Willie J. BAKER, Appellant,
v.
STATE of Florida, Appellee.
District Court of Appeal of Florida, First District.
Nаncy A. Daniels, Public Defender and David P. Gauldin, Assistant Public Defender, Tallahassee, for Appellant.
Robert A. Butterworth, Attorney General and Robert R. Wheeler, Assistant Attorney General, Tallahassee, for Appellee.
VAN NORTWICK, J.
Willie J. Baker appeals his conviction for committing a sexual act with a child under the age of 16 in violаtion of section 800.04(3), Florida Statutes (1997). He contends that the trial court erred in denying *565 his proffered evidence that the victim had falsely accused others of sexual crimes against her in the past. Because the undisputed evidence in the record establishes that appellant admitted having sex with the victim, we find any such еrror would be harmless beyond a reasonable doubt and we affirm.
Investigator Haire of the Gadsden County Sheriff's Office received an abuse report from the Department of Protective Services that the victim, D.A., who was 15 years old, had been forced by appellant, her brother-in-law, to have sexual intercoursе with him. Investigator Haire interviewed appellant and took a recorded statement from him. The following are excerpts from that statement:
INVESTIGATOR HAIRE: D.A. had said that you had forced her to have sexual intercourse with you two times. Is this true?
MR. BAKER: Yes.
INVESTIGATOR HAIRE: It is true?
MR. BAKER: We started off playing around and it led to other things. And it led around to it. But, didn't nothing happen. I couldn't do it.
* * *
INVESTIGATOR HAIRE: Okay. And inside the house there you said you got to playing around. Start from the beginning and tell me what all happened.
MR. BAKER: Well, we started playing around with one another and one thing led to another. And it got down to where I tried to have sex with her. I couldn't. I couldn't do it.
* * *
INVESTIGATOR HAIRE: What kind of clothes? What was she wearing?
MR. BAKER: I can't remember exactly. I bеlieve she had onI believe she had on jeans. Had jeans, I think. I'm not sure about it.
INVESTIGATOR HAIRE: And she pulled those down to try to have sex with you?
MR. BAKER: Uh-huh.
INVESTIGATOR HAIRE: But, because of your condition, you said you weren't able to have sex?
MR. BAKER: I wasn't able.
INVESTIGATOR HAIRE: How old is she?
MR. BAKER: I think she's 15.
INVESTIGATOR HAIRE: Okay. Let's see. Her date of birth is in January. So I guess she would have just turned 15. Had you ever had sex with her?
MR. BAKER: Yes.
INVESTIGATOR HAIRE: Now, she saidshe mentioned two times. Was there a second time?
MR. BAKER: No.
* * *
INVESTIGATORY HAIRE: When you were playing around with D.A. that day, did you intend for something like that to happen?
MR. BAKER: No.
INVESTIGATOR HAIRE: Did it just get out of hand or what?
MR. BAKER: It did. I would say it got out of hand, just got out of hand.
Prior to trial, the trial court heard argument on whether appellant should be permitted to introduce evidence that, in the past, the victim falsely accused males whо were in a custodial relationship with her of having had sex with her. The state argued that such evidence was irrelevant as it constituted an impermissible attack on the victim's credibility. The trial court delayed ruling on the matter, commenting that defense counsel should proffer the evidence before it was sought to be admittеd and at that point the trial court would rule on its admissibility.
*566 The victim testified that one night at her sister and brother-in-law's trailer, when her sister had gone with a friend to a nightclub, appellant came over to her while she was lying on the couch and began touching her. He took her to the bedroom where he had sex with her using a condom. Shе testified that appellant placed his penis inside her vagina.
After the victim testified, defense counsel proffered certain cross-examination testimony about past instances in which the victim had falsely accused several male relatives of attempting to have sex with her. Defense counsel arguеd that the testimony was relevant to the victim's credibility and her veracity because "she's admitted here that at least on two occasions she accused people of having had sex with her when, in fact, that did not occur." In response, the state argued that the evidence was not relevant because аppellant had admitted attempting to have sex with the victim. The state argued that evidence of specific instances of misconduct could not be used to attack the credibility of the victim. The trial court excluded the testimony from evidence. Similarly, the trial court refused to allow the testimony of several of the victim's relatives about these false accusations. Appellant's wife, along with others, did testify that the victim's reputation for truthfulness in the community was bad.
Appellant did not testify nor did he cross-examine Investigator Haire regarding the reliability of the recorded statement. Defense counsel argued to the jury in closing that the state failed to prove beyond a reasonable doubt that defendant caused his sexual organ to penetrate or have union with the victim's vagina. Further, he argued that the victim was not a credible witness and that her testimony was the only testimony of physical contact between the appellant and her "аnd if you find that the victim is unreliable in that respect, then your verdict should be not guilty."
The jury returned a verdict finding appellant guilty as charged. He was sentenced to nine years in prison to be followed by three years probation.
Section 800.04 provides in pertinent part:
A person who:
* * *
(3) Commits an act defined as sexual battery under s. 794.011(1)(h) upon any child under the age of 16 years; ...
* * *
without committing the crime of sexual battery, commits a felony of the second degree, ...
Neither the victim's lack of chastity nor the victim's consent is a defense to the crime proscribed by this section.
Section 794.011(1)(h) defines sexual battery as follows:
(h) "Sexual battery" means oral, anal, or vaginal penetration by, or union with, the sexual organ of another or the anal or vaginаl penetration of another by any other object; ...
Under this statute, sexual battery can be accomplished either by union or penetration. Seagrave v. State,
Further, the crimes of sexual bаttery and lewd and lascivious conduct are mutually exclusive. Hausen v. State,
Under sections 90.609 and 90.610, Florida Statutes, the character of a witness may be impeached by evidence of reputation for truthfulness or by evidence of criminal convictions. While it is generаlly true that, other than evidence of prior convictions under section 90.610(1), credibility may not be attacked by proof that the witness has committed specific acts of misconduct which bear on the truthfulness of the witness, Fernandez v. State,
However, even if we were to adopt the Second District's false accusation exception and hold that the trial court erred in excluding the tеstimony concerning prior false accusations by the victim, a decision we do not reach, under the undisputed facts in the record before us, any such error was harmless beyond a reasonable doubt. See Goodwin v. State,
Appellant's defense was not that sexual contact did not oсcur. Rather, his defense appears to be that, while he tried to have sexual intercourse with the victim, he could not consummate the act. However, as discussed above, penetration is not necessary because the charged crime occurs upon "union" or touching. See Seagrave, 26 Fla. L. Weekly at S484, n. 7. Further, appеllant never argued to the jury that he was guilty only of an attempted lewd and lascivious act. Thus, while the exclusion of the evidence of the victim's past false accusations of sexual crimes might have constituted reversible error if appellant had denied the charged sexual contact, where the *568 defendаnt has admitted the criminal act, whether the victim has falsely accused others in the past is of no moment under the record before us. Cf. Cliburn,
AFFIRMED.
DAVIS, J., CONCURS, ERVIN, J., DISSENTS WITH WRITTEN OPINION.
ERVIN, J., dissenting.
I cannot agree with the majority's decision that the exclusion of the proffered testimony regarding the victim's tendency to fabricate accusations of sexual offenses was harmless under State v. DiGuilio,
Turning first to the question of whether the trial court erred by excluding the proffered testimony regarding the victim's prior false accusations, an issue the majority declines to resolve on the merits, I conclude that the court's ruling was indeed error. Admittedly, the gеneral rule is that credibility may not be attacked by proof that a witness has committed specific acts of misconduct that bear upon the witness's truthfulness. Rather, sections 90.609 and 90.610, Florida Statutes (1997), permit the character of a witness to be impeached by evidence of reputation for truthfulness or by evidence of criminal convictions. An exception to this rule exists, however, permitting impeachment of a witness by use of a prior false accusation of a crime by the witness. See Charles W. Ehrhardt, Florida Evidence § 610.8, at 511 & n. 6 (2001 ed.). This exception is illustrated in Cliburn v. State,
In Cliburn, the defendant was charged with burglary of his former girlfriend's apartment. The case boiled down to a swearing match between the two, with the former girlfriend testifying that Cliburn entered her apartment before she returned home, and Cliburn saying he waited outside the apartment until she arrived home and invited him inside. Cliburn sought to cross-examine the former girlfriend regarding the fact that she had previously made a false kidnaping charge against a different former boyfriend, but the court excluded that evidence. Based on Jaggers and Williams, the Second District court found this limitation to be error, and it reversed the conviction and remanded for new trial.
Jaggers, which involved three sexual battery convictions involving child victims, provides more analysis than Cliburn. In that case, the prosecutor presented a Williams-rule[1] witness to testify regarding a similar sexual incident between herself and the defendant some three to fivе years before the charged crimes. The defendant was not permitted to cross-examine the witness about a false accusation of sexual assault she had previously made against her own father. The Second District found that restriction to be both erroneous and highly prejudicial. Although noting that impeachmеnt may not, as a general rule, be based on specific acts of misconduct, the court noted an exception *569 to that rule which allows, based on section 90.405, Florida Statutes, specific incidents of conduct to be offered to prove a particular character trait. In that case, the character trait described was the witness's inclination to lie about sexual incidents and charge people with those acts without justification. Jaggers,
In Williams, the defendant was charged with first-degree murder, and there was a conflict in the testimony between Williams and Brown, the only other witness to the shooting. Williams attempted to cross-examine Brown about a prior occasion during which she had lied to the police. Thе court excluded the proffered evidence, and the Second District reversed. In so doing, the court relied on Stradtman v. State,
[I]t is a well recognized rule that limiting the scope of cross-examination in a manner which keeps from the jury relevant and important facts bearing on the trustworthiness of crucial testimony constitutes error, especially where the cross-examination is directed to the key prosecution witness.
Williams,
The majority declines to follow this line of cases, however, based on its factual conclusion that "appellant admitted twice that he had sexual intercourse with the victim" and that this statement was "undisputed evidence." Supra p. 567. I cannot agree with those characterizations.
The majority's above conclusions concern the taped statement appellant gave to the police. Review of the transcript of that statement, in toto, shows that appellant was equivocal, at best, in admitting his culpability. Although he at first acknowledged having sexual intercourse with the victim twice,[2] he later stated, as the majority's opinion reveals, that as to the only act for which he was charged, "nothing happen[ed]." He later denied any involvement in the second reported act. Moreover, appellant never admitted in the statement either union or penetration with the relevant portions of the victim's anatomy. Although appellant did not testify at trial that his taped statement was incorrect or somehow unreliable, by entering a "not guilty" plea, he denied every material allegation in the information[3] and thereby implicitly disputed this evidence. Thus, this is not a case, as the majority concludes, in which appellant conclusively admitted having sex with the victim.
Appellant was, in fact, charged with a sexual act on a child under the age of 16, a second-degree felony in violation of section 800.04(3), Florida Statutes (1997). Attempt was not charged, but rather was included in the lower court's charge to the jury as a category 2 lesser-included offense based upon evidence that appellant was unable to have intercourse with the victim.
Given the equivocal nature of appellant's statements regarding his culpability, and the fact that the only other evidence of guilt was the victim's testimony, we can *570 only speculate as to whether the jury would havе reached the same result, or whether it would have returned a verdict for the lesser offense, if the court had permitted the defense the opportunity to submit evidence showing that the victim had falsely accused others of having sex with her. I am therefore of the firm belief that it is impossible to determine from an examination of this record the existence of harmless error.
For the above reasons, I would reverse appellant's conviction and remand the case for new trial with directions that the proffered evidence be admitted.
NOTES
Notes
[1] Williams v. State,
[2] This so-called admission may have actually been an acknowledgment by appellant that the victim had accused him of having intercourse with her twice, rather than an actual admission of having done so.
[3] See Fla. R.Crim. P. 3.170(e); Licata v. State,
