Alеxander F. BARBIERI, Court Administrator of Pennsylvania, and William F. Cercone, Judge of the Superior Court of Pennsylvania, Petitioners, v. Milton J. SHAPP, Governor of the Commonwealth of Pennsylvania, and C. DeLores Tucker, Secretary of the Commonwealth.
368 A.2d 721
Supreme Court of Pennsylvania
January 25, 1977
463 Pa. 463
Argued Oct. 12, 1976.
Vincent X. Yakowicz, Sol. Gen., Com. of Pa., Harrisburg, for Milton J. Shapp et al.
Before JONES, C. J., and EAGEN, O‘BRIEN, ROBERTS, POMEROY, NIX and MANDERINO, JJ.
OPINION
JONES, Chief Justice.
This is a Petition for Review of a governmental determination filed pursuant to the new Pennsylvania Rules of Appellate Procedure,
We must decide whether Section 2 of the Schedule to Article V applies to petitioner, Judge Cercone. Judge Cercone believes that it does so apply and wrote to petitioner, Judge Alexander F. Barbieri, Court Administrator of Pennsylvania, on June 9, 1976, asking Judge Barbieri to obtain for him from respondents, Milton J.
When the framers of the revised Article V met in convention they intended that the Schedule to that Article would serve as a bridge between the old and new judicial systems:
“The Convention is empowered to include in its recommendations those provisions which it deems essential to provide against difficulty in moving from one system to another. The transfer from a prevailing judicial order into a new one is quite likely to involve grave problems of compensation, election, tenure, jurisdiction, the transfer of powers etc., and unless provision is made in advance for the elimination of such
problems, confusion, uncertainty and inconvenience may result. The traditional means for disposing of problems of this nature is a provision or series of provisions called the ‘Schedule’ which makes all necessary adjustments in the movement from one condition to another . . .” The Pennsylvania Constitutional Convention 1967-68, Reference Manual No. 5, p. 7 (emphasis supplied).
The Schedule, as adopted, was expressly given “the same forсe and effect” as the provisions of Article V (see
“The present terms of all judges of the Superior Court which would otherwise expire on the first Monday of January in an odd-numbered year shall be extended to expire in the even-numbered year next following.”
Pa.Const. art. 5, Schedule, § 2 (emphasis supplied)
Because the effective date of the article and schedule was January 1, 1969,5 five days before the induction of Judge Cercone, respondents contend that his term is arguably not a “present” term subject to extension. We conclude otherwise for the reasons stated below.
The word “present” is defined by the Schedule: “where the word ‘present’ appears it speaks from the effective date hereof.”
We believe our construction of the Schedule provisions is the only fair and reasonable one. It comports with the clear intent of the framers to eliminate the chaos and confusion which would otherwise result in the transition from the old judicial system to a new system requiring all judges to be elected at municipal elections held in odd-numbered years. It would contravene
In Count II of their petition, petitioners request relief in the nature of declaratory judgment. Under the circumstances, such relief is appropriate and will be granted. Petitioner Cercone asserts, herein, a legal right in which he has a concrete interest and which is challenged by respondents, who have felt constrained to deny his request for an extension pending final determination of the controversy in the courts. In additiоn, the declaration sought will effectively terminate the controversy. See Liberty Mutual Insurance Co. v. S. G. S. Co., 456 Pa. 94, 318 A.2d 906 (1974); Vanderslice Estate, 14 Pa.D. & C.2d 446 (C. P. Columbia County 1957);
Count II of the Petition for Review is granted.
EAGEN and O‘BRIEN, JJ., did not participate in the consideration or decision of this case.
ROBERTS, J., filed a dissenting opinion in which POMEROY, J., joins.
NIX, Justice (concurring).
I agree with the conclusion of Mr. Chief Justice JONES, in his Opinion for the Court, that Judge Cercone‘s term of office as Judge of the Superior Court has been extended by operation of Section 2 of the Schedule to Article V of the Pennsylvania Constitution, to the first Monday of January 1980. The Court therefore correctly holds that Judge Cercone need not run for retention election as Judge of the Superior Court until the 1979 municipal election. I do not accept the reasoning employed by Mr. Chief Justice JONES to reach this result, in that it fails to emphasize the limited scope of this Schedule provision and, implicitly suggests, albeit unintentionally, that this Court has the power, absent express constitutional authority, to extend a constitutionally mandated judicial term of office. I must reject any implication that this Court is clothed with such authority, and I am thus constrained to set forth my views on the subject.
The pertinent facts of this case may be summarized as follows. On November 5, 1968, William F. Cercone was duly elected by popular vote as Judge of the Superior Court of Pennsylvania. He took his oath of office on January 6, 1969, the first Monday of the year, for a ten year term of office expiring on the first Monday of January 1979. At the time of Judge Cercone‘s election to office, Judges of the Superior Court were elected in even-numbered years.2 However, by the time he took his oath of office in January 1969, the Judiciary Article to
“The present terms of all judges of the Superior Court which would otherwise expire on the first Monday of January in an odd-numbered year shall be extended to expire in the even-numbered year next following.”
Pa.Const. art. 5, Schedule, § 2 .
The question now before this Court is whether Judge Cercone‘s term is subject to extension under this Section. The controversy centers on the interpretation to be accorded the phrase, “the present terms of all judges of the Superior Court.”
According to Mr. Chief Justice JONES, “present terms” are all those in effect or arising after January 1, 1969, the effective date of the Judiciary amendments. Under this rationale, Judge Cercone is therefore included because his “term” commenced when he took his oath of office on January 6, 1969. On the other hand, the dissenting Justice concludes that “present terms” should be restricted to terms that commenced prior to the effective date of the amendments. Judge Cercone therefore would not be included because his oath was administered five days after the amendments became effective. I am unable to accept either of these interpretations.
In my view, it is clear that if we had not embraced within this jurisdiction the concept of the retention elec-
Prior to retention a judge who completed the term to which he or she was elected was required to participate in a partisan election if further judicial service was desired. The incumbent had no greater entitlement to the office than any other person interested in seeking it.5 The former judge and the aspirant to the office were on the same footing and neither could complain as to when the next opportunity for election to the office would be available. Thus, a hiatus between the expiration of the incumbent‘s term and the next appropriate election, to allow for the change from the old to the new would be of no moment.6 Nor would such a situation create a significant burden upon the administration of justice since the vacancy could be filled through the appointment process. See
Without Section 2 a Superior Court Judge who was elected to office in an even-numbered year would have his term expire on the first Monday of January of the odd-numbered year but could not seek reelection until November of that year.9 In this instance, the hiatus between the expiration of the term and the next appropriate election would be disastrous. Unlike the scheme of the prior constitution, where a partisan election could have been held to fill the office, the period between the
It is therefore clear that the purpose of Section 2 in the overall constitutional scheme was to extend by one year the term of office of any Superior Court Judge elected to a term established under the provisions of the prior constitution in order to render the judge‘s term of office compatible with the new election provisions established by the amendments. Moreover, it is equally clear that this overall scheme could not be achieved if the lan-
Unlike my brethren, I do not believe that a “sensible and expedient” construction of the language of Section 2 can be ascertained without a clear understanding of its intended effect, particularly in light of this Court‘s longstanding adherence to the principle that the constitution is entitled to a construction, as nearly as may be, in accordance with thе intent of its makers. Commonwealth ex rel. Attorney General v. Beamish, 309 Pa. 510, 165 A. 615 (1932); Moers v. City of Reading, 21 Pa. 188 (1853). Reference to this principle in the instant case compels the view that the framers, in utilizing the phrase “present terms,” intended to include the terms of any Superior Court Judges which had become fixed under the provisions of the prior constitution. Even though Judge Cercone did not take his oath of office until January 6, 1969, his entitlement to the judgeship in question and his term of office became fixed, pursuant to the 1874 Constitution, on November 5, 1968, the day that he was elected. Accordingly, when the new Judiciary Article and its Schedule took effect on January 1, 1969, his was a present term within the meaning of Section 2 of the Schedule.
In my view, any other construction of this provision would severely distort its intended effect. I therefore cannot accept the view of the dissenting Justice, which
My disagreement with the Opinion of the Court, although I reach the same result, stems from its emphasis upon the science of lexicography rather than a concentration upon the intent of the framers and the understаnding of the people in adopting the Article and its Schedule. A literal reading of the language employed in the Court‘s opinion would suggest that any term hereinafter commencing subsequent to the effective date of the amendments is subject to modification under Section 2. It is obvious that the framers of the Schedule did not intend for this provision to authorize such sweeping judicial interference with all future terms of the Judges of the Superior Court.12 This construction is not only patently unnecessary to effectuate the reorganization of the judiciary under the new Article V, but it is belied by the fact that Section 2 is merely part of the Schedule, attached to the Constitution to serve temporary purposes only, sеe Commonwealth ex rel. Barratt v. McAfee, 232 Pa. 36, 41, 81 A. 85, 86 (1911).
A constitutional provision establishing a fixed term of office encompasses an implied prohibition against ex-
In conclusion, I think it is clear that the Schedule provision in question was intended to be no more than a stop-gap measure. Its purpose was to bring the seven terms of the seven Judges on the Superior Court into alignment with the newly added constitutional requirement that they stand for election in an odd-numbered year and at the same time preserve the right of those judges to seek reelection by retention. Further, I understand that the one-year increase in Judge Cercone‘s term sanctioned by our decision today completes this process. Accordingly, Section 2 of the Schedule has served its purpose, and it has no further applicability in the judicial reorganization process.
ROBERTS, Justice (dissenting).
On November 5, 1968, William F. Cercone was elected to a ten year term as judge of the Pennsylvania Superior Court. Judge Cercone took office on January 6, 1969, for a term ending the first Monday of January 1979. Five days before he assumed office, a new Judiciary Article to the Pennsylvania Constitution took effect.1 The new article created a unified judicial system for the first time in Pennsylvania and established a retention procedure for the reelection of incumbent judges.2 It also
Prior to the adoption of the new Judiciary Article, judges of the Pennsylvania Superior Court were elected in even-numbered years.4 To facilitate the trаnsition from the old judicial system to the new one, the voters adopted the Schedule to Article V.5 Section 2 of the Schedule provides that the terms of certain Superior Court judges shall be extended one year. The majority holds that Judge Cercone‘s term should be extended pursuant to § 2 of the Schedule in order to eliminate any possible conflict with
“The present terms of all judges of the Superior Court which would otherwise expire on the first Monday of January in an odd-numbered year shall be extended to expire in the even-numbered year next following.” (emphasis added).
The effective date of the new Judiciary Article and the Schedule was January 1, 1969. However, Judge Cercone did not assume office until January 6, 1969. Therefore, his term is not a “present” term within the meaning of § 2 of the Schedule.
The word “present” is defined in the second paragraph of the Schedule as follows:
“. . . where the word ‘present’ appears it speaks from the effective date hereof.”
The majority seizes upon the word “from” within this definition and concludes that “present terms of all judges of the Superior Court” includes terms which commenced after the effective date of the new Judiciary Article. This interpretation departs from the common usage of the word “present”6 and ignores the context in which the definition of the word “present” is set fоrth.
The second paragraph of the Schedule to Article V states in full:
“This article and schedule, unless otherwise stated herein, shall become effective on January 1, 1969. In this schedule where the word ‘now’ appears it speaks from the date of adoption of this schedule; where the word ‘present’ appears it speaks from the effective date hereof.”
Section 2 of the Schedule was the sole vehicle provided by the framers for the transition from the former to the present judicial system. Unfortunately, the framers did not foresee the possibility that the term of a future Superior Court judge would later expire in an odd-numbered year. The failure of the Schedule to cover all contingencies which could arise during the transition between judicial systems places the responsibility upon this Court to effect a solution which best comports with the purposes of Article V. In this case, there are three alternatives:
- a retention еlection in 1977 for a term to begin on the first Monday of January 1979;
- a retention election in 1978 for a term to begin on the first Monday of January 1979;
- extension of Judge Cercone‘s term by one year despite the inapplicability of § 2 of the Schedule to art. V, with a retention election in 1979 for a term to begin on the first Monday of January 1980.
The first alternative would require Judge Cercone to run for retention in 1977 for a term to begin approximately fourteen months later in January 1979. I agree with the majority that such a lengthy period between election and assumption of office is undesirable and contravenes the public policy of this Commonwealth.7
I conclude that the second alternative best resolves the conflicting policies involved in this case. It would not alter the constitutionally established ten year term of office for Superior Court judges. Moreover, it preserves Judge Cercone‘s right to stand for retention, and at the same time ensures that his retention shall be determined at the election immediately preceding the expiration of his term of office.
“All judges elected by the electors of the State at large may be elected at either a general or municipal election, as circumstances require.”
Article V‘s provisions for elections in odd-numbered years may be fairly read as an exercise of the choice provided by Article VII, § 3, rather than as an implied repeal of that section.11 Article VII, § 3 and Article V, §§ 13(a), 15(b), read together, disclose a constitutional policy which favors but does not compel election of judges in odd-numbered years. When “circumstances require,” an election for judge may be held at a general election, i. e., in an even-numbered year.12 I believe that “circum-
For these reasons, I conclude that Judge Cercone should have the option of seeking retention in 1978 for a term to begin in January 1979.
POMEROY, J., joins in this dissenting opinion.
