Bagration v. Superior CourtBagration v. Superior Court
Opinion
Petitioner Alan Bagration challenges the denial of his motion for summary judgment, specifically the trial court’s determination that motions for summary judgment under Code of Civil Procedure section 437c are inapplicable to proceedings under the Sexually Violent Predators Act (SVP or the Act). (
FACTUAL AND PROCEDURAL BACKGROUND
In November 1977, petitioner pled guilty to three counts of Penal Code section 288, lewd or lascivious acts on a child under age 14, offenses the SVP Act defines as sexually violent. He was sentenced to an indeterminate sentence. In 1981 he was paroled, his parole was later suspended, and a warrant issued. In February 1995, he was arrested in Arizona and extradited to California, where he was imprisoned for six months for parole violation. He was released on parole in August 1995. In
On October 11, 1995, the SVP Act was enacted, effective January 1, 1996. (Stats. 1995, ch. 793, § 3 and Stats. 1995, ch. 763, § 3, p. 5922.) The Act’s definition of “sexually violent predator” includes a person who has been convicted of a specified offense and has received a determinate sentence. (
In March 1996, the People filed a SVP Act petition in superior court to initiate judicial commitment proceedings against petitioner. The petition, which is currently pending, alleges that petitioner received a determinate sentence on November 8, 1977, for violation of Penal Code section 288, has a diagnosed mental disorder, is a danger to the health and safety of others, and is predatory.
Shortly after the petition was filed, petitioner filed a demurrer and a notice of motion to declare the SVP Act unconstitutional. The superior court sustained the demurrer, the People filed a petition for writ of mandate, and we issued an alternative writ of mandate and stay. In October 1996, we issued an opinion granting the writ and upholding the constitutionality of the SVP Act. In February 1997, the California Supreme Court granted review.
In early July 1999, while his petition for review was pending, petitioner filed a superior court motion to dismiss the SVP petition due to lack of a qualifying determinate sentence offense. Petitioner contended that he did not commit a qualifying offense because he did not receive a determinate sentence. He asserted that a 1996 amendment 2 did not change the requirement that a qualifying offense receive a determinate sentence and, if it did, the amendment did not apply retroactively to him. In late July 1999, the superior court granted petitioner’s motion to dismiss the SVP Act petition. The superior court stayed the dismissal to allow the People to file a petition for writ of mandate, and we issued a stay pending our consideration of the People’s petition.
On January 21, 1999, the Supreme Court upheld the constitutionality of the SVP Act in
Hubbart v. Superior Court
(1999)
On July 22, 2002, petitioner’s counsel filed a motion for summary judgment in which he asserted that at the time petitioner’s SVP Act petition was filed, the court was without jurisdiction because: (1) petitioner was unlawfully in CDC custody because his indeterminate sentence convictions did not qualify as sexually violent offenses under the SVP Act, and (2) his unlawful custody was not the result of a
Petitioner filed a petition for writ of mandate, requesting that we order the trial court to vacate its order denying the petition, and issue a new order requiring the court to hear the motion for summary judgment on the merits. We issued a stay, an order to show cause, and set the matter for argument because it presented an issue of first impression regarding SVP Act procedures.
DISCUSSION
Petitioner contends that the court erred in declining to hear his motion for summary judgment on the merits. His argument is fourfold; (1) since proceedings under the SVP Act are civil in nature, they are subject to the rules of civil procedure; (2) Code of Civil Procedure section 437c, governing summary judgment, on its face applies to “any action or proceeding,” and the section is to be liberally construed; (3) neither the SVP Act nor its legislative history show an intention to foreclose use of summary judgment in a SVP Act proceeding; and (4) even if summary judgment is not statutorily authorized, “its use can be sanctioned as a form of non-statutory motion to dismiss.” Petitioner relies primarily on
People v. Superior Court (Preciado)
(2001)
The Sexually Violent Predators Act
The stated purpose of the SVP Act is to identify persons who have certain diagnosed mental disorders that make them likely to engage in acts of sexual violence and to confine those persons for treatment of “their disorders only as long as the disorders persist and not for any punitive purposes.” (Stats. 1995, ch. 763, § 1, p. 5922.) The SVP Act is a civil rather than criminal statute, as indicated by the Legislature’s
The SVP Act provides for indefinite two-year commitments in a secure state hospital upon a finding that a person is a “sexually violent predator” because he or she “has been convicted of a sexually violent offense against two or more victims and who has a diagnosed mental disorder that makes the person a danger to the health and safety of others in that it is likely that he or she will engage in sexually violent criminal behavior.” (
Under section 6601, if the Director of the CDC determines that a prisoner may be a sexually violent predator, the director must refer the prisoner for an initial screening six months before the prisoner’s scheduled release date. 5 The initial screening includes evaluation by two practicing psychiatrists or psychologists designated by the Director of the Department of Mental Health (DMH), conducted in accordance with a standardized assessment protocol. (§ 6601, subds. (a), (b), (c), & (d).) If both evaluators conclude that the prisoner “has a diagnosed mental disorder such that he or she is likely to engage in acts of sexual violence without appropriate treatment and custody,” the Director of DMH transmits a request for a commitment petition under the Act to the county in which the prisoner was last convicted, along with copies of the evaluations and supporting documents. (§ 6601, subds. (d), (h), & (i).) If the designated county attorney concurs in the request, he or she files a commitment petition in superior court. (§ 6601, subd. (i).)
Once a petition is filed, the superior court is required to hold a probable cause hearing at which the person named in the petition is entitled to assistance of counsel. (§ 6602.) Probable cause is met if the court determines that a reasonable person would entertain a strong suspicion that the petitioner satisfied all elements required for commitment as a sexually violent predator: (1) the person named has been convicted of qualifying sexual offenses against at least two victims; (2) he or she has a diagnosed mental disorder; (3) the
disorder makes it likely he or she will engage in sexually violent conduct if released; and (4) the sexually violent conduct will be predatory.
(Cooley
v.
Superior Court
(2002)
If the court finds probable cause that the person named is a sexually violent predator, the judge “shall” order that a trial be held. (§ 6602, subd. (a).) If the court determines probable cause does not exist, it must dismiss the petition. (§ 6602, subd. (a).)
The person subject to trial under the SVP Act is to remain in custody in a secure facility until the trial is completed. (§ 6602, subd. (a).) He or she is entitled to trial by jury, assistance of counsel, the right to retain experts or professional persons
The court, if jury is waived, or a jury, by unanimous verdict, must determine beyond a reasonable doubt whether the person named in the petition is a sexually violent predator. (§§ 6603, subd. (f), 6604.) If the person is determined not to be a sexually violent predator, he or she is released at the expiration of his or her prison term. (§ 6604.) If the person is determined to be a sexually violent predator, he or she is committed to the custody of the DMH for two years “for appropriate treatment and confinement in a secure facility” subject to annual review and extension of commitment if the diagnosed mental disorder and the consequent danger to the community persists (§§ 6604, 6605), and to unconditional (§ 6605) and conditional releases (§§ 6607-6608) if the person is found to no longer be a sexual violent predator or to be no longer likely to commit predatory sexual violence while under community supervision and treatment.
SVP Act Proceedings Are Special Proceedings of a Civil Nature
Judicial remedies are divided into two classes: actions and special proceedings. (
Code of Civil Procedure section 437c, governing summary judgment, is located in Part 2 of the Code of Civil Procedure. The provisions of Part 2 of the Code of Civil Procedure specifically apply to special proceedings of a civil nature in Part 3, Title 1 (Writs of Review, Mandamus, and
Incorporation of the Civil Discovery Act Does Not Dictate Incorporation of Summary Judgment, Which Is Inherently Inconsistent with the SVP Act
The Civil Discovery Act of 1986, located in part 2 of the Code of Civil Procedure, applies to SVP Act proceedings
(Leake, supra, 87
Cal.App.4th 675; accord,
Cheek, supra,
In the same manner as the Civil Discovery Act of 1986 has been found applicable to SVP Act proceedings because Code of Civil Procedure
But it does not follow that because the Civil Discovery Act applies to SVP Act proceedings that summary judgment procedures also apply. Application of the Civil Discovery Act to SVP proceedings clarified procedures whereby the respondent in a SVP proceeding would have “access to all relevant medical and psychological records and reports” that the SVP Act requires. (§ 6603, subd. (a).) Applying summary judgment procedures to SVP proceedings involves no similar resolution of ambiguity.
The purpose of summary judgment is to provide courts with a mechanism to cut through the parties’ pleadings in order to determine whether, despite their allegations, trial is in fact necessary to resolve their dispute.
(Aguilar v. Atlantic Richfield Co.
(2001)
Since
“[a\ny party
may move for summary judgment in any action or proceeding if it is contended that the action has no merit or that there is no defense to the action or proceeding ....” (
Moreover, notwithstanding the proviso of Code of Civil Procedure
The Court of Appeal in
Anderson v. County of Santa Barbara
(1976)
The court in
In re Mark K.
(1984)
So too, Code of Civil Procedure
The question before us is whether the trial court erred, as a matter of law, in determining that summary judgment procedures were inapplicable to SVP Act proceedings. We find that it did not. It is evident that, unlike reciprocal Civil Discovery Act procedures, Code of Civil Procedure
Petitioner is not without remedies. He may raise the jurisdictional issue at his probable cause hearing. Habeas corpus, which is available to challenge psychiatric confinement under other civil commitment statutes, may also be used to challenge a finding of probable cause under the Act.
(People v. Talhelm
(2000)
DISPOSITION
The order to show cause is discharged. The petition is denied. The stay heretofore issued is dissolved.
Nott, J., and Doi Todd, J., concurred.
Petitioner’s petition for review by the Supreme Court was denied October 29, 2003.
Notes
All further statutory references will be to the Welfare and Institutions Code unless otherwise indicated.
Section 6601, subdivision (a) was amended effective July 22, 1999, to add subpart (2): “A petition may be filed under this section if the individual was in custody pursuant to his or her determinate prison term, parole revocation term, or a hold placed pursuant to Section 6601.3, at the time the petition is filed. A petition shall not be dismissed on the basis of a later judicial or administrative determination that the individual’s custody was unlawful, if the unlawful custody was the result of a good faith mistake of law or fact. This paragraph shall apply to any petition filed on or after January 1, 1996.” (Stats. 1999, ch. 136, § 1, italics added.)
Petitioner also relies on
Gray v. Superior Court
(2002)
The six-month time period does not apply during the first year the Act is operative (§ 6601, subd. (j)) and may be shortened under certain circumstances. (§ 6601, subd. (a).)
“Actions are of two kinds: [¶] 1. Civil; and [¶] 2. Criminal.” (
“Special proceedings” are located in Part 2 of the Code of Civil Procedure and in various places throughout other codes. They include: certiorari (
Code of Civil Procedure
Preciado
over-generalized from two cases:
People v. Superior Court (Myers)
(1996)
Leake
found further evidence of legislative intent to provide formal discovery under the SVP Act in the absence of a provision, contained in the Mentally Disordered Sex Offenders (MDSO) Act, that allowed for criminal as well as civil discovery in MDSO proceedings.
(Leake, supra,
As originally enacted in 1933, Code of Civil Procedure
In 1953 Code of Civil Procedure
In 1973 Code of Civil Procedure
In 1992 Code of Civil Procedure
Current Family Code sections 7826-7827.