ROGER LEE BAITY v. COMMONWEALTH OF VIRGINIA
No. 0447-91-3
Richmond
Decided June 15, 1993
497
Jonathan M. Rogers, for appellant.
Miсhael T. Judge, Assistant Attorney General (Mary Sue Terry, Attorney General, on brief), for appellee.
UPON REHEARING EN BANC
OPINION
KOONTZ, J.-Roger Lee Baity was convicted of distribution of cocaine in a bench trial in the Circuit Court of Botetourt County on January 23, 1991. On appeal, he contends that he was denied his statutory right to a speedy trial as provided by
I. Background
Baity was indicted for the felony of distribution of cocaine on June 5, 1989. He was arrested for this offense on April 19, 1990, and released on bail. On April 25, 1990, Baity was arraigned in the trial court and requested that counsel be appointed to represent him. No order appointing counsel was entered. However, on that date, the court entered an order “on motion of [Baity]” continuing the matter until May 10, 1990, “to allow [Baity] to obtain his own counsel.” Baity appeared with counsel on May 10, 1990. On that date, the court continued the matter to the 1990 June term and then on June 21, 1990, continued the matter “generally” upon the motion of the prosecutor. Baity did not concur with these continuances. Subsequently, on December 15, 1990, the court entered an order fixing January 23, 1991, for the commencement of Baity‘s trial. Baity did not concur with this order. On January 22, 1991, Baity filed a motion to dismiss, asserting that he had not been tried within nine months following his arrest as required by
II. The Issues
The pertinent provisions of
Baity and the Commonwealth agree that the proper application of these statutory provisions is dispositive of Baity‘s appeal. It is clear that Baity‘s trial was not commenced within nine months from the date of his arrest. He was arrested on April 19, 1990 and his trial commenced on January 23, 1991. Absent application of the exception in subparagraph (4) of
III. Discussion
In Jones v. Commonwealth, 13 Va. App. 566, 414 S.E.2d 193 (1992), we noted that
It is well settled that Baity had no duty to demand that a trial date be set within the prescribed period of nine months from the date of his arrest in order to preserve his statutory right to a speedy trial. See Walker v. Commonwealth, 225 Va. 5, 9, 301 S.E.2d 28, 30 (1983). In fact, Baity had the right to “stand mute without waiving his rights so long as his actions [did] not constitute a concurrency in or necessitate a delay of the trial.” Moten v. Commonwealth, 7 Va. App. 438, 441, 374 S.E.2d 704, 706 (1988). Following the initial fifteen day continuance, no action by Baity constituted a concurrence in or necessitated a delay in the commencement of the trial. Moreover, the Commonwealth asserts no other delay attributable to Baity or applicable exception to the statutory mandate for the commencement of Baity‘s trial on or before January 19, 1991. Thus, it is clear from the record that the only delay arguably attributable to Baity was the fifteen day period granted by the trial judge to permit Baity initially to obtain counsel. It is equally clear from the record that no trial date was set and no attempt was mаde to set one from Baity‘s first appearance before the court on April 25, 1990 until December 15, 1990 when, well within the statutory time limitation, the trial judge fixed January
Although Baity‘s trial was commenced only four days beyond the time limitation specified in
When the accused is not tried within the applicable time specified in
It is clear from the record that when Baity first appeared before the trial court on April 25, 1990, he was charged with a felony and requested that counsel be appointed for him. There is no suggestion in the record that the Commonwealth was prepared for trial on that day. There is no suggestion that the trial court had that day available for Baity‘s trial even if both parties were prepared for trial and Baity had elected to proceed without counsel. Thus, a continuance or delay was necessary to prepare the case so that the trial judge could “fix a day of his court” when Baity‘s trial would commence. The record does not disclose why counsel was not appointed for Baity; however, it is clear from the trial court‘s order of April 25, 1990 that Baity was given until May 10, 1990, “to obtain his own counsel.” Although this continuance benefitted Baity, it cannot logically or factuаlly be said that this continuance caused a delay in the commencement of Baity‘s trial. No trial was set which was delayed during this period of time and this action did not prevent the court from setting the case for trial within the statutory time. No attempt was made to set a trial date during this
Baity appeared with counsel on May 10, 1990. Approximately eight months and fifteen days of the applicable nine month limitation of
In Nelms we held that “when an accused appears before a trial court for the appointment of counsel and the case is continued to the next docket call without being set for trial, the period of time which follows is not tolled under
[t]he accused had simply been brought before the court for the appointment of counsel, a step necessary for the trial of the accused. No trial date had been set and no attempt was made to set one. The effect of appointing counsel was to prepare the matter for trial, and did not cause a failure to try the [accused].
Id. at 641-42, 400 S.E.2d at 801. Factually, Baity‘s case is remarkably similar to Nelms. No significant distinction may be drawn between the delay for Baity to obtain his own counsel and the delay for Nelms to have counsel appointed. Both delays were steps necessary to prepare the cases for trial. Both delays facilitated the orderly рrocess of fixing a date for the commencement of the accuseds’ trials.
Finally, we disagree with the Commonwealth‘s assertion that Townes, 234 Va. 307, 362 S.E.2d 650 (1987), is dispositive of Baity‘s claim and its suggestion that Nelms is in conflict with that decision. In
Although the Court stated that Townes was chargeable with the pеriod of time from October 16 to December 4, even though no trial date had been previously set, id. at 322, 362 S.E.2d at 658, the actual holding in Townes appears on the following page of the opinion. There, the Court held:
But, in any event, another reason compels the conclusion that Townes was not denied his statutory right to a speedy trial. The order of December 23, entered well within the five-month period, expressly states that the March 3, 1986 trial date was set “on motion of both parties by agreement.” This recitation imports verity and reflects judicial action constituting a continuance granted with the concurrence of both the prosecution and the accused. This continuance, from December 4 until March 3, extended the five-month period for three months less one day, or more than enough to satisfy the requirements of
Code § 19.2-243 even if we ignore the continuance of October 16, 1985, and allow an extension of only fifteen days [as asserted by Townes] for the illness of [a witness for the Commonwealth].
Id. at 323, 234 S.E.2d at 659 (emphasis added) (footnote omitted).
Arguing that no trial dates had been set when the accused in Townes and Baity were granted continuances attributable to them, the Commonwealth asserts that Townes controls the resolution of Baity‘s claim. The two situations, however, are significantly different.
It is well settled that, without a waiver of counsel, the trial of an accused for a felony charge may not commence until the accused retains or has counsel appointed for him. Although a continuance or delay for this specific purpose benefits the accused, it also prepares the matter for trial and, thus, benefits both the court and the Commonwealth. Townes does not involve an analysis of a Code
In stark contrast, in Baity‘s case, the only continuance or delay attributable to him was clearly not to obtain a perceived tactical benefit by the delay in the commencement of his trial or to prepare his case for trial. Rather, as in Nelms, this delay was granted for the specific purpose to permit Baity to obtain counsel. While the benefit to Baity is obvious, this continuance was a step necessary to prepare the matter for trial and, thus, the Commonwealth shared in that benefit. Townes simply does not involve such a situation. Thus, in the assessment of Baity‘s claim, we cannot ignore the plain fact that the failure to commence Baity‘s triаl within the applicable time period was caused by the court‘s failure on December 15, 1990, well within the statutory time limitation, to fix a trial date on or before January 19, 1991.
In sum, and consistent with our decision in Nelms, we decide only that when an accused first appears before a trial court in a felony case without counsel and the matter is continued to permit the accused to obtain private counsel, that delay does not toll the time limitations contained in
For these reasons, we reverse Baity‘s conviction and discharge him from further prosecution for this offense.
Reversed and dismissed.
Barrow, J., Benton, J., Coleman, J., Willis, J., and Elder, J., concurred.
Moon, C.J., with whom Baker, J., Bray, J. and Fitzpatrick, J., join dissenting.
I respectfully dissent and would affirm the trial court because the record cоntains an order showing that, on appellant‘s motion, the case was continued for fourteen days to allow him to obtain his own attorney. If that time is not charged against the Commonwealth, as it should not have been, the case was tried within the prescribed time. See Townes v. Commonwealth, 234 Va. 307, 322-23, 362 S.E.2d 650, 658-59 (1987), cert. denied, 485 U.S. 971 (1988).
Baity was indicted June 5, 1989. He was arrested on April 19, 1990, and released on bail. Thus, the Commonwealth had until January 19, 1991, to try him, unless some exception extended the time. On April 25, 1990, Baity appeared before the circuit court, executed an affidavit of indigence, and filled out a form requesting that counsel be appointed for him. No order appointing counsel was entered. However, an order was entered on that date that stated, “On motion of the defendant, these cases are continued until May 10, 1990, at 9:30 a.m., to allow the defendant to obtain his own counsel.” On May 10, an order was entered that provided, “James M. Roe, Jr., having been retained as counsel in these cases, these cases are continued until the June term of court, 1990 to have a trial date set at that time.” The record does not show any previous order setting a trial date.
On June 21, 1990, an order was entered that provided, “upon the motion of the attorney for the Commonwеalth, these cases are continued generally.” On December 5, 1990, an order was entered that provided, “the above styled cases have been set for trial on January 23, 1991, at 9:30 a.m.” On January 19, 1991, appellant moved for dismissal because he had not been tried within nine months following his
In Townes, probable cause was found by the general district court on August 23, 1985, and Townes was held in continuous custody. On October 16, 1985, Townes, then represented by court-аppointed counsel, moved for a continuance, which was granted by order entered the same day, and the case was continued until December 4, 1985. On December 4, Townes and his court-appointed counsel appeared in court on a number of motions, and, for the first time, trial was set for March 3, 1986. Before the case was tried, Townes moved to dismiss, citing his failure to be tried within the time prescribed by
Townes says we should ignоre the continuance granted October 16, 1985, on his motion; he claims that when the October 16 motion was granted, no trial date had been set previously and, hence, no continuance cognizable under
Code § 19.2-243 occurred.
Id. at 322, 362 S.E.2d at 658.
Then, the Supreme Court stated:
We disagree with Townes. We think he is chargeable with the period from October 16 to December 4, or one month and 18 days. This had the effect of extending the five-month speedy trial period.
234 Va. at 322-23, 362 S.E.2d at 658. The significant facts of the situation pertaining to Baity are indistinguishable from those in the Townes case. Therefore, our decision should be controlled by the Townes holding.
Defendant argues that because his case was not set for trial on April 25, 1990, the continuance from that date until May 10, 1990, even if granted upon his motion to allow him to obtain an attorney, did not result in a failure to try him. He relies upon Nelms v. Commonwealth, 11 Va. App. 639, 400 S.E.2d 799 (1991), wherein the Court held that an order of continuance stating that it was “with the consent and approval of the accused after prior consultation with his counsel” was not a continuance granted on motion of the accused and, furthermore,
The defendant maintains that the decision in Townes, read in conjunction with Nelms, supports his position that he should be discharged from prosecution because no trial date was previously set when he moved for a continuance and because the delay caused by his motion did not result in a failure to try him. He contends that when the Supreme Court said, “We disagree with Townes,” it disagreed with Townes as to the allegation that no trial date had been set. Defendant contends that the Supreme Court was saying that a trial date had been set. However, the recitation of the facts in Townes does not show that a trial date had been set as of October 16, 1984, just as the record in this case does not show that a trial date had been set on April 25, 1990. The Supreme Court clearly disagreed with Townes’ legal argument.
In Nelms, the defendant was indicted on November 7, 1988, and on November 14, 1988, he was brought to court without counsel. The court determined that he was indigent and appointed counsel to defend him. The trial court then entered an order that stated, “with the consent and approval of the accused after private consultation... this case is continued to the next term of court.” 11 Va. App. at 640, 400 S.E.2d at 800.
At the hearing to dismiss Nelms’ case pursuant to
The plain import of our long line of cases is that in assessing responsibility for delay in trying a defendant, we will confine our review to the record that comes before us. Representations of counsel, or even of the trial judge, if not supported by the record, are insufficient. Memories are too fragile to supply authoritatively what the record fails to reveal, especially wherе constitutional rights are at risk. Courts act by orders and decrees that become a part of the record on appeal. Continuances in criminal cases, therefore, must be documented to enable us to review and evaluate them when they are challenged.
Id. at 464, 317 S.E.2d at 783 (emphasis added) (footnote omitted). If this rationale is applied to the case before us, we should not look behind the order to determine which party is chargeable with the delay in this case between April 25 and May 10. The determination of what portion of the delay should be chargeable to whom can be made by mere reference to the trial court order.
An earlier case may have indicated a different approach. Stephens v. Commonwealth, 225 Va. 224, 301 S.E.2d 22 (1983), held that because the record demonstrated that the delay was actually caused by the defendant, the time was thus chargeable against defendant, notwithstanding the lack of an order showing the defendant moved for or concurred in a motion for a continuance. However, neither Godfrey nor Stephens supports the proposition that for a continuance to count against the
I believe that the Supreme Court in Godfrey gave clear instructions to courts concerning how tо assign responsibility for a continuance when a defendant has not been tried within the time prescribed by
Accordingly, I would affirm the judgment.
Notes
In addition, although the statutory mandate is upon the trial judge, we do not mean to suggest that the prosecutor has no responsibility in this process. In fact, our Supreme Court has stated that “it is the prosecution which has the responsibility of vindicating society‘s interests in swift and certain justice[, and] it is the prosecution which has the duty of implementing the constitutional [аnd statutory] guarantee of a speedy trial.” Fowlkes v. Commonwealth, 218 Va. 763, 766-67, 240 S.E.2d 662, 664 (1978) (footnote omitted). It is reasonable to suggest, therefore, that the prosecutor will be mindful of the requirements of
Here, perhaps without this reasonably expected assistance of the prosecutor or through some inadvertence in calculation, the trial judge simply fixed a trial date which exceeded the permissible time limits of
