numerous pages throughout the 114-page batch. See Fourth Barnett Decl., ¶¶ 23-27.
Exemption 6 protects “personnel and medical files and similar files the disclosure of which would constitute a clearly unwarranted invasion of personal privacy.” 5 U.S.C. § 552(b)(6). Exemption 7(C) ex-
Although both exemptions require agencies and reviewing courts to undеrtake the same weighing of interests, the balance tilts more strongly toward nondisclosure in the context of Exemption 7(C) because its “privacy language is broader than the comparable language in Exemption 6 in two respects.” Reporters Comm.,
If the withheld records were “compiled for law enforcement purposes,” the Court need only address whether the agency has properly withheld these documеnts under Exemption 7(C), and there is no requirement to consider the higher bar of Exemption 6. In determining if the records were compiled for such purposes, “the focus is on how and under what circumstances the requested files were compiled, and whether the files sought relate to anything that can fairly be characterized as an enforcement proceeding.” Jefferson v. Dep’t of Justice, Office of Prof'l Responsibility,
The D.C. Circuit has previously held that OPR records relating to the investigation of an AUSA are compiled for law-enforcement purposes. In Kimberlin v. Dep’t of Justice,
This threshold question answered, the first step in the Exemption 7(C) analysis is to determine whether there is, in fact, a privacy interest in the materials sought. See ACLU,
In the context of Exemption 7(C), it is well established that “individuals have a strong interest in not being associated unwarrantedly with alleged criminal activity.” Stern v. FBI,
The Court must nevertheless bear in mind that AUSA Wheeler was a public official, who, by definition, “may not have as great a claim to privacy as that afforded ordinarily to private citizens.” Lesar v. Dep’t of Justice,
Given the public-accountability purposes of FOIA, affording high-level public officials lesser privacy interests is logical, as their conduct and mistakes shed light on official government positions. See id.; McMichael v. Dep’t of Defense,
On the Goliath-sized totem pole of government bureaucracy, AUSA Wheeler falls between a staff-level career civil servant and a political appointee or senior manager. As Chief of the Economic Crimes Division of the USAO for the Eastern District of North Carolina, he presumably exercised some degree of supervisory authority greater than the ordinary line prosecutor. This authority, nonetheless, does not approach that exercised by political appointees or senior managers. To the extent that Wheeler generally possessed some degree of supervisory authority, moreover, his actions of issue were primarily taken in the capacity of a line prosecutor who tried Bartko’s case. Choosing between the two ends of the supervisory spectrum, then, his job position is thus best classified — for the purposes of his privacy interests — as a staff attorney. Having not been publicly charged with any crime, therefore, Wheeler maintains a significant privacy interest in not having the contents of an OPR investigаtion divulged to the public.
The Court must now balance this substantial privacy interest against the public interest in releasing the records. In this analysis, the public interest is limited to FOIA’s “core purpose” of “shed[ding] light on an agency’s performance of its statutory duties.” Reporters Comm.,
Here, Plaintiff, repeatedly harps upon the general public interest in exposing prosecutorial misconduct — an undeniably serious issue — but thеre is no indication that the specific records he sought would reveal anything about the inner workings of DOJ or prosecutorial misconduct generally. The Court’s in camera review, moreover, confirms that the records contain absolutely no such information, but rather pertain to OPR’s evaluation of AUSA Wheeler’s conduct, its handling of the Wheeler investigation,
C. Exemption 5
In addition to Exemption 7(C), OPR applies Exemption 5 to approximately twenty specific documents, which thе Court has also reviewed in camera. FOIA Exemption 5 applies to “inter-agency or intra-agency memorandums or letters which would not be available by law to a party other than an agency in litigation with the agency.” 5 U.S.C. § 552(b)(5). Withholdings are restricted to “those documents, and only those documents, normally privileged in the civil discovery context.” NLRB v. Sears, Roebuck & Co.,
The deliberative-process privilege exempts from disclosure “documents reflecting advisory opinions, recommendations, and deliberations comprising part of a process by which governmental decisions and policies are formulated.” Sears, Roebuck & Co.,
The attorney work-product privilege, conversely, extends to “documents and tangible things that are prepared in anticipation of litigation or for trial” by an attorney. Fed.R.Civ.P. 26(b)(3)(A). As this Court has noted in the past, the privilege is relatively broad, encompassing documents prepared for litigation that is “foreseeable,” if not necessarily imminent. See Am. Immigration Council,
While it may be true that the prospect of future litigation touches virtually any object of a [law-enforcement agency] attorney’s attention, if the agency were allowed “to withhold any document prepared by any person in the Government with a law degree simply because litigation might someday occur, the policies of the FOIA would be largely defeated.”
Senate of the Com. of Puerto Rico ex rel. Judiciary Comm. v. Dep’t of Justice,
Here, OPR properly withheld records OPR-9, OPR-25, OPR-29, OPR-32, OPR-33, and OPR-35 under the attorney work-product privilege. See Fourth Barnett Deck, ¶22. The Court’s in camera review reveals that these records consist of emails from or to OPR attorneys or at their instruction discussing the impact of a certain issue on the pending FOIA litigation. The release of this information would reveal the mental processes of the attorneys involved in this litigation. See Citizens For Responsibility & Ethics in Washington v. Nat’l Archives & Records Admin.,
Defendant also properly withheld certain emails between OPR attorneys under the deliberative-process privilege. Those emails — OPR-3, OPR-7 through - 10, OPR-25, OPR-26, OPR-29 through - 36, and OPR-37 — contained deliberations relating to how OPR would proceed in the investigation of AUSA Wheeler. See Fourth Barnett Deck, ¶¶ 20-21. They are, as Defendant asserts, predecisional and deliberative because they reflect OPR’s de-cisionmaking process in how to resolve the Wheeler investigation. See id., ¶ 21. The release of this information could stifle frank and open discussion between OPR employees. See Klamath Water Users Protective Ass’n,
Plaintiff nonetheless maintains that the deliberative-process privilege is inapplicable because of the so-called government-misconduct exception, under which he must “provide an adequate basis for believing that [the documents] would shed light upon government misconduct.” Hall & Associates v. Envtl. Prot. Agency,
This exception, as an initial matter, is construed very narrowly and applies only in cases of extreme government wrongdoing. See Nat’l Whistleblower Ctr. v. Dep’t of Health & Human Servs.,
D. Segregability
Finally, the Court must consider whether there are any reasonably segregable portions of the. information that should be released. See 5 U.S.C. § 552(b); see also Trans-Pacific Policing Agreement v. U.S. Customs Serv.,
IV. Conclusion
For the foregoing reasons, the Court will issue a contemporaneous Order denying Plaintiffs Motion for Summary Judgment and granting Defendant’s.
