Stan Baker, et al. v. State of Vermont, et al.
No. 98-032
Supreme Court of Vermont
December 20, 1999
[744 A.2d 864]
Present: Amestoy, C.J., Dooley, Morse, Johnson and Skoglund, JJ.
Reversed and remanded for further proceedings consistent with this opinion.
William H. Sorrell, Attorney General, and Eve Jacobs-Carnahan and Timothy Tomasi, Assistant Attorneys General, Montpelier, for Defendant-Appellee State.
Timothy M. Eustace of Stitzel, Page & Fletcher, P.C., Burlington, for Defendants-Appellees Town of Shelburne and City of South Burlington.
Gregg H. Wilson of Kolvoord, Overton & Wilson, Essex Junction, for Defendant-Appellee Town of Milton.
Harvey Golubock, Montpelier, for Amicus Curiae Vermont Human Rights Commission.
Richard T. Cassidy of Hoff, Curtis, Pacht, Cassidy & Frame, P.C., Burlington, and Evan Wolfson, Lambda Legal Defense and Educa-
David Rath of Kohn & Rath, Hinesburg, for Amicus Curiae Professors of Legislation and Statutory Interpretation.
Eileen M. Blackwood of Blackwood and Kraynak, P.C., Burlington, David Chambers, White River Junction, and Matthew Coles, American Civil Liberties Union Foundation, New York, New York, for Amici Curiae Parents and Friends of Lesbian and Gay Men, et al.
Peter M. Lawrence of Barr, Sternberg & Moss, P.C., Bennington, for Amici Curiae Vermont Organization for Weddings of the Same-Gender, et al.
William M Dorsch and Beth A. Danon of Mickenberg, Dunn, Sirotkin & Dorsch, Burlington, for Amici Curiae Vermont NOW, et al.
Philip C. Woodward and Karen McAndrew of Dinse, Knapp & McAndrew, P.C., Burlington, for Amici Curiae Vermont Psychiatric Association, et al.
Hal Goldman, Burlington, for Amicus Curiae Take It To the People.
J. Paul Giuliani of McKee, Giuliani & Cleveland, Montpelier, and Dwight G. Duncan, North Dartmouth, Massachusetts, for Amici Curiae New Journey, et al.
Robert H. Erdmann, South Burlington, Jay Alan Sekulow and John P. Tuskey, Virginia Beach, Virginia, and Vincent P. McCarthy, New Milford, Connecticut, for Amicus Curiae The American Center for Law and Justice.
Clarke A. Gravel of Gravel & Shea, Burlington, and Don Stenberg, Nebraska Attorney General, and L. Steven Grasz, Deputy Attorney General, Lincoln, Nebraska, for Amici Curiae State of Nebraska, et al.
Jon R. Eggleston, Burlington, for Amicus Curiae Professors of Law and Jurisprudence.
Duncan F. Kilmartin, Newport, and David R. Huggins, The National Legal Foundation, Memphis, Tennessee, for Amici Curiae Specialty Research Associates, et al.
William M. O‘Brien, O‘Brien Law Offices, Winooski, Thomas E. McCormick of McCormick Fitzpatrick Kasper & Burchard, Burlington, and Von G. Keetch and Alexander Dushku of Kirton & McConkie, Salt Lake City, Utah, for Amici Curiae Roman Catholic Diocese of Burlington, Vermont, et al.
John Fitzpatrick, Burlington, and David Zwiebel, New York, New York, for Amicus Curiae Agudath Israel of America.
Duncan F. Kilmartin of Rexford & Kilmartin, Newport, and Steven T. McFarland, Kimberlee W. Colby and Samuel B. Casey, Annandale, Virginia, for Amici Curiae Christian Legal Society, et al.
Timothy J. O‘Connor, Jr., O‘Connor Law Office, Brattleboro, and David Orgon Coolidge, The Catholic University of America, Washington, District of Columbia, for Amici Curiae Hon. Peter Brady, et al.
Amestoy, C.J. May the State of Vermont exclude same-sex couples from the benefits and protections that its laws provide to opposite-sex married couples? That is the fundamental question we address in this appeal, a question that the Court well knows arouses deeply-felt religious, moral, and political beliefs. Our constitutional responsibility to consider the legal merits of issues properly before us provides no exception for the controversial case. The issue before the Court, moreover, does not turn on the religious or moral debate over intimate same-sex relationships, but rather on the statutory and constitutional basis for the exclusion of same-sex couples from the secular benefits and protections offered married couples.
We conclude that under the Common Benefits Clause of the Vermont Constitution, which, in pertinent part, reads,
That government is, or ought to be, instituted for the common benefit, protection, and security of the people, nation, or community, and not for the particular emolument or advantage of any single person, family, or set of persons, who are a part only of that community . . . .
Plaintiffs are three same-sex couples who have lived together in committed relationships for periods ranging from four to twenty-five years. Two of the couples have raised children together. Each couple applied for a marriage license from their respective town clerk, and each was refused a license as ineligible under the applicable state marriage laws. Plaintiffs thereupon filed this lawsuit against defendants - the State of Vermont, the Towns of Milton and Shelburne, and the City of South Burlington - seeking a declaratory judgment that the refusal to issue them a license violated the marriage statutes and the Vermont Constitution.
The State, joined by Shelburne and South Burlington, moved to dismiss the action on the ground that plaintiffs had failed to state a claim for which relief could be granted. The Town of Milton answered the complaint and subsequently moved for judgment on the pleadings. Plaintiffs opposed the motions and cross-moved for judgment on the pleadings. The trial court granted the State‘s and the Town of Milton‘s motions, denied plaintiffs’ motion, and dismissed the complaint. The court ruled that the marriage statutes could not be construed to permit the issuance of a license to same-sex couples. The court further ruled that the marriage statutes were constitutional because they rationally furthered the State‘s interest in promoting “the link between procreation and child rearing.” This appeal followed.1
I. The Statutory Claim
Plaintiffs initially contend the trial court erred in concluding that the marriage statutes render them ineligible for a marriage license. It is axiomatic that the principal objective of statutory construction is to discern the legislative intent. See Merkel v. Nationwide Ins. Co., 166 Vt. 311, 314, 693 A.2d 706, 707 (1997). While we may explore a variety of sources to discern that intent, it is also a truism of statutory interpretation that where a statute is unambiguous we rely on the plain and ordinary meaning of the words chosen. See In re P.S., 167 Vt. 63, 70, 702 A.2d 98, 102 (1997). “[W]e rely on the plain meaning of the words because we presume they reflect the Legislature‘s intent.” Braun v. Board of Dental Examiners, 167 Vt. 110, 116, 702 A.2d 124, 127 (1997).
Vermont‘s marriage statutes are set forth in chapter 1 of Title 15, entitled “Marriage,” which defines the requirements and eligibility for entering into a marriage, and chapter 105 of Title 18, entitled “Marriage Records and Licenses,” which prescribes the forms and procedures for obtaining a license and solemnizing a marriage. Although it is not necessarily the only possible definition, there is no doubt that the plain and ordinary meaning of “marriage” is the union of one man and one woman as husband and wife. See Webster‘s New International Dictionary 1506 (2d ed. 1955) (marriage consists of state of “being united to a person . . . of the opposite sex as husband or wife“); Black‘s Law Dictionary 986 (7th ed. 1999) (marriage is “[t]he legal union of a man and woman as husband and wife“). This understanding of the term is well rooted in Vermont common law. See Le Barron v. Le Barron, 35 Vt. 365, 366-71 (1862) (petition by wife to annul marriage for alleged physical impotence of husband); Clark v. Field, 13 Vt. 460, 465 (1841) (suit to declare marriage null and void on ground that husband and wife had not consummated marriage); Overseers of the Poor of the Town of Newbury v. Overseers of the Poor of the Town of Brunswick, 2 Vt. 151, 152 (1829) (dispute between towns over liability for support of family turned, in part, on validity of marriage where justice of peace had not declared parties husband and wife). The legislative understanding is also reflected in the enabling statute governing the issuance of marriage licenses, which provides, in part, that the license “shall be issued by the clerk of the town where either the bride or groom resides.”
Further evidence of the legislative assumption that marriage consists of a union of opposite genders may be found in the consanguinity statutes, which expressly prohibit a man from marrying certain female relatives, see
These statutes, read as a whole, reflect the common understanding that marriage under Vermont law consists of a union between a man and a woman. Plaintiffs essentially concede this fact. They argue, nevertheless, that the underlying purpose of marriage is to protect and encourage the union of committed couples and that, absent an explicit legislative prohibition, the statutes should be interpreted broadly to include committed same-sex couples. Plaintiffs rely principally on our decision in In re B.L.V.B., 160 Vt. 368, 369, 628 A.2d 1271, 1272 (1993). There, we held that a woman who was co-parenting the two children of her same-sex partner could adopt the children without terminating the natural mother‘s parental rights. Although the statute provided generally that an adoption deprived the natural parents of their legal rights, it contained an exception where the adoption was by the “spouse” of the natural parent. See id. at 370, 628 A.2d at 1273 (citing
Contrary to plaintiffs’ claim, B.L.V.B. does not control our conclusion here. We are not dealing in this case with a narrow statutory exception requiring a broader reading than its literal words would permit in order to avoid a result plainly at odds with the legislative purpose. Unlike B.L.V.B., it is far from clear that limiting marriage to opposite-sex couples violates the Legislature‘s “intent
II. The Constitutional Claim
Assuming that the marriage statutes preclude their eligibility for a marriage license, plaintiffs contend that the exclusion violates their right to the common benefit and protection of the law guaranteed by
In considering this issue, it is important to emphasize at the outset that it is the Common Benefits Clause of the Vermont Constitution we are construing, rather than its counterpart, the Equal Protection Clause of the Fourteenth Amendment to the United States Constitution. It is altogether fitting and proper that we do so. Vermont‘s constitutional commitment to equal rights was the product of the successful effort to create an independent republic and a fundamental charter of government, the Constitution of 1777, both of which preceded the adoption of the Fourteenth Amendment by nearly a century. As we explained in State v. Badger, 141 Vt. 430, 448-49, 450
As we explain in the discussion that follows, the Common Benefits Clause of the Vermont Constitution differs markedly from the federal Equal Protection Clause in its language, historical origins, purpose, and development. While the federal amendment may thus supplement the protections afforded by the Common Benefits Clause, it does not supplant it as the first and primary safeguard of the rights and liberties of all Vermonters. See id. at 449, 450 A.2d at 347 (Court is free to “provide more generous protection to rights under the Vermont Constitution than afforded by the federal charter“); State v. Jewett, 146 Vt. 221, 224, 500 A.2d 233, 235 (1985) (state constitution may protect Vermonters “however the philosophy of the United States Supreme Court may ebb and flow“); see generally H. Linde, First Things First, Rediscovering the States’ Bill of Rights, 9 U. Balt. L. Rev. 379, 381-82 (1980); S. Pollock, State Constitutions as Separate Sources of Fundamental Rights, 35 Rutgers L. Rev. 707, 717-19 (1983).
A. Historical Development
In understanding the import of the Common Benefits Clause, this Court has often referred to principles developed by the federal courts in applying the Equal Protection Clause.3 See, e.g., Choquette v.
Although our decisions over the last few decades have routinely invoked the rhetoric of suspect class favored by the federal courts, see, e.g., Choquette, 153 Vt. at 51, 569 A.2d at 458, there are notable exceptions. The principal decision in this regard is the landmark case of State v. Ludlow Supermarkets, Inc., 141 Vt. 261, 448 A.2d 791 (1982). There, Chief Justice Albert Barney, writing for the Court, invalidated a Sunday closing law that discriminated among classes of commercial establishments on the basis of their size. After noting that this Court, unlike its federal counterpart, was not constrained by considerations of federalism and the impact of its decision on fifty varying jurisdictions, the Court declared that
Ludlow, as we later explained, did not alter the traditional requirement under
and commercial legislation, are presumptively constitutional and will be upheld if rationally related to any conceivable, legitimate governmental interest. See Minnesota v. Clover Leaf Creamery Co., 449 U.S. 456, 466 (1981); see also Cleburne, 473 U.S. at 440. Thus, as one commentator has explained, rationality review may be “used to uphold laws justified even by hypothesized or ad hoc state interests.” J. Wexler, Defending the Middle Way: Intermediate Scrutiny as Judicial Minimalism, 66 Geo. Wash. L. Rev. 298, 300 (1998).
Although it is accurate to point out that since Ludlow our decisions have consistently recited the federal rational-basis/strict-scrutiny tests, it is equally fair to observe that we have been less than consistent in their application. Just as commentators have noted the United States Supreme Court‘s obvious yet unstated deviations from the rational-basis standard, so have this Court‘s holdings often departed from the federal test.5 In Colchester Fire District No. 2 v. Sharrow, 145 Vt. 195, 198-99, 485 A.2d 134, 136-37 (1984), for
In Choquette, 153 Vt. at 51, 569 A.2d at 458, the Court again purported to apply rational-basis review under
The “more stringent” test was also implicit in our recent decision in MacCallum v. Seymour‘s Administrator, 165 Vt. 452, 686 A.2d 935 (1996), which involved an
regulation that excluded nonfamily members of household from food stamp program). In each of these decisions, the Court employed a highly contextual, fact-based analysis balancing private rights and public interests even while ostensibly applying minimal rational basis review. Conversely, in Adarand Constructors, Inc. v. Pena, 515 U.S. 200, 237 (1995), the high court itself questioned the notion that strict scrutiny was inevitably “fatal in fact.” See G. Gunther, The Supreme Court 1971 Term - Foreword: In Search of Evolving Doctrine on a Changing Court: A Model for a Newer Equal Protection, 86 Harv. L. Rev. 1, 8 (1972) (observing that strict scrutiny is generally “‘strict’ in theory and fatal in fact“). Viewed together, these cases have prompted one commentator to suggest that “[t]he hard edges of the tripartite division have thus softened,” and that the Court has moved “toward general balancing of relevant interests.” Sunstein, supra, at 77.
This approach may also be discerned in the Court‘s recent opinion in Brigham v. State, 166 Vt. 246, 692 A.2d 384 (1997), addressing an
Thus, “labels aside,” Vermont case law has consistently demanded in practice that statutory exclusions from publicly-conferred benefits and protections must be “premised on an appropriate and overriding public interest.” Ludlow, 141 Vt. at 268, 448 A.2d at 795. The rigid categories utilized by the federal courts under the Fourteenth Amendment find no support in our early case law and, while routinely cited, are often effectively ignored in our more recent decisions. As discussed more fully below, these decisions are consistent with the text and history of the Common Benefits Clause which, similarly, yield no rigid categories or formulas of analysis. The balancing approach utilized in Ludlow and implicit in our recent decisions reflects the language, history, and values at the core of the Common Benefits Clause. We turn, accordingly, to a brief examination of constitutional language and history.
B. Text
We typically look to a variety of sources in construing our Constitution, including the language of the provision in question, historical context, case-law development, the construction of similar provisions in other state constitutions, and sociological materials. See Benning, 161 Vt. at 476, 641 A.2d at 759. The Vermont Constitution was adopted with little recorded debate and has undergone remarkably little revision in its 200-year history. Recapturing the meaning of a particular word or phrase as understood by a generation more than
We first focus on the words of the Constitution themselves, for, as Chief Justice Marshall observed, “although the spirit of an instrument, especially of a constitution, is to be respected not less than its letter, yet the spirit is to be collected chiefly from its words.” Sturges v. Crowninshield, 17 U.S. (4 Wheat.) 122, 202 (1819). One of the fundamental rights included in Chapter I of the Vermont Constitution of 1777, entitled “A Declaration of Rights of the Inhabitants of the State of Vermont,” the Common Benefits Clause as originally written provided:
That government is, or ought to be, instituted for the common benefit, protection, and security of the people, nation or community; and not for the particular emolument or advantage of any single man, family or set of men, who are a part only of that community; and that the community hath an indubitable, unalienable and indefeasible right, to reform, alter or abolish government, in such manner as shall be, by that community, judged most conducive to the public weal.
The words of the Common Benefits Clause are revealing. While they do not, to be sure, set forth a fully-formed standard of analysis for determining the constitutionality of a given statute, they do express broad principles which usefully inform that analysis. Chief among these is the principle of inclusion. As explained more fully in the discussion that follows, the specific proscription against governmental favoritism toward not only groups or “set[s] of men,” but also toward any particular “family” or “single man,” underscores the framers’ resentment of political preference of any kind. The affirmative right to the “common benefits and protections” of government and the corollary proscription of favoritism in the distribution of public “emoluments and advantages” reflect the framers’ overarching objective “not only that everyone enjoy equality before the law or have an equal voice in government but also that everyone have an equal share in the fruits of the common enterprise.” W. Adams, The First American Constitutions 188 (1980) (emphasis added). Thus, at
C. Historical Context
Although historical research yields little direct evidence of the framers’ intentions, an examination of the ideological origins of the Common Benefits Clause casts a useful light upon the inclusionary principle at its textual core. Like other provisions of the Vermont Constitution of 1777, the Common Benefits Clause was borrowed verbatim from the Pennsylvania Constitution of 1776, which was based, in turn, upon a similar provision in the Virginia Declaration of Rights of 1776. See J. Shaeffer, A Comparison of the First Constitutions of Vermont and Pennsylvania, 43 Vt. Hist. 33, 33-35 (1975); J. Selsam, The Pennsylvania Constitution of 1776: A Study in Revolutionary Democracy 178 (1936). The original Virginia clause differed from the Pennsylvania and Vermont provisions only in the second section, which was contained in a separate article and provided “[t]hat no man, or set of men, are entitled to exclusive or separate emoluments or privileges from the community, but in consideration of public services.” See Virginia Declaration of Rights, art. IV (reprinted in 11 West‘s Encyclopedia of American Law 82 (1998)).8
Although aimed at Great Britain, the American Revolution - as numerous historians have noted - also tapped deep-seated domestic antagonisms. The planter elite in Virginia, the proprietors of Eastern Pennsylvania, and New Yorkers claiming Vermont lands were each the object of long-standing grievances. Selsam, supra, at 255-56; R. Shalhope, Bennington and the Green Mountain Boys: The Emergence of Liberal Democracy in Vermont, 1760-1850 at 70-97 (1996); G. Wood, The Creation of the American Republic, 1776-1787 at 75-82 (1969). Indeed, the revolt against Great Britain unleashed what one historian, speaking of Pennsylvania, has called “a revolution within a revolution.” Selsam, supra, at 1. By attempting to claim equal rights for Americans against the English, regardless of birthright or social status, “even the most aristocratic of southern Whig planters . . .
Vermont was not immune to the disruptive forces unleashed by the Revolution. One historian has described Vermont on the eve of the Revolution as rife with “factional rivalry [and] regional jealousy.” G. Aichele, Making the Vermont Constitution: 1777-1824, 56 Vt. Hist. 166, 177 (1988). Competing factions in the Champlain and Upper Connecticut River Valleys had long vied for political and economic dominance. See id. at 180. Echoing Selsam on Pennsylvania, another historian has spoken of “Vermont‘s double revolution - a rebellion within a rebellion” to describe the successful revolt against both Great Britain and New York by the yeoman farmers, small-scale proprietors, and moderate land speculators who comprised the bulk of the Green Mountain Boys. D. Smith, Green Mountain Insurgency: Transformation of New York‘s Forty-Year Land War, 64 Vt. Hist. 197, 197-98, 224 (1996); see also Shalhope, supra, at 169 (egalitarian ideology of American Revolution “resonated powerfully with the visceral feelings” of Green Mountain Boys and others in Vermont).
The powerful movement for “social equivalence” unleashed by the Revolution ultimately found its most complete expression in the first state constitutions adopted in the early years of the rebellion. In Pennsylvania, where social antagonisms were most acute, the result was a fundamental charter that has been described as “the most radical constitution of the Revolution.” Wood, supra, at 84-85; see also Shaeffer, supra, at 35-36. Yet the Pennsylvania Constitution‘s egalitarianism was arguably eclipsed the following year by the Vermont
The historical origins of the Vermont Constitution thus reveal that the framers, although enlightened for their day, were not principally concerned with civil rights for African-Americans and other minorities, but with equal access to public benefits and protections for the community as a whole. The concept of equality at the core of the Common Benefits Clause was not the eradication of racial or class distinctions, but rather the elimination of artificial governmental preferments and advantages. The Vermont Constitution would ensure that the law uniformly afforded every Vermonter its benefit, protection, and security so that social and political preeminence would reflect differences of capacity, disposition, and virtue, rather than governmental favor and privilege.9
D. Analysis Under Article 7
The language and history of the Common Benefits Clause thus reinforce the conclusion that a relatively uniform standard, reflective of the inclusionary principle at its core, must govern our analysis of laws challenged under the Clause. Accordingly, we conclude that this approach, rather than the rigid, multi-tiered analysis evolved by the federal courts under the Fourteenth Amendment, shall direct our inquiry under
benefit.“);
We look next to the government‘s purpose in drawing a classification that includes some members of the community within the scope of the challenged law but excludes others. Consistent with
all members of the Vermont community, we examine the nature of the classification to determine whether it is reasonably necessary to accomplish the State‘s claimed objectives.
We must ultimately ascertain whether the omission of a part of the community from the benefit, protection and security of the challenged law bears a reasonable and just relation to the governmental purpose. Consistent with the core presumption of inclusion, factors to be considered in this determination may include: (1) the significance of the benefits and protections of the challenged law; (2) whether the omission of members of the community from the benefits and protections of the challenged law promotes the government‘s stated goals; and (3) whether the classification is significantly underinclusive or overinclusive. As Justice Souter has observed in a different context, this approach necessarily “calls for a court to assess the relative ‘weights’ or dignities of the contending interests.” Washington v. Glucksberg, 521 U.S. 702, 767 (1997) (Souter, J., concurring). What keeps that assessment grounded and objective, and not based upon the private sensitivities or values of individual judges, is that in assessing the relative weights of competing interests courts must look to the history and “traditions from which [the State] developed” as well as those “from which it broke,” id. at 767 (quoting Poe v. Ullman, 367 U.S. 497, 542 (1961) (Harlan, J., dissenting)), and not to merely personal notions. Moreover, the process of review is necessarily “one of close criticism going to the details of the opposing interests and to their relationships with the historically recognized principles that lend them weight or value.” Id. at 769 (emphasis added).11
E. The Standard Applied
With these general precepts in mind, we turn to the question of whether the exclusion of same-sex couples from the benefits and protections incident to marriage under Vermont law contravenes Article 7. The first step in our analysis is to identify the nature of the statutory classification. As noted, the marriage statutes apply expressly to opposite-sex couples. Thus, the statutes exclude anyone who wishes to marry someone of the same sex.13
Do these concerns represent valid public interests that are reasonably furthered by the exclusion of same-sex couples from the benefits and protections that flow from the marital relation? It is beyond dispute that the State has a legitimate and long-standing interest in promoting a permanent commitment between couples for the security of their children. It is equally undeniable that the State‘s interest has been advanced by extending formal public sanction and protection to the union, or marriage, of those couples considered capable of having children, i.e., men and women. And there is no doubt that the overwhelming majority of births today continue to result from natural conception between one man and one woman. See J. Robertson, Assisted Reproductive Technology and the Family, 47 Hastings L.J. 911, 911-12 (1996) (noting the number of births resulting from assisted-reproductive technology, which remain small compared to overall number of births).
It is equally undisputed that many opposite-sex couples marry for reasons unrelated to procreation, that some of these couples never intend to have children, and that others are incapable of having children. Therefore, if the purpose of the statutory exclusion of same-sex couples is to “further[] the link between procreation and child rearing,” it is significantly underinclusive. The law extends the benefits and protections of marriage to many persons with no logical connection to the stated governmental goal.
Furthermore, while accurate statistics are difficult to obtain, there is no dispute that a significant number of children today are actually being raised by same-sex parents, and that increasing numbers of
Thus, with or without the marriage sanction, the reality today is that increasing numbers of same-sex couples are employing increasingly efficient assisted-reproductive techniques to conceive and raise children. See L. Ikemoto, The In/Fertile, the Too Fertile, and the Dysfertile, 47 Hastings L.J. 1007, 1056 & n.170 (1996). The Vermont Legislature has not only recognized this reality, but has acted affirmatively to remove legal barriers so that same-sex couples may legally adopt and rear the children conceived through such efforts. See
Therefore, to the extent that the state‘s purpose in licensing civil marriage was, and is, to legitimize children and provide for their security, the statutes plainly exclude many same-sex couples who are
The State also argues that because same-sex couples cannot conceive a child on their own, their exclusion promotes a “perception of the link between procreation and child rearing,” and that to discard it would “advance the notion that mothers and fathers . . . are mere surplusage to the functions of procreation and child rearing.” Apart from the bare assertion, the State offers no persuasive reasoning to support these claims. Indeed, it is undisputed that most of those who utilize nontraditional means of conception are infertile married couples, see Shapiro and Schultz, supra, at 275, and that many assisted-reproductive techniques involve only one of the married partner‘s genetic material, the other being supplied by a third party through sperm, egg, or embryo donation. See E. May, Barren in the Promised Land: Childless Americans and the Pursuit of Happiness 217, 242 (1995); Robertson, supra, at 911-12, 922-27. The State does not suggest that the use of these technologies undermines a married couple‘s sense of parental responsibility, or fosters the perception that they are “mere surplusage” to the conception and parenting of the child so conceived. Nor does it even remotely suggest that access to such techniques ought to be restricted as a matter of public policy to “send a public message that procreation and child rearing are intertwined.” Accordingly, there is no reasonable basis to conclude that a same-sex couple‘s use of the same technologies would undermine the bonds of parenthood, or society‘s perception of parenthood.
The question thus becomes whether the exclusion of a relatively small but significant number of otherwise qualified same-sex couples from the same legal benefits and protections afforded their opposite-sex counterparts contravenes the mandates of Article 7. It is, of course, well settled that statutes are not necessarily unconstitutional because they fail to extend legal protection to all who are similarly situated. See Benning, 161 Vt. at 486, 641 A.2d at 764 (“A statute need not regulate the whole of a field to pass constitutional muster.“). Courts have upheld underinclusive statutes out of a recognition that, for reasons of pragmatism or administrative convenience, the legislature may choose to address problems incrementally. See, e.g., City of New Orleans v. Dukes, 427 U.S. 297, 303 (1976) (legislature may
As noted, in determining whether a statutory exclusion reasonably relates to the governmental purpose it is appropriate to consider the history and significance of the benefits denied. See Glucksberg, 521 U.S. at 710 (to assess importance of rights and interests affected by statutory classifications, courts must look to “history, legal traditions and practices“). What do these considerations reveal about the benefits and protections at issue here? In Loving v. Virginia, 388 U.S. 1, 12 (1967), the United States Supreme Court, striking down Virginia‘s anti-miscegenation law, observed that “[t]he freedom to marry has long been recognized as one of the vital personal rights.” The Court‘s point was clear; access to a civil marriage license and the multitude of legal benefits, protections, and obligations that flow from it significantly enhance the quality of life in our society.
The Supreme Court‘s observations in Loving merely acknowledged what many states, including Vermont, had long recognized. One hundred thirty-seven years before Loving, this Court characterized the reciprocal rights and responsibilities flowing from the marriage laws as “the natural rights of human nature.” See Overseers of the Poor, 2 Vt. at 159. Decisions in other New England states noted the unique legal and economic ramifications flowing from the marriage relation. See, e.g., Adams v. Palmer, 51 Me. 480, 485 (1863) (“it establishes fundamental and most important domestic relations“). Early decisions recognized that a marriage contract, although similar to other civil agreements, represents much more because once formed, the law imposes a variety of obligations, protections, and benefits. As the Maine Supreme Judicial Court observed, the rights and obligations of marriage rest not upon contract, “but upon the general law of the State, statutory or common, which defines and prescribes those rights, duties and obligations. They are of law, not of contract.” See id. at 483; see also Ditson v. Ditson, 4 R.I. 87, 105 (1856) (marriage transcends contract because “it gives rights, and imposes duties and restrictions upon the parties to it“). In short, the marriage laws transform a private agreement into a source of significant public benefits and protections.
While other statutes could be added to this list, the point is clear. The legal benefits and protections flowing from a marriage license are of such significance that any statutory exclusion must necessarily be grounded on public concerns of sufficient weight,
The State asserts that a number of additional rationales could support a legislative decision to exclude same-sex partners from the statutory benefits and protections of marriage. Among these are the State‘s purported interests in “promoting child rearing in a setting that provides both male and female role models,” minimizing the legal complications of surrogacy contracts and sperm donors, “bridging differences” between the sexes, discouraging marriages of convenience for tax, housing or other benefits, maintaining uniformity with marriage laws in other states, and generally protecting marriage from “destabilizing changes.” The most substantive of the State‘s remaining claims relates to the issue of childrearing. It is conceivable that the Legislature could conclude that opposite-sex partners offer advantages in this area, although we note that child-development experts disagree and the answer is decidedly uncertain. The argument, however, contains a more fundamental flaw, and that is the Legislature‘s endorsement of a policy diametrically at odds with the State‘s claim. In 1996, the Vermont General Assembly enacted, and the Governor signed, a law removing all prior legal barriers to the adoption of children by same-sex couples. See
Similarly, the State‘s argument that Vermont‘s marriage laws serve a substantial governmental interest in maintaining uniformity with
The State‘s remaining claims (e.g., recognition of same-sex unions might foster marriages of convenience or otherwise affect the institution in “unpredictable” ways) may be plausible forecasts as to what the future may hold, but cannot reasonably be construed to provide a reasonable and just basis for the statutory exclusion. The State‘s conjectures are not, in any event, susceptible to empirical proof before they occur.14
Finally, it is suggested that the long history of official intolerance of intimate same-sex relationships cannot be reconciled with an interpretation of Article 7 that would give state-sanctioned benefits and protection to individuals of the same sex who commit to a permanent domestic relationship. We find the argument to be unpersuasive for several reasons. First, to the extent that state action historically has been motivated by an animus against a class, that history cannot provide a legitimate basis for continued unequal application of the law. See MacCallum, 165 Vt. at 459-60, 686 A.2d at 939 (holding that although adopted persons had “historically been a target of discrimination,” social prejudices failed to support their continued exclusion from intestacy law). As we observed recently in Brigham, 166 Vt. at 267, 692 A.2d at 396, “equal protection of the laws cannot be limited by eighteenth-century standards.” Second, whatever claim may be made
Thus, viewed in the light of history, logic, and experience, we conclude that none of the interests asserted by the State provides a reasonable and just basis for the continued exclusion of same-sex couples from the benefits incident to a civil marriage license under Vermont law. Accordingly, in the faith that a case beyond the imagining of the framers of our Constitution may, nevertheless, be safely anchored in the values that infused it, we find a constitutional obligation to extend to plaintiffs the common benefit, protection, and security that Vermont law provides opposite-sex married couples. It remains only to determine the appropriate means and scope of relief compelled by this constitutional mandate.
F. Remedy
It is important to state clearly the parameters of today‘s ruling. Although plaintiffs sought injunctive and declaratory relief designed to secure a marriage license, their claims and arguments here have focused primarily upon the consequences of official exclusion from the statutory benefits, protections, and security incident to marriage under Vermont law. While some future case may attempt to establish that — notwithstanding equal benefits and protections under Vermont law — the denial of a marriage license operates per se to deny constitutionally-protected rights, that is not the claim we address today.
We hold only that plaintiffs are entitled under Chapter I, Article 7, of the Vermont Constitution to obtain the same benefits and protections afforded by Vermont law to married opposite-sex couples. We do
Further, while the State‘s prediction of “destabilization” cannot be a ground for denying relief, it is not altogether irrelevant. A sudden change in the marriage laws or the statutory benefits traditionally incidental to marriage may have disruptive and unforeseen consequences. Absent legislative guidelines defining the status and rights of same-sex couples, consistent with constitutional requirements, uncertainty and confusion could result. Therefore, we hold
Our colleague asserts that granting the relief requested by plaintiffs — an injunction prohibiting defendants from withholding a marriage license — is our “constitutional duty.” 170 Vt. at 242, 744 A.2d at 898 (Johnson, J., concurring in part and dissenting in part). We believe the argument is predicated upon a fundamental misinterpretation of our opinion. It appears to assume that we hold plaintiffs are entitled to a marriage license. We do not. We hold that the State is constitutionally required to extend to same-sex couples the common benefits and protections that flow from marriage under Vermont law. That the State could do so through a marriage license is obvious. But it is not required to do so, and the mandate proposed by our colleague is inconsistent with the Court‘s holding.
The dissenting and concurring opinion also invokes the United States Supreme Court‘s desegregation decision in Watson v. City of Memphis, 373 U.S. 526 (1963), suggesting that the circumstances here are comparable, and demand a comparable judicial response. The analogy is flawed. We do not confront in this case the evil that was institutionalized racism, an evil that was widely recognized well before the Court‘s decision in Watson and its more famous predecessor, Brown v. Board of Education, 347 U.S. 483 (1954). Plaintiffs have not demonstrated that the exclusion of same-sex couples from the definition of marriage was intended to discriminate against women or lesbians and gay men, as racial segregation was designed to maintain
The concurring and dissenting opinion further claims that our mandate represents an “abdicat[ion]” of the constitutional duty to decide, and an inexplicable failure to implement “the most straightforward and effective remedy.” 170 Vt. at 242, 247, 744 A.2d at 898, 901. Our colleague greatly underestimates what we decide today and greatly overestimates the simplicity and effectiveness of her proposed mandate. First, our opinion provides greater recognition of — and protection for — same sex relationships than has been recognized by any court of final jurisdiction in this country with the instructive exception of the Hawaii Supreme Court in Baehr, 825 P.2d 44. See Hawaii Const., art. I, § 23 (state constitutional amendment overturned same-sex marriage decision in Baehr by returning power to legislature “to reserve marriage to opposite-sex couples“). Second, the dissent‘s suggestion that her mandate would avoid the “political caldron” (170 Vt. at 242, 744 A.2d at 898) of public debate is — even allowing for the welcome lack of political sophistication of the judiciary — significantly insulated from reality. See Hawaii Const., art. I, § 23; see also Alaska Const., art. I, § 25 (state constitutional amendment reversed trial court decision in favor of same-sex marriage, Brause v. Bureau of Vital Statistics, No. 3AN-95-6562 CI, 1998 WL 88743 (Alaska Super. Ct. Feb. 27, 1998), by providing that “a marriage may exist only between one man and one woman“).
The concurring and dissenting opinion confuses decisiveness with wisdom and judicial authority with finality. Our mandate is predicated upon a fundamental respect for the ultimate source of constitutional authority, not a fear of decisiveness. No court was ever more decisive than the United States Supreme Court in Dred Scott, 60 U.S. (19 How.) 393 (1857). Nor more wrong. Ironically it was a Vermonter, Stephen Douglas, who in defending the decision said — as the dissent in essence does here — “I never heard before of an appeal being
C. Sunstein, Foreword: Leaving Things Undecided, 110 Harv. L. Rev. 4, 101 (1996).When a democracy is in moral flux, courts may not have the best or the final answers. Judicial answers may be wrong. They may be counterproductive even if they are right. Courts do best by proceeding in a way that is catalytic rather than preclusive and that is closely attuned to the fact that courts are participants in the system of democratic deliberation.
The implementation by the Vermont Legislature of a constitutional right expounded by this Court pursuant to the Vermont Constitution for the common benefit and protection of the Vermont community is not an abdication of judicial duty, it is the fulfillment of constitutional responsibility.
III. Conclusion
While many have noted the symbolic or spiritual significance of the marital relation, it is plaintiffs’ claim to the secular benefits and protections of a singularly human relationship that, in our view, characterizes this case. The State‘s interest in extending official recognition and legal protection to the professed commitment of two individuals to a lasting relationship of mutual affection is predicated on the belief that legal support of a couple‘s commitment provides stability for the individuals, their family, and the broader community. Although plaintiffs’ interest in seeking state recognition and protection of their mutual commitment may — in view of divorce statistics — represent “the triumph of hope over experience,”16 the essential
The past provides many instances where the law refused to see a human being when it should have. See, e.g., Dred Scott, 60 U.S. at 407 (concluding that African slaves and their descendants had “no rights which the white man was bound to respect“). The future may provide instances where the law will be asked to see a human when it should not. See, e.g., G. Smith, Judicial Decisionmaking in the Age of Biotechnology, 13 Notre Dame J. Ethics & Pub. Policy 93, 114 (1999) (noting concerns that genetically engineering humans may threaten very nature of human individuality and identity). The challenge for future generations will be to define what is most essentially human. The extension of the Common Benefits Clause to acknowledge plaintiffs as Vermonters who seek nothing more, nor less, than legal protection and security for their avowed commitment to an intimate and lasting human relationship is simply, when all is said and done, a recognition of our common humanity.
The judgment of the superior court upholding the constitutionality of the Vermont marriage statutes under Chapter I, Article 7 of the Vermont Constitution is reversed. The effect of the Court‘s decision is suspended, and jurisdiction is retained in this Court, to permit the Legislature to consider and enact legislation consistent with the constitutional mandate described herein.
Dooley, J., concurring. I concur in Part I of the majority opinion, the holding of Part II, and the mandate. I do not, however, concur in the reasoning of Part II. I recognize that to most observers the significance of this decision lies in its result and remedy. In the cases that come before us in the future, however, the significance of this case will lie in its rationale — that is, how we interpret and apply Chapter I, Article 7 of the Vermont Constitution. Moreover, in this, the most closely-watched opinion in this Court‘s history, its acceptability will be based on whether its reasoning and result are clearly commanded by the Constitution and our precedents, and whether it is a careful and necessary exercise of the Court‘s limited powers. I do not believe that the majority‘s rationale meets this exacting standard, and I fear how it may be applied — or ignored — in the future.
This is a concurrence and not a dissent. I agree with the majority that the consequence of limiting marriage to a man and woman is the exclusion of these plaintiffs, and many persons similarly situated, from numerous rights, benefits, and duties that government and
This is a civil rights case, very different from a claim of discrimination with respect to, for example, a peddler‘s fee, see State v. Hoyt, 71 Vt. 59, 42 A. 973 (1899), operation of partnerships, see State v. Cadigan, 73 Vt. 245, 50 A. 1079 (1901), or regulation of river pollution, see State v. Haskell, 84 Vt. 429, 75 A. 852 (1911). It is also very different from a claim that exemptions to a Sunday closing law unconstitutionally discriminated against large stores, the issue in State v. Ludlow Supermarkets, Inc., 141 Vt. 261, 448 A.2d 791 (1982). The United States Supreme Court has recognized that discrimination based on race, alienage, national origin, or sex requires greater justification than economic discrimination, such as discrimination in the fees charged certain peddlers based on the type of goods they are selling. See City of Cleburne v. Cleburne Living Center, Inc., 473 U.S. 432, 440-41 (1985) (discussing the standards for scrutinizing various classifications). Compare United States v. Virginia, 518 U.S. 515, 532 (1996) (sex), and Loving v. Virginia, 388 U.S. 1, 11 (1967) (race), with Williamson v. Lee Optical, Inc., 348 U.S. 483, 486-88 (1955) (economic regulation). Until this decision, we also recognized this distinction. As we stated in Brigham v. State, 166 Vt. 246, 265, 692 A.2d 384, 396 (1997): “Where a statutory scheme affects fundamental constitutional rights or involves suspect classifications, both federal and state decisions have recognized that proper equal protection analysis necessitates a more searching scrutiny . . . .”
The marriage statutes do not facially discriminate on the basis of sexual orientation. There is, however, no doubt that the requirement that civil marriage be a union of one man and one woman has the effect of discriminating against lesbian and gay couples, like the plaintiffs in this case, who are unable to marry the life partners of their choice. The majority proclaims that most decisions have concluded that lesbians and gay men are not a suspect classification, inferring that any conclusion to the contrary is wrong. See 170 Vt. at 213 n.10, 744 A.2d at 878 n.10. On this point, however, I believe the central analysis of Ludlow is critical:
[A] state court reviewing state legislation is in a very different posture from the United States Supreme Court when it undertakes the parallel task. Rather than disposing of a case on the premise that its impact will presumably affect more than fifty varying jurisdictions, a state court reaches its result in the legal climate of the single jurisdiction with which it is associated, if federal proscriptions are not transgressed.
Vermont‘s legal climate differs considerably from that in other jurisdictions where courts have held that lesbians and gay men are not a suspect classification. Indeed, the federal analysis of the rights of lesbians and gay men almost always starts with Bowers v. Hardwick, 478 U.S. 186 (1986), a decision that reflects a legal climate quite hostile to those rights. Bowers upheld a Georgia conviction for sodomy based on a sex act committed by two males in the bedroom of defendant‘s home. See id. at 196. It held that, for due process purposes, individuals do not have “a fundamental right to engage in homosexual sodomy.” Id. at 191.
Federal courts considering equal-protection challenges have relied on Bowers to conclude that lesbians and gay men are not a suspect classification. They rationalize that if homosexual conduct can constitutionally be criminalized, homosexuals cannot constitute a suspect class. See, e.g., Equality Found. of Greater Cincinnati, Inc. v. City of Cincinnati, 128 F.3d 289, 292-93 (6th Cir. 1997) (holding that under Bowers and its progeny, homosexuals do not constitute suspect class because conduct which defined them as homosexuals could constitutionally be proscribed); Ben-Shalom v. Marsh, 881 F.2d 454, 464-65 (7th Cir. 1989) (citing Bowers and holding that because homosexual conduct may constitutionally be criminalized, homosexuals do not constitute a suspect class); High Tech Gays v. Defense Indus. Sec. Clearance Office, 895 F.2d 563, 571 (9th Cir. 1990) (same); Woodward v. United States, 871 F.2d 1068, 1074-76 (Fed. Cir. 1989) (same); Padula v. Webster, 822 F.2d 97, 102-03 (D.C. Cir. 1987) (same); see also Opinion of the Justices, 530 A.2d 21, 24 (N.H. 1987) (stating that for federal equal-protection analysis homosexuals do not constitute a suspect class, nor is there a fundamental right to engage in sodomy according to Bowers).
Since 1992, it has generally been the policy of Vermont to prohibit discrimination based on sexual orientation. See 1991, No. 135 (Adj. Sess.). This includes discrimination based on “female or male homosexuality.”
Chapter I, Article 7 of the Vermont Constitution actually contains three clauses, the most important of which is the second, which contains the prohibition on governmental actions “for the particular emolument or advantage of any single person, family, or set of persons, who are a part only of that community.” This anti-privilege language, and variations on it, is contained in the vast majority of pre-civil war state constitutions. See, e.g., Conn. Const. of 1818, art. I, § 1; Ky. Const. of 1792, art. XII, § 1; Mass. Const., art. VI (adopted in 1780); N.H. Const., art. X (adopted in 1784); N.C. Const. of 1776, art. III; Ohio Const. of 1851, art. I, § 2; Va. Const. of 1776, Bill of Rights, § 4; Tex. Const. of 1845, art. I, § 2. At least in this century, the jurisprudence in Vermont is similar to that in most states. See, e.g., Town of Emerald Isle v. State, 360 S.E.2d 756, 764 (N.C. 1987) (classification is not exclusive emolument if intended to promote general welfare and reasonable basis exists to conclude it serves public interest); Primes v. Tyler, 331 N.E.2d 723, 728-29 (Ohio 1975) (statute violates constitution because no governmental interest justi-
Oregon, like Vermont, has developed an independent state constitutional jurisprudence. Article I, Section 20 of the Oregon Constitution, adopted in 1859, provides that no law shall “grant[] to any citizen or class of citizens privileges, or immunities, which, upon the same terms, shall not equally belong to all citizens.” This provision is similar in purpose and effect to our Common Benefits Clause. See D. Schuman, The Right to “Equal Privileges and Immunities“: A State Version of “Equal Protection,” 13 Vt. L. Rev. 221, 222-25 (1988). The Oregon Supreme Court has described that provision precisely how we today have described Chapter I, Article 7: “Antedating the Civil War and the equal protection clause of the fourteenth amendment, its language reflects early egalitarian objections to favoritism and special privileges for a few rather than the concern of the Reconstruction Congress about discrimination against disfavored individuals or groups.” State v. Clark, 630 P.2d 810, 814 (Or. 1981). Just as this Court has acknowledged in developing its Article 7 jurisprudence, the Oregon court has recognized that a privilege for a person or group of persons means discrimination against others. See id. at 814 (Article I, Section 20 of Oregon Constitution protects against adverse discrimination as well as against favoritism). Thus, while developing an independent state constitutional jurisprudence, the Oregon Supreme Court has looked to the decisions of the United States Supreme Court, but has adopted the federal analysis only where the court finds it persuasive. See State v. Kennedy, 666 P.2d 1316, 1321 (Or. 1983); see, e.g., Hewitt v. State Accident Ins. Fund Corp., 653 P.2d 970, 976 (Or. 1982) (declining to adopt federal standard of intermediate scrutiny for sex-based classifications).
The Oregon Supreme Court, like this Court, has adopted the federal, tiered framework for analyzing equal-protection type constitutional challenges. See Hewitt, 653 P.2d at 976 (following United States Supreme Court analysis that asks whether classification is made on basis of suspect classification, and if so, whether such classification is subject to strict scrutiny). Moreover, it has held, as we have held, that its state constitution “prohibits disparate treatment of groups or individuals by virtue of ‘invidious’ social categories” and
In Hewitt, the Oregon Supreme Court determined that sex-based classifications are suspect because (1) they focus on an immutable personal characteristic and thus “can be suspected of reflecting ‘invidious’ social or political premises, that is to say, prejudice or stereotyped prejudgments,” and (2) “[t]he purposeful historical, legal, economic and political unequal treatment of women is well known.” 653 P.2d at 977. Accordingly, the court held that sex-based classifications are inherently suspect, like the United States Supreme Court found classifications based on race, alienage, and nationality. See id. at 977-78 (citing Loving v. Virginia, 388 U.S. 1, 11 (1967) (race); Graham v. Richardson, 403 U.S. 365, 372 (1971) (alienage); Oyama v. California, 332 U.S. 633, 646 (1948) (nationality)).
Although the Oregon Supreme Court has not addressed whether lesbians and gay men are a suspect classification, the Oregon Court of Appeals has recently done so. See Tanner v. Oregon Health Sciences Univ., 971 P.2d 435 (Or. Ct. App. 1998). In Tanner, the court held that
In this concurrence, I do not detail a suspect-classification analysis, but I can summarize my opinion by saying that I agree with the general framework adopted by the Oregon courts in Hewitt and Tanner. These decisions concerning
I agree with the majority that the State cannot justify the denial of legal benefits and responsibilities of civil marriage to gay and lesbian couples. And I agree that the appropriate remedy is either to require the State to extend the option of receiving these benefits and associated responsibilities to these couples, or to require that it offer the opportunity for civil marriage on equal terms. I will briefly explain my disagreement with the majority‘s rationale for reaching the same result.
The majority‘s analysis under
The first step in the Court‘s analysis requires overruling a long series of precedents holding that where a statutory scheme affects fundamental constitutional rights or involves suspect classifications, Article 7 requires “a more searching scrutiny.” Brigham, 166 Vt. at 265, 692 A.2d at 396.1 Among the decisions that have stated this standard are L‘Esperance v. Town of Charlotte, 167 Vt. 162, 165, 704 A.2d 760, 762 (1997); MacCallum, 165 Vt. at 457, 686 A.2d at 936-37; Benning v. State, 161 Vt. 472, 486, 641 A.2d 757, 764 (1994); In re Sherman Hollow, Inc., 160 Vt. 627, 628, 641 A.2d 753, 755 (1993) (mem.); Oxx v. Department of Taxes, 159 Vt. 371, 376, 618 A.2d 1321, 1324 (1992); Hodgeman v. Jard Co., 157 Vt. 461, 464, 599 A.2d 1371, 1373 (1991); State v. George, 157 Vt. 580, 588, 602 A.2d 953, 957 (1991); Town of Sandgate v. Colehamer, 156 Vt. 77, 88, 589 A.2d 1205, 1211 (1990); and Choquette v. Perrault, 153 Vt. 45, 51-52, 569 A.2d 455, 459 (1989).2 The majority barely acknowledges the multi-tiered standard stated in those cases, and dismisses it as a “rigid” analysis. See 170 Vt. at 212, 744 A.2d at 878. It is ironic that in a civil rights case we overrule our precedent requiring the State to meet a higher burden in civil rights cases, but still conclude, under the lower standard, that the State has not met its burden.
The effect of the majority decision is that the State now bears no higher burden to justify discrimination against African-Americans or women than it does to justify discrimination against large retail stores as in Ludlow. I doubt that the framers of our Constitution, concerned with preventing the equivalent of British royalty, would believe that the inevitable line-drawing that must occur in economic regulation should be equated with the denial of civil and human rights. I do not believe that the new standard is required by, or even consistent with, the history on which the majority bases it.
The second step is also at variance with our Article 7 law, even as it seeks to rely upon it. The majority holds that Article 7 requires a more active standard of constitutional review than the
I agree that Ludlow, Choquette, and MacCallum contain important holdings about how equality challenges are addressed by a state court. Ludlow holds that we must look at justifications for distinctions that are realistic in view of Vermont‘s unique legal culture. See Ludlow, 141 Vt. at 268, 448 A.2d at 795. Choquette and MacCallum hold that such justifications must be relevant to contemporary circumstances and not be wholly archaic. See Choquette, 153 Vt. at 53-54, 569 A.2d at 460; MacCallum, 165 Vt. at 461, 686 A.2d at 940. None of these decisions demonstrate that “Vermont decisions reflect a very different approach from current federal jurisprudence,” which is how the majority characterizes them. 170 Vt. at 203, 744 A.2d at 871. Indeed, we have said over and over that the test, where no fundamental right or suspect class is involved, “is the same under the
We have wisely, in the past, avoided the path the majority now chooses, a path worn and abandoned in many other states. When Justice Hayes decried the failure of litigants to raise state constitutional issues, see State v. Jewett, 146 Vt. 221, 229, 500 A.2d 233, 238 (1985), he could not have been referring to challenges under state anti-emolument and equality provisions. In state after state, throughout the nineteenth and early twentieth centuries, state supreme courts routinely struck down economic and social welfare statutes under these provisions using an analysis similar to that employed by the majority in this case. See H. Gillman, The Constitution Besieged: The Rise and Demise of Lochner Era Police Powers Jurisprudence 9 (1993). For example, in Auditor of Lucas County v. State, 78 N.E. 955, 957 (Ohio 1906), the Ohio Supreme Court struck down an Ohio law that provided a stipend of $25 each quarter to adult blind persons because it was over-inclusive — including rich and poor — and under-inclusive — including only some disabled persons. See also City of Cincinnati v. Cook, 140 N.E. 655, 656 (Ohio 1923) (striking down ordinance that allowed parking in front of train station only with consent of supervisor of station, in part because it created “privilege or immunity” in those who were allowed to park); Low v. Rees Printing Co., 59 N.W. 362, 368 (Neb. 1894) (striking down eight-hour-day law because it exempted farm or domestic labor); State v. Pennoyer, 18 A. 878, 881 (N.H. 1889) (striking down statute requiring licensing of all physicians, except those who resided in only one town between 1875 and 1879, because it imposed unequal burden on members of same class); Millett v. People, 7 N.E. 631, 636 (Ill. 1886) (striking down statute requiring mine operators who tied wages to amount of coal extracted to keep scale at mine so coal could be weighed before managers had chance to separate unusable material); In re Jacobs, 98 N.Y. 98, 112-14 (1885) (striking down act addressing deplorable working conditions under which cigar makers labored in tenements by banning the manufacturing of cigars in those dwellings); Ex parte Westerfield, 55 Cal. 550, 551 (Sup. Ct. 1880) (striking down law making it misdemeanor for bakers to force employees to work between six o‘clock Saturday evening and six o‘clock Sunday evening).
The Vermont Supreme Court never adopted an activist stance in reviewing economic and social welfare legislation, and history shows we chose the right course. We could have relied upon the looser and more activist language that prevailed in the federal cases in the early twentieth century — the same language that the majority relies upon today, 170 Vt. at 204 n.4, 744 A.2d at 872 n.4 — to substitute our judgment for the Legislature, but wisely we did not. Unfortunately, we have now resurrected that approach. I can find no justification for the holding that Article 7 requires a more activist approach than the
Two points about the new standard are particularly troublesome for me. The majority now requires that legislative classifications be “reasonably necessary to accomplish the State‘s claimed objectives.” Id. at 214, 744 A.2d at 878. In our imperfect world, few legislative classifications are “necessary,” and most legislation could be more narrowly tailored to the state‘s objective. I cannot square this standard with our limited role in constitutional adjudication. As I noted earlier, while language to this effect appears in Ludlow, it has never been used as the basis of one of our decisions until today.
More importantly, I cannot endorse, in this vitally important area of constitutional review, a standard that relies wholly on factors and balancing, with no mooring in any criteria or guidelines, however imperfect they may be. On this point, I agree with Justice Johnson. See 170 Vt. at 256 n.13, 744 A.2d at 907-08 n.13. I accept the majority‘s assertion that it has attempted to avoid a standard based on “personal notions,” and that all constitutional adjudication requires reasoned judgment, but I do not believe that it has succeeded in properly applying the critical considerations it has identified. Id. at 214, 744 A.2d at 879. Instead of mooring its analysis within the framework of fundamental rights and suspect classifications, the majority professes
The final irony in this decision for me is that the balancing and weighing process set forth in the Court‘s opinion describes exactly the process we would expect legislators to go through if they were facing the question before us. We are judges, not legislators.
For the above reasons, I concur in the mandate, but respectfully disagree with Part II of the Court‘s decision, the majority‘s rationale for reaching this mandate.
Johnson, J., concurring in part and dissenting in part. Forty years ago, in reversing a decision that had denied injunctive relief for the immediate desegregation of publicly owned parks and recreational facilities in Memphis, Tennessee, a unanimous United States Supreme Court stated:
The basic guarantees of our Constitution are warrants for the here and now and, unless there is an overwhelmingly compelling reason, they are to be promptly fulfilled.
Watson v. City of Memphis, 373 U.S. 526, 533 (1963).
Plaintiffs come before this Court claiming that the State has unconstitutionally deprived them of the benefits of marriage based solely upon a discriminatory classification that violates their civil rights. They ask the Court to remedy the unlawful discrimination by enjoining the State and its municipalities from denying them the license that serves to identify the persons entitled to those benefits. The majority agrees that the Common Benefits Clause of the Vermont Constitution entitles plaintiffs to obtain the same benefits and protections as those bestowed upon married opposite-sex couples, yet it declines to give them any relief other than an exhortation
The majority declares that the issue before this Court does not turn on the heated moral debate over intimate same-sex relationships, and further, that this Court has a constitutional responsibility to consider the legal merits of even controversial cases. See 170 Vt. at 197, 744 A.2d at 867. Yet, notwithstanding these pronouncements, the majority elects to send plaintiffs to an uncertain fate in the political caldron of that very same moral debate.1 And to what end? Passing this case on to the Legislature will not alleviate the instability and uncertainty that the majority seeks to avoid, and will unnecessarily entangle this Court in the Legislature‘s efforts to accommodate the majority‘s mandate within a “reasonable period of time.” Id. at 226, 744 A.2d at 887.
In 1948, when the California Supreme Court struck down a state law prohibiting the issuance of a license authorizing interracial marriages, the court did not suspend its judgment to allow the legislature an opportunity to enact a separate licensing scheme for interracial marriages. See Perez v. Lippold, 198 P.2d 17, 29 (Cal. 1948) (granting writ of mandamus compelling county clerk to issue certificate of registry). Indeed, such a mandate in that context would be unfathomable to us today. Here, as in Perez, we have held that the State has unconstitutionally discriminated against plaintiffs, thereby depriving them of civil rights to which they are entitled. Like the Hawaii Circuit Court in Baehr v. Miike, No. Civ. 91-1394, 1996 WL 694235, at *22 (Haw. Cir. Ct., Dec. 3, 1996), which rejected the State‘s reasons for excluding same-sex couples from marriage, we should simply enjoin the State from denying marriage licenses to plaintiffs based on sex or sexual orientation. That remedy would provide prompt and complete relief to plaintiffs and create reliable expectations that would stabilize the legal rights and duties of all couples.
My dissent from the majority‘s mandate is grounded on the government‘s limited interest in dictating public morals outside the scope of its police power, and the differing roles of the judicial and legislative branches in our tripartite system of government. I first examine the State‘s narrow interest in licensing marriages, then contrast that interest with the judiciary‘s fundamental duty to remedy civil rights violations, and lastly emphasize the majority‘s failure to adequately explain why it is taking the unusual step of suspending its judgment to allow the Legislature an opportunity to redress the unconstitutional discrimination that we have found.
This case concerns the secular licensing of marriage. The State‘s interest in licensing marriages is regulatory in nature. See Southview Coop. Housing v. Rent Control Bd., 486 N.E.2d 700, 704 (Mass. 1985) (“Licensing is simply a means of regulating.“). The regulatory purpose of the licensing scheme is to create public records for the orderly allocation of benefits, imposition of obligations, and distribution of property through inheritance. Thus, a marriage license merely acts as a trigger for state-conferred benefits. See Priddy v. City of Tulsa, 882 P.2d 81, 83 (Okla. Crim. App. 1994) (license gives to licensee special privilege not accorded to others, which licensee otherwise would not enjoy). In granting a marriage license, the State is not espousing certain morals, lifestyles, or relationships, but only identifying those persons entitled to the benefits of the marital status.2 See People ex rel. Deukmejian v. County of Mendocino, 683 P.2d 1150, 1155 (Cal. 1984) (licensing regulates activity based on determination of qualification of licensee).
Apart from establishing restrictions on age and consanguinity related to public health and safety, see
While the State‘s interest in licensing marriages is narrow, the judiciary‘s obligation to remedy constitutional violations is central to our form of government. Indeed, one of the fundamental principles of our tripartite system of government is that the judiciary interprets and gives effect to the constitution in cases and controversies concerning individual rights. See Marbury v. Madison, 5 U.S. (1 Cranch) 137, 163, 177-78 (1803); see also Shields v. Gerhart, 163 Vt. 219, 223, 658 A.2d 924, 927-28 (1995) (emphasizing “the preeminence of the Vermont Constitution in our governmental scheme,” which
This power is “not merely to rule on cases, but to decide them.” Plaut v. Spendthrift Farm, Inc., 514 U.S. 211, 218-19 (1995) (emphasis in original); see Records of the Council of Censors of the State of Vermont 431 (P. Gillies and D. Sanford eds., 1991) (supreme judicial tribunals are to regard constitution as fundamental law superior to legislative enactment; consequently, if enactment is repugnant to constitution, judges are bound to pronounce it inoperative and void). As this Court has stated on numerous occasions, when measures enacted pursuant to the State‘s police powers have no real or substantial relation to any legitimate purpose of those powers and invade individual “rights secured by the fundamental law, it is the duty of the courts to so adjudge, and thereby give effect to the Constitution.” State v. Morse, 84 Vt. 387, 394, 80 A. 189, 191-92 (1911) (quoting Mugler v. Kansas, 123 U.S. 623 (1887)); see Beecham v. Leahy, 130 Vt. 164, 172, 287 A.2d 836, 841 (1972) (“It is the function of the judicial branch to pass upon the appropriateness and reasonableness of the legislative exercise of police power.“). This Court emphasized in Morse that “in its last analysis, the question of the validity of such measures [enacted under the police powers] is one for the court.” 84 Vt. at 394, 80 A. at 191.
The power of courts to fashion remedies for constitutional violations is well established in both this Court‘s and the United States Supreme Court‘s jurisprudence concerning individual rights and equal protection. See MacCallum v. Seymour‘s Adm‘r, 165 Vt. 452, 462, 686 A.2d 935, 941 (1996) (holding that statute denying adopted children right to inherit from collateral heirs violated Common Benefits Clause, and declaring plaintiff to be lawful heir of estate of collateral relative); Medical Ctr. Hosp. v. Lorrain, 165 Vt. 12, 14-15, 675 A.2d 1326, 1329 (1996) (determining that doctrine making husbands liable to creditors for necessary items provided to wives violated principle of equal protection when applied only to men, and choosing to abolish doctrine rather than to extend it to both men and women); see also Heckler v. Mathews, 465 U.S. 728, 740 (1984) (when right invoked is that to equal treatment, “the appropriate remedy is a mandate of equal treatment“); Davis v. Passman, 442 U.S. 228, 241-42 (1979) (within “great outlines” of Constitution, “judiciary is clearly discernible as the primary means through which these rights may be enforced“; unless Constitution commits issue to coordinate branch, “we presume that justiciable constitutional rights are to be enforced through the courts“). Particularly in civil rights cases involving discrimination against a disfavored group, “courts do not need specific [legislative] authorization to employ a remedy, at law or in equity, that is tailored to correct a constitutional wrong.” Aguayo v. Christopher, 865 F. Supp. 479, 487-88 (N.D. Ill. 1994) (finding unconstitutional on its face statute making citizenship available to foreign-born children of citizen fathers, but not citizen mothers, and issuing judgment declaring plaintiff to be citizen).
Accordingly, absent “compelling” reasons that dictate otherwise, it is not only the prerogative but the duty of courts to provide prompt relief for violations of individual civil rights. See Watson, 373 U.S. at 532-33 (defendants have heavy burden of showing that delay in desegregating public parks and recreational facilities is “manifestly compelled by constitutionally cognizable circumstances“). This basic principle is designed to assure that laws enacted through the will of the majority do not unconstitutionally infringe upon the rights of a disfavored minority.
There may be situations, of course, when legislative action is required before a court-ordered remedy can be fulfilled. For example, in Brigham v. State, 166 Vt. 246, 249, 269, 692 A.2d 384, 386, 398 (1997), this Court declared that Vermont‘s system for funding public education unconstitutionally deprived Vermont schoolchildren of a right to an equal educational opportunity, and then retained jurisdiction until the Legislature enacted legislation that satisfied the Court‘s holding. Plainly, it was not within the province of this Court to create a new funding system to replace the one that we had declared unconstitutional. The Legislature needed to enact legislation that addressed issues such as the level of state funding for public schools, the sources of additional revenue, and the framework for distributing state funds. See
A completely different situation exists here. We have held that the Vermont Constitution entitles plaintiffs “to obtain the same benefits and protections afforded by Vermont law to married opposite-sex couples.” 170 Vt. at 224, 744 A.2d at 886. Given this holding, the most straightforward and effective remedy is simply to enjoin the State from denying plaintiffs a marriage license, which would designate them as persons entitled to those benefits and protections.4 No legislation is required to redress the constitutional violation that the Court has found. Cf. Watson, 373 U.S. at 532 (desegregation of recreational facilities does not present same kind of cognizable difficulties inherent in desegregating schools). Nor does our paramount interest in vindicating plaintiffs’ constitutional rights interfere in any way with the State‘s interest in licensing marriages. Far from intruding upon the State‘s narrow interest in its licensing statute, allowing plaintiffs to obtain a license would further the overall goals of marriage, as defined by the majority — to provide stability to individuals, their families, and the broader community by clarifying and protecting the rights of married persons. See 170 Vt. at 222, 744 A.2d at 884. Cf. In re B.L.V.B., 160 Vt. 368, 372, 375, 628 A.2d 1271, 1274-75 (1993) (purpose of adoption statute read in its entirety is to clarify and protect legal rights of adopted persons, not to proscribe adoptions by certain combinations of individuals; denying children of same-sex partners security of legally recognized relationship with second parent serves no legitimate state interest).
The majority declines to provide plaintiffs with a marriage license, however, because a sudden change in the marriage laws “may have
During the civil rights movement of the 1960‘s, state and local governments defended segregation or gradual desegregation on the grounds that mixing the races would lead to interracial disturbances. The Supreme Court‘s “compelling answer” to that contention was “that constitutional rights may not be denied simply because of hostility to their assertion or exercise.” See Watson, 373 U.S. at 535. Here, too, we should not relinquish our duty to redress the unconstitutional discrimination that we have found merely because of “personal speculations” or “vague disquietudes.” Id. at 536. While the laudatory goals of preserving institutional credibility and public confidence in our government may require elected bodies to wait for changing attitudes concerning public morals, those same goals require courts to act independently and decisively to protect civil rights guaranteed by our Constitution.5
Unlike Linkletter, the issue here is not whether the majority‘s holding should be applied retroactively or prospectively, but rather whether the relief it has promised should be provided promptly by this Court or at some uncertain future time by the Legislature. Neither these plaintiffs, nor any same-sex couples seeking the benefits and protections of marriage, obtain any relief until the Legislature acts, or failing that, this Court acts again. Thus, the majority is not applying its holding on even a purely prospective basis. In any event, assuming that Linkletter continues to have vitality in cases involving civil rights violations, see Fairfax Covenant Church v. Fairfax County Sch. Bd., 17 F.3d 703, 709, 710 (4th Cir. 1994) (stating that Supreme Court has recently cast serious doubt upon practice of departing from traditional rule of retroactive application, which is “the rule inherent in the judicial function” of applying and interpreting law in real controversies), the “unforeseen consequences” alluded to by the majority cannot be considered “exigencies” warranting relief only at some unspecified future time.
The other two cases cited by the majority also concern whether court rulings should be applied prospectively or retroactively. In
I recognize that the Legislature is, and has been, free to pass legislation that would provide same-sex couples with marital benefits. But the majority does not explain why it is necessary for the Legislature to act before we remedy the constitutional violation that we have found. In our system of government, civil rights violations are remedied by courts, not because we issue “Holy Writ” or because we are “the only repository of wisdom.” 170 Vt. at 228, 744 A.2d at 888. It is because the courts “must ultimately define and defend individual rights against government in terms independent of consensus or majority will.” L. Tribe, American Constitutional Law § 15.3, at 896 (1978).7
Today‘s decision, which is little more than a declaration of rights, abdicates that responsibility. The majority declares that plaintiffs have been unconstitutionally deprived of the benefits of marriage, but does not hold that the marriage laws are unconstitutional, does not hold that plaintiffs are entitled to the license that triggers those benefits, and does not provide plaintiffs with any other specific or direct remedy for the constitutional violation that the Court has found to exist. By suspending its judgment and allowing the Legislature to choose a remedy, the majority, in effect, issues an advisory opinion that leaves plaintiffs without redress and sends the matter to an uncertain fate in the Legislature. Cf. In re Williams, 154 Vt. 318, 318-19, 321, 577 A.2d 686, 686-87 (1990) (statute requiring district court to hold hearings, issue findings, and advise local legislative bodies concerning alleged police misconduct violated separation of powers between judicial and legislative branches by requiring courts to give advisory opinions, upon which municipalities might or might not act). Ironically, today‘s mandate will only increase “the uncertainty and confusion” that the majority states it is designed to avoid. 170 Vt. at 225, 744 A.2d at 887.
No decision of this Court will abate the moral and political debate over same-sex marriage. My view as to the appropriateness of granting plaintiffs the license they seek is not based on any overestimate (or any estimate) of its effectiveness, nor on a miscalculation (or any calculation) as to its likely permanence, were it to have received the support of a majority of this Court. Rather, it is based on what I believe are the commands of our Constitution.
II.
Although I concur with the majority‘s conclusion that Vermont law unconstitutionally excludes same-sex couples from the benefits of
As I argue below, the marriage statutes establish a classification based on sex. Whether such classification is legally justifiable should be analyzed under our common-benefits jurisprudence, which until today, has been closely akin to the federal equal-protection analysis under the
“We have held that the Common Benefits Clause in the Vermont Constitution, see
The State advances two arguments in support of its position that Vermont‘s marriage laws do not establish a sex-based classification. The State first contends that the marriage statutes merely acknowledge that marriage, by its very nature, cannot be comprised of two persons of the same sex. Thus, in the State‘s view, it is the definition of marriage, not the statutes, that restricts marriage to two people of the opposite sex. This argument is circular. It is the State that defines civil marriage under its statute. The issue before us today is whether the State may continue to deprive same-sex couples of the benefits of marriage. This question is not resolved by resorting to a historical definition of marriage; it is that very definition that is being challenged in this case.
The State‘s second argument, also propounded by the majority, see 170 Vt. at 215-16 n.13, 744 A.2d at 880 n.13, is that the marriage statutes do not discriminate on the basis of sex because they treat similarly situated males the same as similarly situated females. Under this argument, there can be no sex discrimination here because “[i]f a man wants to marry a man, he is barred; a woman seeking to marry a woman is barred in precisely the same way. For this reason, women and men are not treated differently.” C. Sunstein, Homosexuality and the Constitution, 70 Ind. L.J. 1, 19 (1994). But consider the following example. Dr. A and Dr. B both want to marry Ms. C, an X-ray technician. Dr. A may do so because Dr. A is a man. Dr. B may not because Dr. B is a woman. Dr. A and Dr. B are people
I recognize, of course, that although the classification here is sex-based on its face, its most direct impact is on lesbians and gay men, the class of individuals most likely to seek same-sex marriage. Viewing the discrimination as sex-based, however, is important. Although the original purpose of the marriage statutes was not to exclude same-sex couples, for the simple reason that same-sex marriage was very likely not on the minds of the Legislature when it passed the licensing statute, the preservation of the sex-based classification deprives lesbians and gay men of the right to marry the life partner of their choice. If, as I argue below, the sex-based classification contained in the marriage laws is unrelated to any valid purpose, but rather is a vestige of sex-role stereotyping that applies to both men and women, the classification is still unlawful sex discrimination even if it applies equally to men and women. See MacCallum, 165 Vt. at 459, 686 A.2d at 939 (Constitution does not permit law to give effect, either directly or indirectly, to private biases; when government itself makes the classification, it is obliged to afford all persons equal protection of the law); Loving v. Virginia, 388 U.S. 1, 8-9, 11 (1967) (statute prohibiting racial intermarriage violates Equal Protection Clause although it applies equally to Whites and Blacks because classification was designed to maintain White Supremacy.)11
I do not believe that it is necessary to reach the question in this case, however, because in my view, the justifications asserted by the State do not satisfy even our rational-basis standard under the Common Benefits Clause, which requires that the classification be “reasonably related to the promotion of a valid public purpose.” MacCallum, 165 Vt. at 457 n.1, 686 A.2d at 938 n.1 (because statute failed to pass constitutional muster under rational-basis test, no need to determine whether adopted persons are suspect class).13 In MacCallum, we invalidated, under the Common Benefits Clause, a
Before applying the rational-basis standard to the State‘s justifications, it is helpful to examine the history of the marriage laws in Vermont. There is no doubt that, historically, the marriage laws imposed sex-based roles for the partners to a marriage — male provider and female dependent — that bore no relation to their inherent abilities to contribute to society. Under the common law, husband and wife were one person. See R. & E. Builders, Inc. v. Chandler, 144 Vt. 302, 303-04, 476 A.2d 540, 541 (1984). The legal existence of a woman was suspended by marriage; she merged with her husband and held no separate rights to enter into a contract or execute a deed. See id. She could not sue without her husband‘s consent or be sued without joining her husband as a defendant. See id. Moreover, if a woman did not hold property for her “sole and separate use” prior to marriage, the husband received a freehold interest in all her property, entitling him to all the rents and profits from the property. See id.
Starting in the late nineteenth century, Vermont, like other states, began to enact statutes, such as the
Today, the partners to a marriage are equal before the law. See R. & E. Builders, 144 Vt. at 304, 476 A.2d at 541 (modern statutes
The question now is whether the sex-based classification in the marriage law is simply a vestige of the common-law unequal marriage relationship or whether there is some valid governmental purpose for the classification today. See MacCallum, 165 Vt. at 460-62, 686 A.2d at 939-41 (State‘s rationales proffered to validate statutory classification cannot rest on outdated presumptions not reasonable today when vast cultural and social changes have occurred). In support of the marriage statutes, the State advances public purposes that fall into three general categories.
In the first category, the State asserts public purposes — uniting men and women to celebrate the “complementarity” (sic) of the sexes and providing male and female role models for children — based on broad and vague generalizations about the roles of men and women that reflect outdated sex-role stereotyping. The State contends that (1) marriage unites the rich physical and psychological differences between the sexes; (2) sex differences strengthen and stabilize a marriage; (3) each sex contributes differently to a family unit and to society; and (4) uniting the different male and female qualities and contributions in the same institution instructs the young of the value of such a union. The State relies on social science literature, such as Carol Gilligan‘s In a Different Voice: Psychological Theory and Women‘s Development (1982), to support its contention that there are sex differences that justify the State requiring two people to be of opposite sex to marry.
The State attempts to analogize this case to the changes in law brought about by women‘s participation in the legal profession starting in the 1970s, arguing that women have brought a different
To begin with, carried to its logical conclusion, the State‘s rationale could require all marriages to be between people, not just of the opposite sex, but of different races, religions, national origins, and so forth, to promote diversity. Moreover, while it may be true that the female voice or point of view is sometimes different from the male, such differences are not necessarily found in comparing any given man and any given woman. The State‘s implicit assertion otherwise is sex stereotyping of the most retrograde sort. Nor could the State show that the undoubted differences between any given man and woman who wish to marry are more related to their sex than to other characteristics and life experiences. In short, the “diversity” argument is based on illogical conclusions from stereotypical imaginings that would be condemned by the very case cited for its support. See VMI, 518 U.S. at 533 (justifications for sex-based classifications “must not rely on overbroad generalizations about the different talents, capabilities, or preferences of males and females.“).
In the second category, the State asserts, under several different guises, the public purpose of maintaining the sex-based classification. First, the State claims an interest in “preserving the existing marital structure.” Second, the State claims an interest in “instructing the young of the value of uniting male and female qualities.” This is mere tautology. The State‘s objective is to preserve the status quo, but that does not address the question of whether the classification can be justified. Perpetuating the classification, in and of itself, is not a valid purpose for the classification. See id. at 545 (rejecting as circular governmental justification that sex-based classification is essential to governmental objective of single-sex education).
The State contends, for example, that prohibiting individuals from marrying a person of the same sex promotes the public purpose of minimizing custody and visitation disputes arising from surrogacy contracts because the prohibition may deter use of technologically assisted reproduction by same-sex couples. Further, the State argues that increased use of technologically assisted reproduction “may lead men who conceive children by sexual union to perceive themselves as sperm donors, without any responsibility for their offspring.” Both of these reasons suffer from the same constitutional deficiency. If the state purpose is to discourage technologically assisted reproduction, I agree with the majority that the classification is significantly underinclusive. The State does nothing to discourage technologically assisted reproduction by individuals or opposite-sex couples. Moreover, opposite-sex couples may obtain marriage licenses without regard to whether or not they will use technologically assisted reproduction.14 The public purpose provides no rationale for the different treatment.
The State also asserts that it has an interest in furthering the link between procreation and child rearing “to ensure that couples who engage in sexual intercourse accept[] responsibility for the potential children they might create.” But the State cannot explain how the failure of opposite-sex couples to accept responsibility for the children they create relates at all to the exclusion of same-sex couples from the benefits of marriage. To the extent that couples, same-sex or opposite-sex, will fail to take responsibility for the children they create, the risk is greater where the couples are not married. Therefore, denying same-sex couples the benefits of marriage on this ground is not only arbitrary but completely at odds with the stated government purpose.
The State further contends that prohibiting individuals from marrying same-sex partners will deter marriages of convenience
Although “[a] statute need not regulate the whole of a field to pass constitutional muster,” Benning v. State, 161 Vt. 472, 486, 641 A.2d 757, 764 (1994), there still must be some rational basis for an underinclusive classification. Here, none of the alleged governmental purposes within the third category of State justifications provides a rational basis for treating similarly situated people differently, or for applying the classification in an underinclusive manner. See Cleburne, 473 U.S. at 446 (State may not impose classification where relationship to asserted goal is so attenuated as to render distinction arbitrary or irrational). The State‘s justifications are nothing more than post-hoc rationalizations completely unrelated to any rational reason for excluding same-sex couples from obtaining the benefits of marriage.
Finally, the State claims a valid public purpose in adopting a classification to align itself with the other states. The Vermont Constitution is freestanding authority, however, and may protect rights not protected under the federal constitution or other state constitutions. Brigham, 166 Vt. at 257, 268, 692 A.2d at 391, 397 (recognizing right to equal education under Vermont Constitution, while acknowledging that this right is not recognized under federal constitution and is recognized under only some state constitutions). This Court does not limit the protections the Vermont Constitution confers on Vermonters solely to make Vermont law consistent with that of other states. See id. at 257, 692 A.2d at 391 (decisions in other states are of limited precedential value because each state‘s constitutional evolution is unique). Indeed, as the majority notes, Vermont‘s marriage laws are already distinct in several ways from the laws of other states.
In sum, the State treats similarly situated people — those who wish to marry — differently, on the basis of the sex of the person they wish to marry. The State provides no legally valid rationale for the different treatment. The justifications asserted by the State for the classification are tautological, wholly arbitrary, or based on impermis-
III.
This case is undoubtedly one of the most controversial ever to come before this Court. Newspaper, radio and television media have disclosed widespread public interest in its outcome, as well as the full spectrum of opinion as to what that outcome should be and what its ramifications may be for our society as a whole. One line of opinion contends that this is an issue that ought to be decided only by the most broadly democratic of our governmental institutions, the Legislature, and that the small group of men and women comprising this Court has no business deciding an issue of such enormous moment. For better or for worse, however, this is simply not so. This case came before us because citizens of the state invoked their constitutional right to seek redress through the judicial process of a perceived deprivation under state law. The Vermont Constitution does not permit the courts to decline to adjudicate a matter because its subject is controversial, or because the outcome may be deeply offensive to the strongly held beliefs of many of our citizens. We do not have, as does the Supreme Court of the United States, certiorari jurisdiction, which allows that Court, in its sole discretion, to decline to hear almost any case. To the contrary, if a case has been brought before us, and if the established procedures have been followed, as they were here, we must hear and decide it.
Moreover, we must decide the case on legal grounds. However much history, sociology, religious belief, personal experience or other considerations may inform our individual or collective deliberations, we must decide this case, and all cases, on the basis of our understanding of the law, and the law alone. This must be the true and constant effort of every member of the judiciary. That effort, needless
Gordon Parker and Robert Bailey On Behalf of Themselves and Others Similarly Situated v. John Gorczyk, Commissioner, Vermont Department of Corrections
[744 A.2d 410]
No. 97-347
Present: Dooley, Morse, Johnson and Skoglund, JJ., and Cashman, D.J., Specially Assigned
Opinion Filed October 29, 1999
Motion for Reargument Denied December 23, 1999
Notes
Poe, 367 U.S. at 542 (Harlan, J., dissenting). See, e.g., United States v. Virginia, 518 U.S. 515, 533 (1996) (concluding that sex-based classifications are subject to heightened standard of review less rigorous than that imposed for race or national origin classifications); Frontiero, 411 U.S. at 684, 686 (plurality opinion) (concluding that sex is suspect classification under two-part test inquiring whether class is defined by immutable characteristic and whether there is history of invidious discrimination against class); Sail‘er Inn, Inc. v. Kirby, 485 P.2d 529, 540 (Cal. 1971) (applying federal two-part test and concluding that sex is immutable trait and women have historically labored under severe legal and social disabilities); Hewitt v. State Accident Ins. Fund Corp., 653 P.2d 970, 977 (Or. 1982) (applying federal two-part test and concluding that sex is immutable personal characteristic and purposeful unequal treatment of women is well known).If the supplying of content to this Constitutional concept has of necessity been a rational process, it certainly has not been one where judges have felt free to roam where unguided speculation might take them. The balance of which I speak is the balance struck by this country, having regard to what history teaches are the traditions from which it developed as well as the traditions from which it broke. That tradition is a living thing. A decision of this Court which radically departs from it could not long survive, while a decision which builds on what has survived is likely to be sound. No formula could serve as a substitute, in this area, for judgment and restraint.
Id. The majority argues that subjective judgment is required to make choices about classes who are entitled to heightened review and, therefore, that a tiered approach is not more precise than the balancing-of-factors approach. See 170 Vt. at 213 n.10, 744 A.2d at 878 n.10. But, in choosing the suspect class, it would be incumbent upon the Court to articulate its rationale, thereby providing predictive value in future cases of discrimination rather than depending on the perspicacity of judges to see it. Cleburne, 473 U.S. at 466 (Marshall, J., concurring in part and dissenting in part). [*The reference to the Chancellor‘s foot in the Sunstein quote is from John Selden‘s (1584-1654) critique of equity, which is relevant here:]The use of “tiers” has two important goals. The first is to ensure that courts are most skeptical in cases in which it is highly predictable that illegitimate motives are at work. . . . The second goal of a tiered system is to discipline judicial discretion while promoting planning and predictability for future cases. Without tiers, it would be difficult to predict judicial judgments under the Equal Protection Clause, and judges would make decisions based on ad hoc assessments of the equities. The Chancellor‘s foot[*] is not a promising basis for antidiscrimination law.
J. Bartlett, Familiar Quotations 263 (15th ed. 1980).Equity is a roguish thing. For Law we have a measure, know what to trust to; Equity is according to the conscience of him that is Chancellor, and as that is larger or narrower, so is Equity. ‘Tis all one as if they should make the standard for the measure we call a “foot” a Chancellor‘s foot; what an uncertain measure would this be! One Chancellor has a long foot, another a short foot, a third an indifferent foot. ‘Tis the same thing in the Chancellor‘s conscience.
Indeed, most appellate courts that have addressed the issue have rejected the claim that defining marriage as the union of one man and one woman discriminates on the basis of sex. See, e.g., Baker v. Nelson, 191 N.W.2d 185, 186-87 (Minn. 1971); Singer v. Hara, 522 P.2d 1187, 1191-92 (Wash. Ct. App. 1974); see also Phillips v. Wisconsin Personnel Comm‘n, 482 N.W.2d 121, 129 (Wis. Ct. App. 1992) (holding that health insurance regulation limiting state employee‘s dependent coverage to spouse did not constitute sex discrimination because coverage was “unavailable to unmarried companions of both male and female employees“); State v. Walsh, 713 S.W.2d 508, 510 (Mo. 1986) (rejecting claim that sodomy statute imposed sex-based classification because it “applie[d] equally to men and women [in] prohibit[ing] both classes from engaging in sexual activity with members of their own sex“). But see Baehr v. Lewin, 852 P.2d 44, 64 (Haw. 1993) (plurality opinion holding that state‘s marriage laws discriminated on basis of sex).
Although the concurring and dissenting opinion invokes the United States Supreme Court decision in Loving v. Virginia, 388 U.S. 1 (1967), the reliance is misplaced. There the high court had little difficulty in looking behind the superficial neutrality of Virginia‘s anti-miscegenation statute to hold that its real purpose was to maintain the pernicious doctrine of white supremacy. Id. at 11. Our colleague argues, by analogy, that the effect, if not the purpose, of the exclusion of same-sex partners from the marriage laws is to maintain certain male and female stereotypes to the detriment of both. To support the claim, she cites a number of antiquated statutes that denied married women a variety of freedoms, including the right to enter into contracts and hold property.
The test to evaluate whether a facially gender-neutral statute discriminates on the basis of sex is whether the law “can be traced to a discriminatory purpose.” Feeney, 442 U.S. at 272. The evidence does not demonstrate such a purpose. It is one thing to show that long-repealed marriage statutes subordinated women to men within the marital relation. It is quite another to demonstrate that the authors of the marriage laws excluded same-sex couples because of incorrect and discriminatory assumptions about gender roles or anxiety about gender-role confusion. That evidence is not before us. Accordingly, we are not persuaded that sex discrimination offers a useful analytic framework for determining plaintiffs’ rights under the Common Benefits Clause.