Lead Opinion
Opinion
— This court must decide what is the proper remedy for an accused when his constitutional right to counsel has been denied by the actions of an undercover police officer who poses as a codefendant and attends the confidential attorney-client conferences of the accused.
I
On August 7, 1977, approximately 50 people, including all of the petitioners, participated in a “sit-in” near the site of the Pacific Gas and Electric Company’s (hereafter, P.G. & E.) Diablo Canyon nuclear facility to demonstrate their opposition to the use of nuclear power to generate energy. The petitioners were arrested and each was charged with two counts of trespassing. (Pen. Code, §§ 602, subd. (k) and 602, subd. (n).) All of the petitioners, except U’ren and Rosenburg, were also charged with one count of unlawful assembly. (Pen. Code, § 409.)
On October 4, 1977, before the date set for trial of these cases, petitioners learned that one of the codefendants was an undercover police officer. They moved to dismiss on the grounds that presence of the agent at confidential attorney-client meetings had deprived them of their rights to the effective assistance of counsel and due process of law.
At the hearing on the motion the following testimony was received:
Two officers, Detective C. D. Smith of the Santa Barbara County Sheriff’s Department and reserve Deputy Sheriff James Lee of the San Luis Obispo County Sheriff’s Department, were assigned by their respective employers to attend the meetings in an undercover capacity in order to learn more about the group, the plans for the demonstration, and to ascertain whether there would be any violence at the demonstration.
Both officers became intimately involved with the group and attended numerous meetings at which plans for the demonstration were discussed. At all of these meetings it was strongly emphasized that the group was committed to nonviolence and at none of these meetings was there any indication that the demonstration would be anything other than peaceful and nonviolent. The two officers also attended an all-day “nonviolent training” session, attendance at which was required for those who would actually participate in the sit-in. At this meeting the participants engaged in various role-playing sessions designed to teach the participants how to react nonviolently to stress situations which might be encountered with police officers.
Prior to the demonstration, representatives of the group asked to meet with members of the San Luis Obispo County Sheriff’s Department and representatives of P.G. & E. Two meetings were held at which the representatives of the group told the sheriff’s department and P.G. & E. officials of the plans for the demonstration, including the time it was to be
On August 3, 1977, at the request of the county district attorney’s office, Judge Conklin, Presiding Judge of the Municipal Court for the San Luis Obispo Judicial District, met in the district attorney’s office with several deputy district attorneys and sheriff’s officers. At this meeting the planned demonstration was discussed. Judge Conklin was informed that there would be violations of certain provisions of the Penal Code. Decisions were made to arraign the arrestees on the same day of the arrests in the county jail auditorium and to release all of them without bail whether or not they signed O.R. release forms.
On August 7th, the demonstration occurred as planned. About 50 people, including petitioners and Officers Lee and Smith, accompanied by approximately 75 to 100 news media people, crossed over two fences and entered an access road maintained by P. G. & E.
Attorneys Haynes and Stone, having been asked to represent the group, arrived at the jail to consult with the arrestees, including Officer Lee. Officer Lee was present at this confidential attorney-client conference and testified that he was sure defense strategy was discussed but was not paying close attention.
Detective Doug Mansfield, Officer Lee’s immediate supervisor, testified that he informed Deputy District Attorney Shea the day after the demonstration that defendant Lee was a police officer. Shea did not inform defense counsel.
Officer Lee continued to pose as a codefendant with petitioners and as a client of the firm of Haynes and Olpin. As such, he attended numerous confidential attorney-client conferences, all of which “went into detail” about various aspects of the cases, including defense strategy. Lee testified he participated in discussions “about the defense in general” but did not recall discussing his “personal defense.”
On one occasion Attorney Stone asked for volunteers to accompany her to inspect the site of the demonstration. Lee was one of two defendants who volunteered and thereby became involved in the strategy discussion occurring at the scene. On another occasion, defense counsel asked that one of the group draw a map of that area. Lee again volunteered to do so. He prepared a detailed map of the fences and gates on the site, but failed to show the presence of an opened gate at a key location. Officer Lee testified that he had not intentionally omitted the gate and did not intend to mislead the petitioners.
Attorney Stone testified that she inspected the site after Lee had given her the map but failed to notice the presence of the gate. She testified that
From the time of the arrest on August 7th to October 4th, Lee reported to Detective Doug Mansfield or Captain Wood. Most of the information that Lee communicated to his superiors was communicated orally, either by telephone or in person. Lee filed only one written report during that period. Lee’s superiors testified that, although they could not remember what information Lee gave them, they were sure he gave them no information about defense strategy. Lee stated that he informed his superiors that the defense was to become more “political.” All three officers testified that they did not discuss Lee’s reports with any members of the district attorney’s office.
The sheriff’s department justification for maintaining Lee in his undercover assignment after the arrests was to gain information about possible infiltration of the group by terrorists or to learn of plans for future violent demonstrations by the group. The officers testified that, although the group had informed them that they planned another demonstration sometime in January 1978, there was no indication of any ■ terrorist infiltration or advocacy of violence by any member of the group.
At one point Officer Lee decided he would enter a plea of nolo contendere on October 4th and remove himself from the court proceedings. He mentioned these plans on October 1st to some of the defendants but did not discuss them with any of the attorneys. Shortly before October 4th, however, the group decided to substitute new counsel and pursue a more “political” defense. Lee then decided not to enter the plea because, he claimed, he was not sure of the “legal ramifications” of entering a plea while represented by the new attorneys. He admitted that he had no intention of discussing these “legal ramifications” with new counsel; he intended instead to talk to Detective Mansfield.
Sometime during October 4th, Judge Conklin informed new counsel that one of his clients was an undercover police officer. The next day an article appeared in the local paper revealing Lee’s true identity.
The trial court denied the motion to dismiss on the grounds that there had been no evidence to show that information gained by Officer Lee had been transmitted to the prosecution. However, the court ordered “that the people may not use any evidence obtained by Mr. Lee or that was derived from his presence at any meetings between counsel, either previous counsel, present counsel or future counsel, if such be the case, nor the fruits thereof may not be used in evidence, and that they may not in rebuttal to any evidence put forth by the defendants, use any evidence whatsoever unless the prosecution can first prove beyond a reasonable doubt that such evidence was obtained independently of the activities of Mr. Lee.”
This writ petition followed.
II
The right to counsel is guaranteed to a defendant in a criminal case by both the Sixth Amendment to the United States Constitution and article I, section 15 of the California Constitution. This right' is a “fundamental constitutional right, which has been carefully guarded by the courts of this state.” (In re James (1952)
It is for this reason that the courts have recognized that the right to counsel guaranteed by the California Constitution embodies the right to communicate in absolute privacy with one’s attorney. Former article I, section 13 (now art. I, § 15) of the California Constitution “unquestionably was adopted to secure to the accused person all the benefits which may flow from the employment of counsel to conduct his defense. To afford him those benefits it is essential that he should be allowed to consult with his counsel, not only during the actual trial, but prior thereto, in order to prepare for his defense. ... It is equally essential to the enjoyment of this constitutional guarantee that the accused should have the right to a private consultation with his counsel. ... ‘If the right " of defense exists, it includes and carries with it the right of such freedom of action as is essential and necessaiy to make such defense complete. In fact, there can be no such thing as a legal trial, unless both parties are allowed a reasonable opportunity to prepare to vindicate their rights. . . . It therefore necessarily follows that it is the absolute right of parties charged with crime to confer privately with their attorneys. . . .’ ” (In re Rider (1920)
In addition to the constitutional right to consult privately with counsel, there are numerous legislative enactments designed to protect the confidentiality of attorney-client communications. For example, Business and Professions Code' section 6068, subdivision (e) states: “It is the duty of an attorney: ...(e) To maintain inviolate the confidence, and at every peril to himself to preserve the secrets, of his client.” Evidence Code section 954 grants a client “a privilege to refuse to disclose, and to prevent another from disclosing, a confidential communication between client and lawyer. ...” Penal Code section 636 makes it a felony for anyone to eavesdrop or record “a conversation” between “a person who is in the physical custody of a law enforcement officer . . . and such person’s attorney. ...” As this court has noted, “the protection of [client] confidences and secrets is not a rule of mere professional conduct, but instead involves public policies of paramount importance which are reflected in numerous statutes.” (In re Jordan, supra, 7 Cal.3d at pp. 940-941.)
Respondent contends that these principles do not apply to the present case for several reasons. First, it argues, the intrusion of a state agent into confidential attorney-client communications does, not violate the right to counsel if the purpose for the intrusion is to detect future crimes rather than to discover defense strategy. This argument has been previously rejected by our courts. In In re Snyder, supra, and In re Jordan, supra, the state asserted that the intrusions in those cases
It is irrelevant to the reasons underlying the guarantee of privacy of communication between client and attorney that the state is intruding for one purpose rather than for another. “[T]he purpose and necessities of the relation between a client and his attorney require, in many cases, on the part of the client, the fullest and freest disclosure to the attorney of the client’s objects, motives, and actions.” (In re Jordan, supra,
Respondent next contends that petitioners’ discussions with their attorneys were not confidential because they openly discussed their cases in the presence of other defendants. However, Evidence Code section 952 and the accompanying comment by the Law Revision Commission indicate that a client’s communications with his attorney do not lose their confidential nature simply because they are made in the presence of joint clients. Section 952 provides that a “confidential communication between client and lawyer” includes information disclosed by a client to his attorney in the presence of third persons “who are present to further the interest of the client in the consultation or ... to whom disclosure is reasonably necessary for the transmission of the information or the accomplishment of the purpose for which the lawyer is consulted. . . .” The Law Revision Commission comments to this section state that “a communication to a lawyer is nonetheless confidential even
Finally, respondent relies on a recent decision by the United States Supreme Court, Weatherford v. Bursey (1977)
It is by no means clear that Weatherford would support respondent’s position. Throughout the Weatherford opinion, the Supreme Court relied on factors which are significantly different from those in the present case:
(2) Weatherford attended the attorney-client conferences at the specific request of Bursey and for Bursey’s sole benefit. Weatherford was not “instructed to intrude on the lawyer-client relationship” and had not “assumed for himself that task.” (Id., at p. 557 [
(3) Weatherford communicated no information about the defense to his superiors. However, in the present case Officer Lee told his superiors that there was to be a “political” defense and that the defendants would attempt to postpone the trial.
(4) In Weatherford, no “specific prejudice to the defendant’s preparation for or conduct of trial [was] demonstrated or otherwise threatened.” (Id., at p. 550 [
Not only is Weatherford inapposite, it cannot be used as authority to justify the police action here since the right to privacy of communication between an accused and his attorney has consistently been grounded on California law. (Cf. ante, at pp. 752-753.) The first California case to expressly recognize that right was decided more than a decade before Powell v. Alabama (1932)
Ill
Next, this court must determine what relief should be given. Petitioners contend that an exclusionary remedy, such as the trial court applied in this case (cf. ante, at p. 750), is inadequate to protect their rights and will not deter the state from such unlawful intrusions in the future. This court agrees.
Whether or not the prosecution has directly gained any confidential information which may be subject to suppression, the prosecution in this case has been aided by its agent’s conduct. Petitioners have been prejudiced in their ability to prepare their defense. They no longer feel they can freely, candidly, and with complete confidence discuss their case with their attorney. Petitioners’ attorney testified that the discovery of the undercover agent’s true identity resulted in a refusal by his clients to offer suggestions or criticize any aspect of the conduct of the cases. Distrustful of each other and fearing that any one of them might also be an undercover police officer, the petitioners have even questioned the true identity of defense counsel’s law student assistant. This lack of cooperation, which resulted solely from the intrusion by law enforcement officers in the attorney-client relationship, has resulted in counsel’s inability to prepare adequately for trial. To allow these cases to proceed to trial under these circumstances would be contrary to basic notions of fair play and simple justice.
Even the blatant use of illegally obtained information will be difficult to prove. As Justice Marshall points out, “[p]roving that an informer reported to the prosecution on defense strategy will [seldom be possible], not only because such proof requires an informer or prosecutor to admit his own wrongdoing (and open the door to damage suits and attacks on convictions), but also because an informer’s failure to make a report after overhearing a lawyer-client session oftentimes can be an effective means of communicating to the prosecutor that nothing surprising was uncovered.” (Id., at p. 565 [
Respondents rely for their exclusionary remedy on Wilson v. Superior Court (1977)
The court in Wilson did not further explain its rationale for adopting an exclusionary rule, nor did it address any of the problems inherent in such a remedy. (Ante, at pp. 756-759.) Wilson is therefore unpersuasive on this issue.
An exclusionary remedy is not only ineffective as a deterrent, but the problems of proof inherent in the remedy when applied to violations of the right to counsel would be inadequate to assure that the prosecution does not benefit from the illegality.
IV
The intrusion, through trickery, of the law enforcement agent in the confidential attorney-client conferences of petitioners cannot be con
Tobriner, J., Mosk, J., and Newman, J., concurred.
Notes
Petitioners are members of either the national or the local organizations.
Although Lee knew Smith was an undercover officer, Smith was not aware that Lee was a peace officer.
The only indication of the possibility of violence was'attributed to Officer Lee. At the all-day training session he stated that he was not sure he would react nonviolently to police officers. Also, immediately prior to the demonstration, members of the group discovered that Officer Lee was .carrying a large knife. He was persuaded to disarm himself.
The group had originally intended to march directly to the front gate of the RG. & E. property. Officer Lee was strongly opposed to such a direct route and encouraged the group to plan “circumventing” routes. He also adamantly opposed the group’s decision to inform the sheriff’s department of the plans for the demonstration. He stated that the group was giving the sheriff’s department too much information.
An additional 12 to 15 group members accompanied the demonstrators. According to Officer Smith’s testimony, these members were acting as monitors for the demonstrators and their purpose was “to be like buffers, to keep outside agitators from provoking or causing violence or creating a disturbance.”
The officers involved in the arrests testified that the demonstration had been very peacefúl and nonviolent and that no problems had been encountered in effectuating the arrests.
Officer Smith was released shortly after arriving at the jail and was not involved in any of the events which occurred thereafter.
Judge Conklin testified that at no time did he discuss the merits of the cases with the prosecutors.
The presence or absence of the opened gate could have been crucial at the trial of petitioners in the case of In re Johnson, (Post, at p. 769[
In Snyder, the intrusion was a wire mesh screen between attorney and client, which prevented papers from being passed back and forth and made reading of documents through the screen difficult. In Jordan, the intrusion consisted of state agents reading mail from attorneys to prisoners or prisoners to attorneys.
See also cases collected in Annotation, Scope and Extent, and Remedy or Sanctions for Infringement, of Accused’s Right to Communicate With His Attorney (1966)
Respondent attempts to equate the actions of Undercover Agent Lee with a codefendant who has attended and participated in attorney-client meetings but who subsequently decides to cooperate with the prosecution. It is argued that petitioners must suffer the consequences of their misplaced confidences. However, it is one thing for an individual to be “betrayed” by an acquaintance or a private person with whom he has associated. It is another for the government deliberately to send out agents to do to its citizens by trickery what it may not do to them directly. “The difference between the risk of faithlessness that we all run when we choose our friends and the risk of faithlessness that we run when government foists a multiplying army of bribed informers on us may well be a matter of degree; but of such degrees is liberty or its destruction engineered.” (Amsterdam, Perspectives on the Fourth Amendment (1974) 58 Minn. L.Rev. 349, 407.)
Moreover, Officer Lee, unlike Agent Weatherford, actively participated in defense planning, including the preparation of a (faulty) map of the arrest site.
The dissent by my colleague, Justice Clark, inaccurately asserts that this court “ultimately shift[s] ground” from the federal to the state Constitution in reaching its decision. Quite the contrary, this decision flows directly and exclusively from principles of California law — constitutional, decisional, and statutory — all of which predated Weather-ford. (In re Jordan, supra, 7 Cal.3d 930; Cornell v. Superior Court, supra,
Even if this case were to be decided under federal law, the dissent’s conclusion that there was no violation of the right to counsel would not be sustained. There is a significant legal distinction between an undercover agent who retains his own separate counsel (Weatherford) and one who retains the same attorney as his unsuspecting codefendants (Barber et al.); between an agent who attends an attorney-client conference at the specific invitation of his codefendant (Weatherford) and one who attends under the instruction of his government (Barber)-, between an agent who seeks a separate trial from his codefendants (Weatherford) and one who seeks a joint trial (Barber)-, and between an undercover agent who merely gives information, ideas, and suggestions to defense counsel (Weatherford) and one who volunteers to draw (inaccurately) maps for counsel and who reports the nature of the defense to his superiors.
In view of this conclusion, it is not necessary to decide whether petitioners’ rights to due process of law and against self-incrimination have also been violated.
My colleague, Justice Manuel, asserts an aggrieved client will have no problems of proof because under an exclusionary rule it would be the prosecution that must prove an independent source beyond a reasonable doubt for its evidence. However, this contention overlooks the difficulties and dilemmas facing a client and his lawyer. If the accused has to put forward evidence of his own in order to attack or impeach the prosecution’s claim of lack of taint, then the accused is forced to give up his Fifth Amendment rights. Moreover, this argument ignores the real fact that many forms of prejudice do not logically lend themselves to an exclusionary remedy.
The concurring and dissenting opinion further suggests that “[ajbsent jeopardy, violations of constitutional rights do not gain an accused immunity from punishment.” That is not quite the law. Dismissal of a pending prosecution is the well-established remedy for a number of constitutional violations, including a violation of the right to a speedy trial. (See, esp., Strunk v. United States (1973)
Requiring such a re-disclosure would also be in direct violation of Evidence Code, section 915, which provides in pertinent part: “(a) Subject to subdivision (b), the presiding officer may not require disclosure of information claimed to be privileged under this division in order to rule on the claim of privilege.” The Law Revision Commission comments to this section state: “Subdivision (a) states the general rule that revelation of the information asserted to be privileged may not be compelled in order to determine whether or not it is privileged. This codifies existing law. [Citations.]”
Indeed, it seems a patent violation of an accused’s right against self-incrimination to require him to elicit evidence of defense strategy in this manner in order to protect his right to a trial free from taint.
Moreover, consider the dilemma of a client who hears an undercover agent testify falsely on what defense strategy was discussed. Would the client take the witness stand to impeach the agent by recounting the true defense strategy?
Neither of the dissenting opinions squarely meets this central issue. How may a meaningful exclusionary remedy be adequately enforced without violating Evidence Code section 915 or the privilege against self-incrimination and without reviolating the attorney-client privilege? This problem is carefully avoided by the dissenters.
Instead, the dissent by Justice Clark erroneously suggests that in Weatherford the Supreme Court rejected a “reversal per se” sanction for this type of violation of the right to counsel. That suggestion is fallacious, since the issue of remedy for a violation of the right to counsel in a criminal case was not before the court in Weatherford. Rather, the court found there had been no violation of the federal Constitution at all. It never reached the question whether, had there been a violation, an exclusionary remedy was preferable to a dismissal. Indeed, since the Weatherford case was a civil suit brought after the defendant’s conviction was final, the question of the appropriate remedy in criminal cases would not have come before the court even if it had found a violation of the Sixth Amendment. Thus, Weatherford simply is not informative on the question of what remedy is appropriate when a violation of the Constitution has in fact occurred.
Concurrence Opinion
Concurring and Dissenting. — I agree that invasions of the defense camp, the intrusion by state agents into confidential attorney-client conferences, cannot be condoned. I disagree, however, with the conclusion of the majority that the only effective sanction is the dismissal of charges
Immunization of an accused from prosecution is an extraordinary remedy and has been reserved for the few cases where the state by its conduct has completely disabled itself in its ability to provide a fair trial. (See, for example, In re Newbern (1959)
The trial court here applied an exclusionary remedy, fashioned by the federal courts in cases involving breach of attorney-client confidentiality (O’Brien v. United States (1966)
Here we have charges stemming from a relatively simple and unambiguous factual situation. The charged misdemeanors are trespass and failure to disperse. The acts giving rise to the criminal charges were not conducted in conspiratorial secrecy. Newspaper advertisements invited public participation in the demonstration. The planning meetings were open and public, and it was well understood that the purpose of the demonstration was to affect the use of-nuclear power to generate energy. In view of their stated purpose, the demonstrators understandably conducted their protest in the glare of the media. Thirty petitioners, with twenty other protestors and accompanied by seventy-five or one hundred news media people, crossed fences and entered an access road maintained by P.G. & E. to conduct a “sit-in” near the site of the Diablo Canyon facility. The charges resulted from these activities and the failure of some of the petitioners to disperse when instructed to do so by the sheriff’s deputies who were waiting for them. We must assume, then, that 100-plus eyewitnesses will be available to establish or disprove the validity of the charges in what appears to me to be a straightforward trespass case.
I condemn the subsequent conduct of Undercover Agent Lee in posing as a suspect and gaining entry to the meetings and conferences with attorneys who were retained to defend petitioners, and I agree that fundamental constitutional rights were violated by Lee’s presence. The question remains, however, whether the violation of petitioners’ rights, as outlined by the majority, requires that the People be barred from prosecuting the charges.
Following an extensive hearing on petitioners’ motion for dismissal, the trial court expressed outrage at Lee’s presence at petitioners’ conferences with counsel, but was convinced that there had been no communication to the district attorney’s office of any information that could be used to the benefit of the People or the detriment of petitioners. To protect petitioners’ interests, however, the trial court accepted the stipulation entered into by the parties which provided for exclusion of evidence or fruits of evidence directly or indirectly attributable to the agent’s presence at the conferences. The court said: “The stipulation entered into between counsel on October 28th, 1977, will be the order of the court in any further proceedings in this regard, in that the People may
In my view the stipulation/order is sufficient to protect the petitioners’ right to a fair trial. The same remedy was proposed in Wilson v. Superior Court, supra,
In. a similar vein here, Agent Lee’s presence at meetings involving defense strategy will preclude the People from offering any evidence or cross-examining any defense witnesses unless the People can prove an independent and untainted source for their evidence. The People’s case, as noted above, will undoubtedly consist of the testimony of persons drawn from the numerous eyewitnesses. I see no problems for the People
Thus, I do not agree with the majority that “enforcement of the exclusionaiy remedy would involve exceedingly difficult problems of proof for the aggrieved client.” Once it is determined that there has been an intrusion into the defense camp, the burden shifts to the prosecution to meet the difficult task of rehabilitating its evidence against the defendants. If the trial court is faced with “inability” to rule on the independent or untainted source of the People’s evidence without knowing the substance of the illegal information, the trial court may simply rule that the People have not met their burden to prove an independent source beyond a reasonable doubt. The defendant cannot be compelled to reveal the information overheard by the intruding agent, for to do so “would only compound the injustice which has already been perpetrated.” (Wilson, supra,
Fortunately, the cases are few that involve breach of the confidentiality of a defendant’s relationship with counsel,
Pretrial intervention is unwarranted. If the trial record later discloses any prejudice to petitioners, they will have recourse by appeal. I would discharge the alternative writ, deny the peremptory writ of prohibition, and permit the trial to proceed.
Richardson, J., concurred.
We recognize that in some instances denial of a speedy trial cannot be remedied by other than dismissal of charges. (See Strunk v. United States (1973)
I do not believe that the instant case portends an increase in unlawful intrusions on confidential attorney-client conferences, as suggested by the majority opinion.
Dissenting Opinion
Dissenting. — Participation of an undercover officer in attorney-client conferences was not under the circumstances of this case
The majority’s attempt to distinguish Weatherford v. Bursey (1977)
In that case, Weatherford, an undercover officer, joined Bursey in vandalizing a selective service office. To maintain his undercover status and his capability of working on other current matters in that capacity, Weatherford was arrested and charged along with Bursey. The two men retained separate counsel; however, on two occasions Bursey and his attorney invited Weatherford to confer with them so that they might obtain from him information, ideas or suggestions regarding Bursey’s upcoming trial. Weatherford accepted these invitations but did not divulge to the prosecution any information regarding Bursey’s trial plans or strategy. His identity as an undercover officer having become known shortly before trial, Weatherford was called by the prosecution and gave an eyewitness account of the crime. He did not, however, testify to anything said or done at the meetings he attended with Bursey and his attorney.
Following his conviction, Bursey sued Weatherford under 42 United States Code section 1983, alleging that Weatherford’s participation in the two meetings had deprived him of the effective assistance of counsel in violation of the Sixth and Fourteenth Amendments as well as his right to a fair trial guaranteed by the due process clause of the Fourteenth Amendment. The district court found for Weatherford in all respects and entered judgment accordingly. The court of appeals, without disturbing the district court’s factual findings, reversed, holding that “ ‘whenever the prosecution knowingly arranges or permits intrusion into the attorney-client relationship the right to counsel is sufficiently endangered to require reversal and a new trial.’” (
Because the United States Supreme Court expressly rejected the court of appeals’ per se rule, it is important to recognize that the majority of this court today adopt the veiy rule repudiated by the high court. To reiterate, the court of appeals held that “ ‘whenever the prosecution knowingly arranges or permits intrusion into the attorney-client relation
The United States Supreme Court refused to adopt a per se rule because “it would require the informant to refuse to participate in attorney-client meetings, even though invited, and thus for all practical purposes to unmask himself. Our cases, however, have recognized the unfortunate necessity of undercover work and the value it often is to effective law enforcement. [Citations.] We have also recognized the desirability and legality of continued secrecy even after arrest. [Citation.] We have no general oversight authority with respect to state police investigations. We may disapprove an investigatory practice only if it violates the Constitution; and judged in this light, the Court of Appeals’ per se rule cuts much too broadly. If, for example, Weatherford at Bursey’s invitation had attended a meeting between Bursey and Wise [Bursey’s attorney] but Wise had become suspicious and the conversation was confined to the weather or other harmless subjects, the Court of Appeals’ rule, literally read, would cloud Bursey’s subsequent conviction, although there had been no constitutional violation. The same would have been true if Wise had merely asked whether Weatherford was an informant, Weatherford had denied it, and the meeting had then ended; likewise if the entire conversation had consisted of Wise’s questions and Weatherford’s answers about Weatherford’s own defense plans. Also, and more cogently for present purposes, unless Weatherford communicated the substance of the Bursey-Wise conversations and thereby created at least a realistic possibility of injury to Bursey or benefit to the State, there can be no Sixth Amendment violation. Yet under the Court of Appeals’ rule Bursey’s conviction would have been set aside on appeal.” (429 U.S. at pp. 557-558 [
The appropriate standard for reviewing claims of this sort can be ascertained from the high court’s following statement: “Had Weatherford testified at Bursey’s trial as to the conversation between Bursey and Wise; had any of the State’s evidence originated in these conversations; had those overheard conversations been used in any other way to the substantial detriment of Bursey; or even had the prosecution learned from Weatherford . . . the details of the Bursey-Wise conversations about trial preparations, Bursey would have a much stronger case.” (
The majority seek to distinguish Weatherford on several grounds, the first being that Weatherford retained separate counsel and attended the conferences with Bursey and his attorney at their request. (Ante, p. 755.) However, the significant point is that Weatherford attended the attorney-client conferences, not to spy, but to maintain his undercover status so that he might continue to work on pending matters in that capacity. (
Another purported distinction: “Weatherford communicated no information about the defense to his superiors. However, in the present case Officer Lee told his superiors that there was to be a ‘political’ defense and that the defendants would attempt to postpone the trial.” (Ante, p. 755.)
This business of the “political defense” is a red herring. The important point is that the prosecution did not learn anything from Officer Lee, either directly or indirectly, concerning defense tactics or strategy. Petitioners’ counsel so conceded, and the trial court so found. Indeed, we know nothing about the so-called “political defense” other than that Officer Lee used this perjorative term to refer to what he perceived as petitioners’ delaying tactics, and that Officer Lee may have mentioned this matter to his immediate superior, Detective Doug Mansfield, in explaining why he (Lee) at one time felt he should disassociate himself from petitioners by entering a separate plea of nolo contendere. Detective Mansfield did not recall any such conversation. Mansfield testified, however, that he did not divulge to the prosecution anything he learned of Lee’s conversations with defense counsel, and Lee testified he did not mention the matter of the “political defense” to anyone but Mansfield. Moreover, the majority’s decision does not turn on this point. Had Lee said nothing to Mansfield concerning the “political defense,” indeed, had Lee himself never heard of the defense, the majority would still dismiss the charges against petitioners, for Lee’s mere presence at the attorney-client conferences would trigger the per se rule announced today.
Finally, the majority seek to distinguish Weatherford on the ground Bursey’s defense was not prejudiced, while there is evidence here that since the disclosure of Officer Lee’s undercover role, petitioners have become reluctant to speak out at defense meetings, fearing that there may be other undisclosed undercover agents still among them. (Ante, pp. 749-750, 755.) This point need not long detain us, for even petitioners’ counsel labeled this alleged fear as “paranoia.” Moreover, as the People point out: “It is important to note that the instant case is still in the pretrial stage, and many options are therefore available. For example; the court could order that all undercover officers must be disclosed or removed. The heads of the local police agencies could be placed under oath and
In conclusion, this case is simply not distinguishable from Weatherford. Applying the criteria articulated in that case reveals that petitioners’ right to counsel has not been infringed. But, perhaps even more significantly, had there been a violation of the right to counsel in Weatherford, the high court, unlike the majority of this court, would not have invoked the remedy of outright dismissal of the charges. As the Court of Appeal recently observed in Wilson v. Superior Court (1977)
Their failure to distinguish Weatherford appears to have been recognized by the majority for they ultimately shift ground from the federal to the California Constitution, as has been their practice recently. (See, e.g., People v. Wheeler (1978)
The writ should be denied.
