Bain v. SUPER. CT. IN AND FOR MARICOPA CTY.Bain v. SUPER. CT. IN AND FOR MARICOPA CTY.
Petitioner, Judy Bain, brings this special action challenging an order of the trial court requiring her to produce records of her treatment by a psychologist in 1980, despite her claim of privilege under
In 1980, petitioner sought counseling from Dr. Lanyon, a clinical psychologist, in connection with marital difficulties she and hеr husband were experiencing. The counseling lasted approximately four sessions before petitioner discontinued it because of the cost involved. The counseling included written psychological testing. .
On March 11, 1982, petitioner fell from a laddеr and sustained an injury to her lower back. She was treated by various physicians and was eventually referred to the Southwest Regional Back Program at Good Samaritan Medical Center (“Center”) for an evaluation. While at the Center, petitioner undеrwent a battery of psychological tests. This testing resulted in a diagnosis of conversion reaction (emotional stress being converted into physical symptomatology, i.e., pain).
Eventually, petitioner came under the care of respondent, Dr. Mills. Based upon his own examination and diagnostic testing, Dr. Mills performed surgery on petitioner’s
Petitioner and her husband sued Dr. Mills, сlaiming that he had performed unnecessary surgery and that he had negligently failed to discover that petitioner’s symptoms were attributable to psychological factors that could not be relieved by surgery. In her complaint, petitioner claimеd that as a result of his negligence she has “suffered severe ... anxiety, and a loss of the complete satisfaction of living a life otherwise normal to her.” Petitioner’s husband further claimed that he had been “deprived of the society, companionship and consortium of his wife.”
In the course of discovery, petitioner testified at her deposition that in 1980 she had received counseling from Dr. Lanyon in connection with marital difficulties. Subsequently, Dr. Mills moved for disclosure of the records concerning thesе sessions. Petitioner objected to the motion based on the psychologist-patient privilege contained in
Following a hearing on the issue, the trial court ordered petitioner to produce Dr. Lanyon’s records. In response, petitioner filed the instant special action.
In 1965, Arizona statutorily recognized that communications between a patient and a registered clinical psychologist were privileged.
See
The Arizona statutes relating to the psychologist-patient privilеge and the attorney-client privilege are unique by containing express provisions specifying the conduct which will be deemed a waiver of the privilege. In the case of the psychologist-patient privilege, the conduct constituting a waiver must be “in writing or in court testimony.”
Until 1963, the prevailing authority was that, since the manner of waiving the physician-patient privilege was statutorily prescribed, courts were not free to imply consent, and therefore waiver, from the mere fact that the privilege holder placed а particular medical condition at issue in a civil trial.
Arizona & New Mexico Ry. v. Clark,
Further, it is readily apparent that defendant’s claim of “sudden heart attack” on the issue of negligence was highly material and not in accord with the actual facts. The claim of privilege to buttress such a pоsition is contrary to the spirit of the privilege and the purpose of trials to ascertain the truth.
“A waiver is to be predicated not only when the conduct indicates a plain intention to abandon the privilege, but also when the conduct (though not evincing that intention) places the claimant in such a position, with reference to the evidence, that it would be unfair and0 inconsistent to permit the retention of the privilege. It is not to be both a sword and a shield * *
Over 20 years have passed since Throop adhered to the common law principle of implied waiver. During this period, no legislative action has been taken to negate the effects of this holding. Thus, the law of Arizona relating to waiver of the physician-patient privilege is two-fold: where a privilege holder (1) offers himself as a witness and voluntarily testifies with reference to privileged communications concerning the condition, § 12-2236; or (2) places a particular medical condition at issue by means of a claim or affirmative defense, Throop, supra, then the privilege will be deemed waived with respect to that particular medical condition.
We believe the same rule should be applied to the psychologist-patient privilege. Since § 32-2085 specifically requires that the psychologist-patient privilege be placed on the same basis as that between attorney and client, and the waiver provision of § 12-2236 applies equally to the attorney-client privilege and the physician-patient privilege, the common law rule of Throop should logically also be applied in those cases involving the psychologist-patient privilege. 1 Thus, we hold that where a client waives the psychologist-patient privilege in writing or or in court testimony, pursuant to § 32-2085, or pursues a course of conduct inconsistent with observance of the privilege, he has consented to disclosure of the information and has thereby waived the psychologist-patient privilege as to the confidential communication.
Having determined what behavior constitutes a waiver of the psychologist-patient privilege, we now turn to the facts before us. During her deposition, petitioner testified that she had received counseling from Dr. Lanyon on approximately four different occasions in 1980. Petitioner further testified аs follows:
Q. Did this doctor prescribe any medication for you?
A. No.
Q. Did she administer any written testing to you?
A. Yes.
Q. What did she tell you about your condition?
A. Oh, it didn’t have nothing to do with this condition that I’m in.
Q. Did she tell you that she thought you had a problem that she could not help you with?
A. No. It was just someone to talk to.
Q. And why did you quit going to see her?
A. It was getting too expensive. ******
Q. (By Mr. Guyer): For what reason did you see her?
A. We was having marital problem.
By testifying to the existence of these counseling sessions, petitioner’s deposition testimony was sufficient to establish the privileged character of the records pertaining to her prior treatment.
See, e.g., Clark v. District Court, Second Jud. Dist.,
Dr. Mills argues that petitioner, by claiming that her symptoms were the result of a “conversion reaction,” has placed her psychological condition at issue. Similarly, Dr. Mills argues that since petitioner’s husband has claimed damages for loss of his wife’s companionship and consortium, he has placed at issue the normal relationship enjoyed by the couple prior to the injury. Thus, Dr. Mills claims that petitioner has waived her psychologist-patient privilege against disclosure of the records. We do not agree.
First, as to the “conversion reaction” claim, we do not believe that petitioner has impliedly waived the privilege with respect to her treatment by Dr. Lanyon in 1980. The scope of an implied waiver of a statutory privilegе only extends to privileged communications concerning the specific condition which has been voluntarily placed at issue by the privilege holder.
See Throop v. F.E. Young & Co.,
Moreover, we do not believe that petitioner waived her statutory рrivilege of nondisclosure by her deposition testimony. During her deposition, petitioner merely testified as to the identity of the clinical psychologist and the subject matter of the counseling sessions, i.e., marital difficulties. She did not relate any confidential mаtters she discussed with Dr. Lanyon nor any advice or therapy she had received at their sessions. We believe that such prefatory information is insufficient to constitute an express waiver of petitioner’s confidential privilege. Compare Patania v. Silverstone, supra (plaintiff waived the рhysician-patient privilege by testifying at deposition as to the substance of communications with his physician concerning the loss of fingertip sensation and the possibility of it returning).
Second, we find no merit in Dr. Mills’s argument that, by claiming a loss of consortium, the petitioner and hеr husband had impliedly waived the privilege as to any psychological treatment related to the couple’s marital difficulties. In general, the claim for loss of consortium is personal to the spouse of the injured person. 41 Am.Jur.2d
Husband and Wife
§ 460. In the instant case, thе spouse of the injured person, petitioner’s husband, is not the holder of the privilege. Rather, the privilege belongs to petitioner and only she has the right to waive it as to any confidential
As the trial court’s order is not in accord with prior Arizona case law, petitioner’s prayer for relief is granted. The stay entered by the Superior Court is hereby vacated and the case remanded for further proceedings.
Notes
. At this point we note that the purposes behind the physician-patient privilege and the psychologist-pаtient privilege are identical—to enhance the effective diagnoses and treatment of illness by insuring that a person requiring professional attention will not be deterred by fear that his physical or mental condition may become pub-lie, thereby subjecting him to embarrassment or humiliation.
Clark v. District Court, Second Jud. Dist.,