Petitioner, Aubrey Dennis Adams, was convicted in October 1978 of the first degree murder of eight-year-old Trisa Gail Thornley and was sentenced to death in January 1979. His conviction and sentence were affirmed by the Florida Supreme Court,
Adams v. State,
Adams’ first petition for a writ of habeas corpus in the district court was denied without evidentiary hearing and this Court affirmed.
Adams v. Wainwright,
The district court found that all of the claims raised in Adams’ second petition were barred, either because of procedural default in the state courts or because raising them in this second habeas petition constituted an abuse of the writ. We affirm in part and reverse in part, with instructions that the district court issue the writ of habeas corpus unless the State of Florida conducts a new sentencing proceeding before an untainted jury.
I. DISCUSSION
In this appeal Adams raises five claims: (1) violation of Caldwell v. Mississippi through statements by the trial judge that misled the jury as to their role in the sentencing process; (2) incompetency to stand trial; (3) ineffective assistance of counsel through failure to provide Adams with a competent psychiatric expert; (4) ineffective assistance of counsel through failure to challenge the voluntariness of Adams’ confession; and (5) ineffective assistance of counsel through failure to consult an expert pathologist to rebut certain testimony of the State’s expert witnesses.
A. Caldwell Claim
At the beginning of jury selection for Adams’ trial, the judge instructed the initial panel of prospective jurors as follows regarding the nature and effect of the jury’s recommended sentence in a capital murder trial:
The Court is not bound by your recommendation. The ultimate responsibility for what this man gets is not on your shoulders. It’s on my shoulders. You are merely an advisory group to me in Phase Two. You can come back and say, Judge, we think you ought to give the man life. I can say, I disregard the recommendation of the Jury and I give him death. You can come back and say, Judge, we think he ought to be put to death. I can say, I disregard your recommendation and give him life. So that this conscience part of it as to whether or not you’re going to put the man to death or not, that is not your decision to make. That’s only my decision to make and it has to be on my conscience. It cannot be on yours.
The judge gave a substantially similar explanation of the jury’s role in the sentencing process each time new prospective jurors were seated in the jury box. 2 He also interrupted counsel’s voir dire of prospective jurors on two occasions to reiterate that the court, and not the jury, was responsible for sentencing. Four members of Adams’ jury heard these remarks eleven times, three heard the remarks nine times, one heard them six times, one heard them five times, and the remaining three jurors heard them four times.
Adams argues these statements by the judge violated the Eighth Amendment as interpreted in
Caldwell v. Mississippi,
which held that “it is constitutionally impermissible to rest a death sentence on a determination made by a sentencer who has been led to believe that the responsibility for determining the appropriateness of the defendant’s death rests elsewhere.”
1. Applicability of Caldwell to Florida’s Sentencing Scheme
The district court’s determination that
Caldwell
was inapplicable to Adams’ case was based on an inaccurate assessment of the role of the jury in the Florida system and a misunderstanding of the significance of the jury override. Under Florida’s trifurcated procedure in capital felony cases, after a jury determination of guilt, a separate sentencing proceeding is held before the jury, after which the jury renders an advisory sentence based on its weighing of aggravating and mitigating circumstances. Fla.Stat.Ann. § 921.141(1)(2) (1985). Although the trial judge must then independently weigh the aggravating and mitigating circumstances and render sentence, the jury’s recommendation, which represents the judgment of the community as to whether the death sentence is appropriate in a given case, is entitled to great weight,
McCampbell v. State,
In light of the limited nature of the jury override, it is clear that the district court’s reliance on the judge’s status as the “sole sentencer” was misplaced. While the judge is in fact the only entity that imposes sentence under the Florida scheme, his role is to serve as “a buffer where the jury allows emotion to override the duty of a deliberate determination” of the appropriate sentence.
Cooper v. State,
Further, the district court’s reasoning that the jury did not play a critical role in Adams’ sentencing because no presumption of correctness attaches under Florida law to a jury recommendation of death misses the importance of both the jury override and
Caldwell.
The important consideration is not whether the
Tedder
presumption of correctness attaches to a sentence recommending death, but whether the judge’s statements made it less likely that the jury would recommend life. As this Court recognized in
Adams I,
“[ejvery error in instruction which makes it less likely that the jury will recommend a life sentence to some degree deprives the defendant of the protections afforded by the presumption of correctness that attaches to a jury’s verdict recommending life imprisonment.”
Clearly, then, the jury’s role in the Florida sentencing process is so crucial that dilution of its sense of responsibility for its recommended sentence constitutes a violation of
Caldwell.
In fact, the Florida Supreme Court recently has recognized that the concerns expressed in
Caldwell
apply to the Florida sentencing scheme, stating that “[i]t is appropriate to stress to the jury the seriousness which it should attach to its recommendation” and that “[t]o do otherwise would be contrary to
Caldwell v. Mississippi
and
Tedder v. State.” Garcia v. State,
2. Procedural Bar
A district court need not consider a claim raised for the first time in a second habeas petition, unless the petitioner establishes that the failure to raise the claim earlier was not the result of intentional abandonment or withholding or inexcusable neglect. Rule 9(b) of the Rules Governing Section 2254 Cases in the United States District Courts;
Witt v. Wainwright,
Because Caldwell represents a significant change in the law and was not decided until after dismissal of Adams’ first habeas petition, we find that raising this claim in a successive habeas petition does not constitute an abuse of the writ. Further, as the legal basis for Adams’ claim was not reasonably available to Adams until the Caldwell decision, 5 the dis *1531 trict court erred in finding that Adams had failed to establish cause for any procedural default in the state courts. 6 Adams also was prejudiced by the failure to raise this claim. As discussed below, the judge’s statements to Adams’ jury clearly violated the principles enunciated in Caldwell, thereby rendering the jury’s recommended sentence unreliable. 7
*1532 3. Merits of the Caldwell Claim
Caldwell
involved prosecutorial comments during closing argument informing the jury that its decision was not final because it was subject to automatic review by the state supreme court.
The
Caldwell
Court found that delegation of sentencing responsibility to the appellate court would not simply postpone a defendant’s right to a fair determination of the appropriateness of his death, but would deprive him of that right because the appellate court does not “confront and examine the individuality of the defendant,” but merely reviews the jury determination, giving that determination a presumption of correctness.
Id.
at 2640-41. Unlike the appellate court in
Caldwell,
the Florida judge does have the opportunity to view witnesses and hear evidence. However, Florida has determined that it is the jury which should perform the task of reconciling conflicting evidence and weighing the aggravating and mitigating factors.
Chambers v. State,
The
Caldwell
Court noted that the danger of bias in favor of the death penalty is created by the possibility that a jury unconvinced that death is the appropriate punishment might nevertheless impose the death penalty as a message of extreme disapproval of the defendant’s acts if it believed that its error in doing so would be corrected on appeal.
The Caldwell Court also found that the prejudicial effect of the prosecutor’s argument was increased by the fact jurors would be likely to find minimization of their otherwise difficult role of determining whether another should die attractive, particularly when they were told that the alternative decision makers were legal authorities that they might view as having more of a right to make such an important decision. Id. at 2641-42. In Adams’ case, the judge clearly told the jurors that he was the one assigned this decision and that the jurors should not worry about the “conscience part of it.” Indeed, because it was the trial judge who made the misleading statements in this case, representing them to be an accurate description of the jury’s responsibility, the jury was even more likely to have believed that its recommended sentence would have no effect and to have minimized its role than the jury in Caldwell. Cf. id. at 2645 (noting importance of fact trial judge agreed with prosecutor’s remarks).
Finally, as in
Caldwell,
we cannot say that the judge’s efforts to minimize the jury’s sense of responsibility for Adams’ sentence had no effect on the jury’s sentencing decision.
See id.
at 2646.
8
Adams’
*1533
case is not one in which the only reasonable sentence would have been death. The judge found an equal number (three) of mitigating factors and aggravating factors.
Adams v. State,
As in
Caldwell,
the real danger exists that the judge’s statements caused Adams’ jury to abdicate its “awesome responsibility” for determining whether death was the appropriate punishment in the first instance. Because in Adams’ case the jury’s recommended sentence of either life or death would fall within the wide area of deference established by the
Tedder
standard, Adams might be executed although no sentencer had ever made a considered determination that death was the appropriate sentence if his sentence were allowed to stand.
See Caldwell,
B. Competency to Stand Trial
Adams asserts he was incompetent to stand trial because of his amnesia regarding most of the events surrounding the crime. This claim was raised in Adams’ first petition for habeas corpus and was decided on the merits. When a claim has been decided on the merits in a prior habeas proceeding, it may be dismissed by the district judge, unless the petitioner establishes that the ends of justice would be served by reconsideration of the claim.
Witt,
Adams asserts that the interests of justice require a rehearing of this claim because of new evidence in the form of two comprehensive psychiatric and psychological evaluations not presented to the district court in Adams’ previous petition. The only reason given for not obtaining these reports earlier, however, is that Adams’ former habeas counsel was appointed when execution was imminent and therefore did not have time to obtain detailed psychiatric and psychological reports. Failure to present a claim in a previous habeas petition because of the haste with which the petition was prepared does not prevent that failure from constituting an abuse of the writ.
Antone v. Dugger,
Further, we agree with the district court’s conclusion that the new reports “do nothing to vitiate this Court’s prior determination that Petitioner has not raised a legitimate doubt that he was capable of fully understanding the proceedings against him and cooperating meaningfully with his attorney in preparing his defense.” As the district court noted, the new reports merely draw the obvious conclusions as to the effects of Adams’ partial amnesia with regard to the events surrounding the crime on his ability to participate in the trial. As we stated in
Adams I,
“[w]hile a defendant’s inability to remember his participation in a crime may have some bearing on whether he is mentally incompetent, it is possible for a defendant to have no recall of his involvement in a crime and yet fully understand the proceedings against him and cooperate meaningfully with his attorney in his defense.”
C. Ineffective Assistance of Counsel Claims
Adams asserts three claims of ineffective assistance of counsel. The first claim — failure to provide Adams with a competent psychiatric examination — was raised in Adams’ first habeas petition and the district court found that the ends of justice did not require its reconsideration. The other two claims — failure to challenge the voluntariness of Adams’ confession and failure to consult a pathologist to rebut the state’s expert testimony — were raised for the first time in the second petition. The district court found that the failure to challenge the voluntariness of Adams’ confession had been raised in Adams’ first 3.850 motion and then intentionally abandoned on appeal so that raising that issue for the first time in a successive petition constituted an abuse of the writ and that' the claim regarding failure to consult a pathologist was procedurally barred because it was not raised in the appropriate state court proceeding.
Adams asserts that the first two claims are based on the new reports which were not available at the time of the first petition because of the haste with which the first petition was prepared. As discussed above, haste in preparation of an initial petition neither excuses the failure to raise a claim in a prior petition nor excuses the failure to present evidence available at the time of that petition. Adams offers no reason why the third claim was not presented in the appropriate state court proceeding, nor does any reason become apparent from review of the record. Therefore, the district court did not err in dismissing these claims.
Further, even if the claims were not barred, we agree with the district court’s determination that they are without merit. To establish ineffective assistance of counsel, the petitioner must show both that counsel acted in a manner professionally unreasonable under the circumstances and that prejudice resulted in the form of a reasonable probability that, but for the challenged conduct, the result of the proceedings would have been different.
Strickland v. Washington,
*1535 1. Competent Psychiatric Evaluation at the Time of Trial
Adams asserts that his trial counsel’s ineffective assistance deprived him of a competent psychiatric evaluation at trial that would have revealed critical mitigating evidence and evidence of incompetency to stand trial. He argues his trial counsel should have had the private psychiatrist who examined Adams at the time of trial conduct a more thorough examination regarding Adams’ competency, his ability to conform his conduct to the law at the time of the offense, and the voluntariness of his confession.
This Court held in
Adams I
that no prejudice resulted to Adams from his trial counsel’s failure to pursue an incompetency claim because neither the exam that was conducted before trial nor the post-trial examination raised a real, substantial, and legitimate doubt as to his mental competency at the time of trial.
2. Failure to Challenge Adams’ Confession
Adams asserts that his trial counsel did not effectively challenge the voluntariness of Adams’ confession because, although he moved before trial to suppress the confession as involuntary, as well as on grounds of inadequate Miranda warnings, he only pursued the Miranda challenge at trial. Adams argues that competent counsel would have (1) contested the voluntariness of Adams’ confession at a pretrial hearing utilizing psychiatric evidence, and (2) if unsuccessful in having the confession suppressed, would have submitted the voluntariness and reliability of the confession to the jury through appropriate jury instructions.
In order to establish an ineffective assistance of counsel claim, the defendant must overcome the “strong presumption that counsel’s conduct falls within the wide range of reasonable professional assistance” and “might be considered sound trial strategy” under the circumstances.
Strickland,
Adams’ contention that his counsel was ineffective because of failure to request a jury instruction to the effect that the jury should decide the voluntariness of the confession for themselves also is without merit. Under Florida law, once a confession is admitted into evidence, the defendant is entitled to present evidence to the jury pertaining to the circumstances under which the confession was made so the jury can determine the weight to be given the confession.
Palmes v. State,
3. Failure to Obtain the Assistance of an Expert Pathologist
At trial, the state called two pathologists who expressed their opinion that the probable cause of death of the victim was strangulation rather than manual suffocation. One expert also expressed the opinion that the victim’s hands were bound before death. This testimony was relevant to the issue of premeditation, and the opinion that the victim’s hands were bound before death was one of the factors the state trial judge relied upon in finding the aggravating factor that the capital felony was “especially heinous, atrocious, or cruel.”
See Adams v. State,
Counsel “has a duty to make reasonable investigations or to make a reasonable decision that makes particular investigations unnecessary” and “a particular decision not to investigate must be directly assessed for reasonableness in all of the circumstances, applying a heavy measure of deference to counsel’s judgments.”
Strickland,
II. CONCLUSION
The district court’s denial of a writ of habeas corpus with regard to Adams’
Caldwell
claim is REVERSED, and this case is REMANDED to the district court with instructions to issue the writ of habeas corpus if the State of Florida does not afford Adams a new sentencing proceeding before an untainted jury.
See Lucas v. State,
*1537 AFFIRMED IN PART; REVERSED IN PART and REMANDED.
Notes
. The district court also denied Adams’ motion pursuant to Fed.R.Civ.P. 60(b) for relief from the judgment denying his first habeas petition. Adams subsequently moved for voluntary dismissal of his appeal of denial of that motion and this Court denied a certificate of probable cause with regard to that motion and dismissed that appeal on May 23, 1986.
. The judge had intended to give this explanation to the entire jury venire before the selection process began, but he forgot to do so, thereby necessitating the procedure actually followed. The explanation was given on nine separate occasions.
. We also note that the district court’s interpretation of Florida law seems inaccurate. Although the weight to be given the jury’s recommendation has most often been considered in Florida in the context of a judge-imposed death sentence despite a jury recommendation of life imprisonment, we have found nothing in Florida law to indicate that only jury recommendations of life imprisonment are entitled to great weight.
See, e.g., LeDuc v. State,
. In the earlier case of
Darden v. State,
. A new development in the law is sufficient to constitute "cause” for a procedural default only if the defendant did not have the legal tools available to construct the claim previously because “[wjhere the basis of a constitutional claim is available, and other defense counsel have perceived and litigated that claim, the demands of comity and finality counsel against labeling alleged unawareness of the objection as cause for a procedural default."
Engle,
Further, the only Supreme Court pronouncement relevant to Adams’ claim before
Caldwell
was
California v. Ramos,'
. It is doubtful that procedural default is present in this case because it does not appear that the Florida Supreme Court’s holding that Adams’
Caldwell
claim was barred from consideration in a post-conviction proceeding because of failure to raise it on direct appeal,
Adams v. State,
. The state argues that prejudice cannot be demonstrated because (1) the comments were a correct assessment of Florida law, (2) the judge’s instructions to the jury as to aggravating and mitigating factors and their weighing would make it clear the jury should render its advisory sentence on the individual circumstances of the case and (3) the comments were made during voir dire, when the judge was merely trying to give the prospective jurors some sense of the sentencing structure.
As discussed above, however, the judge’s comments were misleading because they left the jury with a false impression as to the significance of their role in the sentencing process. Further, the judge’s instructions regarding mitigating and aggravating circumstances did not cure the misleading statements, because there was no withdrawal or correction of those statements.
Cf., Caldwell,
. It is very clear that the judge’s statements were aimed at relieving prospective jurors of any concerns that they might have about recommending a death sentence. Not only did he repeatedly stress to the prospective jurors that *1533 they should not worry about the "conscience part of it” but, when two prospective jurors indicated that their opposition to the death penalty would keep them from recommending a death sentence under any circumstances, he probed the strength of their convictions in terms of whether they could not "vote for a recommendation to the Judge for a death penalty, even though the Judge is not bound to follow it.”
. In fact, Justices Boyd and McDonald dissented from the Florida Supreme Court's affirmance of Adams’ sentence and Justice Boyd filed an opinion in which he indicated that Adams’ death sentence was disproportionate in light of prior similar cases.
Adams v. State,
. We also note that the new reports do not differ in kind from the psychological evidence available to the district court on Adams’ first petition and are drawn from information available at the time of that first petition. Therefore, they are not the type of new evidence that would justify reconsideration of Adams’ incompetency claim.
Cf. Smith v. Kemp,
. Adams cites
Ake
v.
Oklahoma,
. This Court conducts an independent review of the record in determining the ultimate question of whether a confession was voluntary,
Jurek v. Estelle,
