¶ 1 Emily Barrett, newborn daughter of Bernadette and William Barrett, tragically died as a result of an accident that occurred as a nurse administered “blow-by” oxygen to the baby through an endotracheal tube. In a subsequent lawsuit, the trial court granted judgment as a matter of law for Dr. Thomas Harris, Emily’s treating neonatologist, on the Barretts’ claims that he caused Emily’s death both by failing to advise Mrs. Barrett that Emily would be at risk for respiratory problems if born prematurely and by instructing the nurse to administer blow-by oxygen. In deciding whether the court ruled correctly, we examine and apply principles relating to proximate cause. For the reasons that follow, we affirm.
FACTS AND PROCEDURAL HISTORY
¶ 2 On August 12, 1997, Mrs. Barrett, who was approximately 33 weeks pregnant and in labor, was hospitalized at Yuma Regional Medical Center (“YRMC”) and eventually diagnosed with sepsis, a urinary tract infection, and severe cardiomyopathy. She was transferred to a Phoenix hospital for a possible high-risk delivery, but did not deliver. Following her discharge two weeks later, she returned to Yuma.
¶3 On September 4, Mrs. Barrett, who was then 36 weeks pregnant and nearing full term, complained to her obstetrician of flank pain. Suspecting a possible kidney infection, the obstetrician immediately prescribed treatment with antibiotics and admitted Mrs. Barrett to YRMC. For the sake of Mrs. Barrett’s health, he recommended continuing this treatment for two days and then inducing labor. Unsure of this course of action, Mrs. Barrett arranged a consultation with Dr. Harris, a neonatalogist, to address, among other matters, her concerns about inducing pre-term labor.
¶ 4 During the consultation held the next day, Mrs. Barrett asked Dr. Harris whether the baby’s lungs were' sufficiently mature for
¶ 5 Mrs. Barrett’s obstetrician induced labor on September 6, and Emily was born. She soon experienced difficulty breathing, and the next day Dr. Harris diagnosed Emily with respiratory distress syndrome. Dr. Harris surmised that Mrs. Barrett’s prior illness had delayed the maturation of Emily’s lungs, thereby causing the respiratory problems. Dr. Harris never informed Mrs. Barrett of this risk prior to Emily’s birth.
¶ 6 Emily’s respiratory condition continued to deteriorate. Consequently, on September 9, Dr. Harris inserted an endotracheal tube (“ET-tube”) into Emily’s windpipe in order to connect her to a respirator, which would assist her breathing. Dr. Harris then instructed nurse Peggy Neisen to deliver “blow-by” oxygen to Emily by placing a free-flowing concentration of oxygen near the baby’s face, thus delivering oxygen to the baby’s lungs through the ET-tube protruding from her mouth, until the connection was made to the respirator. In Dr. Harris’ opinion, the administration of blow-by oxygen was the only way to get oxygen to Emily’s lungs once the ET-tube was in place.
¶ 7 After giving the instruction to administer blow-by oxygen, Dr. Harris briefly turned his attention from Emily to the respirator settings. During this time, Nurse Neisen accidently brought the oxygen supply tube into such close proximity with the ET-tube that a closed system was created in which oxygen was rapidly introduced to Emily’s lungs without any means of escape. As a result, Emily’s lungs became hyperinflated until they collapsed, causing air to leak throughout her body, which inflicted severe injury. Five days later, Emily died as a result of complications from the hyperinflation injury.
¶ 8 The Barretts filed suit against Dr. Harris for negligence, medical malpractice, and wrongful death. 1 Among other allegations, the Barretts asserted that Dr. Harris was hable for (1) failing to inform Mrs. Barrett during the neonatal consultation that Emily’s lungs might be immature at the time labor was induced, thereby putting her at risk for respiratory problems, and (2) instructing Nurse Niesen to administer blow-by oxygen. At the close of the Barretts’ ease presented in the subsequent jury trial, the court granted Dr. Harris’ motion for judgment as a matter of law (“motion for JMOL”) on these theories of liability. The court ruled that the Barretts had failed to establish either that the neonatal consultation or the instruction to use blow-by oxygen proximately caused Emily’s death. Thereafter, the jury returned a verdict in favor of Dr. Harris on the Barretts’ remaining theories of liability. After the court denied the Barretts’ motion for new trial, this appeal followed.
STANDARD OF REVIEW
¶ 9 We review de novo the trial court’s grant of the motion for JMOL,
Gemstar, Ltd. v. Ernst & Young,
DISCUSSION
1. Neonatal consultation
¶ 10 The Barretts first argue that the trial court erred by granting the motion for
¶ 11 A plaintiff proves proximate cause, also referred to as legal cause,
2
by demonstrating a natural and continuous sequence of events stemming from the defendant’s act or omission, unbroken by any efficient intervening cause, that produces an injury, in whole or in part, and without which the injury would not have occurred.
Robertson v. Sixpence Inns of America, Inc.,
¶ 12 Ordinarily, a plaintiff in a medical malpractice lawsuit must prove the causal connection between an act or omission and the ultimate injury through expert medical testimony, unless the connection is readily apparent to the trier of fact.
Gregg v. Nat’l Med. Health Care Sens., Inc.,
¶ 13 The trial court ruled that the Barretts failed to present sufficient evidence from which a reasonable juror could find that Dr. Harris’ consultation proximately caused Emily’s death. The court noted that the Bar-retts’ causation expert, Dr. Jack Sills, testified that the sole cause of Emily’s death was the hyperinflation of her lungs, which was caused only by Nurse Niesen’s manner of administering blow-by oxygen. Dr. Sills, along with the Barretts’ standard-of-eare expert, Dr. Andre Vanderhal, additionally opined that absent the hyperinflation injury, Emily’s condition was normal and her prognosis good. Because all the evidence showed that Emily would have been a typical, healthy baby absent the hyperinflation incident, the court concluded that even if Dr. Harris’ advice caused Mrs. Barrett to agree to the inducement procedure, it did not cause Emily’s death. The court alternatively ruled that the hyperinflation incident constituted a superseding cause that relieved Dr. Harris of liability.
¶ 14 The Barretts argue that the trial court erred in its ruling because they in fact presented sufficient evidence from which reasonable jurors could conclude that Dr. Harris’ failure to inform Mrs. Barrett of the risk of respiratory problems associated with preterm birth proximately caused Emily’s death. 3 Mrs. Barrett testified that if Dr. Harris had informed her of this risk, she would not have permitted her obstetrician to induce labor, and Emily would not have suffered respiratory problems, which eventually resulted in treatment and the fatal hyperinflation injury. The Barretts contend that by providing negligent advice during the consultation, Dr. Harris proximately caused Emily’s death by starting the chain of events that led to the hyperinflation injury.
If the negligent actor is liable for another’s bodily injury, he is also subject to liability for any additional bodily harm resulting from normal efforts of third persons in rendering aid which the other’s injury reasonably requires, irrespective of whether such acts are done in a proper or a negligent manner.
Absent law to the contrary, we look to the Restatement for guidance.
4
Webster v. Culbertson,
¶ 16 According to the Barretts, Dr. Harris’ negligent advice caused bodily injury to Emily (respiratory distress syndrome) that necessitated treatment (assisted breathing) during which she suffered additional bodily harm (hyperinflation injury). Thus, applying § 457, the Barretts assert that a reasonable juror could conclude that Dr. Harris’ consultation proximately caused Emily’s death.
¶ 17 Although § 457 can apply to successive acts of medical malpractice,
5
the Bar-retts did not introduce any evidence that the neonatal consultation caused Emily’s respiratory distress. Neither of the Barretts’ medical experts opined that the consultation or the pre-term birth caused Emily’s respiratory problem. Dr. Yanderhal testified only that a small risk always exists that a baby born at slightly more than 36 weeks, which is less than a week from full term (37-42 weeks), will have immature lungs and experience respiratory distress. He additionally opined that Emily’s lungs might have been immature had she been born even four weeks later. The doctor did not opine on the probability that Emily’s birth at 36-plus weeks rather than a later date caused her respiratory distress. In short, the evidence did not allow the jury to reasonably infer that the timing of Emily’s birth caused her respiratory problems, which required treatment.
Robertson,
¶ 18 Because no evidence demonstrated that Dr. Harris’ consultation advice proximately caused Emily bodily injury, § 457 did not apply to impute liability to Dr. Harris for her subsequent medical treatment and injury. For this reason, the trial court properly granted the motion for JMOL for Dr. Harris on the Barretts’ claim that he was liable for Emily’s death due to the advice imparted or omitted during the neonatal consultation. In light of our conclusion, we do not address the trial court’s alternative ruling that Dr. Harris was excused from any liability for the consultation because Nurse Niesen’s administration of blow-by oxygen was a superseding cause of Emily’s death.
2. Blow-by order
¶ 19 The Barretts next argue that the trial court erred by granting the motion for
¶ 20 The Barretts first contend that the court erred in its ruling because they indeed presented sufficient medical evidence that Dr. Harris’ blow-by order fell below the standard of care. Dr. Harris does not dispute that the Barretts presented sufficient evidence on this issue to survive a JMOL, and we agree. Whether a physician breaches a duty by falling below the accepted standard of care is ordinarily shown by expert medical testimony.
Peacock v. Samaritan Health Serv.,
¶ 21 The Barretts also contend that the court erred in its ruling because they presented sufficient evidence that Dr. Harris’ blow-by order proximately caused Emily’s hyperinflation injury and resulting death. The Barretts point to Dr. Vanderhal’s testimony that use of blow-by oxygen subjected Emily to the risk of being injured by the inefficient delivery of oxygen. Because Emily was in fact injured by the delivery of blow-by oxygen, the Barretts argue that they sufficiently proved proximate cause to allow the claim to proceed to the jury. They maintain that they were not required to specifically show that the order to administer blow-by oxygen created a foreseeable risk of hyperinflation.
¶ 22 To support their position, the Barretts rely on the Restatement (Second) of Torts § 435 (1965), which provides, in pertinent part, as follows:
(1) If the actor’s conduct is a substantial factor in bringing about harm to another, the fact that the actor neither foresaw nor should have foreseen the extent of the harm or the manner in which it occurred does not prevent him from being liable.
Arizona courts have applied § 435.
See Pe-tolicchio,
¶ 23 The Barretts submit “there can be little doubt” that Dr. Harris’ order to administer blow-by oxygen to Emily was a “substantial factor” in harming Emily because Nurse Niesen created the fatal closed system while following this order. Thus, applying Restatement § 435, they contend that the fact Dr. Harris did not foresee nor should not have foreseen the hyperinflation injury did not relieve him from liability. Dr. Harris responds that § 435 is inapplicable because Arizona’s adherence to the substantial factor premise articulated in that section is “questionable” in light of supreme court precedent. Regardless, he argues that applying Arizona law, the order to administer blow-by oxygen did not proximately cause Emily’s death because the hyperinflation injury did not result from a recognizable risk created by use of blow-by oxygen. To resolve this dispute, we must decide what constitutes a “substantial factor” in bringing about harm to another person, as set forth in Restatement § 435, and whether Arizona follows § 435.
¶ 24 The meaning of “substantial factor” in § 435 is set forth in the Restatement (Second) of Torts §§ 431, 433 (1965) of that treatise. Section 431 provides that an actor’s negligent conduct is a legal or proximate cause of harm if that conduct is a substantial factor in bringing about the harm and no rule
¶ 25 In
McDowell v. Davis,
¶26 We reject Dr. Harris’ contention that the
McDowell
court “expressly rejected the ‘substantial factor’ test as a definition of proximate cause.” Rather than rejecting that test, the court criticized the jury instruction for not using “the language of the test as set forth in the Restatement, § 431 to the extent that the meaning of the test as explained in the Restatement, §§ 432 and 433, [was not] properly conveyed to the jury.”
Id.
at 72,
¶27 We next consider whether the Barretts presented sufficient evidence that the blow-by order was a substantial factor in bringing about the hyperinflation injury. At a minimum, although other factors must be considered,
see
Restatement § 433, a negligent act or omission is a substantial factor in bringing about harm if it produced the injury in a natural and continuous sequence, unbroken by any efficient intervening cause, and without which the injury would not have occurred.
See Robertson,
¶ 28 “[N]egligence is not actionable in the abstract.”
Sabina v. Yavapai County Flood Control Dist.,
¶ 29 Dr. Harris contends that the Barretts failed to introduce any medical evidence that the use of blow-by oxygen created a recognizable risk of hyperinflation. Specifically, Dr. Harris points to Dr. Vanderhal’s testimony that the administration of blow-by oxygen fell below the standard of care solely because it was not an efficient means of delivering oxygen to the lungs of an intubated baby whose natural airway is restricted by the small diameter of the ET-tube. Based on this testimony, Dr. Harris contends that the only recognizable risk created by use of blow-by oxygen was that Emily would not receive sufficient oxygen. Because Emily was not injured by the lack of oxygen, and because no other medical evidence suggested that hyperinflation fell within the recognizable risk that allegedly made the blow-by order negligent, Dr. Harris asserts that his order was not a substantial factor in bringing about Emily’s injury.
¶ 30 The Barretts argue that the following testimony from Dr. Vanderhal demonstrated that the hyperinflation injury was within the recognizable risk of using blow-by oxygen:
Q. Okay, and that hyperinflation incident, doctor, was totally unforeseeable, wasn’t it, to Dr. Harris?
A. I would be — I think it is foreseeable that this baby would have a recurrence of air leak, and pneumothorax. 9 If you ask me, could he have foreseen that it was this massive, the answer’s no.
Standing alone, it is possible to read this testimony as meaning that a recurrence of air leak and pneumothorax due to hyperinflation was foreseeable. Immediately after relating this testimony, however, Dr. Van-derhal clarified that hyperinflation could not occur until a closed system was created and that “creation of that closed system was totally unforeseeable.” He further stated that he had never associated hyperinflation with the application of blow-by oxygen. Thus, when read in the context of Dr. Vanderhal’s entire testimony, it is apparent that the portion of the doctor’s testimony relied on by the Barretts referred to the foreseeablity that Emily would again develop air leak and pneumothorax due to receipt of an insuffi-
eient
¶31 In summary, the Barretts did not produce any evidence demonstrating that Nurse Niesen’s creation of the fatal closed system stemmed from the recognizable risk that made Dr. Harris’ decision to use blow-by oxygen negligent.
Rossell,
CONCLUSION
¶ 32 For the foregoing reasons, we conclude that the trial court properly granted Dr. Harris’ motion for JMOL on the Bar-retts’ claims that he committed medical malpractice and was negligent by failing to inform Mrs. Barrett of the risk that Emily would have immature lungs if born prematurely, and by later ordering the administration of blow-by oxygen to Emily. The Bar-retts failed to introduce sufficient evidence that these acts and omissions proximately caused Emily’s death. Consequently, we affirm.
Notes
. The Barretts also asserted claims against YRMC, Mrs. Barrett’s treating obstetricians, and a perinatology group. The Barretts settled with YRMC and the obstetricians and voluntarily dismissed the claims asserted against the perinatol-ogy group.
. See W. Page Keeton et al., Prosser and Keeton on Torts § 41, at 263 (5th ed.1984).
. The Barretts also argue that they presented sufficient evidence that Dr. Harris fell below the standard of care when advising Mrs. Barrett during the neonatal consultation. However, because the trial court granted the motion for JMOL based solely on the issue of proximate cause, we need not address this issue.
. No Arizona opinion has applied Restatement § 457.
Transcon Lines v. Barnes,
.
See Daly v. United States,
. Comment a states in significant part as follows: "In order to be a legal cause of another’s harm, it is not enough that the harm would not have occurred had the actor not been negligent..... The word ‘substantial’ is used to denote the fact that the defendant’s conduct has such an effect in producing the harm as to lead reasonable men to regard it as a cause, using that word in the popular sense, in which there always lurks the idea of responsibility, rather than in the so-called ‘philosophic sense,' which includes every one of the great number of events without which any happening would not have occurred. Each of these events is a cause in the so-called 'philosophic sense,’ yet the effect of many of them is so insignificant that no ordinary mind would think of them as causes.”
. Restatement § 433 lists as considerations (a) the number of other factors that contribute in producing the harm and the extent of the effect they have in producing it, (b) whether the actor’s conduct created a force or series of forces that were in continuous and active operation up to the time of the harm or created a harmless situation unless acted upon by other forces for which the actor was not responsible, and (c) the lapse of time between the negligent conduct and the harm.
. In
Markiewicz,
. According to Dr. Vanderhal, a pneumothorax is a condition in which air exists outside the lung but remains inside the chest and the lung collapses either completely or partially. Emily had experienced bilateral pneumothoraces before being intubated.
