Audrey Jacques, Plaintiff-Appellee-Cross-Appellant v. Dimarzio, Inc., Defendant-Appellant-Cross-AppelleeAudrey Jacques, Plaintiff-Appellee-Cross-Appellant v. Dimarzio, Inc., Defendant-Appellant-Cross-Appellee
Defendant DiMarzio, Inc. (“DiMarzio”) appeals from judgment entered after a jury trial in the United States District Court for the Eastern District of New York (Block,
J.)
awarding $190,000 in damages to Plaintiff Audrey Jacques, a former DiMarzio employee who alleged that DiMarzio fired her because she was “regarded as” disabled, in violation of the Americans with Disabilities Act (the “ADA”),
We hold that the district court erred when it instructed the jury that an impairment causing a “perceived” demeanor of
(inter
alia) “hostility” and “social withdrawal” qualifies under the ADA as a “perceived” disability substantially limiting Jacques’s ability to “interact with others.” We affirm the district court’s ruling that Jacques failed to make out
prima facie
claims under either
Background
I
DiMarzio is an electric-guitar manufacturer with factory and assembly operations in Staten Island, New York. In 1989, DiMarzio hired Jacques to work in its factory as a packager and assembler of guitar components. Before she was terminated in 1996, DiMarzio received average to above-average employee evaluations.
Jacques v. DiMarzio, Inc.,
When an appeal comes to us after a jury verdict, we view the facts of the case in the light most favorable to the prevailing party.
Promisel v. First Am. Artificial Flowers, Inc.,
Jacques has had psychiatric problems since she began to suffer “severe and major depressions” as a teenager and has been continually treated for these problems on an inpatient and outpatient basis for over forty years.
Jacques,
In 1993, Jacques was diagnosed by her treating psychiatrist as having a “chronic” form of “Bi-polar II Disorder.”
2
Her
Beginning in early 1996, Jacques complained that factory safety had worsened because of overcrowding and poor ventilation. That March, she sought emergency room treatment for “severe headaches, blurred vision, nasal congestion, and nausea” which she attributed to factory conditions. When she reported this theory to Altilio, he told hér she was “giddy” and walked away. Jacques attempted repeatedly and unsuccessfully to get DiMar-zio to pay for the emergency room treatment.
From 1990 through 1996, Jacques also repeatedly expressed safety concerns about DiMarzio’s practice of allowing factory employees to supplement their income by taking piecework “home” (a practice known at the company as “homework”). She specifically cited “the dangers of solder and flux, glue, fumes, inadequate ventilation, and the absence of safety glasses” when work was performed at home.
Jacques,
By August 1996, Jacques’s working relationship with Altilio and Capotosto had become poisonous, as all three attested. According to Altilio, Capotosto “was no longer really able to effectively do her job because” she felt obliged “to tiptoe around [Jacques] and not say something wrong to get [Jacques] upset and cause a whole scene.” Altilio, concluding that Jacques’s presence at the DiMarzio factory had become counterproductive, nevertheless resolved to “keep” Jacques and “maintain [her] income” by giving her a job as an “outside subcontractor” working off the plant’s premises. To this end, on August 30, 1996, Altilio informed Jacques that, because of her “ongoing conflicts with other workers” he wanted her to perform her guitar assembly work exclusively at home.
Jacques,
On September 5, 1996, before Altilio or Jacques could agree on the terms of an independent contractor arrangement, Alti-lio indicated that one of Jacques’s coworkers, Leandra Mangin, had lodged a complaint against her for “harassment”: Mangin had received a phone call at work from one of her children, and when Jacques answered the phone she allegedly announced that the call was for “that b* * * * ” — a comment that the child overheard. According to Altilio, this was the latest in a series of harassing comments that Jacques had made to Mangin. Jacques acknowledged that she frequently teased and ridiculed Mangin but insists that this behavior was “girl-talk and not harassment.” Following the harassment complaint, Jacques called in sick for the next two workdays because she was “too upset to leave [her] house and expose [herself] to the anxieties of the workplace.”
Over the next few days, Jacques and Altilio discussed her situation (in person and by phone) several times; on one occasion Altilio said Jacques “should see a psychiatrist.” Finally, on September 11, 1996, Altilio told Jacques that she could return to work, but should “leave if [she] felt upset and [should] avoid ..Mangin.” Altilio also said that he would - continue to investigate the possibility of allowing her to work at home. Later that day, he called Jacques back and informed her that he had spoken with Larry DiMarzio, the owner of the company, who had rejected the idea of allowing Jacques to work at home and instead instructed Altilio to terminate Jacques based on her “numerous conflicts with supervisors and ... coworkers.”
II
On October 23, 1996, Jacques filed a
pro se
complaint against DiMarzio with the National Labor Relations Board (“NLRB”), alleging that she had been discharged in violation of the National Labor Relations Act (“NLRA”).
Jacques,
This statement went on to describe Jacques as a “problem employee”: she was prone to “Confrontations with co-workers, ... intolerance of-[ethnic minorities in the] production department,
4
[and][e]motional problems in dealing with supervisory staff’; she was the “most confrontational person we have ever employed”; her supervisors and coworkers felt obliged to treat her with “kid gloves.” The state
The NLRB found no violation of the NLRA and dismissed the complaint.
Jacques,
In a Memorandum and Order dated February 27, 2002, the district court (Block, /.) granted summary judgment dismissing two of Jacques’s claims: [1] her claim under
At the end of trial, DiMarzio moved under
Discussion
The prima facie elements of an ADA claim are:
(1) plaintiffs employer is subject to the ADA;
(2) plaintiff was disabled within the meaning of the ADA;
(3) plaintiff was otherwise qualified to perform the essential functions of her job, with or without reasonable accommodation; and
(4) plaintiff suffered [an] adverse employment action because of her disability.
Cameron v. Cmty. Aid for Retarded Children, Inc.,
I
DiMarzio argues on appeal that the district court erred in denying its motion for summary judgment on Jacques’s claim that she “was regarded ... as having a mental disability that substantially limited her ability to interact with others.”
Jacques,
Although DiMarzio made a pre-ver-dict motion for judgment as a matter of law based on insufficiency of the evidence under
[i]n the absence of aRule 50(b) renewed motion or extraordinary circumstances, an “appellate court [i]s without power to direct the District Court to enter judgment contrary to the one it had permitted to stand.” The purpose of requiring a renewed motion for judgment as a matter of law is to give the opposing party “ ‘an opportunity to cure the defects in proof that might otherwise preclude him [or her] from taking the case to the jury.’ ”
Id.
at 129 (citations omitted). The failure to make a motion under
Failure to comply withRule 50(b) may be excused only when the district court has indicated that the motion need not be renewed, and the party opposing the motion could not reasonably have thought “that the movant’s ‘initial view of the insufficiency of the evidence had been overcome and there was no need to produce anything more in order to avoid the risk of [such] judgment ....’”
We may overlook such a default in order to “ ‘prevent a manifest injustice’ in cases ‘[w]here a jury’s verdict is wholly without legal support.’ ”
Id. (citations omitted).
DiMarzio does not seriously urge us to overlook its failure to move under
II
Alternatively, DiMarzio argues that the district court committed numerous reversible errors when it instructed the jury on the claim that Jacques was terminated by DiMarzio because it “perceived” her as being disabled in the major life activity of “interacting with others.” This Court “reviewfs] a district court’s jury instruction
de novo
to determine whether the jury was misled about the correct legal standard or was otherwise inadequately informed of controlling law. A new trial is required if, considering the instruction as a whole, the cited errors were not harmless, but in fact prejudiced the objecting party.”
Girden v. Sandals Int’l,
Relevant to this case, a person is considered “disabled” under the Disabilities Act if she is regarded or perceived as having a mental impairment that substantially limits a major life activity. The ability to interact with others is a major life activity. Jacques must prove that she was perceived as having relations ivith others that were characterized on a regular basis by severe problems, such as consistently high levels of hostility, social withdrawal, or failure to communicate when necessary, all due to her mental impairment. It is a perception case, in other words. Merely cantankerous persons are not deemed substantially limited in their major life activity of interacting with others. It has to be more than that.
(Emphasis added). Although DiMarzio represented to this Court its “belief’ that it objected to this portion of the jury instructions, it conceded in a post-argument letter to this Court that it is “unable to locate a specific objection to the charge.” Letter from Appellant at 1 (June 11, 2004). We too find no objection preserved in the appellate record.
Under the version of
Rule 51 must be read in conjunction withFed.R.Civ.P. 46 , which states that “[fjormal exceptions to rulings or ordersof the court are unnecessary,” as long as a party makes known its objection and the basis for it at the time the district court rules. As such, a failure to object after a charge is given is excused where ... a party makes its position clear ... and the trial judge is not persuaded.
Girden,
Here, the district court was made fully aware of DiMarzio’s position that “interacting with others” was not a major life activity under the ADA. DiMarzio so argued in its summary judgment motion (as well as elsewhere) and the trial judge discussed and explicitly rejected DiMarzio’s position in its written opinion on the motion.
See Jacques,
Ill
To prevail under the “regarded as” provision of the ADA, a plaintiff must show more than “that the employer regarded that individual as somehow disabled; rather, the plaintiff must show that the employer regarded the individual as disabled
unthin the meaning of the ADA.” Colwell v. Suffolk County Police Dep’t,
In
Cameron
we expressly declined to address the question of whether “interacting with others” was a major life activity under the ADA and observed that the issue had fractured the circuits.
See
The parties urge us to align ourselves with either the First Circuit’s reasoning in Soileau or the Ninth Circuit’s holding in McAlindin. We decline to subscribe to either analysis.
There is a difference between “get[ting] along with others” (the life activity considered in Soileau) and “interacting with others” (the life activity considered in
McAl-indin
). We agree with the First Circuit’s observation that “get[ting] along with others” is an unworkably subjective definition of a “major life activity” under the ADA— in much the same way that “perceiving” (as distinct from merely “seeing” or “hearing”) would be an unworkably subjective “major life activity.”
See Soileau,
While we accept the Ninth Circuit’s premise that “interacting with others” is a “major life activity” under the ADA, we conclude that the Ninth Circuit’s test for determining when a limitation on this activity is “substantial” for ADA purposes is unworkable, unbounded, and useless as guidance to employers, employees, judges, and juries. According to . the Ninth Circuit — whose opinion in
McAlindin
the dis
The Ninth Circuit’s presumed demarcation — between persons who are “hostile” and those who are “cantankerous”- — does not exist. The “cantankerous” are those “marked by ill humor, irritability, and determination to disagree.” Webster’s New International Dictionary 328 (3d ed.1986). On the same hand, the most relevant definition of “hostile” is: “marked by antagonism or unfriendliness.” Id. at 1094. It does not help much to require that the hostility be of a “consistently high level” or that the disability in interacting with others be otherwise “severe.” Common personality traits such as hostility and argumentativeness are useful professional traits in many employment contexts. And traits associated with Jacques’s impairment, such as apathy and poor judgment, see infra note 2, are (equally) useless indi-cia of whether a deficit in human relations is a “substantial” limitation. In a similar vein, the Ninth Circuit’s phrase, “consistently high levels of ... social withdrawal,” fails to capture the appropriate standard. 9
The Ninth Circuit approach also frustrates the maintenance of a civil workplace environment. The more troublesome and nasty the employee, the greater the risk of litigation costs for an employer that disciplines or fires him. All things being equal, a “cantankerous” person or a curmudgeon would be more secure by becoming more unpleasant. And an employer faced with an employee who is (for example) an outspoken bigot or boor would have to choose between the risk of litigating that employee’s ADA claim, or the risk of litigating the claims of others who experience an unchecked hostile work environment as a result of that employee’s behavior. 10
We return to the distinction between “getting along with others” (a normative or evaluative concept) and “interacting with others” (which is essentially mechanical). We hold that a plaintiff is “substantially limited” in “interacting with others” when the mental or physical impairment severely limits the fundamental ability to communicate with others. This standard is satisfied when the impairment severely limits the plaintiffs ability to connect with others,
i.e.,
to initiate contact with other people and respond to them, or to go among other people — at the most basic level of these activities. The standard is not satisfied by a plaintiff whose basic ability to communicate with others is not substantially limited but whose communication is inappropriate, ineffective,
or
unsuccessful. A plaintiff who otherwise can perform the functions of a job with (or without) reasonable accommodation could satisfy this standard by demonstrating isolation resulting from any of a number of severe conditions, including acute or pro
Based on our conclusion regarding the proper standard to be applied, as discussed above, we conclude that the district court erred in the way it instructed the jury on the showing necessary to establish that Jacques was “regarded as” having a disability substantially limiting her in “interacting with others.”
See Anderson v. Branen,
IV
The district court ruled that Jacques failed to make out a
prima facie
claim under
This conclusion is reinforced by Jacques’s deposition testimony that her mental condition did not affect her ability to take care of her home, to have a normal social life, or to attend to her personal hygiene.
Id. at 158. The court acknowledged that Jacques had attempted to neutralize this deposition with medical testimony that she “tends to minimize her symptoms,” but ruled that Jacques could not “create a material issue of fact by submitting an affidavit disputing [her] own testimony.” Id. (internal quotation omitted). On cross-appeal, Jacques challenges the grant of summary judgment in favor of DiMarzio.
We review dismissal of a claim on summary judgment
de novo. See Young v. County of Fulton,
Jacques’s argument focuses almost exclusively on the district court’s (tangential) observation that she “attempt[ed] to create an issue of fact by arguing that her deposition testimony is not credible” as though that were the sole ground for the ruling. Jacques ignores numerous findings that the symptoms associated with her bipolar disorder had not “substantially limited” her ability to “take care of herself.”
Jacques,
We have considered the parties remaining arguments on appeal, including DiMar-zio’s appeal of a variety of evidentiary and procedural rulings by the district court, and Jacques’s appeal from the award of summary judgment to DiMarzio on her claim under
* * *
For the foregoing reasons, the judgment of the district court is VACATED and ReMANDED in part, and Affirmed in part.
Notes
. This diagnosis was based on the assessment of her treating psychiatrist that Jacques has "major depressive episodes accompanied by hypomanic episodes,” also described as "a chronic pattern of unpredictable mood episodes and fluctuating unreliable interpersonal and/or occupational functioning.” According
. As to pre-1996 period: Jacques testified that, at some point in the "early '90s,” she was questioning Altilio "about some kind of work” and Altilio responded by shaking his head and calling Jacques "nuts.” This was the only time, according to Jacques, that Alti-lio called her "nuts” or any other synonym for mental impairment.
. Although DiMarzio stated that Jacques "never made open and overt racial or ethnic slurs directly to her co-workers,” it cited several incidents where it claimed Jacques showed signs of ethnic prejudice towards her Hispanic-American coworkers (she once allegedly said of one of her Hispanic coworkers that "you can’t understand a word she says”) and her African-American coworkers (she once allegedly told Capotosto — in reference to her African-American coworkers — "Why don’t you just hire two more Monkeys to replace me?”).
. The whistleblower claim under
. DiMarzio conceded in the proceedings below that it is a covered entity under the ADA.
Jacques,
.
.
See Rohan
v.
Networks Presentations LLC,
. "Social withdrawal” (even a high level of it) has an array of meanings, not all of which amount to a substantial limitation on a person's ability to interact with others. The range of personality includes people who are reclusive, or laconic, or acerbic. Some people choose to be alone. Others are isolated for other reasons. See, e.g., United States v. Gementera, 379 F.3d 596, 606 (9th Cir.2004) (apparently using the term as a synonym for, or a consequence of, “stigmatization” by others).
. Evidence in the record suggests that Jacques, on multiple occasions, used language in the workplace that was racist.