Austin v. BellAustin v. Bell
MEMORANDUM
Pеnding before the Court in the above-styled action are Petitioner’s remaining arguments for habeas corpus relief. The Court has already granted Petitioner habeas corpus relief based on three arguments that Petitioner raised in his Motion for Summary Judgment. 1 The Court now considers the remaining claims in Petitioner’s Amended Habeas Corpus Petition (Doc. No. 64). The Court considers the following issues:
1. The constitutionality of the jury’s instruction regarding “heinous, atrocious or cruel aggravating circumstanсes” under Tenn.Code .Ann. § 39-2404(i)(5) (1977);
2. The allegedly misleading premeditation instruction;
4. The absence of written findings regarding mitigating circumstances;
5. The requirement that the sentence “shall be death;”
6. The alleged shift of the burden of proving mitigating circumstances;
7. The prosecution’s allegedly improper final argument at the sentencing phase;
8. Whether
9. Whether
10. Whether there is an insuffiсient narrowing of the death eligible population;
11. Whether the death penalty in Tennessee is administered in an unconstitutionally inconsistent manner;
12. Whether the state post-conviction statute of limitations is an ex post facto law and violates due process;
13. Alleged prosecutorial vindictiveness;
14. The prosecution’s alleged failure to provide notice of aggravating circumstances;
15. Whether the Tennessee Death Penalty Act improperly allows evidence otherwise inadmissible under the rules of evidence to be introduced at sentencing;
16. Whether Tennessee’s bifurcated sentencing procedure violates double jeopardy prohibitions;
17. Alleged Sandstrom v. Montana and Francis v. Franklin violations;
18. Whether the death penalty, as administered in Tennessee, is cruel and unusual punishment;
19. Allegedly improper use of Petitioner’s prior convictions;
20. Whether the prosecution improperly sought to diminish the jury’s responsibility for imposing a sentence through improper argument;
21. Whether the prosecution improperly argued victim impact evidence;
22. Whether the “death qualification” оf Petitioner’s jury violated constitutional standards.
Upon review of Petitioner’s remaining claims for habeas corpus relief the Court finds that none of these claims warrant such relief.
I. Analysis
At the outset, the Court determines that the provisions of the recently enacted Antiterrorism and Effective Death Penalty Act of 1996, Pub.L. No. 104-132, ch. 154, § 107, 110 Stat. 1214, 1221-26 (“the Act”), do not apply to Petitioner’s claims. The Court bases this conclusion on two factors.
First, the language of the statute itself indicates that the statute does not take effect until Tennessee establishes procedures for ensuring that indigent prisoners seeking habeas relief in capital eases receive competent assistance of counsel during state post-conviction review. Section 2261(b) of the Act provides as follows:
This chapter is applicable if a State establishes by statute, rule of its court of last resort, or by another agency authorized by State law, a mechanism for the appointment, comрensation, and payment of reasonable litigation expenses of competent counsel in State post-conviction proceedings brought by indigent prisoners whose capital convictions and sentences have been upheld on direct appeal to the court of last resort in the State or have otherwise become final for State law purposes. The rule of court or statute must provide standards of competency for the apрointment of such counsel.
(emphasis added).
Athough Tennessee provides for the appointment of counsel for indigent defendants, §§ 8-14-205, 40-14-202, 40-30-121, and has standards for determining whether appointed counsel has sufficiently performed,
Baxter v. Rose,
It is crucial under the Act that only qualified attorneys be appointed to represent habeas petitioners in capital eases because the Act does not permit the ineffectiveness or incompetence of counsel during State or Federal post-conviction proceedings to be grounds for relief in a proceeding arising under section 2254. Instead, such incompetence may only result in the appointment of different counsel on the motion of the state or the petitioner. § 2261(e).
Although Tennessee law provides for the appointment of counsel for indigent prisoners seeking habeas relief, this law insufficiently ensures the competency of such counsel. Based on the language of § 2261(b) of the Act, the Court concludes that this portion of the Act will not apply to Tennessee capital cases until the state satisfies the prerequisite set forth in § 2261(b).
In addition, the language of § 2262 of the Act indicates that for reasons of judicial economy, the Act should not be construed to apply to cases that are currently the subject of evidentiary hearings in federal district court. Section 2262 provides as follows:
(a) Upon the entry in the appropriate State court of record of an order under Section 2261(c), a warrant or order setting an execution date for a State prisoner shall be stayed upon application to any court that would have jurisdiction over any proceedings filed under section 2254. The application shall recite that the State has invoked the post-conviction review procedures of this chapter and that the scheduled exeсution is subject to stay.
(b) A stay of execution granted pursuant to subsection (a) shall expire if (1) a State prisoner fails to file a habeas corpus application under section 2254 within the time required in section 2263 ...
This language suggests that once the Act is implemented, a prisoner at any stage of the habeas review process may recommence the review process by filing a new habeas corpus application. Such an application would then be reviewed in accordance with the Act. If the Act is construed to apply to cases such as Austin v. Bell, in which this Court has conducted an evidentiary hearing and has completed review of thirty distinct claims for habeas relief, then the very judicial system that had almost completed an arduous review of the petitioner’s claims would be forced to start over from the beginning and reanalyze each of the petitioner’s claims under the revised Act. Such a reading of the Act would conflict with the very goal of judicial economy that the Act seeks to promote.
For these reasons, the Court concludes that the Act does not apply to the current action. The Court reads the language of Section 107(c), pertaining to the statute’s effective date, 2 to define “pending” cases as those in which no federal district court has commenced habeas review as of the enactment of the Act.
The Court now considers the merits of each of Petitiоner’s claims.
1. Heinous, Atrocious, or Cruel Aggravating Circumstance Instruction
The Court rejects Petitioner’s claim that his sentence is unconstitutional based on the jury instruction regarding heinous, atrocious, or cruel aggravating circumstances. Although the jury was informed that if it found that the murder was especially heinous, atrocious, or cruel, such an aggravating circumstance could warrant imposition of the death penalty, the jury did not cite this aggravating circumstance as justification for its verdiсt. The only aggravating circumstance that the jury used to support its verdict was
2. Allegedly Misleading Premeditation Instruction
The Court also denies Petitioner habeas relief with respect to this claim. The Court finds thаt Petitioner has inadequately plead this claim. Petitioner’s claim is vague, conclusory, fails to set forth the facts supporting the claim, and should be dismissed. Rule 2(e) of the Rules Governing § 2254 Cases in the United States District Courts.
Spillers v. Lockhart,
3. Instructions Regarding How to Weigh Aggravating and Mitigating Circumstances
Petitioner complains that the jury instructions at his sentencing, which were based on
The Court also rejects Petitioner’s allеgation of an Eighth Amendment violation based on the failure of the jury instructions to sufficiently limit jurors’ discretion. Petitioner argues that such a violation exists “because, once the jury finds aggravation, it can impose the sentence of death no matter what .mitigation is shown.” This claim conflicts with the language of the Tennessee Death Penalty Act. The Act clearly mandates that a jury shall impose life imprisonment instead of the death penalty where the aggravating circumstances are outweighed by the mitigating circumstances.
4. The Absence of Written Findings Regarding Mitigating Circumstances
Petitioner complains that his confinement violates the Constitution based on the jury’s failure to make written findings of fact regarding the presence or absence of mitigating circumstances. Petitioner argues that this creates a problem for appellate review. The Court rejects this argument as a basis for habeas corpus relief. The Constitution does not require a jury that imposes a death sentence to make specific written findings of mitigating circumstances.
Martin v. Maggio,
5. Requirement that the Sentence “Shall be Death”
Petitioner alleges that
6. Alleged Shift of the Burden of Proving Mitigating Circumstances
Petitioner argues that the jury instructions, which were given in accordance with the provisions of
7. The Prosecution’s Allegedly Improper Final Argument at Sentencing Phase
The Court rejects Petitioner’s argument that he is entitled to a writ of habeas corpus because the State made the final argument at the sentencing phase of his capital trial.
8. Whether
The Court rejects the argument that Petitioner’s confinement is unconstitutional based on the Tennessee Death Penalty Act’s alleged failure to require jurors to accord sufficient weight to non-statutory mitigating factors. The statute does not direct the jury to treat statutory and non-statutory mitigating circumstances differently.
9.
Based on the Supreme Court’s decision in
California v. Brown,
10. Allegedly Insufficient Narrowing of the Death Eligible Population
The Court rejects the argument that the Tennessee Death Penalty Act is unconstitutional for failing to sufficiently narrow the death eligible population. The bifurcated proceeding provided for under the statute sufficiently narrows the population of death eligible defendants in accordance with the Eighth Amendment.
Gregg v. Georgia,
11. Allegedly Unconstitutional Inconsistency with which the Death Penalty is Imposed in Tennessee
As the Court noted in the memorandum accompanying its prior Order (Doc. No. 205 at 29), the inconsistency with which the Tennessee Death Penalty is imposed does not justify granting Petitioner a writ of habeas corpus.
12. The State Post-Conviction Statute of Limitations and Alleged Violations of Constitutional Requirements Regarding Ex Post Facto Law and Due Process
Petitioner complains that the three-year statute of limitations, which became effective on July 1, 1986, violated his Fourteenth Amendment due process right and constituted an
ex post facto
law violating Article I, Section 10, Clause 1 of the Constitution. The Court rejeсts this claim. The three-year statute of limitations, contained within
The constitutional prohibition against
ex post facto
laws prohibits any statute which (1) punishes as a crime any act previously committed which was innocent when done; (2) makes more burdensome the punishment for a crime after its commission; or (3) deprives one charged with a crime of any defense available at the time the act was committed.
Collins v. Youngblood,
13. Alleged Prosecutorial Vindictiveness
The Court rejects the argument that the prosecution was vindictive when it sought the maximum sentence for the crime of first degree murder after Petitioner rejected the State’s guilty plea offer.
See United States v. Goodwin,
14. Prosecution’s Alleged Failure to Provide Notice of Aggravating Circumstances
Petitioner argues that the Tennessee Death Penalty Act violates the Sixth Amend
15. Allegations that the Tennessee Death Penalty Act Improperly Allows Introduction of Evidence that is Otherwise Inadmissible to be Considered at Sentencing
The Court finds that this aspect of the Tennessee Death Penalty Act,
16. Alleged Violations of Double Jeopardy Protections
Petitioner argues that his confinement is unconstitutional because Tennessee’s bifurcated approach to death penalty proceedings violates constitutional protections against double jeopardy. The Court rejects this argument. The Supreme Court has approved of bifurcated procedures such as Tennessee’s.
Gregg v. Georgia,
17. Alleged Sandstrom v. Montana and Francis v. Franklin Violations
Petitioner alleges that the jxny instructions at the guilt phase “were inadequate and improper as to the mandatory presumptions as to an element of the crime in question.” Amended Habeas Petition at ¶ 59. Petitioner fails to cite to specific deficiencies in support of this claim and merely cites to
Francis v. Franklin,
18. Allegations that the Death Penalty, as Administered in Tennessee, is Cruel and Unusual Punishment
The Court rejects Petitioner’s argument that he is entitled to a writ of habeas corpus based on the allegedly unconstitutional conditions on Tennessee’s death row. The Court finds that Petitioner must bring this clаim regarding the conditions of his confinement under
19. Allegedly Improper Use of Petitioner’s Prior Convictions
Petitioner alleges that his prior robbery and larceny convictions were improperly used as aggravating factors at sentencing. Amended Habeas Petition at ¶42. As discussed above, the jury did not list as an aggravating circumstance the fact that the defendant had been previously convicted of one or more felonies involving violence or threat of violence to the person.
See
20. Whether Prosecution Improperly Sought to Diminish Jury’s Responsibility for Imposing Sentence Through Imprоper Argument
Petitioner alleges in paragraph 43 of his Amended Habeas Petition that the prosecutor, through his closing argument at the penalty phase of the trial, sought to diminish the jury’s responsibility for imposing the death penalty in violation of the Eighth and Fourteenth Amendments to the Constitution. The Court finds that this allegation is eonclusory and insufficiently plead and should be summarily dismissed.
Spillers v. Lockhart,
21. Allegations that Prosecution Improperly Argued “Victim Impact Evidence”
Petitioner alleges that the prosecutiоn improperly argued victim impact evidence at both the guilt and sentencing phases of Petitioner’s trial in violation of the Eighth and Fourteenth Amendments. The Court rejects this argument. The argument that was presented at Petitioner’s trial regarding the impact of Petitioner’s crime was not unconstitutional under the Eighth or Fourteenth Amendment.
See Payne v. Tennessee,
22. Allegedly Improper “Death Qualification” of the Jury
Petitioner raises several claims regarding the “death qualification” of his jury. Petitioner argues that the exclusion of jurors due to their opposition to the dеath penalty was improper because such opposition would not have prevented or substantially impeded them from performing their duty as jurors, because juror exclusion created a jury biased in favor of the prosecution, because juror exclusion predisposed the jury to convict and sentence Petitioner to death, and because such exclusion was accomplished through the use of an improper religious and political test for jury serviсe.
The Court rejects these arguments because they are conclusory and insufficiently plead.
Spillers v. Lockhart,
II. Conclusion
Upon review of Petitioner’s remaining claims for habeas corpus relief, the Court finds that these claims lack merit. Accordingly, the Court DENIES Petitioner habeas corpus relief on the basis of these claims.
Notes
. In its Order entered on January 1, 1996 (Doс. No. 206), the Court granted Petitioner habeas relief based on his claims regarding ineffective assistance of counsel and defective reasonable doubt and unanimity jury instructions.
. Section 107(c) states that, “Chapter 154 of title 28 United States Code (as added by subsection (a)) shall apply to cases pending on or after the date of enactment of this Act.”
. This conclusion does not change the Court’s earlier determination that the jury instructions were flawed for failing to inform jurors that juror unanimity regarding the presence of mitigating circumstances was not necessary in order for individual jurors to consider mitigating circumstances.