Bank of California v. University of Southern CaliforniaBank of California v. University of Southern California
This is an appeal from that portion of an “Order and Decree” which directed the distribution of the rest and residue of the estate of the above-named decedent to the Regents of the University of California, a respondent herein, to be used at, on, and in the University of California at Los Angeles for educational purposes. A motion by the respondents to augment the record in certain particulars is presented in conjunction with said appeal.
The Fads
The decedent, Cora L. Black, died in Santa Clara County on December 3, 1957. Following an unsuccessful will contest, brought by persons claiming to be her heirs at law, the decedent’s holographic will was admitted to probate. The said will in its entirety reads as follows:
“Los Gatos, California May 2nd 1957
“I, Cora L. Black, Being of sound and disposing mind and Memory make this My last Will and Testament. I cancel all Other Wills made by me.
“To The University of Southern California known as The U.C.L.A. My entire Estate for Educational purposes.
“My Estate consists of Stocks bonds
“The house in which I live is to be sold and the money shall be part of The Estate. All monthly bills shall be paid by The Bank of California Who are to administer This Estate.
“If any claims are made by relatives They are to be given one dollar.
“Signed by me This Second day of May 1957.
Cora L. Black”
A hearing was held on these objections on October 3, 1960. The hearing consisted of arguments presented by the attorneys for the interested parties. During the course of the argument two letters which had been written by the decedent were recalled to the attention of the trial court. These letters had been admitted as exhibits by the same trial judge when he presided over the will contest proceedings. Reference was also made to two previous wills which the decedent had executed and which likewise had been introduced in evidence at the trial of the will contest. These documents, which were not offered as evidence during said hearing, nor marked as such, are among the papers, records and exhibits by which it is sought to augment the record before us. Upon the conclusion of the arguments the trial court made certain comments which indicate that it was of the opinion that the will was not ambiguous and that in arriving at this conclusion it was not considering any extrinsic evidence but was construing the
The reporter’s transcript discloses that when the matter came on for hearing on the next day the court proceeded to hear the petition for distribution of the estate, the settlement of the first and final account, and the petition for the allowance of extraordinary fees. The heirs and Southern California claim that they were not present at this hearing, it being their contention that their presence was not required with respect to the matters then being heard. They assert further that the hearing on the objections interposed by them had been concluded on the previous day. The reporter’s transcript makes no reference to counsel for the heirs or
On December 20, 1960, an "Order Settling Pinal Account of Executor, Allowing Commissions to Executor and Attorney’s Pees to Attorney for Executor and Decree of Pinal Distribution” was filed, and the same was entered on December 23, 1960.
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This order and decree provided, among other things, that the whole of the estate be distributed to the University of California at Los Angeles. On January 5, 1961, the said order and decree was set aside because of clerical errors, and another order and decree was signed on said day and ordered entered
nunc pro tunc
as of December 23, 1960. Among the clerical errors corrected was the substitution of the Regents as the distributee in the place of the "University of California at Los Angeles, ’ ’ the corrected order and decree reciting that under the California Constitution the Regents constitute the public corporation which is empowered to hold property for the University of California and in which title thereto is to be vested. The first order and decree recited that the heirs were "present in Court” by counsel, but made no reference to the presence of Southern California. The order and decree, as corrected, recites that both the heirs and Southern California were "present in Court” and represented by counsel. Both of said "orders and decrees” recite
The heirs and Southern California have appealed from the “Decree of Distribution.” 5 There appears to be some confusion on the part of the appellants as to which “decree” they are appealing from. Southern California purports to appeal from the “first” decree while the heirs purport to appeal from the “first” decree, as amended. The clerk’s transcript discloses that the “first” decree was set aside and a new and corrected decree signed and filed in its stead. Under the posture that the record finds itself there is only one decree of distribution, and this is the decree which was signed on January 5, 1961, and entered in Book 254 at page 1000, and which, by the nunc pro tunc order, was directed to be entered as of December 23, 1960. No point has been made on appeal as to the propriety of the respective notices of appeal. The appeal being from the decree, we shall treat it as being one from the only decree extant in the proceedings.
The Issues
The issues raised on appeal are as follows: (1) Is the Avill ambiguous? (2) If it is ambiguous, should the court have admitted extrinsic evidence for the purpose of interpreting the ambiguity? (3) If extrinsic evidence was admissible, was such evidence in fact received and properly considered by the trial court? (4) Are the appellants precluded by their failure to make a formal offer of proof?; and, (5) Are the heirs “interested persons” entitled to object to distribution or to appeal?
In its decree the trial court made various findings of fact and conclusions of law, several of which relate to the issues pertinent to the instant appeal.
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These findings are im
The important consideration in each instance is whether or not extrinsic evidence is admissible. If it is not a proper case for the introduction of extrinsic evidence, and
It has been generally stated that where the ambiguity is patent parol evidence is inadmissible, but where the ambiguity is latent, such evidence is admissible. (See 18 Cal. Jur.2d §§ 275, 276, pp. 763-767.) A patent ambiguity is one which appears on the face of the instrument.
(Payne
v.
Commercial Nat. Bank,
Is the Will Ambiguous?
The trial court held that the provision in the decedent’s will which states “To The University of Southern California known as The U.C.L.A.” is not ambiguous. In reaching this conclusion the lower court did not resort to the aid of extrinsic evidence. This is clear from the narrative above set forth wherein the court stated in no uncertain language that it was considering only the provisions and terms of the will itself. Our inquiry must turn, then, to whether the said provision is ambiguous, and if it is, whether such ambiguity is such as to require the admissibility of extrinsic evidence.
A word or expression is said to be ambiguous when it is “ [d]oubtful or uncertain”; when it is “ [c]apable of being understood in either of two or more possible senses;. ..” (Webster’s New International Dictionary (2d ed. 1939).) Ambiguity is defined as ‘‘ [d] oubtfulness; doubleness of meaning. . . . Duplicity, indistinctness, or uncertainty of meaning of an expression used in a written instrument. . . . Want of clearness or definiteness; difficult to comprehend or distinguish; of doubtful import.” 7
The trial court was in error, however, in holding that there is no latent ambiguity. Such an ambiguity is created by a collateral matter not appearing in the will itself. The instant the attention of the lower court was directed to the fact that the University of Southern California is not known by the initials U.C.L.A., but that these designations are applicable to two different universities, there was created a necessity for interpretation as to which one the testatrix meant. Any reader of the will, upon being so apprised, would be cognizant that although the testatrix attempted to designate a sole beneficiary she did in fact name two separate institutions. It would be but to cavil to contend that this language does not engender a doubt and uncertainty as to which institution was meant to be the beneficiary. It is not the words used which cause the doubt and uncertainty but the ascertainment of the intended beneficiary from the words used.
In
Estate of Donnellan,
In
Estate of Nunes,
The basic statutory provision applicable to our inquiry is section 105 of the Probate Code.
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The limitations of this section do not apply once it is determined that extrinsic evidence is admissible because of a latent ambiguity as to identity,
(Estate of Nunes, supra,
The court stated further that the capitalization of the word “University” was of no significance because people sometimes capitalize the word and on other occasions they do hot.
A court is not at liberty to read the language of a will with any other than its plain, ordinary meaning.
(Estate of Mitchell,
Did the Trial Judge Deceive and Consider Extrinsic Evidence?
As we have already pointed out the trial judge did not receive or consider any extrinsic evidence. The respondents stretch the tensile strength of our credulity to the breaking point when they urge that such evidence was in fact received and considered. The entire proceeding on the hearing of the objections to distribution consisted of arguments by respective counsel. Notwithstanding the recital in the order and decree that evidence was introduced, such is not the fact. While allusion to certain documents was made during the course of the argument these were not offered or admitted into evidence. To the contrary, the record discloses that the trial court was adamantine in the conclusion that its consideration of the will was restricted to its “four corners.” Respondents would also have us belieye that the trial court
Was Extrinsic Evidence Properly Brought to the Attention of the Trial Court?
The respondents urge that a reversal is not warranted, in any event, because the appellants did not protest the trial court’s views as to the substance of the case nor did they make any offer of proof in the court below as to the nature of the extrinsic evidence they sought to present. It would be a miscarriage of justice, in our opinion, to uphold a decree in favor of the respondents which itself lacks the necessary support of findings based on sufficient extrinsic evidence merely because the appellants failed to make a formal offer of proof or because they did not protest vociferously. As we have already pointed out the lower court was definitely of the opinion that the will was not ambiguous and it so stated. The trial court’s emphatic declaration that the will was unambiguous and that it did not “think that any evidence is required to clear up anything in this will” was a sufficient intimation that no extrinsic evidence would be received. "Under the circumstances presented by the instant
Are the Heirs Persons Interested in the Estate Within the Meaning of Section 1020 of the Probate Code?
The respondents contend that the heirs are not interested persons within the meaning of Probate Code section 1020.
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This objection is being urged for the first time on appeal and was not made in the lower court. The basis of the claim is that even if this court should reverse the trial court’s determination the heirs cannot take under the will because they are not therein named. The gist of respondents’ argument is that if, after taking extrinsic evidence, the court is unable to interpret the provision in question it must strike that portion of the will and thereupon give vigor to the portion reading, “My entire Estate for Educational purposes” under the
cy pres
doctrine. While it is probable that upon the introduction of extrinsic evidence one of the two named universities will be ascertained as the ultimate beneficiary, or that a general charitable intent will be shown, the heirs are not precluded from recovery as a matter of law. Extrinsic evidence may show that the testatrix intended that one institution should benefit and no other, thus negativing a general charitable intent, but leaving the identity of that institution so uncertain as to require an intestacy. (See
Estate of Zilke,
The exclusion of extrinsic evidence in the instant case constitutes reversible error.
(Estate of Nunes, supra,
The order and decree appealed from is reversed. The respondents’ motion to augment the record is denied.
Bray, P. J., and Sullivan, J., concurred.
Notes
This was the first participation in the proceedings by the University of Southern California.
The Court: “Now, I don’t think any evidence is required to clear up anything in this Will. There is no latent ambiguity, in my opinion. The matter is not ambiguous. I think it is clear.
“Mr. Dwyer: Tour Honor, as you probably know, I am from Stephens, Jones, La Fever & Smith, and we represent the University of Southern California. For the purposes of the record, I would like the Court to indicate if the Court is basing its ruling on the ground that the Will, as it is, is not ambiguous.
“The Court: That is what it is. I am just taking the Will from its four corners.
“Mr. Dwyer: All right, Tour Honor.
“The Court: Without referring to anything else.
“Mr. Dwyer: Thank you. I assumed that was it. This may clear it up. Thank you.”
“Mr. Burnett: If Tour Honor please, because of the probate matter—in order to continue jurisdiction—and I think there is supposed to be one here—can everything be continued to tomorrow afternoon at 2:00 o ’clock, and we will just put on very short evidence to settle the account and attorney fees, and then Tour Honor can make your formal order at that time, I guess, and then we have to prepare the papers with the findings and facts in them, because I think if it is decided piecemeal, maybe there is a question of losing jurisdiction.
“The Court: Make it 1:45 tomorrow.’’
This order and decree contains the statement; "Done in Open Court this 4th day of October, 1960. Signed December 20, I960,’’ over the judge’s signature.
Southern California appeals from the decree entered in Volume 258 at page 381 on December 23, 1960. This appears to be a typographical error. The clerk’s transcript reveals that the first “Order and Decree’’ was entered in volume 254 at page 381, while the “Order and Decree,’’ as corrected, was entered in volume 254 at page 1000 on February 10, 1961. (Although the court’s nunc pro tuno order directed that it be entered as of December 23, 1960.) The heirs appeal from the decree entered in volume 254 at page 381, on December 23, 1960, as amended on January 5, 1961, and entered in volume 254 at page 1000.
Findings of Fact:
“12) That Southern California is an area of the State of California; that U.C.L.A. is an abbreviation for University of California, Los
“13) That University of California, Los Angeles is one of the campuses or divisions of the University of California; that the University of California is an educational and charitable institution and a public trust administered under the authority of the Constitution of this State by The Eegents of the University of California, a public corporation; that said corporation The Eegents of the University of California is vested with the legal title and the management of the property of the University of California and is empowered to takem and hold all real and personal property for the benefit of the University of California or incidentally to its conduct.
“14) That said Will of said decedent shows on its face that she intended to leave her entire estate for educational purposes;
“15) That there is no latent or patent ambiguity in said Will;
“16) That said decedent intended by her said Will to designate one charitable agency to administer her entire estate for educational purposes and that the charitable agency said decedent intended to designate for said purposes was the University of California, Los Angeles; ....’’
Conclusions of Law:
“7) That the Will of said decedent, hereinabove set forth, is certain and definite on its face and that The Eegents of the University of California is the corporation that administers and operates the University of California and the University of California, Los Angeles, and that the estate of said decedent should be distributed in its entirety to The Eegents of the University of California to be used at, on and in the University of California, Los Angeles for educational purposes; . . . .”
‘‘
Ambiguity of language is to be distinguished from unintelligibility and inaccuracy, for words cannot be said to be ambiguous unless their signification seems doubtful and uncertain to persons of competent skill and knowledge to understand them. It does not include uncertainty arising from the use of peculiar words, or of common words in a peculiar sense. It is
latent
where the language employed is clear and intelligible and suggests but a single meaning, but some extrinsic fact or extraneous evidence creates a necessity for interpretation or a choice among two or
Probate Code section 105 provides: "When there is an imperfect description, or no person or property exactly answers the description, mistakes and omissions must be corrected, if the error appears from the context of the will or from extrinsic evidence, excluding the oral declarations of the testator as to his intentions; and when an uncertainty arises upon the face of a will, as to the application of any of its provisions, the testator’s intention is to be ascertained from the words of the will, taking into view the circumstances under which it was made, excluding such oral declarations.”
‘ Southern California is an area. Just because the University of Southern California happened to adopt that name, doesn’t mean that the University of Southern California had the exclusive right to the name of Southern California.
“Now, if Mrs. Black had said, ‘To the university in Southern California, ’ there would have been no question there at all. There would have been probably no contest. But just because she happened to use the word ‘ of ’ instead of ‘ in ’ there has been a lawsuit.
“Now, some people speak that way. Instead of saying ‘in’ they say ‘of.’ We refer sometimes to ‘the senator from Southern California,’ or ‘the senator of Southern California.’ If you have been in the Legislature, or you have been in Congress, you use that designation to designate a certain area.
“Now, for instance, if Mrs. Black had said, ‘To the University of Loyola, known as U.C.L.A.,’ now Loyola University is in Southern California, and then there would have been an ambiguity, no question about it. But what she says, when she says, ‘To the University of Southern California known as U.C.L.A.,’ she was describing an area of the State, and she was- referring to the University of California at Los Angeles. And U.C.L.A. is not
“Now, Mrs. Black knew what she was doing, and she knew who she wanted to be the object of her bounty, and just because she used the word ‘of Southern California,’ it was her manner of speech, where she meant ‘in.’
“Now, some people would have said ‘University in Southern California.’ Other people would have said, ‘University of Southern California,’ describing an area.’’
Probate Code section 1020 provides for the final settlement of accounts and distribution of estates, and states; “Any person interested in the estate . . . may resist the application. ’ ’