Aurelia Davis, A/n/f of Lashonda D. v. Monroe County Board of Education, Charles Dumas and Bill QuerryAurelia Davis, A/n/f of Lashonda D. v. Monroe County Board of Education, Charles Dumas and Bill Querry
Lead Opinion
Aurelia Davis, as mother and next friend of LaShonda D., appeals the district court’s order dismissing her claims under Title IX and § 1983 against the Monroe County Board of Education (“Board”), Board Superintendent Charles Dumas and elementary school Principal Bill Querry (collectively “defendants”). Davis’ complaint for injunctive relief and compensatory damages alleged that LaShonda was sexually harassed on a continuous basis by a male, fifth-grade classmate, that defendants knew of the harassment yet failed to take any meaningful action to stop it and protect her, and that LaShonda suffered harm as a result of their failure to act. The defendants’ failure to act, Davis asserted, discriminated against LaShonda and denied her the benefits of a public education in violation of Title IX of the Education Amendments of 1972, 20 U.S.C. §§ 1681-88 (1988). Davis also claimed that defendants’ omissions violated LaShonda’s liberty interest to be free from sexual harassment and from intrusions on her personal security in violation of her substantive due process rights under the United States Constitution.
The district court dismissed the Title IX claim against the Board, concluding that
[t]he sexually harassing behavior of a fellow fifth grader is not part of a school program or activity. Plaintiff does not allege that the Board or an employee of the Board had any role in the harassment. Thus, any harm to LaShonda was not proximately caused by a federally-funded educational provider.
Aurelia D. v. Monroe County Bd. of Educ.,
On appeal, Davis argues that the court erred by dismissing her Title IX claim against the Board
I. BACKGROUND
Davis’ factual allegations, presumed as true in our review of a motion to dismiss, Duke v. Cleveland,
LaShonda reported G.F. to her teachers and her mother after each of the incidents and, after all but one of the incidents, Davis called the teacher and/or the principal to see what could be done to protect her daughter. The requests for protection went unfulfilled. Following one incident, for example, LaShon-da and other girls whom G.F. had sexually harassed asked their teacher for permission to report G.F.’s harassment to the principal. The teacher denied the request, telling the girls, “[i]f he [the principal] wants you, he’ll call you.” After LaShonda told her mother of another incident of harassment, adding that she “didn’t know how much longer she could keep him off her,” Davis spoke with Principal Querry and asked what action would be taken to protect LaShonda. Quer-ry responded, “I guess I’ll have to threaten him [G.F.] a little bit harder,” and he later asked LaShonda “why she was the only one complaining.” LaShonda and Davis also asked that LaShonda, who had an assigned seat next to G.F., be allowed to move to a different seat. Even this request was refused and she was not allowed to move her seat away from G.F. until after she had complained for over three months. School officials never removed or disciplined G.F. in any manner for his sexual harassment of LaShonda.
Finally, the complaint alleged that G.F.’s uncurbed and unrestrained conduct severely curtailed LaShonda’s ability to benefit from her elementary school education, lessening her capacity to concentrate on her sehool-work and causing her grades, previously all As and Bs, to suffer. The harassment also had a debilitating effect on her mental and emotional well-being, causing her to write a suicide note in April 1993.
II. STANDARD OF REVIEW
Reviewing the claim de novo, we will uphold the dismissal only if it appears beyond a doubt that the allegations in the complaint do not constitute a claim upon which relief may be granted. Hunnings v. Texaco, Inc.,
III. DISCUSSION
Title IX provides in pertinent part as follows:
No person in the United States shall, on the basis of sex, be excluded from participation in, be denied the benefits of, or be subjected to discrimination under any education program or activity receiving Federal financial assistance....
20 U.S.C. § 1681(a) (1988). It is undisputed that the Monroe County School System is a recipient of federal financial assistance. Accordingly, the issue before us is whether the Board’s alleged failure to take action to stop G.F.’s sexual harassment of LaShonda “excluded [her] from participation in, ... denied [her] the benefits of, or ... subjected [her] to discrimination under” the Monroe County educational system on the basis of her sex.
Davis argues that the Board’s failure to stop the sexual harassment discriminated against LaShonda and denied her the benefits of her education on the basis of sex. In support of this argument, Davis urges us to apply sexual harassment principles from the more extensive caselaw of Title VII, which prohibits sex discrimination in the workplace.
Enacted in 1972, Title IX was designed to protect individuals from sex discrimination by denying federal financial aid to those educational institutions that bear responsibility for sexually discriminatory practices. Cannon v. University of Chicago,
Although the Supreme Court recognized a private right of action under Title IX in 1979, see Cannon,
In reviewing sexual discrimination claims by teachers and other employees of educational institutions under Title IX, courts have regularly applied Title VII principles. In Lipsett v. University of Puerto Rico,
Courts also have relied upon Title VII when evaluating Title IX sexual harassment claims by students. In determining that Title IX prohibits a teacher’s quid pro quo sexual harassment of a student, for example, one court observed that
[it is] perfectly reasonable to maintain that academic achievement conditioned uponsubmission to sexual demands constitutes sex discrimination in education, just as questions of job retention or promotion tied to sexual demands from supervisors have become increasingly recognized as potential violations of Title VU’s ban against sex discrimination in employment
Alexander v. Yale Univ.,
Nonetheless, in Franklin v. Gwinnett County Public Schools,
Unquestionably, Title IX placed on the Gwinnett County Public Schools the duty not to discriminate on the basis of sex, and “when a supervisor sexually harasses a subordinate because of the subordinate’s sex, that supervisor ‘diseriminate[s]’ on the basis of sex.” Meritor Sav. Bank, FSB v. Vinson,477 U.S. 57 , 64 [106 S.Ct. 2399 , 2404,91 L.Ed.2d 49 ] (1986). We believe the same rule should apply when a teacher sexually harasses and abuses a student. Congress surely did not intend for federal moneys to be expended to support the intentional actions it sought by statute to proscribe.
Franklin,
Subsequently, several courts have understood Franklin to authorize the application of Title VII standards to a student’s Title IX sexual harassment claim against her school. In Murray v. New York University College of Dentistry,
Similarly, the District Court for the Northern District of California relied on Franklin in determining that a student may state a Title IX claim for hostile environment sexual harassment where the harassment is initiated by fellow students. In Doe v. Petaluma
Plaintiff filed suit under Title IX against the school district and several school officials for their failure to take action to stop the sexual harassment inflicted upon her by her classmates. Id. at 1563. Denying defendants’ motion to dismiss for failure to state a claim, the court held that Title IX proscribes the same type of hostile environment sexual harassment prohibited by Title VII. Id. at 1571-75. In addition to relying on Franklin and Title IX’s legislative history, the court looked to findings of the Department of Education’s Office of Civil Rights (“OCR”). Petaluma,
We likewise find it appropriate to apply Title VII principles to the question before us. As discussed in the foregoing cases, such application is supported by Franklin, Title IX’s legislative history and the Supreme Court’s mandate that we read Title IX broadly, as well as by findings of the OCR. In particular, the OCR has found that a student is subjected to sexual harassment when “unwelcome sexual advances, requests for sexual favors, or other sex-based verbal or physical conduct ... has the purpose or effect of unreasonably interfering with the individual’s education creating an intimidating, hostile, or offensive environment.” Letter of Findings by John E. Palomino, Regional Civil Rights Director, Region IV (July 24, 1992), Docket No. 09-92-6002, at 2.
Application of these principles to Title IX claims by students recognizes, as the Supreme Court acknowledged in Franklin, that a student should have the same protection in school that an employee has in the work
Thus, we conclude that as Title VII encompasses a claim for damages due to a sexually hostile working environment created by co-workers and tolerated by the employer, Title IX encompasses a claim for damages due to a sexually hostile educational environment created by a fellow student or students when the supervising authorities knowingly fail to act to eliminate the harassment.
In this case, by requiring that a school employee commit the harassing action in order for Davis to state a claim, the district court failed to recognize the nature of a claim for hostile environment sexual harassment: The court dismissed the complaint because, in its view, “any harm to LaShonda was not proximately caused by a federally-funded educational provider” and neither the Board nor an employee of the Board “had any role in the harassment.” Aurelia D.,
Likewise, when an educational institution knowingly fails to take action to remedy a hostile environment caused by a student’s sexual harassment of another, the harassed student has “be[en] denied the benefits of, or be[en] subjected to discrimination under” that educational program in violation of Title IX, 20 U.S.C. § 1681(a). Just as a working woman should not be required to “run a gauntlet of sexual abuse in return for the privilege of being allowed to work and make a living,” Mentor,
Having determined that Title IX encompasses a claim for a hostile learning environment created by peer sexual harassment, we must consider the sufficiency of Davis’ allegations. The elements a plaintiff must prove to succeed in this type of sexual harassment ease are: (1) that she is a member of a protected group; (2) that she was subject to unwelcome sexual harassment; (3) that the harassment was based on sex; (4) that the harassment was sufficiently severe or pervasive so as to alter the conditions of her education and create an abusive educational environment; and (5) that some basis for institutional liability has been established. Cf. Meritor,
Assumed as true, the facts alleged in the complaint, together with all reasonable inferences therefrom, satisfy these elements. There is no question that the allegations satisfy the first three requirements. First, as a female, LaShonda is a member of a protected group. Second, she was subject to unwelcome sexual harassment in the form of “verbal and physical conduct of a sexual nature.” 29 C.F.R. § 1604.11(a). Third, the harassment LaShonda faced clearly was on the basis of her sex.
As to the fourth requirement, we recognize that a hostile environment in an educational setting is not created by simple childish behavior or by an offensive utterance, comment, or vulgarity. Rather, Title IX is violated “when the [educational environment] is permeated with ‘discriminatory intimidation, ridicule, and insult’ that is ‘sufficiently severe or pervasive to alter the conditions of the victim’s [environment] and create an abusive environment,’” Harris, — U.S. at-,
Finally, we consider the fifth and final element — whether any basis for the Board’s liability has been shown. Under Title VII, whether the harassing conduct of a supervisor or co-worker should be imputed to the employer is determined in accordance with common-law principles of agency. See Meritor,
In this case, Davis has alleged that she told the principal — a higher level manager— of the harassment on several occasions. She also alleged that at least three separate teachers, in addition to the principal, had actual and repetitive knowledge from La-Shonda, her mother and other students. Finally, Davis alleged that despite this knowledge, the school officials failed to take prompt and remedial action to end the harassment.
IV. CONCLUSION
In light of the foregoing, we affirm the district court’s judgment with the exception of its dismissal of the Title IX claim against the Board. We reverse the district court’s dismissal of that claim and remand for proceedings consistent herewith.
AFFIRMED in part; REVERSED in part; REMANDED.
Notes
. Davis does not appeal the district court's dismissal of the Title IX claims against the individual defendants.
. Title VII makes it unlawful "for an employer ... to discriminate against any individual ... because of such individual's ... sex.” 42 U.S.C. § 2000e-2(a)(l) (1988).
. Sexual harassment involves unwelcome sexual advances, requests for sexual favors, and other unwelcome verbal or physical conduct of a sexual nature. 29 C.F.R. § 1604.11(a) (1991). Such harassment constitutes actionable sex discrimination in the workplace either as "quid pro quo” sexual harassment, which conditions employment benefits upon sexual favors, or as "hostile environment” sexual harassment, which creates an intimidating, hostile or offensive working environment that unreasonably interferes with an individual's work performance. See Meritor Sav. Bank, FSB v. Vinson,
. OCR Letters of Findings are entitled to deference "as they express the opinion of an agency charged with implementing Title IX and its regulations.” Petaluma,
. The Board argues that Title VII caselaw is inapplicable to Title IX because Title IX was enacted under the spending clause. The Supreme Court, however, has relied on Title VII in analyzing claims under Title VI, which also was enacted under the spending clause. In Guardians Association v. Civil Service Commission,
. Other circuits also recognize employer liability under Title VII based on the employer's failure to take action to remedy a hostile environment created by co-workers. See Smith v. Bath Iron
. The complaint also alleged that during the time of the harassment, the Board had no policy prohibiting the sexual harassment of students in its schools, and had not provided any policies or training to its employees on how to respond to student-on-student sexual harassment.
Concurrence Opinion
concurring in part and dissenting in part:
Although I concur in the court’s affirmance of the district court’s dismissal of Davis’s section 1983 claim, I disagree with the majority’s holding that Davis’s allegations state a valid claim against the Monroe County Board of Education under Title IX of the Education Amendments of 1972, 20 U.S.C. §§ 1681-1688 (1990 & Supp.1995) (“Title IX”).
This case does not involve allegations that an employee of the school district sexually harassed LaShonda D., but rather that the school district negligently failed to prevent another student from harassing LaShonda. The majority is correct in noting that the Supreme Court has held that “Title IX is enforceable through an implied right of action.” Franklin v. Gwinnett County Pub. Sch.,
Even if I were to accept the majority’s conclusion that Title IX encompasses student-on-student sexual harassment, I would limit that holding to intentional conduct on the part of the school board. Here, what is alleged is that the school board was negligent in failing to intervene to prevent the recurring student-on-student harassment. The majority relies on Franklin in reaching its conclusion that Title IX covers such behavior, even though the Franklin case involved intentional behavior on the part of a teacher; absent an indication to the contrary, Franklin should be limited to its facts. But rather than do this, the majority not only broadly reads it to cover student-on-student sexual harassment, but also to cover negligent behavior on the part of the school board.
Lastly, I would limit the remedy available to a plaintiff in the ease of unintentional violations of Title IX to injunctive relief. Franklin involved intentional discrimination by the school board on the basis of sex, and thus involved an intentional violation of Title IX. The Supreme Court has held that in the case of intentional violations of Title IX, monetary damages are available to the victim of the sexual harassment. Franklin,
Accordingly, I CONCUR in part and DISSENT in part.
. At least one federal district court has reached this conclusion as well. See Doe v. Petaluma City Sch. Dist.,