JAMES LEONARD BAKER, JR. v. JAMES G. MARTIN, IN HIS CAPACITY AS GOVERNOR OF THE STATE OF NORTH CAROLINA; LACY H. THORNBURG, IN HIS CAPACITY AS ATTORNEY GENERAL WITH THE STATE OF NORTH CAROLINA; AND J. TODD BAILEY, IN HIS CAPACITY AS PRESIDENT OF THE 24TH JUDICIAL DISTRICT BAR
No. 246PA91
IN THE SUPREME COURT OF NORTH CAROLINA
Filed 6 December 1991
330 N.C. 331 (1991)
Based upon the plain and unambiguous language of the agreement, I conclude that plaintiff is not entitled to share in the proceeds of the sale of the corporation. I also conclude that there was insufficient evidence to support the jury‘s finding that plaintiff is entitled to additional APC for fiscal year 1987. For these reasons, I dissent from the majority opinion and vote to affirm the Court of Appeals.
Justice MITCHELL joins in this dissenting opinion.
1. Constitutional Law § 50 (NCI4th) — standing to challenge constitutionality of statute
Plaintiff showed sufficient injury to give him standing to challenge the constitutionality of the statute requiring appointees to vacancies in the office of district court judge to be members of the same political party as the vacating judge where the record shows that plaintiff went to a meeting of a District Bar Association at which nominees to fill a vacancy were selected but that he was not considered because of his political party affiliation.
Am Jur 2d, Constitutional Law §§ 188-191.
The provision of
Am Jur 2d, Judges § 239.
3. Judges § 4 (NCI3d) — district court judges — appointment to fill vacancy — same political party — constitutionality of statute
The provision of
Am Jur 2d, Judges § 239.
Justice MITCHELL dissenting.
Chief Justice EXUM and Justice MARTIN join in this dissenting opinion.
Justice MARTIN dissenting.
Chief Justice EXUM and Justice MITCHELL join in this dissenting opinion.
On discretionary review pursuant to
Mr. Bailey announced at the meeting that pursuant to
The plaintiff appealed.
Petree, Stockton & Robinson, by William F. Maready and G. Gray Wilson, for plaintiff appellant.
Lacy H. Thornburg, Attorney General, by Isham B. Hudson, Jr., Senior Deputy Attorney General and David Roy Blackwell, Special Deputy Attorney General, for defendant appellees.
WEBB, Justice.
[1] The first question presented in this appeal is whether the plaintiff has standing to bring this action. The defendants, relying on Nicholson v. Education Assistance Authority, 275 N.C. 439, 168 S.E.2d 401 (1969) and Watkins v. Wilson, 255 N.C. 510, 121 S.E.2d 861 (1961), cert. denied, 370 U.S. 46, 8 L.Ed.2d 398 (1962), argue that the plaintiff has not been injured by the action of the defendants in this case, and for this reason the plaintiff does not have standing to bring the action. The record shows that the plaintiff went to the meeting of the Twenty-fourth District Bar Association at which the nominees were selected. He was not considered because of his political party affiliation. This is a showing of sufficient injury to the plaintiff so that he has standing to bring this action.
[2] The plaintiff contends that
A vacancy in the office of district judge shall be filled for the unexpired term by appointment of the Governor from nominations submitted by the bar of the judicial district. . . . If the district court judge was elected as the nominee of a political party, then the district bar shall submit to the Governor the names of three persons who are residents of the district court district who are duly authorized to practice law in the district and who are members of the same political party as the vacating judge[.]
The plaintiff contends that certain provisions of the North Carolina Constitution set the qualifications for appointment to the office of district court judge and, by placing the additional qualification on candidates that they be members of the same political party as the vacating judge,
The plaintiff relies on
Sec. 6. Eligibility to elective office.
Every qualified voter in North Carolina who is 21 years of age, except as in this Constitution disqualified, shall be eligible for election by the people to office.
The plaintiff says that he is a qualified voter who is 21 years of age and no other provision of the Constitution disqualifies him from office. He says that he is eligible under this section of the Constitution to be appointed district court judge and that the General Assembly by requiring that appointees be members of a certain political party has unconstitutionally added a qualification for the office of district court judge.
In determining the constitutionality of a statute we are guided by the following principle: “[e]very presumption favors the validity of a statute. It will not be declared invalid unless its unconstitutionality be determined beyond reasonable doubt.” Gardner v. Reidsville, 269 N.C. 581, 595, 153 S.E.2d 139, 150 (1967), quoting Assurance Co. v. Gold, Comr. of Insurance, 249 N.C. 461, 463, 106 S.E.2d 875, 876 (1959). See also Mitchell v. Financing Authority, 273 N.C. 137, 159 S.E.2d 745 (1968); State v. Matthews, 270 N.C. 35, 153 S.E.2d 791 (1967); Ramsey v. Veterans Commission, 261 N.C. 645, 135 S.E.2d 659 (1964). This is a rule of law which binds us in deciding this case.
The appellant contends, and the minority agrees, that
We do not believe the heading to
The dissent‘s interpretation which attributes the overriding meaning of the section to the heading requires manipulation of the actual text. Only by emphasizing the term “elective” as found in the heading can this section of the Constitution be read as referring to a whole class of offices as opposed to referring to what makes one eligible for “election to office.” In order to make clear the interpretation advanced by the dissent,
. . .
The history of
Even if we concede that
Since our earliest cases applying the power of judicial review under the Constitution of North Carolina . . . we have indicated that great deference will be paid to acts of the legislature—the agent of the people for enacting laws. This
Justice Mitchell, in his dissent, argues that even if the majority is correct in its interpretation of
This doctrine is a commonly used tool of statutory construction, but the dissent fails to cite any North Carolina case in which it has been utilized to interpret our Constitution. While many tools of statutory construction are appropriate for and consistent with constitutional interpretation, we have found no North Carolina case in which this doctrine has been used to interpret our Constitution. Perhaps this dearth of authority can be attributed to the fact that this doctrine flies directly in the face of one of the underlying principles of North Carolina constitutional law. As Justice Mitchell himself stated for the Court in Preston:
[I]t is firmly established that our State Constitution is not a grant of power. McIntyre v. Clarkson, 254 N.C. 510, 515, 119 S.E.2d 888, 891 (1961). All power which is not expressly limited by the people in our State Constitution remains with the people, and an act of the people through their representatives in the legislature is valid unless prohibited by that Constitution. Id. See Lassiter v. Board of Education, 248 N.C. 102, 112, 102 S.E.2d 853, 861 (1958); Airport Authority v. Johnson, 226 N.C. 1, 8, 36 S.E.2d 803, 809 (1946).
This fundamental concept, that a state constitution acts as a limitation, rather than a grant of power, is certainly not unique to North Carolina. The California Court of Appeal, for example, recently reviewed the basic principles of California constitutional law as set out in previous decisions of the California Supreme Court. The following passage from that opinion could serve just as easily as a primer for North Carolina constitutional law:
Unlike the federal Constitution, which is a grant of power to Congress, the California [North Carolina] Constitution is a limitation or restriction on the powers of the Legislature. Thus, the courts do not look to the Constitution to determine whether the Legislature is authorized to do an act, but only to see if it is prohibited. Further, “[i]f there is any doubt as to the Legislature‘s power to act in any given case, the doubt should be resolved in favor of the Legislature‘s action. Such restrictions and limitations [imposed by the Constitution] are to be construed strictly, and are not to be extended to include matters not covered by the language used.” Consequently, the express enumeration of legislative powers is not an exclusion of others not named unless accompanied by negative terms. In other words, the doctrine of expressio unius est exclusio alterius (the mention of one thing implies the exclusion of another thing) is inapplicable.
County of Fresno v. State of California, 268 Cal. Rptr. 266, 270 (Cal. App. 5 Dist. 1990) (citations omitted), judgment aff‘d, 53 Cal. 3d 482, 808 P.2d 235, 280 Cal. Rptr. 92 (1991); see also Eberle v. Nielson, 78 Idaho 572, 578, 306 P.2d 1083, 1086 (1957) (“the rule of expressio unius est exclusio alterius has no application to the provisions of our State Constitution“); County Board of Education v. Taxpayers and Citizens, 276 Ala. 472, 478, 163 So.2d 629, 634 (1964) (“The power of the legislature except as limited by constitutional provisions is as plenary as that of the British Parliament.“). Unless the Constitution expressly or by necessary implication restricts the actions of the legislative branch, the General Assembly
Applying this general principle of constitutional interpretation to our case, we note that
Furthermore, if one were to take Justice Mitchell‘s argument to its logical conclusion, it would invalidate a host of appointive positions throughout all three branches of state government. This is true because
[3] The plaintiff also relies on
The General Assembly shall, from time to time, divide the State into a convenient number of local court districts and shall prescribe where the District Courts shall sit, but a District Court must sit in at least one place in each county. District Judges shall be elected for each district for a term of four years, in a manner prescribed by law. . . . Vacancies in the office of District Judge shall be filled for the unexpired term in a manner prescribed by law.
Unless otherwise provided in this Article, all vacancies occurring in the offices provided for by this Article shall be filled by appointment of the Governor, and the appointees shall hold their places until the next election for members of the General Assembly that is held more than 30 days after the vacancy occurs, when elections shall be held to fill the offices.
The plaintiff says
The phrase “in a manner prescribed by law” appears in two places in
The General Assembly in this case has chosen to protect the mandate of the previous election by providing that the appointed judge should be of the same political party as his or her predecessor. In Rivera-Rodriguez v. Popular Democratic Party, 457 U.S. 1, 72 L.Ed.2d 628 (1982), the United States Supreme Court held it did not violate the United States Constitution for Puerto Rico to protect the mandate of the people by requiring a legislator to be of the same political party as his or her deceased predecessor. That case is different from this case in that it involved the interpretation of the United States Constitution and we are interpreting the Constitution of North Carolina. It also dealt with a legislative appointment and we are dealing with a judicial appointment. However, it does illustrate that the protection of the mandate of an election is a legitimate concern.
We hold that the General Assembly may require that in the interim appointment of a district court judge preference must be given to a member of the same political party as the vacating judge. In this state judges are elected in partisan elections. We may not like this method and the plaintiff refers in his brief to some efforts by members of this Court and others to move away from political partisanship in the selection of judges. We take notice of the fact that to date these efforts have been unsuccessful. The people, through our Constitution, have opted for election of judges. As long as this is the policy, we are bound by it. We, as a Court, cannot set the policy.
The plaintiff relies on Starbuck v. Havelock, 252 N.C. 176, 113 S.E.2d 278 (1960); Cole v. Sanders, 174 N.C. 112, 93 S.E. 476 (1917); Spruill v. Bateman, 162 N.C. 588, 77 S.E. 768 (1913); and State of N.C. by the At. Gen‘l, Hargrove, ex rel. Lee v. Dunn, 73 N.C. 595 (1875), for the proposition that qualifications for holding office may not be added to those found in the Constitution. These cases deal with elections to offices and are not applicable to this case. This case deals with an appointment to office. We do not in this
The minority says, “[u]nder the majority‘s view of this section, one not eligible under its terms could be appointed, but not elected to public office.” We do not speculate on this hypothetical.
Affirmed.
Justice MITCHELL dissenting.
Only by focusing upon a single one-sentence section of one article of the Constitution of North Carolina—without proper regard for other sections of that Constitution—is the majority able to conclude that the challenged provision of
In their Constitution, the people of North Carolina have established an integrated and comprehensive set of disqualifications for state office. In Section 8 of Article VI of the Constitution of North Carolina, entitled “Disqualifications for office,” the people of North Carolina have declared that certain classes of “persons
By adopting the integrated and comprehensive list of disqualifications contained in Section 8, the people of North Carolina precluded any other disqualifications. This is so because, under the doctrine of expressio unius est exclusio alterius, the expression of specific disqualifications implies the exclusion of any other disqualifications. See Alberti v. Manufactured Homes, Inc., 329 N.C. 727, 407 S.E.2d 819 (1991); Lemons v. Old Hickory Council, 322 N.C. 271, 367 S.E.2d 655 (1988); Morrison v. Sears, Roebuck & Co., 319 N.C. 298, 354 S.E.2d 495 (1987). Although the doctrine should not be applied blindly in cases of state constitutional interpretation, it does have a proper place in such cases. E.g., Attorney General of Canada v. Tysowski, 118 Idaho 737, 739, 800 P.2d 133, 135 (Idaho Ct. App. 1990) (doctrine applies in state constitutional interpretation); State ex rel. Millsap v. Lozano, 692 S.W.2d 470, 475 (Tex. Crim. App. 1985) (applying doctrine to hold that state constitutional grounds for disqualification of judges are the exclusive grounds). See Perry v. Stancil, 237 N.C. 442, 444, 75 S.E.2d 512, 514 (1953) (“Questions of constitutional construction are in the main governed by the same general principles which control in ascertaining the meaning of all written instruments. . . .“). I believe that the statement of specific grounds for disqualifications from office contained in the Constitution of North Carolina must be held to necessarily imply the exclusion of other grounds for disqualification, such as disqualification due to membership in a particular political party.
In any event, until today I had thought it well established—and that a majority of this Court understood, beyond any reasonable doubt—that the legislature cannot add to the disqualifications from state office prescribed in the Constitution of North Carolina. See, e.g., Cole v. Sanders, 174 N.C. 112, 93 S.E.2d 476 (1917) (Clark, C.J., concurring). Certainly, the people of North Carolina have understood this fundamental principle; therefore, when the people decided to disqualify those not authorized to practice law from election or appointment to this Court or the other courts of the state, they recognized that they could add such disqualification
The people of North Carolina have not included a provision in their Constitution disqualifying any person from holding any state office—whether attained by election or appointment—because he or she is not a member of a particular political party. Nor have the people seen fit to give a majority of the legislature or of this Court the authority to create any such partisan political disqualification. The legislature has exceeded its constitutional authority by attempting to adopt such a partisan political disqualification as a part of
For the foregoing reasons, I dissent from the opinion and holding of the majority.
Chief Justice EXUM and Justice MARTIN join in this dissenting opinion.
Justice MARTIN dissenting.
I conclude that
The majority is correct in holding that this plaintiff had standing to bring this action challenging the constitutionality of
The majority falls into error when it holds that North Carolina Constitution article VI, section 6 deals only with election to office. The section reads in its entirety:
Sec. 6. Eligibility to elective office.
Every qualified voter in North Carolina who is 21 years of age, except as in this Constitution disqualified, shall be eligible for election by the people to office.
This section of our Constitution establishes the qualifications that a person must possess in order to hold an elective office in North Carolina. These qualifications apply no matter how a person initially obtains the office, by election or by appointment. It
In interpreting our Constitution, this Court has held that every provision of the constitution is significant. It is supreme and none of its provisions can be disregarded, ignored or broken in whole or in part. Nor can any coordinate branch of government add to it or assume power not conferred by it. State v. Patterson, 98 N.C. 660 (1887); 5 Strong‘s N.C. Index 4th Constitutional Law § 1 (1990). Thus, this Court cannot disregard that portion of article VI, section 6 reading “Eligibility to elective office,” which establishes that the section controls eligibility to elective office and is not, as the majority states, limited to “election to office.” Our attorney general has interpreted article VI, section 6 to establish the qualifications for “elective office“; thus, a deputy sheriff need not reside in the county in which he serves. Opinion of Attorney General to Sheriff John H. Stockard, 41 Op. N.C. Att‘y Gen. 754 (1972). A person must be eligible to hold an elective office under article VI, section 6, regardless of whether he is elected or appointed to the office. One not eligible under this section can neither be appointed nor elected to public office. Under the majority‘s view of this section, one not eligible under its terms could be appointed, but not elected to public office. This would be an absurd result and one not contemplated by the framers of this section.
The majority‘s interpretation of our Constitution leads to the incongruous result of limiting constitutional disqualifications to office for only those “who are elected by the people,” and not those appointed to office. This would allow different qualifications for judges for the same office depending upon whether the judge was elected or appointed. Surely, this is contrary to the genius of the people in framing this article of our Constitution.
Article VI, section 8 sets forth the constitutional disqualifications for office, none of which affect plaintiff herein.
The legislature cannot add to the constitutional disqualifications or qualifications for public office. Cole v. Sanders, 174 N.C. 112, 93 S.E. 476 (1917) (Clark, C.J., concurring); State v. Knight, 169 N.C. 333, 85 S.E. 418 (1915) (Women could not vote, therefore not eligible to elective office); State v. Bateman, 162 N.C. 588, 77 S.E. 768 (1913); Lee v. Dunn, 73 N.C. 595 (1875).
Thus, the legislature had no authority to establish as an additional disqualification for the elective office of district court judge that the person appointed is other than a member of the same political party as the vacating judge. In so doing, the legislature violated article VI, sections 6 and 8 of our Constitution, and that portion of
While it may be a rational goal of government to “protect the mandate” of a previous election, this cannot be achieved in a manner which affronts specific constitutional provisions. In developing the argument of “protecting the mandate” of an election, the majority relies upon Rivera-Rodriguez v. Popular Democratic Party, 457 U.S. 1, 72 L. Ed. 2d 628 (1982). As the majority opinion concedes, this case is not helpful to the analysis of the issues before this Court. Rivera is concerned with the interpretation of the federal constitution and adds nothing to our task of construing provisions of our State Constitution that have no analogue in the federal charter. The legislature‘s effort to “protect the mandate” cannot withstand constitutional scrutiny.
The majority‘s argument that “in a manner prescribed by law” must be interpreted the same in every instance that it appears is answered by the majority‘s opinion itself. True it is, as stated by the majority, the Constitution does not contain the “complicated procedure governing elections” of judicial officers. So, the election of judges “in a manner prescribed by law” does involve implementing legislation.
However, the “manner prescribed by law” for the filling of vacancies in the office of district judge is contained in article IV, section 19 of the Constitution itself: “[V]acancies occurring in the offices provided for by this Article shall be filled by appointment of the Governor . . . .” This is a clear, complete, and detailed
For these reasons, I vote to hold that the clause of
Plaintiff is entitled to the entry of summary judgment in his favor.
Chief Justice EXUM and Justice MITCHELL join in this dissenting opinion.
Notes
First, any person who shall deny the being of Almighty God.
Second, with respect to any office that is filled by election by the people, any person who is not qualified to vote in an election for that office.
Third, any person who has been adjudged guilty of treason or any other felony against this State or the United States, or any person who had been adjudged guilty of a felony in another state that also would be a felony if it had been committed in this State, or any person who has been adjudged guilty of corruption or malpractice in any office, or any person who has been removed by impeachment from any office, and who has not been restored to the right of citizenship in the manner prescribed by law.”
