27 A. 973 | Conn. | 1893
An appeal having been taken to the Superior Court from an order and decree of the court of probate for the district of East Windsor proving and approving an instrument purporting to be the last will and testament of one James S. Barber, disposing of a considerable estate, on the trial to the jury the validity of the instrument was contested, mainly on the ground that the alleged testator was not of sound and disposing mind and memory at the time of its execution. The jury returned a verdict setting aside the will, which was accepted by the court and judgment rendered thereon. From that judgment an appeal was taken to this court and several reasons of appeal assigned.
We will consider first, as of the greatest general importance, the exceptions to the charge to the jury. Upon the trial the proponents and present appellants, having introduced the alleged will, also introduced the evidence of the two surviving witnesses to the will, tending to prove, and which they claimed did prove, its due execution, and that the testator was of sound and disposing mind and memory at that time. They then rested, and the contestants went forward and introduced evidence to show the want of capacity, mainly, as was claimed, because of the existence of an insane delusion existing in the mind of said Barber in reference to the paternity of his children. This was met by evidence offered by the proponents in rebuttal. The court, in the course of its somewhat lengthy charge to the jury, made *395 several more or less direct references to the subject of the burden of proof upon the question of capacity. We will quote such portions of these references as seem in any way material. Early in the charge the court, having explained what constitutes testamentary capacity, said: — "If, gentlemen, you are satisfied by a fair preponderance of the evidence that the testator had this kind of mental capacity, understanding and strength at the time of making this will, it will be your duty to find that he was of sound mind, and upon this issue render a verdict for the proponents and in favor of the will. If, on the other hand, you are not satisfied by a fair preponderance of evidence that the testator, at the time of executing this will, had the kind of mental strength and capacity which I have been describing to you, it will be your duty to find that he was not of sound mind, and your verdict should be for the contestants and against the will. The burden of proof as to the soundness of mind of the testator lies, in every case, on the parties relying on the will, and they must satisfy you that it is the will of a capable testator, and when the whole matter is before you, on evidence given on both sides, if the evidence does not, by a fair preponderance of it, satisfy you that the will is the will of a competent testator, you ought not to affirm by your verdict that it is. In other words, if, when the whole matter is before you on the evidence given on both sides, it is left uncertain whether or not the testator was of sound mind, then it is left uncertain whether a person of sound mind, within the meaning of our statute, has made the will, and the will should not be sustained. In the course of the trial the balance of evidence may fluctuate from one side to the other, but the burden of proof remains where it was at the outset, upon the advocates of the will, and unless, at the close of the trial, the balance is with the advocates of the will, unless the beam of the scale tips down on the side of the advocates of the will, they must fail. It is not sufficient that the scales stand evenly balanced. There must be a fair preponderance in the proponents' favor to justify a verdict sustaining a will. As I have before said to you, no person *396 unless of the age of eighteen years and of sound mind can dispose of his or her property by will. Hence, when the advocates or proponents of the will present the instrument, they must satisfy you by a fair preponderance of the evidence that the deceased, at the time he executed the will, belonged to the class of persons who by law can make wills." Towards the close of the charge the court said: — "In the case at bar the burden of proof is upon the executor to show that Mr. Barber was, at the time of the execution of his alleged will, of a sound and disposing mind, and if upon the whole evidence you are uncertain whether at the time of the execution of said alleged will he was of sound mind or not, then it is left uncertain whether, under the statute, he was capable of making a will, and it is your duty to render a verdict for the contestants. And I will further add, that to render a will invalid because of unsoundness of mind of the testator, it is not necessary to show that at the time of making the supposed will he was demented or an imbecile and wholly deprived of sense. It is sufficient if you are satisfied by a fair preponderance of the evidence that he was affected with an insane delusion or delusions, and that the provisions in his will were the product of such insane delusion or delusions." The proponents, in their reasons of appeal, complain that this charge of the court, and especially the matter contained in the last quotation, (as well as in several other portions of the charge which we have deemed it unnecessary to quote,) was confusing and contradictory. Confining our comments to the language quoted, we are constrained to say that it appears to us that there is some apparent foundation for this criticism. Taking the language used strictly, and without qualification, there would seem to be three conflicting rules, each distinctly stated; first, that the burden of proving that the will was the sane act of the testator, by a fair preponderance of evidence, lies "in every case," and remains throughout the trial, upon the proponents of the instrument; second, that the burden on the proponents is not that of proof by a fair preponderance of evidence, but by such evidence as brings certainty upon the point to the minds *397 of the triers; third, that in order to defeat the probate of a will on the ground of its being the product of an insane delusion or delusions, the jury should be satisfied by a fair preponderance of evidence of the existence and effect of such delusions. If the last of these rules had stood alone, and had been so stated that the jury might be presumed to have understood it, and that it was their duty to be guided by it, the proponents' ground of complaint against the charge, which we are at present considering, could be dismissed. But, taking the language which we have quoted as a whole, (and there is nothing elsewhere in the charge which in any manner explains or modifies it,) it is not only possible to see how the jury may have been misled, but it is impossible to see how it could have been otherwise. The statement twice made in different portions of the charge, that "if, when the whole matter is before you, on the evidence given on both sides, it is left uncertain whether or not the testator was of sound mind, then it is left uncertain whether a person of sound mind, within the meaning of our statute, has made the will, and the will should not be sustained," would, as it appears to us, be likely to impress the jury and remain in their minds as the salient feature of the charge. Such a principle, if correct, would have the advantage of being most easy to understand and to apply. The trouble is that it is manifestly incorrect; none the less because it appears to be a quotation from the language of the Supreme Court of Massachusetts, in the case of Crowninshield v. Crowninshield, 2 Gray, 524, 534, and so much so that it would be injustice to the learned judge to believe that he intended it to be understood, or believed that it would be understood, by the jury literally, strictly, and without qualification, as by the word "equally," before "uncertain," or by the other language which immediately preceded and that which immediately followed it, as it seems to us, nevertheless, that it must have been. On this ground, therefore, it must be held, (as further claimed by the proponents,) that the charge of the court was erroneous.
But a question of more general interest and importance *398 remains to be considered, in reference to the portion of the charge which states as the rule that the burden of proof as to capacity, by a fair preponderance of evidence, remains in every case and throughout upon the proponents of the will. The inquiry is whether this is a correct statement of the law and practice in this state, or rather, what the correct rule and principle is.
In considering this question an examination at length of the decisions in other jurisdictions would be of little practical utility, for the slightest inspection will disclose an irreconcilable conflict of views and opinions upon the subject. Thus, in 2 Greenleaf's Evidence, 15th ed., § 689, it is said in the text: "In regard toinsanity or want of sufficient soundness of mind, we have heretofore seen that though, in the probate of a will, as the real issue is whether there is a valid will or not, the executor is considered as holding the affirmative, and therefore may seem bound affirmatively to prove the sanity of the testator, yet we have also seen that the law itself presumes every man to be of sane mind until the contrary is shown. The burden of proving unsoundness or imbecility of mind in the testator is therefore on the party impeaching the will for this cause;" while, in a note to the same section, authorities are first given in support of the doctrine stated in the text, and then it is said that "it is not so held universally, and the better rule is that the burden of proof, both of the execution and of the capacity of the testator, is upon him who attempts to set up the will." Authorities in support of that statement are then given, and the note then ends with these words: — "Indeed, the question of the burden of proof in a plea of insanity is one which is variously decided," a statement which, satisfactory or not, is doubtless correct. We shall therefore, so far as a consideration of the authorities elsewhere is concerned, content ourselves with saying that, while in some of the states the burden of proving want of capacity is held as stated in the text of Green-leaf to be throughout upon the contestants of a will, in others, and perhaps most, either by virtue of statutes or in accordance with the decisions of the courts of last resort *399
affirmative proof of sanity is required from the proponents, but that, generally speaking, in such jurisdictions, notwithstanding such requirement of affirmative proof of capacity, the general presumption of sanity is held to continue, and that if the evidence is balanced, and so doubtful, such presumption should prevail. Trish v.Newell, 62 I11., 196; Carpenter v.Calvert, 83 id., 62; Delafield v.Parish, 25 N. York, 9; Hawkins v.Grimes, 13 B. Monroe, (Ky.,) 257. Or else it is held that on formal proof of capacity by the attesting witnesses, the burden of the proponents has been discharged, and thereafter rests upon the party alleging incapacity.Sloan v. Maxwell, 2 Green's Ch., (N. J.,) 563; Yoe v. McCord, 74 I11., 33;Mayo v. Jones,
But it is time that we came to an examination of the Connecticut decisions, and the rule to be deduced from them. In Comstock v. Hadlyme Eccl. Society,
The term "burden of proof" is, after all, and no matter how important it has become through universal adoption and use, a mere form or figure of speech. Accordingly, as one view or another of its significance has been held, one style or the other of these seemingly inconsistent expressions has been used to denote entirely consistent meanings. What we are now concerned to do is to discover, if we can, and to express as clearly as we can, the true underlying principle and rule, that is to say, the law of this jurisdiction in relation to the matter in question. Assuming then as the better form of statement, in accordance with modern phraseology, that the burden of proof does not shift, and that such burden is placed primarily, in reference to sanity, on the proponents of a will, what duty is thereby imposed? The statute provides that all persons of a certain age and of sound mind may make wills. It is therefore incumbent on the proponents to prove that the alleged testator was of sound mind. But the law presumes every person to be so until the contrary *404 is shown, and this presumption is of probative force in favor of the proponents of the will. It would be sufficient in the first instance, were it not that, for reasons clearly indicated in the opinions in Knox's Appeal andField's Appeal, the practice has grown up and become law, of requiring the presence in court of such of the attesting witnesses as are within reach of the process of the court, and evidence from some or all of them in reference to capacity. They are "the persons whom the law, in its wisdom, has provided should be placed about the testator, at the time and place of the execution of the will, in order that they may have means and opportunity of judging of his capacity, and may protect both the testator and the heirs." It is for this reason, as this court explicitly said in Field'sAppeal, that the heirs have a right to insist that the triers shall have the benefit of the observation and opinions of all the witnesses if practicable, and that the party seeking to establish the will shall, unless the requirement is waived, put them on the stand. The making of a will, said this court in Knox's Appeal, "is of so much importance, and it is so often, not to say so generally, done under circumstances of great bodily debility, likely to produce more or less mental derangement, that the statute has very properly required three witnesses." Having required them, it is as natural to bold that they should be called or their absence legally accounted for. Failure to do this would raise a natural inference against the validity of the will, which would properly go very far to overcome the presumption of law in its favor. So also it may be said that if, when called, they fail by their evidence to support the capacity of the testator, so far as the facts related by them as existing at the time and their opinions based on those facts are concerned, it may well be claimed that they disprove the presumption of sanity, and necessitate the production of other evidence of capacity before the proponents can rest as having established and made out a primâ facie case. But when the evidence of the attesting witnesses has been produced, and is in favor of the proponents, and they have thereupon rested, what has been made out? What is *405 embraced in the primâ facie case thus presented? Two things, certainly, as it seems to us — that the testator generally was of sound and disposing mind and memory, as established by the presumption of sanity, and that there was nothing in the surrounding circumstances, at the time of the execution of the instrument, suspicious in its character or calculated to affect or weaken such presumption. In other words, the testator was to be presumed sane until the contrary appeared, and the contrary did not appear at the time of the execution of the instrument and to those who witnessed it. This would be the necessary force of the evidence. It would perhaps be all its force if the witnesses called in were strangers to the testator and had no other opportunity than the brief act of signing afforded to judge of his condition or state of mind. It might, however, have an additional weight if the acquaintance or means of observation were greater or more extended. Whatever weight it had the proponents would be entitled to upon the whole case, but the essential elements of the primâ facie case would be as we have indicated. Now, the proponents having presented their primâ facie case, and rested, the contestants, as was said in Dale'sAppeal, would go forward with their evidence, and the proponents then rebut. When the case was closed upon the evidence what would be the situation of the parties? The burden of proof as to capacity would remain upon the proponents. In their favor in the discharge of that burden would be the presumption of sanity, valid until overcome by opposing proof. Against it would be the evidence offered as to incapacity by the contestants. If it was evidence as to general incapacity, covering perhaps, as this court said inDale's Appeal, p. 143, "long spaces of time in either direction," it would have been met, with more or less success, by counter evidence of the same character. If of delusions on one or more particular subjects, consistent with the general appearance of sanity and capacity, it would have been met, as such evidence alone could be met, either by disproving or discrediting the instances claimed, or by rendering their existence or influence upon the provisions of the will improbable *406 by other instances, circumstances and conduct of an inconsistent character. In short, as was so clearly stated in the citation made from the opinion of Judge COOLEY in Taff v. Hosmer, (supra,) the evidence of the contestants would be offensive and affirmative in its character, and that of the proponents defensive and negative, and on the whole case the question would be whether the evidence of the contestants sufficiently preponderated over the rebutting and special evidence of the proponents, including the evidence of the attesting witnesses, to overcome the presumption of sanity which constituted the proponents' primâ facie case. In other words, leaving the presumption of sanity out of the case, was there more evidence of insanity than of sanity? So that, putting it again into the case, there would still be as much. Then and then only would the scales of justice, to which the court below in the case before us referred, be so adjusted, according to law, that it would be correct to say "unless at the close of the trial the balance is with the advocates of the will they must fail; it is not sufficient that the scales stand evenly balanced." This consideration of the presumption of sanity in favor of the proponents' case, the court below, while holding them to a strict discharge of the burden of proof, failed in any form to recognize, and therefore, in this particular also, we must hold that there was error in the charge.
In addition to the reasons of appeal based upon the charge of the court to the jury, there are other reasons which remain to be considered. It is claimed that the court erred in admitting a hypothetical question addressed to Dr. Stearns, an expert witness for the contestants, against the proponents' objection. The hypothetical question is contained in the record, covering three printed pages. Fortunately we deem it unnecessary to quote it at length. It is only requisite to refer to some of the matters contained in it which appear to us improper elements to enter into such a question. Among the matters which the witness was asked to assume to be true, were that many different persons, after conversing with the testator and observing his conduct, believed him to be *407
insane. We do not think such a belief of many others, presumably not experts, and opposed, as it doubtless was, by the contrary belief of many others, constituted a legitimate element of the basis of the opinion of the witness. By deciding upon that ground he would not only assume the function of the triers, but would go farther, since they could only consider such opinions in connection with the facts on which they were based, while the witness had, in reference to such opinions, no facts, except that many persons formed such opinions after conversing with the testator and observing his conduct. But there was no statement of the conversation or description of the conduct. Of course we do not mean to intimate that if these had been added the fault would thereby have been obviated. Again, another assumption was that "neighbors and friends who observed his conduct advised his wife that it was unsafe for her to remain there alone, and that she had better send for her father to come and stay with her; and that she did so, and he remained over night;" which is perhaps more clearly improper in such a question, if anything can be, than the other. Again, "that he afterwards made a will, leaving his daughter, whom he named by name, such an inconsiderable amount of his property, although his estate was inventoried after his death at more than $100,000, as to practically disinherit her, and making like provision in his will for his after-born children, which practically disinherited them." In reference to this last quotation, if what the contestants stated in the argument before us is correct, that the clear estate of the testator would not amount to more than half its inventory value, the statement of that, rather than the true value, was the substitution of an immaterial for a more material element, and it is to be noticed that the amount left to the child, and also the provision for after-born children, are not stated, but the omission is supplied by the assumption and inference of the counsel propounding the question, that they were "inconsiderable" and amounted to "practical disinheritance;" very indefinite expressions, calculated to produce very definite impressions. And finally, *408
after three pages of statements, assumed facts, and inferences, the question concludes thus — "That the jury find the evidence of the physician, Dr. Whiton, which you have heard, to be true." (Witness, "I heard that part of it.") "Assuming that the testimony of Dr. Whiton, in connection with those other propositions and facts I have named, were true, and that the jury find them to be true, can you form an opinion whether the testator was of sound and disposing mind at the time of making his will?" Now what the evidence of Dr. Whiton was does not appear. Whether it would have been admissible to have asked Dr. Stearns simply if he had heard the testimony of Dr. Whiton, and if so, then assuming it to be true what was his opinion, we need not consider, except to say that if Dr. Whiton testified as an expert, or as to matters of opinion, so that the question called for an opinion from Dr. Steams, based on the opinion of Dr. Whiton, it clearly would not be. But supposing the evidence of Dr. Whiton had been in regard to facts, as distinguished from opinions, even then, although the cases in other states are in considerable conflict, we think the weight of authority is that the assumed facts must be included in the question. Our own court, indeed, seems to sanction the idea of some discretion in the matter on the part of the presiding judge, in Roraback v. ThePennsylvania Company,
It was claimed by the contestants that, even if the question was objectionable, this reason of appeal of the proponents could not be supported. And this on three grounds: — *410 First, that the objection taken was in these words — "I desire to object to the question upon the ground that it does not state truly what the evidence in the case shows;" that this was saying merely that the question did not state the facts as they existed, which was not required by the rule, citing Cowley v. The People, 83 N. York, 470; second, that the court having permitted the witness against the proponents' objection to answer the question, the record does not show that any exception was taken to the ruling of the court; third, that the answering the question as framed could have done the proponents no harm; that it was one thing to inquire of the doctor as to the sufficiency of the data for an opinion, and quite another to ask him for his opinion as to the testator's actual mental condition, at a given time, upon the facts and propositions contained in the question. It seems to us that it was the duty of the proponents to point out in a more specific manner to the court the particulars in which the proposed hypothetical question was objectionable, and under the circumstances we do not think the court committed an error in admitting the question for which a new trial should be allowed. But as such new trial must be granted for reasons before given, we have stated our views for the guidance of the parties upon such trial, and for the information of all who may be interested or concerned in the question.
As explaining the basis of the three remaining reasons of appeal we quote the following from the record: — "The proponents offered in evidence, for the purpose of showing the mental capacity of the testator, the diaries of the deceased from 1885 to 1891 inclusive, which were admitted and read in detail to the jury, consuming several days in such reading. Afterwards, during the trial, they further offered the entries in these diaries, as memoranda and declarations of the testator, for the purpose of proving such entries to be true in fact. Upon objection of the contestants' counsel the court limited the diaries and entries therein to the purpose for which they were originally introduced and admitted, and the proponents excepted.
During the trial the proponents offered a letter book of *411 the deceased, containing what were claimed to be copies of letters written by him to various persons, and such letter book was read entire to the jury, occupying two or three days in reading it, for the purpose of showing the mental soundness of the testator. After the book had been offered in evidence and read to the jury, the proponents offered in evidence a large bundle of letters, claimed by them to have been found by Mr. Barber's executor among his effects after his death, and to have been written to Mr. Barber by one or more correspondents, and which, as claimed by the proponents' counsel, were either answers to the letters, copies of which appeared in the letter book, or suggested the writing of the letters therein contained. The counsel for the proponents stated at the time of offering this bundle of letters, that he did not propose to read them, but merely to put them in without any proof of the authenticity of the letters, or of their having been received by the testator in the regular course of business, or presenting the authors of the letters in court for examination.
Upon the envelopes containing the letters, and upon the outside of the letters not inclosed in the envelopes, were pencil memoranda, purporting to have been placed there by Mr. Barber, and which were identified as in his hand-writing, and purporting to be memoranda of the dates of the letters. To the admission of the letters, under the offer of the proponents, the contestants' counsel objected. The court thereupon allowed the memoranda upon the outside of the envelopes and letters made thereon by Mr. Barber to go to the jury, but ruled out the contents of the letters themselves. The contestants excepted to this ruling of the court.
The contestants introduced one Parker, who testified that the testator was, in his opinion, of unsound mind, and among other things testified to a business transaction with Mr. Barber, in which Mr. Parker sold the testator a quantity of tobacco stems, which the testator refused to pay for, for the reason that the wind had blown the tobacco stems off the land on which they had been placed for fertilizing, and that they had therefore done him no good. *412
To contradict Mr. Parker the proponents offered a receipt for tobacco stems, signed by Mr. Parker, and found among Mr. Barber's effects; and also offered an account book purporting to have been kept by the testator, containing an entry of cash purporting to have been paid to Mr. Parker for tobacco stems. Mr. Parker, having been called as a witness by the proponents, and shown the receipt, denied that the receipt was for the stems which he had already testified to as having been sold by him to Mr. Barber, but related to another and entirely different transaction which had taken place at an entirely different time, the item in the account book corresponding with the item in the receipt. The receipt was admitted in evidence for what it was worth, but the counsel for the contestants objected to the introduction of the account book for the purpose for which it was offered, to wit, to contradict Mr. Parker and show that the account for the tobacco stems was in fact paid. The court sustained the objection and the proponents excepted to the ruling.
That, as a matter of common law and unaffected by statute, the ruling of the court in reference to the diaries, admitting them for the purpose of showing the mental capacity of the testator, but not for the purpose of proving the entries to be true in fact, was correct, there can, we think, be no question whatever. The American cases on this subject are almost numberless, and, so far as we are aware, in entire accord in affirmance of this view. A large collection of such cases may be found in a note on page 156, vol. 11, American and English Encyclopædia of Law. But we need go no further for authority on this point than our own case of Comstock v. Hadlyme Eccl. So.,
(supra.) The real contention of the proponents, however, appears to be, that such entries are now admissible in this state as evidence of the truth of relevant matters therein contained, by virtue of Gen. Statutes, § 1094, on the ground that an appeal from a probate decree, approving or disapproving an alleged will, is "an action by or against the representatives of a deceased person" within the meaning of that statute, and the case of Pixley v. Eddy,
Whether any distinction is to be drawn between the diary entries and the entry in the account book of cash purporting to have been paid to Mr. Parker for tobacco stems, it is not necessary to decide. For, even granting such entry to have been admissible, its exclusion could have produced no possible injury to the proponents. The receipt admitted, signed by Mr. Parker, corresponded with the item in the account book, and furnished the best and fully conclusive evidence *414 of payment, which payment was not denied, the claim of Mr. Parker being that it was a different transaction from the one concerning which he had previously testified. On this point corroborating evidence of the admitted fact of payment would have been of no materiality.
So far as the letters are concerned, the only exception, as shown by the record, was taken, not by the proponents but by the contestants. But even if we were to assume, as we have no right to do, but as was most earnestly asserted by the proponents, that an exception was also taken by them, we think the proposition to lay these letters in, as a mass, unread, for the jury "to examine or not as they should feel inclined," was improper. Billings's Appeal,