Bailey v. Floyd County Board of Education ex rel. TowlerBailey v. Floyd County Board of Education ex rel. Towler
Aftеr being dismissed from her position as Floyd County's Head Start Director, Sidney Jane Bailey filed a section 1983 action against the Floyd County Board of Education, individual members of the Board in their official capacities,
I. FACTS AND BACKGROUND
Head Start is a federally-funded program that provides educational and social services to low-income families and their children. Head Start Act,
HHS designated Big Sandy as the grantee agency for an area that included Floyd County, Kentucky. Big Sandy is a “community action agency,” meaning a non-profit corporation “organized for the purpose of alleviating poverty within a community or area by developing employment opportunities; by bettering the conditions under which people live, learn, and work; and by conducting, administering, and coordinating similar programs.”
The HSPM was not the only guide pertinent to Floyd County. During the course of
In Kentucky, the appointment, assignment, and transfer of administrative personnel are functions of the supеrintendent of schools. Ky.Rev.Stat. Ajnn. §§ 160.380(2)(a), 160.390 (Michie 1994 & Supp.1996). On August 12, 1986, the superintendent of Floyd County schools hired Bailey as the Head Start Director for Floyd County’s Head Start program for the coming school year. In that capacity, Bailey was responsible for administering the Head Start program in the county. Each year, the superintendent would issue a letter to Bailey, inviting her to retain her position for the upcoming school year. Prior to her dismissal, Bailey had received a letter from Superintendent Towler, dated July 9, 1993, assigning Bailey to the position of Head Start Director for the 1993-94 school year.
In the Summer of 1993, Assistant Suрerintendent Gary Frazier, Bailey’s immediate supervisor, notified the Kentucky Office of Education Accountability (OEA) of possible improprieties involving Bailey, as well as other Head Start employees. The OEA concluded, based on evidence discovered during the ensuing investigation, that Bailey had smoked marijuana and consumed alcohol while on Head Start time, misspent Head Start funds, and used the Head Start van for unauthorized purposes. Bailey contests these findings.
Superintendent Towler, based on an initial meeting with OEA investigators, suspended Bailey without pay on July 28, 1993. After the OEA completed its investigation and forwarded its report, Superintendent Towler commenced disciplinary action against Bailey. On September 3, 1993, Superintendent Towler and Deputy Superintendent Frazier presided over the Policy Committee meeting. According to Bailey, Superintendent Towler notified her of the Committee meeting one day before it was to take place, too soon for Bailey to arrange counsel and prepare a meaningful defense. She contends that Towler failed to notify her that her employment status would be discussed at the meeting or that the OEA report contained allegations of misconduct against her. After allegedly denying Bailey’s requests to postpone the meeting and to allow her to examine the OEA report, Towler reviewed and discussed the report with the Committee. Thereafter, the Committee voted unanimously to terminate Bailey. According to Bailey, however, the Committee reached its conclusion without a quorum of its members present and as a result of Superintendent Towler’s intimidation. Bailey petitioned Big Sandy to review the Policy Committee’s decision, alleging procedural errors in connection with the Committee meeting and, in particular, the failure to comply with the disciplinary process set forth in the FCHSPP manual. In response, Big Sandy upheld Superintendent Towler’s decision.
Bailey subsequently commenced this section 1983 action, arguing (1) that she had a property interest in her position as Head Start director by virtue of an implied-contract arising from Floyd County’s adoption of the FCHSPP manual; (2) that she was deprived of property without due process of law because, prior to her dismissal, she was given neither effective notice of the Policy Committee meeting nor a meaningful opportunity to be heard; and (3) that her dismissal stemmed, not from improper conduct, but rather, from exercising her right to free speech. She contends that Assistant Superintendent Frazier and Superintendent Towler initiated the OEA investigation and the subsequent disciplinary proceedings in retaliation for her open opposition to the school board’s proposed district-wide reorganization
Following cross-motions for summary judgment, the district court dismissed Bailey’s entire case against all of the defendants in two separate orders. First, the district court dismissed Bailey’s only claim against Big Sandy, a due process claim, bеcause the court found that Bailey had failed to establish a constitutionally protected interest in her job. Next, the district court dismissed Bailey’s due process and First Amendment claims against Defendant Towler and the School Board defendants. In so doing, the district court relied on its earlier reasoning with respect to Bailey’s due process claim against Big Sandy and further determined that Bailey had presented insufficient evidence to survive the defendants’ motion for summary judgment on her First Amendment theory. Additionally, the court ruled that Defendant Towler was entitled to qualified immunity and that the School Board was not entitled to immunity under the Eleventh Amendment.
On appеal, Bailey challenges the district court’s grant of summary judgment in favor of the defendants.
II. ANALYSIS
We review a grant of summary judgment de novo. EEOC v. University of Detroit,
With that standard in mind, we turn to Bailey’s section 1983 action. Section 1983 creates a federal cause of action to redress violations of rights protected by the Constitution or laws of the United States.
A. PROCEDURAL DUE PROCESS
The Fourteenth Amendmеnt prohibits state actors from depriving an individual of
Bailey argues that the process afforded to her by the defendants was constitutionally inadequate. To prevail on her claim, Bailey must first establish that she enjoyed a property interest in her position as Head Start Director. According to Cleveland Bd. of Educ. v. Loudermill, government employees with a protectable property interest in their jobs are ordinarily entitled to pre-depri-vation notice of the charges, an explanation of the employer’s evidence, and an opportunity to present their account of the events.
The existence of a property interest depends largely on state law. Board of Regents of State Colleges v. Roth,
Under Kentucky law, certain employees enjoy property interests in their рositions by statutory grant. For instance, under Kentucky’s classified service, classified employees with status enjoy property interests in . their jobs.
Absent such a statute, Bailey may nevertheless claim a property interest in her job if such an interest is conferred by contract. In Kentucky, unless the parties specifically manifest their intention to condition termination only according to express terms, employment is considered “at will.” Shah v. American Synthetic Rubber Corp.,
In Shah, the Kentucky Supreme Court held that an employer’s policies and procedures may establish a “for cause” relationship in certain instances.
In the present case, the FCHSPP manual states a general policy against discharging employees, except “for cause” and after the employee is given the opportunity to respond to alleged wrongdoings. J.A at 86, 120-22. The absence of a disclaimer, coupled with the “for cause” language, perhaps sends a conflicting signal to the Head Start program’s otherwise at-will employees. See Shah,
The circumstances surrounding Bailey’s employment indicate that the handbook was not intended to affect her employment relationship with Floyd County. In particular, there is no indication that Floyd County’s
Moreover, language in the manual itself indicates that it was not intended to apply to Bailey. For instance, Bailey alleges that her dismissal was not preceded by the requisite process as provided in the FCHSPP manual’s disciplinary protocol. That protocol, however, affords Head Start employees an appeal from their immediate supervisors to the Head Start Director. If the manual was intended to modify Bailey’s employment contract, we would expect to find a provision that would give Bailey the right to appeal to someone other than herself when confronting disciplinary action. The absence of such a provision weakens Bailey’s assertion that the FCHSPP manual modified her contractual relationship with Floyd County. Bailey’s argument might be saved if evidence in the record revealed that her employer construed the FCHSPP manual in a manner that would make it applicable to her. See Perry,
Bailey also purports to establish a property interest in her position on the strength of the letter of appointment for the 1993-94 school year, arguing that the letter raises a genuine issue as to the existence of a one-year employment contract. Although the letter is part of the record on appeal, Bailey failed to argue its significance to the district court—that an employee enjoys a property interest in his or her employment for the duration of a fixed-term employment contract. Ramsey v. Whitley County Board of Education,
We conclude that, inasmuch as Bailey was a non-tenured employee under Kentucky law with no contractual right to continued employment, she failed to establish a property interest protected by the due process clause.
B. FIRST AMENDMENT
Bailey also seeks relief for alleged First Amendment violations committed by Superintendent Towler and the School Board defendants. Bailey claims that she was discharged in retaliation for her open opposition to the proposed reorganization of the Head Start Program.
We test alleged First Amendment violations under the two-stage inquiry set forth in Mount Healthy City Sch. Dist. Bd. of Educ. v. Doyle,
The second part of the Mount Healthy test addresses causation and requires the employee to show that he or she was discharged due to speech addressing a matter of public concern. Rankin v. McPherson,
The district court found that Bailey had failed to produce even a scintilla of evidence connecting her speech with the decision to terminate her. On appeal, perhaps recognizing that post hoc, propter hoc reasoning alone will not defeat the defendant’s motion for summary judgment, Bailey аttempts to create a genuine issue of material fact by drawing our attention to a statement in her own deposition testimony, buried in the voluminous appellate record, and not specifically addressed below. She claims that Ernestine Shelton relayed to her “a little message ... from Gary Frasure (sic), that if I would keep my mouth shut then I would get to keep my job.”
When a defendant moves for summary judgment on the ground that the plaintiff lacks evidence of an essential element of the plaintiffs claim, as in the present case,
Even if we assume that Assistant Superintendent Frazier testifies at trial to his alleged out-of-court statement, Bailey’s deposition testimony nevertheless fails to raise a factual issue with respect to the causal link between her First Amendment activities and the actions taken by the named defendants. The alleged threat assists Bailey in proving only that a non-defendant third party may have been motivated to act against her as a result of her speech. Bailey points to no actions or comments by the named defendants that would raise a genuine issue that her protected speech was a substantial or motivating factor in the decision to dismiss her. Indeed, that Superintendent Towler issued the appointment letter, dated July 9, naming Bаiley as Head Start Director for the 1993-94 school year so soon after her speech at the May 26, 1993, school board meeting indicates that considerably less animus existed than Bailey’s unsupported allegations suggest. See Hartsel,
We conclude, therefore, that Bailey has failed to present evidence that would allow a reasonable jury to conclude that she was fired for engaging in protected conduct. As she is unable to support an essential element
III. CONCLUSION
Having determined that Bailey is unable to make a prima facie showing that the defendants violated either her due process or First Amendment rights, we do not address the district court’s rulings as to Superintendent-Towler’s qualified immunity defense or the School Board defendants’ Eleventh Amendment dеfense.
The district court’s dismissal of Bailey’s entire case is AFFIRMED.
Notes
. In her original complaint, Bailey named Patty C. Owens as a defendant in this action. Later, Bailey amended her complaint to include the defendant by her actual name, Hattie C. Owens.
. As a second basis for her claim under the First Amendment, Bailey initially contended that her dismissal resulted from her family's support of a political candidate who was purportedly unpopular with members of the school board. Bailey appears to have abandoned that argument on appeal.
. The district court did not address whether the FCHSPP manual gave Bailey a contractual right to continued employment, although the court did observe that an employer’s failure to follow its personnel manual does not necessarily violate the Fourteenth Amendment. Bates v. Sponberg,
. As an aside, we note that even if Bailey’s one-year contract theory was properly before us, our next inquiry would be whether a federal cause of action is the appropriate remedy for the premature termination of her contract. Collyer v. Darling,
. If the employee meets this burden, the onus then shifts to the employer to show by a preponderance of the evidence that it would have taken the same action absent the protected speech. Mount Healthy,