Harold BAKER, Petitioner,
v.
STATE of Florida, Respondent.
Supreme Court of Florida.
*365 Richard W. Ervin, III, Public Defender, for petitioner.
Robert L. Shevin, Atty. Gen., and Donald K. Rudser, Asst. Atty. Gen., for respondent.
*366 HATCHETT, Justice.
Petitioner Baker and another were convicted of robbery. After the trial, the wife and mother-in-law of one J.E. Johnson came forward with the report that Johnson had told them that Baker was innocent. The mother-in-law, Mrs. Brown, said Johnson admitted committing the crime himself, to her and in her daughter's presence. The wife did not go so far as to testify that Johnson confessed, but recounted his assertion of Baker's innocence. When motion for new trial came on for hearing, Johnson was nowhere to be found, but transcriptions of statements, which Mrs. Brown and Mrs. Johnson had given under oath, were offered in support of the motion. The trial judge granted the motion for new trial as to Baker.[1] On appeal to the District Court of Appeal, First District, Baker's conviction was affirmed, and the order granting a new trial was reversed.
The District Court reasoned that the testimony of Johnson's wife and mother-in-law would not be admissible at a new trial, because admissions against penal interest have not been recognized as an exception to the hearsay rule in the First District, Francis v. State,
Petitioner alleges a conflict between the District Court's decision in this case and the decision in State v. Brown,
The District Court's conclusion that the trial court erred in considering the statements of Mrs. Johnson and Mrs. Brown, rests on the premise that the newly found witnesses' testimony would not be admitted, if objected to at a new trial. Unquestionably such testimony is hearsay, and Mrs. Johnson's testimony would clearly be inadmissible over objection at trial,[2] but there is a division of authority as to whether testimony like Mrs. Brown's falls within the declaration against interest exception to the rule excluding hearsay. The District Court of Appeal, First District, has decided that "a statement against interest, otherwise hearsay, would be admissible only if shown to be against the pecuniary or proprietary interest of the declarant." Francis v. State, supra at 176. Outside the First District, Florida authority is scant, and the question whether declarations against penal interest constitute an exception to the prohibition against hearsay is apparently one of first impression in this Court.
At early common law, declarations against interest were admitted in evidence, without regard to the nature of the interest compromised.[3] In the 1844 Sussex Peerage case,[4] however, the House of Lords narrowed the exception to declarations against pecuniary or proprietary interest, and ruled inadmissible a written confession of criminal activity. This "barbarous doctrine"[5] became firmly embedded in English law and gained wide acceptance in the United States as well, even though legal commentators have criticized the Sussex Peerage Rule almost unanimously,[6] ever since its inception. At least until the decision in Chambers v. Mississippi,
But even before Chambers, several American jurisdictions included statements creating criminal liability within the declaration against interest hearsay exception. Some States did so by statute,[7] while others which gave lip service to the Sussex Peerage Rule nonetheless admitted declarations against penal interest in order to prevent obvious injustice in individual cases.[8] Still other jurisdictions proceeded on the theory that a confession to a crime is usually also an admission of tort liability and thus admissible as a declaration against pecuniary interest.[9] Finally, some courts simply extended *368 the hearsay exception by judicial decision to cover declarations against penal interest.[10] See also Rule 804(b)(3), Federal Rules of Evidence. In People v. Spriggs,[11] for example, the defendant was charged with possession of heroin. At trial he sought to elicit from the arresting officer testimony to the effect that a companion had declared at the time of Spriggs' arrest that the drug in question belonged to her, not to him. The trial judge sustained a hearsay objection, and the defendant was convicted. The California Supreme Court reversed, per Traynor, J., holding declarations against penal interest admissible on the ground that they are as likely to be reliable as the other types of hearsay which California exempts from exclusion.[12]
The accused in People v. Brown[13] sought to show self-defense, claiming that the murder victim had a pistol drawn at the time he was shot. Only one of several witnesses at trial supported the defense version of events, and police officers testified they found no gun. A man named Seals had previously admitted, both to police and to Brown's counsel, that he had picked up a gun lying near the corpse, which he said he later used to commit a robbery. At Brown's trial, Seals declined to repeat these statements on constitutional grounds. The court sustained objections to defense efforts to prove Seals' out-of-court declarations by other witnesses, and Brown was convicted of murder. The Court of Appeals reversed, establishing the declaration against penal interest exception in New York.
Federal constitutional implications of excluding declarations against penal interest as hearsay were explored in Chambers v. Mississippi, supra. In that case, a man was killed by gunfire coming from a crowd, and Chambers was prosecuted for murder. One McDonald had confessed to firing the fatal shots, once in writing and other times orally to various persons. The defense called McDonald as a witness, and moved that McDonald be declared adverse. This motion was denied, so that defense counsel was unable to cross-examine McDonald, when he repudiated the written confession. Testimony of the persons who had heard the oral confessions was excluded because Mississippi did not recognize the declaration against penal interest exception. On petition for writ of certiorari, the United States Supreme Court reversed, saying that "the hearsay rule may not be applied mechanistically to defeat the ends of justice."
Its opponents argue that the declaration against penal interest exception opens the door to perjurious narrations of apocryphal admissions, and also allows in evidence truthful and convincing testimony from gullible persons who have heard false confessions.[14] The risk of perjury inheres in testimony of all kinds, however, and the objection that an out of court declaration might be calculated to mislead applies to any exception to the hearsay rule.
Like many other jurisdictions, see e.g., United States v. Harris,
The principle is founded on a knowledge of human nature. Self-interest induces men to be cautious in saying anything against themselves, but free to speak in their own favor. We can safely trust a man when he speaks against his own interest. At 438.
It is inconceivable that a man would be more cautious in conceding a five dollar debt than in confessing a murder.
More is involved here than doctrinal incongruities. Law courts depend for such effectiveness as they have on the cooperation of the wider community, and trials must be conducted in a way that will earn the cooperation and support of people of good will in every walk of life. Excluding from one man's trial another man's confession to the offense charged is no means to that end. Dissenting in Donnelly v. United States,
The confession of [another] ... that he committed the murder for which [Donnelly] was tried [and convicted] coupled with circumstances pointing to its truth, would have a very strong tendency to make anyone outside of a court of justice believe that Donnelly did not commit the crime.
228 U.S. at 277 ,33 S.Ct. at 461 .
When people come from "outside of a court of justice" to sit as jurors and decide a fellow citizen's fate, depriving them of information so clearly appropriate to their task, solely on the basis of an historical quiddity an English case over a century old is to insult their good intentions and to invite their disaffection. Wigmore is right in railing against a doctrine
which would refuse to let an innocent accused vindicate himself even by producing to the tribunal a perfectly authenticated written confession, made on the very gallows, by the true culprit now beyond the reach of justice. Those who watched (in 1899) with self-righteous indignation the course of proceedings in Captain Dreyfus' trial should remember that, if that trial had occurred in our own courts, the spectacle would have been no less shameful if we, following our own supposed precedents, had refused to admit what the French court never for a moment hesitated to admit the authenticated confession of the absconded Major Esterhazy, avowing himself the guilty author of the treason there charged, and now known beyond a doubt to have been the real traitor. 5 Wigmore, Evidence § 1477 (Chadbourn rev. 1974).
In short, we reject for Florida any "materialistic limitation on the declaration-against-interest hearsay exception." Chambers v. Mississippi, supra,
There remains the question of the propriety of a new trial.[15] Generally, "courts look with disfavor and distrust on applications for a new trial ... [lest they] encourage counsel to neglect to gather all available evidence for a first trial." 23 Fla.Jur. New Trial § 64 (1959). See Smith v. State,
In Florida, as elsewhere, "the rule is that the `confession' of a third person is grounds for a motion for new trial, but does not compel the trial judge to grant a new trial." Fast v. State,
In deciding a motion for new trial on the ground of newly discovered evidence, the trial judge must weigh both the evidence adduced at the first trial, and the evidence offered on the motion, in order to determine whether the newly discovered evidence "if introduced at the trial would probably have changed the verdict." Rule 3.600(a)(3), RCrP. Accordingly, the "trial judge has a wide discretion in the matter of granting or denying [motions for new trial] which we will not overthrow unless some abuse is shown." State v. Sears,
The learned District Judge applied these principles to the present case, when he wrote:
The trial court's order granting a new trial is entitled to a strong presumption of correctness. .. . That rule is especially applicable in a criminal case such as this, in which the trial court obviously had reservations about the strength of the State's identification testimony.319 So.2d at 610 .
We are unable to conclude that the trial judge abused his discretion in granting a new trial in the present case.
The decision of the District Court of Appeal, First District, is quashed and the cause is remanded, with directions that the order granting a new trial be reinstated.
OVERTON, C.J., and ADKINS, BOYD and SUNDBERG, JJ., concur.
NOTES
Notes
[1] The trial court acted pursuant to Rules 3.580-3.600, RCrP. Rule 3.600, RCrP, provides, in part, as follows:
(a) The court shall grant a new trial if any of the following grounds is established:
* * * * * *
(3) That new and material evidence, that if introduced at the trial would probably have changed the verdict or finding of the court, and that the defendant could not with reasonable diligence have discovered and produced upon the trial, has been discovered.
(b) The court shall grant a new trial if any of the following grounds is established, providing substantial rights of the defendant were prejudiced thereby:
* * * * * *
(6) That the court erred in the decision of any matter of law arising during the course of the trial;
* * * * * *
(8) That, for any other cause not due to the defendant's own fault, he did not receive a fair and impartial trial.
(c) When a motion for new trial calls for a decision on any question of fact, the court may consider evidence on such motion by affidavit or otherwise.
[2] In Mrs. Johnson's transcribed statement, she does not say that her husband confessed the crime, only that he said Baker did not commit the crime. This is not a declaration against interest. See Dempsey v. Meighen,
[3] See 5 Wigmore, Evidence, § 1476 nn. 5 & 8 (Chadbourn rev. 1974).
[4] 11 Cl. & F. 85, 8 Eng.Rep. 1034 (1844). The date of this decision is significant because Florida has adopted the common law of England only "down to the 4th day of July, 1776." Section 2.01, Florida Statutes (1975). Cf. Donnelly v. United States,
[5] 5 Wigmore, supra note 3, § 1477 at 360.
[6] E.g., 5 Wigmore, supra note 3, § 1477; Morgan, Declarations Against Interest, 5 Vand.L. Rev. 451, 473-75 (1952); Prince, The Hearsay Rule and the Proposed Rules of Evidence, 25 Record of N.Y.C.B.A. 531, 538 (1970).
[7] See Cal.Evid.Code § 1230 (1966); Kan.Stat. § 60-460(j) (1964); N.J.Evid.Rule 63(10) (1967); Wis.R.Evid. §§ 908.03(3), 908.045(4) (1974).
[8] See, e.g., People v. Lettrich,
[9] E.g., Weber v. Chicago, R.I. & P. Ry. Co.,
[10] E.g., People v. Spriggs,
[11]
[12] Id. at 874-75,
[13]
[14] See Donnelly v. United States,
[15] Although it has been said that the "rules regulating the granting of new trials on the ground of newly discovered evidence... are not inflexible, and must sometimes bend in order to meet the ends of justice." Adams v. State,
