Lead Opinion
Mary Butler, Bessie Givhan, and Dolleye Hodges filed suit in district court on their own behalf and on behalf of three classes of black teachers and employees who were discharged or not rehired by the Board of Education of the Western Line Consolidated School District (“school district”), allegedly in violation of the First and Fourteenth Amendments and in violation of the district court order issued pursuant to Singleton v. Jackson Municipal Separate School District,
The school district is a-rural district encompassing most of Washington County and some of Issaquena County, Mississippi. Prior to desegregation proceedings in the district court it operated three black schools (O’Bannon, Avon, and Moore) and two white schools (Riverside and Glen Allan). Pursuant to Singleton, accelerated by West Feliciana Parish School Board, supra, the district court on January 12 and January 21,1970, ordered the operation of the school district on a unitary basis after February 9, 1970.
Appellee Givhan taught English in the junior high grades at O’Bannon from 1963 until her transfer to Riverside for the second semester of 1969-70. She then taught junior high English at Glen Allan during the 1970-71 school year. Appellee Hodges taught fifth grade for nearly four years at Glen Allan until January, 1970. At that time she became certified as a guidance counselor under an “eighteen hour permit,” and thereafter she held the position of guidance counselor at Glen Allan. Having received her Master of Education degree in the spring of 1971, Hodges held a “double A” certificate as a guidance counselor during the 1971-72 school year. Beyond these facts, the cases of Givhan and Hodges are best treated separately.
I. Givhan
Givhan was not rehired by the school district for the 1971-72 school year.
Ms. Givhan is a competent teacher, however, on many occasions she has taken an insulting and hostile attitude towards me and other administrators. She hampers my job greatly by making petty and unreasonable demands. She is overly critical for a reasonable working relationship to exist between us. She also refused to give achievement tests to her homeroom students.6
Leach testified at trial as to the bases for his recommendation. Leach taught in the district for three years before becoming principal of Glen Allan on October 6, 1970. That school was without a principal for the first several weeks of the 1970-71 school year, and when Leach took the position the school’s problems included racial hostility, lack of discipline among the students, and lack of cooperation among the teachers. Shortly after his arrival as principal, Leach solicited greater cooperation at a teachers’ meeting. Givhan implied at the meeting that she did not intend to cooperate very much, and Leach later held a private conference with her. Leach testified that at the conference Givhan told him that “she didn’t like Western Line District. She didn’t like Morris, who was the Superintendent, or anything connected with the system.” Givhan denied making these statements.
Leach and Givhan had several other encounters during the 1970-71 school year. Leach sent out a memorandum to all teachers reminding them of “six-weeks’ tests” to be given on the Thursday and Friday before report cards were to be issued on the following Wednesday. Givhan apparently thought the memorandum was insufficient advance warning; while students were changing classes she discussed (or perhaps argued) with Leach about the inadequate notice and whether she was to give a “pop test.” Leach interpreted this challenge to him in front of students as reflecting her antagonism. Givhan in effect admitted the incident, but explained that her concern for timely notice was generated by the memorandum’s subject relating to the more comprehensive semester, not six-weeks’, tests.
Finally, there was substantial testimony about “demands” made upon Leach by Givhan.
Leach felt that these requests were unreasonable and that they therefоre manifested, along with the other incidents noted above, Givhan’s antagonistic and hostile attitude toward the administration at Glen Allan and the district. According to Leach, the lunchroom ticket-takers were assigned by the district’s overall cafeteria supervisor (a white) at the request of the Glen Allan lunchroom manager (a black). Thus, Leach apparently thought that the assignment of lunchroom personnel was not within his power.
Under Mississippi law in effect when the decision was made not to rehire Givhan, teachers had no tenure and teachers had no right to be tendered another contract. Miss.Code Ann. § 37-9-17 (1972); Henry v. Coahoma County Board of Education,
As a сonsequence, appellee does not assert a procedural due process claim, but rather claims of discriminatory treatment, violation of the court’s Singleton order, and violation of her right to freedom of speech. The district court ignored the first ground and avoided the second. This avoidance was due to “the court’s disinclination to allow its decision on the merits to turn upon the tenuous distinction between the modest expansion of Western Line’s teacher staff as defendants maintain was the case, or the very slight reduction for which plaintiffs argue.” The district court’s principal finding as to Givhan is as follows:
[T]he primary reason for the school district’s failure to renew Givhan’s contract was her criticism of the policies and practices of the school district, especially the school to which she was assigned to teach. In Leach’s words, Givhan was not rehired because she was constantly “making petty and unreasonable demands.” The court finds that Givhan’s “demands” were not constant; Leach being able to testify specifically as to but two occasions. The court finds that those of Givhan’s “demands” as were specifically brought to the court’s attention were neither “petty” nor “unreasonable”, insomuch as all the complaints in question involved employment policies and practices at Glen Allan school which Givhan conceived to be racially discriminatory in purpose or effect.
[T]he school district’s motivation in failing to renew Givhan’s contract was almost entirely a desire to rid themselves of a vocal critic of the district’s policies and practices which were capable of interpretation as embodying racial discrimination. The court conceives this to be a violation of Givhan’s rights under the First Amendment to the Constitution of the United States. Perry v. Sinder-mann,408 U.S. 593 ,33 L.Ed.2d 570 ,92 S.Ct. 2694 (1972); Pickering v. Board of Education,391 U.S. 563 ,20 L.Ed.2d 811 ,88 S.Ct. 1731 (1968).
The proрer framework for our analysis was established by the Supreme Court in Mt. Healthy City School District Board of Education v. Doyle,
As to the district court’s findings of fact whiсh conform to the Doyle framework, this court cannot reject them unless they are clearly erroneous. Federal Rule of Civil Procedure 52(a). As to legal conclusions reached by the district court, we are not bound by the “clearly erroneous” rule and we can make independent determinations. United States v. Mississippi Valley Generating Co.,
Applying this distinction to Doyle, the second and third elements — whether the teacher’s conduct or expression was a motivating factor in the Board’s decision and whether the Board would have reached the same decision anyway — are primarily questions of subsidiary fact to which the clearly erroneous rule applies. It is hard to conceive of issues that usually involve more credibility and other evaluative choices than what motivated someone and what the person would have done absent that motivation. The district court found that Leach and the Board were motivated primarily by Givhan’s “demands” in deciding not to rehire her. That finding is not clearly erroneous. The court did not make an express finding as to whether the same decision would have been made, but on this record the appellants do not, and seriously cannot, argue that the same decision would have been made without regard to the “demands.” Appellants seem to argue that the preponderance of the evidence shows that the same decision would have been justified, but that is not the same as proving that the same decision would have been made. In support of this argument appellants rely, inter alia, on several incidents from the 1969-70 school year. See n. 7 supra. There is no evidence that Leach or the Board relied on these incidents or were cоncerned about them in 1971. Reliance on these incidents becomes even more attenuated when it is noted that Givhan’s principal at Riverside and the Board were aware of them yet rehired her for the 1970-71 school year. Therefore appellants failed to make a successful “same decision anyway” defense.
Not all expression by a government employee is constitutionally protected. The determination of constitutional protection entails striking “a balance between the interests of the teacher, as a citizen, in commenting upon matters of public concern and the interest of the State as employer, in promoting the efficiency of the public services it performs through its employees.” Doyle, supra at 284,
But before doing so we must determine whether on the facts of this case the teacher had a First Amendment interest as a citizen in making complaints to the principal. We have been cited to and have found no cases precisely in point. Here, in effect, a public employee privаtely voiced complaints and expressed opinions to her immediate superior. There is no allegation or evidence that the decision not to rehire her was due to information communicated in these expressions as to her religion, her associations with others, or her plans to bring her complaints and opinions to public attention.
The free speech clause is designed “to remove governmental restraints from the arena of public discussion.” Cohen v. California,
Citizens would be deterred from contributing to this public marketplace of ideas if their opportunities for public employment or other public benefits might be adversely affected by their expressions. Consequently, public employment can be denied or terminated on account of the employee’s constitutionally protected expression only when the interest of the state as employer and provider of services outweighs the First Amendment interest. Pickering, supra,
the interest of the school administration in limiting teachers’ opportunities to contribute to public debate is not significantly greater than its interest in limiting a similar contribution by any member of the general public.
Likewise, in Perry v. Sindermann,
The respondent has alleged that his non-retention was based on his testimony before legislative committees and his other public statements critical of the Regents’ policies. And he has alleged that this public criticism was within the First and Fourteenth Amendments’ protection of freedom of speech. Plainly, these allegations present a bona fide constitutional claim. For this Court has held that a teacher’s public criticism of his superiors on matters of public concern may be constitutionally protected and may, therefore, be an impermissible basis for termination of his employment.
Id. at 598,
The strong implication of these eases is that private expression by a public employee is not constitutionally protected.
Regardless of the extent to which true contract negotiations between a public body and its employees may be regulated- — an issue we need not consider at this time- — the participation in public discussion of public business cannot be confined to one category of interested individuals.
Id. at 175,
. [T]he First Amendment plays a crucially different role when, as here, a government body has either by its own decision or under statutory command, determined to open its decisionmaking processes to public view and participation. [footnote omitted]. In such case, the state body has created a public forum dedicated to the expression of views by the general public. . . . The State could no more prevent [the teacher] from speaking at this public forum than it could prevent him from publishing the same views in a newspaper or proclaiming them from a soapbox;
Id. at 178,
These general principles lead us to conclude that tеacher Givhan did not engage in constitutionally protected speech in her expressions to principal Leach. Neither a teacher nor a citizen has a constitutional right to single out a public employee to serve as the audience for his or her privately expressed views, at least in the absence of evidence that the public employee was given that task by law, custom, or school Board decision. There is no evidence here that Givhan sought to disseminate her views publicly, to anyone willing to listen.
It is often said that hard cases make bad law.
Since Givhan has not prevailed on her First Amendment claim, her case is re
II. Hodges
As noted earlier, appellee Hodges served as guidance counselor at Glen Allan during the second semester of the 1969-70 school year and during the 1970-71 and 1971-72 school years. During the second semester of 1970 and the 1970-71 school year Hodges was one of three guidance counselors employed by the school district. Each was assigned to one of the district’s three integrated schools. Ora Kelly (black), the counselor at O’Bannon, was reassigned as an elementary teacher for the 1971-72 school year because she did not qualify for license renewal. James Pollard (white), with the title of the school district’s “head counselor” and the counselor assigned to Riverside, resigned at the end of the 1970-71 school year. Neither Pollard nor Kelly was replaced for the 1971-72 school year, leaving Hodges at Glen Allan as the school district’s only guidance cоunselor.
District Superintendent Morris in March or April, 1972, decided to abandon the concept of a counselor for each school and instead to hire one counselor for the whole district for 1972-73. Tony Cintgran, a white, eventually was hired for this position. Around March 8, 1972, Hodges learned that Leach was recommending that she not be rehired. Leach and Harold Adams, assistant superintendent, told her that the reasons for the decision included parental opposition and her inability to get along with students.
In September, 1972, Hodges was informed of a vacancy in the district and applied to Superintendent Morris for the position. He refused her application, citing (1) her refusal to accept a fourth grade position for 1971-72 and (2) the “letter-[Hodges] sent to Atlanta.”
The latter reference was to Hodges’ application to Atlanta University in the spring of 1972. The application had to be accomрanied by the written recommendations of the principal and assistant principal. Hodges was not sure how long she had had the necessary forms for the recommendation and rating, but it suddenly dawned on her on Thursday, April 6, that the application was due on Monday, April 10. Since she was leaving on Friday the 7th for a meeting in Jackson, she decided it was imperative that the application be completed promptly. She looked for principal Leach but could not find him. She approached Assistant Principal Givhan, who without knowledge of exactly what she wanted, told her that he was busy and to “get someone else to sign it for you.” Hodges did exactly that. She wrote a recommendation, displaying “a lively appreciation of her own worth and abilities,”
Although Hodges was quite contrite about this episode at trial,
The district court again avoided deciding whether there was an overall reduction in faculty positions making the Singleton order applicable. Instead the court thought that the counselor positions themselves were an appropriate group upon which to determine applicability of Singleton. It then concluded that there had occurred a reduction from three to one counselor positions between the 1971-72 and 1972-73 school years. The court acknowledged that Hodges had been the only counselor employed by the school district in 1971-72. However, the court observed that there had in fact been three counselor positions that year, with the district apparently either unable or unwilling to replace Kelly and Pollard. The court found that the district’s scheme of employing counselors resulted in there being one instead of three positions in 1972-73, that Singleton therefore applied, and that since the school district did not apply “objective and reasonable non-discriminatory standards” in effecting the reduction, only “just cause” would excuse Hodges’ nonretention. The court found no just cause. That finding is not clearly erroneous. Appellants contend that the court erred in applying Singleton.
We agree with the district court that the school district was still in the process of becoming a unitary system in 1972, that is, it was still in a Singleton situation. See, e. g., United States v. Coffeeville Consolidated School District,
Singleton was designed to ensure that the transition from a dual to a unitary system, with all the concomitant logistical problems, would not occasion unfair treatment of black teachers and staff members. Oliver’s demotion from the position of Assistant Attendance Supervisor to that of classroom teacher was not a result of the desegregation of Chambers County schools, but rather was necessitated by termination of the Title I funds that paid his salary.
A plaintiff seeking Singleton protection has the burden of proving the applicability of its terms. Cf. Hardy v. Porter, supra; Lee v. Chambers County Board of Education, supra. There is no evidence in this record that the reduction in counselor positions was related to desegregation, and the court made no such finding. Since the “desegregation-relatedness” aspect of Singleton may not have been entirely clear when the case was tried, it is appropriate to reverse and remand for further consideration of why the district changed its counsel- or employment scheme. If that change was not related to desegregation, Singleton would not apply to Hodges regardless of any reduction in the overall faculty related to desegregation, because elimination of her position would not have been so related. Hardy v. Porter, supra.
If the district court finds that Hodges was protected by Singleton, reinstatement in this case would be an inappropriate remedy for its violation. Reinstatement is a usual remedy for Singleton violations. See, e. g., McLaurin v. Columbia Municipаl Separate School District,
Also with a view toward equity, “just cause” is a good defense to school district action in violation of Singleton. Thompson v. Madison County Board of Education,
“Just cause” in a Singleton situation means types of conduct that are repulsive to the minimum standards of decency— such as honesty and integrity — required by virtually all employers of their employees, and especially required of public servants such as school teachers. For example, if a teacher came to school drunk, or was found stealing from the school treasury, or sexually assaulted a student .
Although such conduct sometimes may not negate an employer’s violation of an employeе’s rights, for example, because it was not relied upon by the employer in making a decision to discharge or not to rehire, it may preclude reinstatement as a remedy.
Accordingly, we reverse and remand Hodges’ case for further district court consideration of her Singleton claim. We leave to the district court the determination of Hodges' entitlement to attorneys’ fees and to damages for the interim between the decision not to rehire her as a counselor and the decision not to consider her future employment because of her conduct in using unauthorized signatures on recommendations in her own behalf.
REVERSED and REMANDED.
Notes
. In addition to the school district itself, the school board members, the district superintendent, and principal James Leach were named as defendants.
.
. The court also ordered the parties to confer about appellees’ claims for back pay and attorneys’ fees. After staying its reinstatement order pending appeal, the court entered a final judgment fixing the amount of baсk pay and attorneys’ fees.
. Those orders included, inter alia, the following Singleton provisions:
(a) Effective not later than February 1, 1970, the principals, teachers, teacher-aides and other staff who work directly with children at a school shall be so assigned that in no case will the racial composition of a staff indicate that a school is intended for Negro students or white students. For the remainder of the 1969-70 school year the district shall assign the staff described above so that the ratio of Negro to white teachers in each school, and the ratio of other staff in each, are substantially the same as each such ratio is to the teachers and other staff, respectively, in the entire school system.
The school district shall, to the extent necessary to carry out this desegregation plan, direct members of its staff as a condition of continued employment to accept new assignments.
(b) Staff members who work directly with children, and professionаl staff who work on the administrative level will be hired,' assigned, promoted, paid, demoted, dismissed, and otherwise treated without regard to race, color, or national origin.
(c) If there is to be a reduction in the number of principals, teachers, teacher-aides, or other professional staff employed by the school district which will result in a dismissal or demotion or [sic] any such staff members, the staff member to be dismissed or demoted must be selected on the basis of objective and reasonable non-discriminatory standards from among all the staff of the school district. In addition if there is any such dismissal or demotion, no staff vacancy may be filled through recruitment of a person of a race, color, or national origin different from that of the individual dismissed or demoted, until each displaced staff member who is qualified has had an opportunity to fill the vacancy and has failed to accept an offеr to do so.
Prior to such a reduction, the school board will develop or require the development of nonracial objective priteria to be used in selecting the staff member who is to be dismissed or demoted. These criteria shall be available for public inspection and shall be retained by the school district. The school district also shall record and preserve the evaluation of staff members under the criteria. Such evaluation shall be made available upon request to the dismissed or demoted employee.
. The teacher who replaced Givhan was black.
. Superintendent Morris gave his reasons for not rehiring Givhan in a letter to her dated July 23, 1971:
(1) a flat refusal to administer standardized National tests to the pupils in your charge;
(2) an announced intention not to cooperate with the administration of the Glen Allan Attendance Center; (3) and an antagonistic and hostile attitude to the administration of the Glen Allan Attendance Centеr demonstrated throughout the school year.
. Appellants also sought to establish these other bases for the decision not to rehire: (1) that Givhan "downgraded” the papers of white students; (2) that she was one of a number of teachers who walked out of a meeting about desegregation in the fall of 1969 and attempted to disrupt it by blowing automobile horns outside the gymnasium; (3) that the school district had received a threat by Givhan and other teachers not to return to work when schools reopened on a unitary basis in February, 1970; and (4) that Givhan had protected a student during a weapons shakedown at Riverside in March, 1970, by concealing a student’s knife until completion of a search. The evidence on the first three of these points was inconclusive and the district judge did not clearly err in rejecting or ignoring it. Givhan admitted the fourth incident, but the district judge properly rejected that as a justification for her not being rehired, as there wаs no evidence that Leach relied on it in making his recommendation.
. Apparently all of the Glen Allan administrative and office personnel were white except for Ms. Hodges, the guidance counselor, Givhan’s husband, who became assistant principal around Thanksgiving, 1970, and a Mr. Jackson. Ms. Givhan did not consider the roles of Hodges, Mr. Givhan, and Mr. Jackson very significant in the overall context of Glen Allan’s administration. It should be noted that Mr. Givhan was rehired as assistant principal after Leach’s recommendation not to rehire Ms. Givhan.
. Givhan’s complaint apparently was triggered by the replacement of two black teachers’ aides with a white student as ticket-taker. Givhan admitted that the lunchroom manager was black, but was unaware who had authority to assign lunchroom personnel.
. There was testimony, however, that the District Board of Education ordinarily granted requests for a hearing by teachers not rehired. Givhan made no such request, and no hearing was held.
. There exists, however, a significant distinction for the purpose of applying the clearly erroneous test between findings of subsidiary fact and findings of ultimate fact. See Galena Oaks Corp. v. Scofield, 5 Cir. 1954,
We may reverse free of the clearly erroneous rule where . . .the issue revolves around an ultimate fact as distinguished from subsidiary fact questions ....
Although discrimination vei non is essentially a question of fact it is, at the same time, the ultimate issue for resolution in this case . . . . As such, a finding of discrimination is a finding of ultimate fact.
See also Wade v. Mississippi Cooperative Extension Service,
. There is some evidence that Givhan subsequently orally reminded Leach of her complaints in private conversation. This reminder and the list constituted the “unreasonable demands” which the court found primarily motivated Leach in his recommendation. This finding seems somewhat inconsistent with the court’s characterization of Givhan as a “vocal critic of the district’s policies and practices.” Perhaps “active” would be a more appropriate adjective than “vocal.”
. See, e. g., Abbott v. Thetford, 5 Cir.,
Appellants did not expressly defend on the ground that Givhan’s expression substantially interfered with her work or with her relationship with Leach, and the district court made no express finding as to substantial interference. The district court’s finding that Givhan’s complaints were neither constant nor unreasonable might be taken as a finding that there was no substantial interference with her work. As to the finding of reasonableness, the testimony was conflicting, as noted above. There is no real dispute, however, as to whether the complaints were “constant.” Although Leach referred to lists of demands, he could cite only Givhan’s occasional complaints about NYC workers, integration of the office staff and administration, and cafeteria personnel. In view of our disposition of the case we need not reach the issue of substantial interference.
. The loyalty oath and other cases make clear that requirements for public emрloyment or public office cannot infringe on First Amendment rights to freedom of religion, association, and speech. See, e. g., United States v. Robel,
. This implication also can be found in our teacher dismissal and freedom of speech cases. See, e. g., Megill v. Board of Regents, supra (context of remarks justified Board action; remarks, however, were clearly public, and included expressions in a press conference, in a newspaper interview, in a panel discussion attended by 50 people, at a public meeting on campus, and at a meeting of the Board); Kaprelian v. Texas Woman’s Univ.,
. Rowan is arguably distinguishable because of the citizen’s compelling interest in privacy within his or her own residence. E. g., Organization for a Better Austin v. Keefe,
. Leach testified that he sent her lists of demands to the school superintendent. Apparently they were ignored. That does not alter the fact that Givhan chose Leach as the only recipient of her expressions.
. E. g., In re Southwestern Bell Telephone Co.,
. If on remand appellee succeeds on her Singleton claim, it will be for the district court in the first instance to determine the propriety of reinstatement as a remedy in accordance with our discussion of reinstatement as to Hodges, infra.
. Kaprelian v. Texas Woman’s Univ., supra, at 135 (Gee, J.).
. She testified that when she wrote and signed the recommendation she had little time and was otherwise “under pressure.” She explained that she had signed other documents for Leach before, at his request, but she admitted that he did not authorize her to complete and sign in his name her own recommendation. It is also well established that when she had difficulty “finding” Leach for his recommendation she knew he had recommended that she not be rehired for the next school year.
. E.g., Moore v. School Board,
Concurrence Opinion
specially concurring:
I concur in the result reached by Judge Gewin in this case. I think that there are probably many occasions when First Amendment constitutional protection will reach private expression by a public employee, but I agree that the district court erred in casting this case in the First Amendment terms.
