270 Conn. 409 | Conn. | 2004
Opinion
This appeal arises out of an action brought by the named plaintiff, AvalonBay Communities, Inc. (AvalonBay),
On appeal, AvalonBay claims that the trial court improperly denied its request for a writ of mandamus because: (1) its application complied with all of the applicable regulations of the commission, and, therefore, it had a legal right to performance; (2) the commission had no discretion to depart from the ministerial task of approving the application; and (3) it had no adequate remedy at law. Additionally, AvalonBay claims that the trial court’s factual findings were clearly erroneous, and that the judgment of the trial court thwarts this state’s public policy in favor of the development of affordable housing. In response, the commission claims
The following facts, as set forth by the trial court in its memorandum of decision, are relevant to this appeal. “The property, which is subject of the mandamus, is owned by the [e] state of Patricia McGannon and is presently under contract of sale to AvalonBay . . . the proposed developer of the property. . . . The property consists of some forty-two acres . . . and is located in the northwestern section of the city ... in the immediate vicinity of and south of the Wilbur Cross Parkway. More specifically, the property is located southwest of the intersection of Wheeler’s Farm Road and Wolf Harbor Road. The property is presently unimproved. AvalonBay proposes to erect thereon [a development containing] some 284 units of luxury housing,”
The commission “was created by [29 Spec. Acts 142, No. 139 (1959)] of the 1959 General Assembly .... In its present form, the provisions establishing and maintaining the commission may be found in article IV, [§§ 2 and 9] of the Milford charter. As the water pollution control authority, the commission holds the powers vested in such an authority by way of chapter 103 of the . . . General Statutes.
“Pursuant to the authority contained therein, a facility plan and environmental assessment dated January,
“Contract No. 1998-1 called for the extension of the sewer system to serve an area south of the Wilbur Cross Parkway, including Wolf Harbor Road and several other streets in the area. . . . [Specifically] contract No. 1998-1 was designed as an extension of the [city] sanitary sewer system to run from West River Street westerly along Wolf Harbor Road to a point approximately 200 feet easterly of [AvalonBay’s] property.”
“On February 26, 2000, a contract was let to perform the work specified in [contract No.] 1998-1. During the course of that work, serious difficulties were encountered. Located in Wolf Harbor Road [were] a natural gas main and a sixteen inch water main. As the construction proceeded, the contractor encountered bedrock. . . . Attempts to remove the bedrock by blasting caused several breaks [in the water main], disrupting the water flow in the area. On May 4, 2000, the blasting disrupted the water main for the third time, causing the regional water authority to demand a halt to the project. The commission ordered a halt to the project, although it allowed an extension of the sewer main to station 12-40 ... . The bedrock was removed by mechanical means [in that limited area]. The contractor offered to continue the project removing the bedrock by mechanical means. This would . . . [have] entail[ed] an addi
“In an effort to find a solution to the problem, the commission, on July 6, 2000, voted to halt the construction in Wolf Harbor Road under contract No. 1998-1 and to include that section of Wolf Harbor [Road] under the design contract No. 2000-1 . . . [which the commission] had entered into . . . with its consultants for the design and extension of the sanitary sewer system covering an area north of Wilbur Cross Parkway .... The area covered by [contract No.] 2000-1 is to be connected to the area covered by [contract No.] 1998-1.
. . . An amendment to contract [No.] 2000-1 was entered into to consider the Boy’s Village tie-in and the redesign of the sewers in Wolf Harbor Road west of station 12-40, the termination point for contract [No.] 1998-1.”
During 2000, AvalonBay had “applied to various land use boards in the city . . . seeking various approvals for its proposed development of a luxury apartment community with an affordable housing component, pursuant to ... § 8-30g.” More specifically, in “July, 2000, AvalonBay [had] filed an application for sewer approval. The commission, in August, 2000, denied the application without prejudice, giving as its reason that no sewer line was then available. The following November, [AvalonBay] filed a second application asking for permission to connect their development to the sewerage system. The commission, on December 17, 2000, denied the application without prejudice, giving as [its] reason for [denial] that a design study was under way
“A mandamus action was brought by . . . AvalonBay on April 27, 2001, seeking an order directing the [commission] to permit the connection of [its proposed] development to the city . . . sewer system.
The requirements for the issuance of a writ of mandamus are well settled. “Mandamus is an extraordinary remedy, available in limited circumstances for limited
“In an equitable proceeding, the trial court may examine all relevant factors to ensure that complete justice is done. . . . The determination of what equity requires in a particular case, the balancing of the equities, is a matter for the discretion of the trial court.” (Internal quotation marks omitted.) Northeast Savings, F.A. v. Hintlian, 241 Conn. 269, 275, 696 A.2d 315 (1997). “In determining whether the trial court abused its discretion, this court must make every reasonable presumption in favor of its action.” (Internal quotation marks omitted.) Yanow v. Teal Industries, Inc., 196 Conn. 579, 583, 494 A.2d 573 (1985).
As an initial matter, we must clarify the nature of AvaionBay’s third application to the commission. In its amended prayer for relief, AvalonBay had sought a writ of mandamus “ordering the [commission] to approve the connection of the proposed . . . development . . . in accordance with [its] July 19, 2001 application . . . .”
A review of AvaionBay’s application to the commission, as well as its complaint in the present mandamus action, makes clear that it was seeking to construct an extension of the public sewer system, and not attempting merely to connect to the existing system. As counsel for AvalonBay wrote in a letter to the commission in support of the July 19, 2001 application: “AvalonBay proposes to connect to the [c]ity sewer system by paying for completion of the extension of the sewer line in Wolf Harbor Road which the [c]ity has already begun,” and halted, under contract No. 1998-1. (Emphasis added.) Subsequently, AvalonBay filed its complaint in the present action, asserting that “[n]o rule, regulation, policy or custom of the . . . [c]ommission empowers it to prohibit a property owner, at its
Moreover, in response to an order of the trial court, AvalonBay filed an amended prayer for relief that provided a more detailed description of the proposed connection than it had provided in its amended complaint. See footnote 6 of this opinion. More specifically, in its amended prayer for relief, AvalonBay provided three detailed options for connecting the proposed development to the sewer system, all of which it offered to construct and pay for itself. Of these three options, the first two proposed to connect at the spot where the work under contract No. 1998-1 was terminated—down Wolf Harbor Road at station 12-40.
The trial court determined that the commission’s decision to table AvalonBay’s third application until completion of the plans under contract No. 2000-1 was a proper exercise of its discretion. AvalonBay now claims that the trial court improperly failed to determine, as an initial matter, whether the commission had any discretion to exercise in connection with the application. More specifically, AvalonBay claims that because its application complied with all applicable regulations, the commission’s duty to approve the application was mandatory and not discretionary. The commission contends that, because AvalonBay’s application was for an extension of the sewer system, and not a mere connection to the existing system, the application did not comply with its regulations, and, therefore, it had discretion to table it until completion of the new plans. We agree with the commission.
Our Appehate Court addressed a similar question in Archambault v. Water Pollution Control Authority, 10 Conn. App. 440, 523 A.2d 931 (1987). In that case, although the surrounding roads were being provided with sewer service, the water pohution control authority of the town of Waterford had assigned a low priority to the plaintiffs’ road, and had not included it in the current round of sewer installations. Id., 441. The plain
Similarly, in Vicksburg v. Vicksburg Waterworks Co., 202 U.S. 453, 471-72, 26 S. Ct. 660, 50 L. Ed. 1102 (1906), the Circuit Court had ordered the municipality to extend its sewer system and construct a new outlet for discharging sewage into either the Yazoo River or the Mississippi River. The United States Supreme Court held that the Circuit Court “had no authority to issue a mandatory injunction requiring the city to construct a sewer, irrespective of the exercise of discretion vested by law in the municipal authorities to determine the practicability of the sewer ordered, the availability of taxation for the purpose, and the like matters; and we
The provisions of the Milford code that relate to the sewer system mirror the language and structure of General Statutes §§ 7-245 through 7-273a. In accordance with the general grant of powers set forth in § 7-247, § 23-14 of the Milford code provides that “[t]he construction, extension, maintenance and operation of the sewerage system of the city and connections therewith . . . shall be subject to the provisions of this article . . . .” Moreover, in accordance with the grant of power to establish rules and regulations set forth in § 7-247, § 23-32
AvalonBay, next claims that, even if we were to assume that the commission had the authority to table AvalonBay’s application on the basis of concerns regarding safety and cost, the trial court’s findings as to the legitimacy of those reasons are clearly erroneous. Because of our conclusion in part II of this opinion, we need not review this claim. More specifically, we have concluded that the commission had discretion to act upon applications seeking to extend the municipal sewer system. See General Statutes § 7-247; Vicksburg v. Vicksburg Waterworks Co., supra, 202 U.S. 472. “[W]here a public officer [or board] acts within the scope of delegated authority and honestly exercises her judgment in performing her function, mandamus is not available to review the action or to compel a different course of action.” Clark v. Gibbs, supra, 184 Conn. 419; see also 11 E. McQuillin, Municipal Corporations (3d Rev. 2000) § 31.17, pp. 219-20 (discretionary decisions regarding sewer construction not reviewable “unless there appears fraud, oppression or arbitrary action”).
In the present case, AvalonBay sought a writ of mandamus based upon its claim that its third application complied with the regulations governing connections to the public sewer system, and, therefore, that the commission lacked discretion to table its application. In its memorandum of decision, the trial court noted that the commission’s progress with the expansion of the sewer system was “obviously not at a rate acceptable to AvalonBay.” At no point, however, did AvalonBay claim to the trial court that a writ of mandamus was appropriate because the commission was exercising its discretion in an illegal, fraudulent or arbitrary manner. Thus, once the trial court found that the commission had discretion to table the application for construction of an extension of the public sewer system, the court should have denied the writ of mandamus.
IV
AvalonBay’s final claim is that the commission’s decision to table its third application thwarts this state’s public policy supporting the development of affordable housing. More specifically, AvalonBay claims that the trial court improperly failed to reconcile the statutes governing water pollution control authorities with statutes encouraging the development of affordable housing.
Affordable housing is a goal that has long been recognized by the legislature as constituting a substantial public interest. See, e.g., General Statutes § 8-119bb (declaration of policy on housing for low income persons). Consequently, title 8 of our General Statutes, which is entitled “Zoning, Planning, Housing, Economic and Community Development and Human Resources,” is replete with legislative initiatives aimed at, inter alia, increasing “the construction of new housing or rehabilitation of existing housing accommodations to provide
The judgment is affirmed.
In this opinion the other justices concurred.
The other plaintiff involved in this appeal is Terence McGannon, the administrator of the estate of Patricia McGannon. Because the plaintiffs have referred to themselves collectively as AvalonBay throughout their brief, we will do similarly throughout this opinion.
AvalonBay’s original proposal called l'or 379 units, but this number subsequently was reduced to 284 units.
Chapter- 103 of the General Statutes, which contains General Statutes §§ 7-245 through 7-273a, addresses municipal sewerage systems.
Although very close to Wolf Harbor Road, AvalonBay’s property does not actually border that road. Moreover, because the property was vacant at the time, the sewer system proposed for Wolf Harbor Road under contract No. 1998-1 was not intended specifically to serve the proposed development.
AvalonBay and the commission dispute whether the work under contract No. 1998-1 was halted specifically for reasons of health and safety, namely, the threat of additional damage to the water and gas lines, or for the lack of appropriated funds to cover the additional expenses arising from the need to perform mechanical removal of the bedrock.
Specifically, AvalonBay had requested “[a] writ of mandamus ordering the [city and the commission] to act on and approve AvalonBay’s July, 2001 [application for conceptual approval to connect the proposed Avalon at Milford development to the [city] sanitary sewer system either at Wheeler’s Farm Road or at Wolf Harbor Road . . . .”
In its memorandum of decision, the trial court noted: “The review of the plan by the inland wetlands commission [wetlands commission] and the city engineer had not been received at the time of the hearing [on AvalonBay’s third application], . . . The plan was . . . submitted to [the wetlands commission] on October 31, 2001. A requirement of the [wetlands commission] was that before they acted on such a submission, the signatures of all property owners [were] to be obtained where the taking of easements were necessary. In one instance, a property owner had filed for bankruptcy and, in another, the property owner had died and an estate was opened. . . . [A]t the time of trial, it appeared that these problems were resolving themselves.”
The trial court interpreted AvaionBay’s mandamus action as seeking “an order directing the [commission] to permit the connection of [its] development to the [city] sewer system.”
Although both of these options sought to connect at station 12-40, the first option comported with the plans set forth in contract No. 1998-1, while the second option incorporated the preliminary design from contract No. 2000-1. Despite this difference, both options were premised on AvalonBay constructing a gravity sewer line to station 12-40 underneath Wolf Harbor Road.
At the time of the trial in the present action, the preliminary design under contract No. 2000-1 had not yet been finalized or presented to the commission. The trial court noted in its memorandum of decision, however, that the “[e]vidence disclosed that AvalonBay [had] subpoenaed from the consultants [working on contract No. 2000-1] the preliminary designs and based [its] applications on these preliminary designs and not on any final design approved by the commission.”
Section 23-37 of the Milford code provides: “All costs and expense[s] incident to the installation and connection of the budding sewer shall be borne by the owner. The owner shall indemnify the city for any loss or damage that may directly or indirectly be occasioned by the installation of the building sewer.”
A “[b]uilding sewer” is defined in § 23-12 of the Milford code as “[t]he extension from the building drain to the public sewer or other place of disposal . . .
As counsel for AvalonBay conceded at oral argument before this court, the extensions discussed in the amended prayer for relief would have gone underneath public streets, and not across private property, at a distance between 1500 and 2000 feet.
In its brief and at oral argument before this court, AvalonBay has characterized its application as one for “conditional” or “conceptual” approval for connection, and not one seeking actual permission to begin construction immediately. We interpret the trial court’s memorandum of decision, however, as implicitly rejecting this assertion, and treating AvalonBay’s application as one for actual approval to begin immediate construction, subject only to approval from the other municipal boards. Because we conclude that the commission had discretion to address the application to construct an extension of the public sewer system, we need not address AvalonBay’s claim that the commission lacks discretion to address an application for “conceptual” approval to connect to the public sewer system. It is clear, however, that “the party applying for the writ [must demonstrate] a clear legal right to have the duty performed . . . .” (Emphasis added; internal quotation marks omitted.) Miles v. Foley, supra, 253 Conn. 391. We question whether an application merely seeking conceptual approval for some future connection, and not the enforcement of an actual right to connect to the public sewer system, would justify the issuance of the extraordinary remedy of a writ of mandamus. See Russo v. Common Council, 80 Conn. App. 100, 106 n.4, 832 A.2d 1227 (2003) (“[A] mandamus cannot run indefinitely into the future. A writ of mandamus enforces a complete and immediate right, the existence of which is uncontested.”). Although the commission could grant such conceptual approval if it desired, and indeed it may have granted such approval in the past, it seems unlikely that an application for conceptual approval would present one of the “ ‘limited circumstances’ ” in which a
AvalonBay claims that Schuchmann v. Milford, 44 Conn. App. 351, 689 A.2d 513, cert. denied, 240 Conn. 924, 692 A.2d 818 (1997), should guide our resolution of the present case. We are unpersuaded. In Schuchmann, the plaintiff sought a writ of mandamus ordering the defendant sewer commission of the city of Milford to approve her application for a sewer permit for her property. Id., 352. The commission denied that application, citing concerns about discharge from an a^oining piece of property also owned by the plaintiff. Id. The trial court concluded that the regulations did not prohibit the issuance of a sewer permit for that property based on concerns relating to another piece of property, and ordered the commission to issue the permit. Id. On appeal, the Appellate Court affirmed the trial court, stating: “The commission had no discretion to refuse to issue a permit when the application complied with the regulations that it had promulgated . . . .” Id., 358. Schuchmann is distinguishable because in that case it was clear that the plaintiffs application complied with all of the terms of the regulations governing the connection of a property to the public sewer. In the present case, however, AvalonBay is seeking to construct an extension of the public
General Statutes § 7-247 provides: “Any municipality by its water pollution control authority may acquire, construct and operate a sewerage system or systems; may enter upon and take and hold by purchase, condemnation or otherwise the whole or any part of any real property or interest therein which it determines is necessary or desirable for use in connection with any sewerage system; may establish and revise rules and regulations for the supervision, management, control, operation and use of a sewerage system, including rules and regulations prohibiting or regulating the discharge into a sewerage system of any sewage or any stormwater runoff which in the opinion of the water pollution control authority will adversely affect any part or any process of the sewerage system; may enter into and fulfill contracts, including contracts for a term of years, with any person or any other municipality or municipalities to provide or obtain sewerage
See R. Fuller, 9 Connecticut Practice Series: Land Use Law and Practice (1999) § 12.4, p. 281 (water pollution control authority “is authorized to acquire, construct and operate a sewerage system within the municipality and can establish and revise rules and regulations for the management, operation and use of a sewerage system” [emphasis added]).
AvalonBay also claims that the commission’s prior approval of requests similar to the one set forth in its current application demonstrates that the application fully complied with all applicable regulations. We disagree, as evidence of prior approvals by the commission of similar applications does not reflect on the issue before us in the present appeal, namely, whether the commission had discretion to exercise concerning the application. To the contrary, such evidence would more appropriately be considered on a claim that the commission, if it had discretion to exercise, did so in an unlawful or arbitrary manner.
General Statutes § 7-245 defines “ ‘acquire a sewerage system’ ” as to “obtain title to all or any part of a sewerage system or any interest therein by purchase, condemnation, grant, gift, lease, rental or otherwise . . . .”
General Statutes § 7-245 defines “ ‘construct a sewerage system’ ” as meaning “to acquire land, easements, rights-of-way or any other real or personal property or any interest therein, plan, construct, reconstruct, equip, extend and enlarge all or any part of a sewerage system . . . .”
General Statutes § 7-247a provides: “No municipal water pollution control authority shall acquire or construct all or any part of a sewerage system until after a public hearing at which the affected property owners of the municipality shall have an opportunity to be heard concerning the proposed acquisition or construction. Notice of the time, place and purpose of such
Section 23-32 of the Milford code provides: “A person intending to connect a building drain from his property to the public sewer shall first obtain a permit to connect from the authority. The application shall be made on forms provided by the authority, and it shall be accompanied by a sketch or plan showing the proposed installation in sufficient detail to enable the authority to determine that the proposed installation meets the requirements of this regulation and other applicable specifications, codes and laws. The application shall be signed by the owner of the premises to be served or his authorized agent and by the qualified contractor who has been chosen
See footnote 11 of this opinion.
Section 23-32 of the Milford code also requires that the application be on the forms provided by the commission. The main application form requires that an applicant identify whether they are requesting a “New Sewer Connection” or a “Repair or Replacement of Old Sewer Connection." (Emphasis added.) There is no option for requesting to construct an extension of the sewer system. Moreover, the specific application form for commercial, industrial and multifamily developments, which AvalonBay filed for its proposed development, is entitled an “application for sewer connection," and it malees no reference to the construction of an extension to the sewer system. (Emphasis added.)
We agree that the trial court did not analyze the relationship between the affordable housing statutes and the water pollution control authority statutes within its memorandum of decision. We note, however, that the trial court was cognizant of this issue, and concluded that “[w]hile the issue of affordable housing underlies this matter, there is no evidence that the [commission] is guilty of any illegal or arbitrary action taken in an effort to derail the development.” Although AvalonBay alleges that the commission has been unfairly dilatory in addressing its application, it has not alleged that any illegal or arbitrary considerations relating to the affordable housing component of the proposed development underlie this delay.
Indeed, a review of the legislative history behind Public Acts 1989, No. 89-311, which enacted the definition of “ ‘[cjommission’ ” set forth in § 8-30g (a) (4), reveals that inland wetlands agencies were originally included in that definition, and subsequently were removed prior to its enactment. See Conn. Joint Standing Committee Hearings, Planning and Development, Pt. 1, 1989 Sess., p. 253, remarks of Terry Tondro, cochair of the land use subcommittee for the blue ribbon housing commission (noting that wetlands agencies are included in definition of commission); id., pp. 249-50, remarks of Karl Wagener, executive director of the council on environmental quality (testifying about concern of subjecting inland wetlands agencies to provisions of Public Act 89-311); 32 H.R. Proa, Pt. 30,1989 Sess., pp. 10604-10605 (discussion confirming removal of inland wetlands agencies from definition of commission). We view this substantive change as further evidence that the definition of commission was specifically and intentionally limited to commissions covered by title 8 of the General Statutes, and, therefore, not applicable to water pollution control authorities covered by title 7 of the General Statutes.
AvalonBay has not alleged that the affordable housing component of its proposed development affected the commission’s exercise of its discretion. Nevertheless, we emphasize that this “discretion must be exercised under the law and not contrary thereto, and it must not be arbitrary, vague, or fanciful but legal, regular, and sound discretion governed by rule and exercised under the established principles of law.” 52 Am. Jur. 2d, supra, § 51; see also 9 R. Fuller, supra, § 12.4, p. 284 (“[i]t is questionable whether [a water pollution control authority] can arbitrarily refuse to extend sewers just to prevent development otherwise authorized by the zoning regulations, and denial of an extension would have to be based on topographical or engineering considerations, the terms of the sewer ordinance, a prior schedule for specific sewer extensions, or similar standards”).