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Attorney Grievance Commission v. Stein
819 A.2d 372
Md.
2003
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*1 819 A.2d 372 MARYLAND ATTORNEY GRIEVANCE COMMISSION OF v. STEIN,

Charles F. III. Term, Sept.

Misc. No. 2002. Appeals Maryland.

March 2003. *2 Hein, A. As- Raymond Bar Melvin Hirshman Counsel Attorney Maryland, sistant Bar Counsel for the Grievance petitioner. for Towson, respondent. McDonough,

Thomas BELL, C.J., RAKER, WILNER, Argued before CATHELL, HARRELL, BATTAGLIA and RODOWSKY (retired, specially assigned), JJ.

RAKER, Judge. Stein, III, respondent, a will for his

Charles F. drafted providing gift a substantial to himself where the client client did counsel in relation to not have the benefit *3 in gift. Respondent engaged impermissible the an conflict of 1.8(c). only and Rule The real issue before interest violated appropriate imposed. is sanction to be Commission, acting through Bar Attorney The Grievance Counsel, petition disciplinary filed a with this Court for action against alleging Maryland a violation of respondent Rules charged respon- of Professional Conduct. The Commission 1.8(c).1 violating dent We referred matter of Court for Judge Susan Souder the Circuit Baltimore Coun- ty findings proposed to make of fact and conclusions of law.

Judge hearing in Souder held the Circuit Court County. parties stipulation Baltimore The entered into a facts, stipulated hearing facts and upon based those court 1.8, transactions, reads, perti- 1. Rule Conflict of interest: Prohibited part, nent as follows: "(c) lawyer prepare giving lawyer A shall not an instrument or a child, person parent, sibling, spouse any related as or client, gift including testamentary gift, except substantial from a where: donee; (1) the client is related to the or (2) represented the client counsel connection gift." with the respondent agreed and to the ruling. its Bar Counsel

entered of facts: following stipulation (hereinafter Stein, ‘Respondent’ III

“1. Charles F. ‘Stein’) practice licensed law the State 1961. In the has been so licensed since Maryland and career, filed with the complaints of his two have been course against Respondent, Attorney Grievance Commission hearing. without a No sanc- both of which were dismissed Respon- any against kind been levied tions of have ever warnings no Additionally, Respondent has received dent. disciplinary violations of the rules. alleged because ‘Decedent’) (the husband Lindinger and her “2. Eleanor Stein, F. Jr. had clients and friends Charles Xaver been (the since at least the 1950s. Respondent) father of the father’s firm in 1961 and Respondent joined

“3. his The husband about that time. met the Decedent her operated husband owned and “4. The Decedent and her a social Avenue. There was bakery at 1300 Greenmount Lin- relationship between the Steins and the aspect bring would short- dingers to the extent that the Decedent visited and and such to the Steins’ offices when she cakes bakery purchase Respondent stop would their way on his home on occasion. items bakery in 1969 and the Lindinger “5. Xaver died Stein, in 1979. years later. Charles Jr. died sold several legal he did some minor Respondent “6. The believes first Lindingers prior to 1969 but believes the work for the *4 Lindinger of Mr. was a performed after the death work he Decedent on the mortgage of a held the foreclosure in 1981. Respondent work rendered bakery, which Respondent to Also in the Decedent asked the “7. process completed That was with prepare a will for her. in Mr. was nominated of the will 1982. Stein her execution of her Estate under co-personal representative to as serve time, power a At same the Decedent created that will. attorneys-in-fact. Mr. was one of the attorney. of Stein to Mr. desire indicated Stein In Decedent “8. in 1988 with process will. That concluded change to her attorney. re- of Mr. Stein power and the new will new attorney-in-fact and as co-personal representative mained as (and other at- co-personal representative although the changed. torney-in-fact) was mid-1990s, Stein called Mr. the Decedent

“9. In the in her will. ready changes more to make saying she changes to ready point at that to reduce those wasn’t She 6 months. agreed speak to writing and she Mr. Stein after that periodically in months and called her Mr. Stein ready to Lindinger Mrs. indicated she was until in 1998 at which she indicated writing new will to time reduce to changes respect both with to make substantial the desire At legatees. respect residuary specific bequests Mueller, time, Royston, McLean was of counsel to that Stein & Reid. with Mr. discussing course of her will

“10. new Stein, Lindinger Respondent to make agreed Mrs. residuary legatee the will. will, point Mr. prior

“11. At some execution of the talk to Lindinger should indicated Mrs. she Stein Stone, firm, lawyer in about the Harrison another estate his Lindinger respond. did not will. Mrs. did not Mr. Stein Lindinger necessity seeing Mrs. of an inde- indicate to pendent attorney Lindinger firm. did outside of the Mrs. not, fact, Mr. speak either to Stone an Mueller, about Royston, outside of Reid McLean & Stein, although opportu- to Mr. she did bequest have to Mr. at of of the speak the time execution nity Stone will. 27, 1998, May Lindinger the will

“12. On Mrs. executed residuary of leaving Respondent. one-third her estate to the time, Mr. At the Stein was unaware the existence Rule of 1.8. Maryland Professional Conduct will, Following Mr. had “13. the execution Stein and, on Lindinger with Mrs. one number conversations occasion, of the approximately 18 months after the execution

will, in Italy Lindinger. lunch Little with his wife and Mrs. However, will, following Lindinger the execution of the Mrs. Mr. changes never asked Stein to make to her will. life, “14. Towards Lindinger’s the end of Mrs. there attempts by made Mr. Lindinger were Stein contact Mrs. living about wills or health care directives but Mr. Stein had no in speaking Lindinger concerning success to Mrs. these attempts by neighbors matters. Several close Lin- Mrs. dinger concerning subjects the same were rebuffed. Lindinger

“15. Mrs. died on March 2001. 29, 2001, “16. On March Mrs. will Lindinger’s 1998 was probate by admitted to Register of Wills for Baltimore County, pursuant by to a Petition for Probate filed Respondent and two other individuals in will nominated co-personal representatives. to serve as life, very “17. Until near the end of Mrs. Lindinger her competent manage her own affairs and to make her own decisions.”

Judge respondent Souder concluded that violated Rule 1.8(c). The court hearing respondent prepared noted that client, will for his Mrs. to whom Lindinger, he was not related. will provided gift The a substantial from respon- the client to dent, and represented by the client was not gift. Judge counsel connection with the Souder also found any that there was no indication that improper influence or brought upon duress was to bear respondent the client anyone respondent suggested else and that had to his client many legatees gift. other alternative for the exceptions

No were party taken either to the hear ing ruling. dispute court’s The between Bar Counsel and respondent upon centers the sanction to imposed Respondent case. concedes the violation of Rule but argues appropriate reprimand. sanction is a On the hand, Bar other Counsel recommends an suspen indefinite sion, respondent’s right to seek reinstatement condi upon any residuary tioned his renunciation of interest in the bequest left to him in will prepared he for his client. primary purpose imposing discipline

The on an violation of the Rules Professional Conduct is *6 punish lawyer not to the protect public but rather to the public’s the in legal profession. confidence the Attorney Powell, 462, 474, 782, Grievance v. Comm’n 369 Md. 800 A.2d (2002). 789 Disciplinary proceedings also are at aimed deter ring from lawyers engaging other in similar conduct. Id. at 474-75, however, 800 A.2d at 789. purpose, The “is not to punish lawyer provide upon the or to a basis impose which to liability.” civil Attorney Grievance Comm’n v. Monfried, 368 373, 394, 92, (2002). Md. 794 A.2d 104 When this Court imposes sanction, protects public a it the interest “because it to legal profession demonstrates members of type the the of conduct which will not Attorney be tolerated.” Grievance 96, 17, (2000). 56, Comm’n v. 359 Md. Mooney, 753 A.2d 38 Finally, public protected the is imposed when sanctions are that are with gravity commensurate nature and the the violations and they the intent with which were committed. Awuah, 420, 435, Attorney Grievance Comm’n v. 346 Md. 697 (1997). 446, A.2d 454

We have no respondent doubt that violated Rule 1.8(c), provides which lawyer that a prepare shall not instrument, including testamentary gift, a giving lawyer the any gift substantial except from a client where the is related the client or represented by where the client is independent mandatory counsel. The Rule is and contains no provision for requirement waiver of the to consult with inde pendent 1.8(c), 1.7, 1.8(a), counsel. Compare Rule with Rules 1.9(a) (b), (f), (i), (g), (allowing client to conflict waive counsel). interest consulting without with independent The (1) qualified only Rule is ways: three if gift the is not (2) “substantial,” (3) if the client is attorney, related the if the client has independent consulted with counsel. Unlike provision under the Ethical prior Considerations of our rule, provision this and prohibition is express mandatory. Respondent drafted a will for his client which he stood to gift. inherit a client, He was not substantial related to the and the client did independent not consult with counsel. The

538 truly independent required by Rule must be counsel may Rule not be satis- requirement —the of, is partner fied consultation with an who with, attorney- a close space shares or is associate 28, (Colo.1980); See, Berge, v. P.2d e.g., People drafter. Beaudry, 191 N.W.2d 844-45 State v. 53 Wis.2d (1971). question of first

Discipline for violation of impression the violation as most Court. We view in an many potential dangers inherent serious one. There are beneficiary. attorney drafting which he or she will interest, attorney’s testify incompetency Conflict of deceased, attorney’s of a transaction because testator, ability possible jeopardy to influence *7 contested, if its probate of the entire will admission undermining of possible harm beneficiaries and other profession public legal trust confidence in the are and . 985, In re 987 dangers Polevoy, some See 980 P.2d of the White, Annotation, (Colo.1999); Jr., Attorneys Philip see also Proceedings Drafting At Law: Instrument Disciplinary for or or Attorney-Drafter Such as Will Trust Under Which Family Beneficiary, or Law Firm Attorney’s Member of (2000). Devisee, Grantee, 80 597 The Legatee, or A.L.R.5th out danger drafting self-benefitting pointed will articulately Supreme Disciplinary Court of Ohio (1996). Galinas, 87, St.3d 666 N.E.2d 1083 Counsel v. 76 Ohio The court stated: in, attorney’s

“A dependence upon, trust his client’s and advice, skill, and conduct disinterested ethical exceeds fiduciary relationships. trust and confidence found most in, dependence and trust his upon, Seldom is client’s when, attorney greater his own mortali- contemplating than ty, attorney’s advice, drafting guidance, he seeks the and a will preparation dispose skill in the his estate after among pri- are death. These consultations often the most place attorney The vate to take between an his client. feelings, dealing thoughts client is with his innermost 539 spouse, children not wish to share with his may which he of kin. and other next of a go preparation into

“Because the decisions definition, because, by inherently private, and will are so death, the will is available after his when testator will attorney any errors that the probate, for to correct offered made, negligent errors or of a they whether are may have kind, unusually dependent upon his a client is more sinister and skill when he consults the attorney’s professional advice no will have attorney to have a will drawn. The client attorney’s negligent from opportunity protect himself or infamous misconduct.” Dillon, 58, v. 58 Ohio St.3d (quoting

Id. at 1086 Krischbaum (1991)).2 1291,1296 567 N.E.2d attorney as the beneficia- drafting of wills an named

The many years. ry provoked or donee has ethical difficulties has noted that ancient Supreme “[i]n The Court Wisconsin legacy who drew the will was times under Roman law one Horan, v. 123 N.W.2d invalid.” State Wis.2d (1963). legacy is not Although jurisdictions in most such decision, governed by the Ohio Bar was 2. At the time of the Galinas 1.8(c). Disciplinary than Rule Rules and EC 5-5 which were less strict Supreme See The Court of Ohio has since reconsid- discussion infra. disciplinary violation of the rule would ered its rules and has held that a practice Previously, result in from the of law. there were attorney family member circumstances under which an could be Cook, beneficiary. Supreme v. the Ohio Toledo Bar Ass’n stated: intentions, possibility with the best risks the *8 "[E]ven exploiting when interests become so intertwined. We his client their propriety therefore reconsidered the ethical of the situation and Thus, 1, 1996, May are effective resolved that these risks untenable. Responsibility specify that we amended the Code of Professional attorney may prepare an there are no circumstances under which attorney, attorney’s family, will or trust in which the or the beneficiaries, beneficiary attorney's affiliates are unless the is named See, also, 101(A)(2). DR to the related to the client. Amendments 5 — (comments Responsibility, Code of Professional 75 Ohio St.3d XCVI amendment). regarding Today we hold that a violation of the rule 5--101(A)(2)requires attorney's DR an actual from the practice of law.” 225, 40, (2002). 43 97 Ohio St.3d 778 N.E.2d 540

void, presumption an inference or a many states create history Maryland Rules of influence.3 The undue with strong disfavor Conduct demonstrates Professional adopted was this such conduct. Rule which Court views 1986, 15, April on effective present in its form 1, 1987.4 January attorney client are viewed with between an and

3. Such transactions great suspicion closely in this State. We have and are scrutinized attorney an and a client contexts considered transactions between See, Chevy attorney discipline e.g., Chase Bank v. matters. other than Chaires, 716, (1998); Co. v. 350 Md. 715 A.2d 199 Atlantic Richfield McDaniel, 347, (1983); Sybert, Hughes v. 202 Md. 295 Md. 456 A.2d 20 633-34, 1, 626, (1953). regard, In we stated: 98 A.2d 4-5 that fact, attorney any challenged transaction between an and client "In void, upon prima and and the burden is cast fraudulent facie deception, attorney he no undue influence or to show that used understood, fully in all and that it was fair the transaction was policy, respects. upon public because the This rule is founded attorney fiduciary relationship to exercise confidential and enables strong opportu- him very over his client and often affords influence advantage by availing himself of the client’s to obtain undue nities Otto, necessities, liberality. credulity we said in Baker v. and As 53, [(1941)], upon equity transactions Md. 22 A.2d 924 courts of look solicitude, attorney great exercise the and client with and between any scrutiny attorney has not taken exact to be certain that the most attorney advantage client. When a transaction between unfair of his attacked, presumption of or unfairness can be and client is fraud satisfactory only by and evidence. Where overcome the clearest most influence, attorney position strong and the is in a to exercise influenced, easily the burden on skilled in client is not business .is extremely attorney to sustain the transaction with his client stringent." 633-34, jurisdictions 98 A.2d at Other Hughes, 202 Md. at 4-5. public policy in the similarly have concluded that necessitates shift challenging attorney, person proof require that the not the burden of See, instrument, e.g., prove of undue influence. In re an absence 239, 62, 715, (1989); Imming, 137 Ill.Dec. 545 N.E.2d 131 Ill.2d Smith, (Ind.1991). 1285-86 re 572 N.E.2d 1.8(c), governed adoption of Rule conduct 4. Prior to the Maryland Responsibility. The Code was Code of Professional Responsibility, composed ABA Code of Professional based on the Model canons, general disciplinary and ethical considerations with rules Although provision correlat- applicable each no of the Code canon. 1.8(c), explicitly which that “a should to Rule Canon stated ed client,” independent judgment on reflected the behalf of his exercise attorneys receiving gifts bequests from- Court's concern stated, part, pertinent as follows: clients. Ethical Consideration 5-5

541 1.8(e) adopted rule tailored to the model closely Rule 27, August 1983. On October Bar Association American of the Court 1983, Committee appointed this Select ABA Rules of Model Maryland Study Appeals adoption this State. and consider their Conduct Professional its 18, 1985, presented the Select Committee January On ABA’s Court, recommending adoption report 1.8(c)(2) Rule rules, specific modifications. with certain model of Rule recom- The version one such deviation. reflects adopted subsequently Committee by the Select mended ABA by the Commission originally proposed by this Court (the “Kutak Commis- Evaluation of Professional Standards on sion”). version, only exception to the the ABA Under to the client. attorney is related is where the prohibition rule’s 1.8(c), of Rule contrast, version In the Kutak Commission Court, exception for contains an additional by this adopted by independent represented “where the client situations gift suggest a be made lawyer not to his client that "EC 5-5 A should client, accepts gift lawyer from his or for his benefit. If a to himself unduly charge he influenced particularly stxsceptible to the he is exceptional circum- Other than in or stances, the client.... over-reached in which his client lawyer insist that an instrument should lawyer beneficially prepared another name him desires to by the client.” selected follows; 5-101(A) Disciplinary provided as Rule disclosure, "(A) client after full Except with the consent of his professional accept employment of his if the exercise shall may reasonably be affected judgment will be or on behalf of his client financial, business, property, personal or interests.” by his own jurisdictions disciplined under the Canons Attorneys in have been other including bequest drafting Ethics for instruments of Professional 1980); See, (Colo. People Berge, e.g., v. 620 P.2d 23 Florida themselves. Prueter, Miller, 1990); (Fla. re 359 N.W.2d 613 555 So.2d 854 In Bar v. 7, (Minn. Mulrow, 1984); (N.Y.App. 241 A.D.2d 670 N.Y.S.2d 441 In re 87, Galinas, Div.1998); Disciplinary 76 666 v. Ohio St.3d Counsel 66, Horan, (1996); 123 N.W.2d 488 v. 21 Wis.2d N.E.2d 1083 (1963); State Wolfram, (1986) (citing Legal 487 Charles W. Modern Ethics cases). adopted Rules of Professional Conduct. the ABA the Model adopted Model Rules. See have some form of the Most of the states White, Jr., Annotation, Disciplinary Attorneys At Law: Proceed Philip Which Attor ings Drafting as Will or Trust Under Instrument Such Beneficiary, Attorney’s Family ney-Drafter or Law Firm is or Member of Devisee, (2000). Grantee, § Legatee, 2[a] A.L.R.5th 1.8(c)(2). gift.” in connection with the counsel The *10 1.8(c) adopted Rule as recommended the Select Committee. Maryland of is unique among

The version the forty-five jurisdictions adopted that have a version of ABA the 1.8(c). report of Special Model Rule The the Committee 1.8(c) in adoption present which recommended the of Rule its surrounding form the “independent described debate exception: counsel” (c)

“Paragraph subjected of ABA 1.8 ... Model Rule was to vigorous analysis. Two [of members the seven member gifts type, except felt that of this committee] where the related, absolutely prohibit- client and are should be potential majority ed of for harm. A because felt that requirement representation by independent counsel adequate protection and an prohibition that absolute only impractical unnecessary would not but also that it is unfairly and would restrict a client’s donative intent.” Report of Appeals the Select Committee of the Court of Maryland Study, to ABA Model Rules of Professional (Dec. Conduct, 7, 1984). 7 11:25 Md. R. under this Even less form, however, stringent the rule prohibi- remains absolute tion against substantial transactions not covered the two exceptions. limited

Respondent suggests appropriate that sanction is a reprimand. mitigation, argues he that he was not aware of specific question; sixty-nine years rule in that of age he 1961; to Bar in presently was admitted that he is semi-retired; and that prior disciplinary he has had no sanc- Further, imposed against tion him. he concludes that there imposed was no upon undue influence the client and that the will reflects her true intent.

Respondent’s ignorance defense of of the rule is no Lawyers practice defense at all. to in this admitted State are to know the Rules of deemed Professional Conduct and have obligation conformity act in to with those standards as a requirement practice Attorney law. See Grievance

543 (2001). 390, Jeter, 365 Md. A.2d v. Comm’n grant portion him a acknowledges that the idea Respondent stood Respondent residuary suggestion. was his of the estate, amount. a not $116,988.79 from insubstantial gain known, drafting a will knew, or should have that Respondent beneficiary an obvious was named a created which he recognize the appeared to facial of interest. He conflict Lindinger recommending Mrs. conflict of interest counsel, counsel albeit not consult with other not, proceeded did firm. When she he respondent’s outside awareness Respondent with conscious draft the will. acted conduct. of his nature in this case. an indefinite warranted We find mitigat- lack is a respondent’s prior ethical violations While *11 above, factor, reprimand. a As stated ing justify it does 1.8(c) to most serious. a violation of Rule be we consider public confidence Respondent’s conduct undermines the particularly egregious in a manner. legal profession proper jurisdictions found Courts in other have named they draft are attorneys for who instruments which (Colo.1999); re P.2d In In 980 985 Polevoy, beneficiaries. See Anderson, (Del.1995); McCann, 49 re 669 A.2d Florida Bar v. Watson, (Fla.1994); 934 638 In re 733 N.E.2d So.2d 29 (1992); Case, 557, (Ind.2000); A.2d 613 Kalled’s 135 N.H. 607 291, N.E.2d v. 81 690 Disciplinary Bandy, Counsel Ohio St.3d 454, (1998); 896 P.2d 656 Gillingham, 1280 In re 126 Wash.2d (Minn.1994) (1995); Vitko, also In re 519 N.W.2d 206 see attorney prior disciplinary that with violations (ordering 1.8(c) despite Rule ab for violation Minnesota’s disbarred testator). Although harm to courts have sence of actual some instru imposed attorneys who such reprimand draft ments, of Pro typically such decisions are under the Canons 1.8(c). opposed as Rule stringent fessional to the more Ethics (Fla.1990); Miller, Bar v. 854 Iowa See Florida 555 So.2d Winkel, Supreme Bd. 'l Ethics and Conduct v. of Prof (Iowa 1995); Prueter, 541 In re N.W.2d 613 862 359 N.W.2d (Minn. Horan, 66, 1984); 488 v. 21 Wis.2d 123 N.W.2d State (1963). A.2d 722 see In re 148 N.J. 689 Mangold, But

(1997) (reprimanding attorney Jersey’s for violation of New violation). without discussion of circumstances

In addition to an suspension, urges indefinite Bar Counsel require us to as a condition of respondent reinstatement that disclaim his interest in Mrs. Lindinger’s Bar estate. Counsel any has not us directed case in the that country has required attorney an as a condition of reinstatement or as a condition to practice money continue in to return received from an estate or to renounce or disclaim a bequest. Under case, presented circumstances we decline do so. rejection bequest

Disclaimer as a condition of cases, reinstatement has arisen in several Ohio the notion receiving support in at least dissenting opinions. two Galinas, Disciplinary Counsel v. majority engaged in a thoughtful analysis,” with consideration to the “cost/benefit concerns of Board of the Ohio Commissioners on Grievances and Discipline attorney may have calculated the preparing benefits of bequest wills to himself out- weighing the risk of receiving disciplinary harsh sanction. Nonetheless, 666 N.E.2d at 1087. imposed suspen- the court sion without the condition. Similarly, See id. in Mahoning County Theofilos, Bar Ass’n v. 36 Ohio St.3d 521 N.E.2d (1988), attorney prepared who will for a client under which and his son would substantially benefit suspended year; for a the court require declined to the return $200,000 totaling the assets more than as a condition of *12 reinstatement. The dissent in both required cases would have Galinas, money. return of the See 666 N.E.2d at 1087 (Stratton, J., dissenting); Theofilos, 521 N.E.2d at 799 (Holmes, J., dissenting). potential

We are not unmindful of the for a “cost/benefit analysis” leading case, to thé violation of the rule. this however, there is no that respondent engaged evidence in such conduct, and we further residuary note one of the other legatees Lindinger’s Mrs. has bequest estate contested the in the will in the Orphan’s County. Court for Baltimore That stayed matter was pending the resolution of disciplinary issues, All including matter. the donative intent and the influence, may appropriately issue of undue in the resolved Ordinarily, other forum. that will be the proper approach. approach principles underlying This is consistent with the Rules, forth in preamble: Model as set give “Violation a Rule should not to a cause of action rise any presumption duty nor should it create that a has legal designed provide guid- been breached. The Rules are lawyers provide regulating ance to and to for structure through disciplinary agencies. They conduct are de- signed liability.” to be a basis civil suspension appropriate Indefinite is the sanction. It is hereby that: ordered Stein, III,

1. Respondent, indefinitely Charles F. sus- pended practice Maryland. from the period law This (30) thirty days shall commence from the date of entry this Opinion and Order. Respondent

2. to pay directed all costs associated with disciplinary proceedings these as taxed the Clerk of this Court. ORDERED;

IT IS SO RESPONDENT SHALL PAY ALL TAXED BY COURT, COSTS AS THE CLERK OF THIS TRANSCRIPTS, INCLUDING ALL COSTS OF PURSU- 16-761, ANT MARYLAND TO RULE FOR WHICH SUM JUDGMENT IS ENTERED IN FAVOR OF THE ATTOR- NEY GRIEVANCE COMMISSION F. AGAINST CHARLES STEIN, III.

CATHELL, J., concurs. HARRELL, JJ.,

WILNER dissents. CATHELL,

Concurring opinion by Judge. I concur majority with the I opinion. separately only write . Judge Although address Wilner’s dissent. I have not so dissent, in an actual always written I argued have that I believe it to be person inconsistent to find that a must be suspended danger public, disbarred because he is a to *13 ie., conditions, monitoring, at- at same time create

but clinics, etc., compliance upon at rehabilitation tendance lifted or be which, may suspension have the person a been, is, upon my position It has readmitted. or readmis- suspension request a or a lifting for the request time, should, particular look to what a sion, at that the Court lifting of the to warrant voluntarily has done person context, in that bar. It is or readmission legacy in this case improper that I will consider whether voluntarily renounced. has been it, can addressed either concerns Judge

As I see Wilner’s general thrust disagree I with the way. Accordingly, do but, is remarks, I the issue of renunciation his believe process. subsequent point at a addressed better WILNER, in which Judge, Dissenting opinion HARRELL, Judge, joins. client, Ms. for his prepared Will respondent him a to make agreed she

Lindinger. suggestion, At his in the Will provision included such residuary legatee, and he worth legacy apparently That drafted for her. that he respon- $117,000. Lindinger was not related nearly Ms. his client to seek dent, respondent did advise and at no time fact, advice; she, have such nor or did legal facts, correctly con- undisputed the Court advice. On these he violated Rule has conceded—that respondent cludes what Conduct. Maryland Rules Professional of the prohibited conflicts of interest generally with 1.8 deals (c) states: transactions. Section lawyer giving lawyer prepare

“A shall not instrument child, sibling, or parent, as person to the or related n client, including testa- gift from a spouse any substantial mentary gift, except where:

(1) donee; is related the client (2) counsel by independent represented client gift.” connection with the follow, *14 and the Court seems simple Rule to

This is a Yet, citing to follow. important it is an recognize that dissents, cases, support, also carried which only some Ohio other, that, any than more the one sanction the Court eschews Bar rejects It Counsel’s that the Rule followed. will assure that, practicing to as a condition request eminently reasonable wrongfully henceforth, legacy the he respondent renounce law respect, in her Will. With to his client and included suggested rejection. I from that dissent (1) respondent’s defense holds: what the Court

Consider (2) all”; at of Rule “is no defense that was unaware the he portion him a acknowledges grant that to respondent the idea (3) respondent suggestion; was his residuary of estate the estate, stood, stands, $116,988 “a not gain to from the and (4) amount”; or should have respondent knew insubstantial in which he was a named beneficia- drafting known that Will interest,” which he and facial conflict of ry “created obvious (5) recognize”; respondent and “acted with “appeared to nature of his conduct.” The conscious awareness the response most effective simplest response to conduct—the to say respondent, you to to if ever wish to this conduct—is State, legacy you law this renounce the practice continue yourself. wrongfully created of a many principal purpose that have said times the

We protect public, punish not to the errant sanction is trying against? it When a lawyer. protect is we are What for a prepares dispositional or other document lawyer Will Rule, and, in violation of the includes himself herself client beneficiary, actual under which the as a circumstances disposition may to that never be known. As agreed client here, often will have before the matter even the client died and, light, obviously not avail- comes to because the client regarding all testily, able to evidence the client’s true intent usually secondary mind If and state of will then be evidence. be, challenge, may presumption which there is a there arise, fiduciary duty may presumption but it is a breach easily through testimony is often rebutted friendly lawyer. may no lawyer and witnesses to the There actually personal knowledge of what occurred. one else Meanwhile, here, up litigation while one as the estate is tied mind with the decedent’s state of and or more courts wrestle estate exercised undue influence. The whether resolved; legacies until the matter is are cannot be settled delay costs lawyers’ litigation as fees and other reduced mount. expedient of simple

All of this can be avoided violating as a minimal sanction for requiring lawyer, Rule, If disgorge lawyer wrongfully what the created. bring them no lawyers know that a violation of the Rule will Rule, gain, they financial will have no incentive to violate that, else, public. is what will In a protect above all *15 sense, upon which courts have fash- it is the same basis Fifth, Fourth, exclusionary rule violations of the ioned Yes, overzealous law enforcement and Sixth Amendments. may rights possibly who citizens’ Constitutional officers violate responsible damages, criminally liable for civil or even be held cases, kinds of sanc- egregious for their conduct in but those against intrusions. It is the protects tions are not what such knowledge produce that violation will no benefit —that the unusable. by reason of the violation will be evidence uncovered applied simply should be here: remove approach The same violation. gain from the achieved in which a is not I can conceive situations necessary, of the benefit will really where renunciation suffice, By rejecting renun- perhaps along reprimand. sanction, however, has permissible ciation as even a the Court suspension, for a opt created for itself real dilemma—either in circum- may unnecessary which be and far too drastic some stances, may entirely for a which be opt only reprimand, two, presum- In choosing too lenient. between the the Court ably potential cannot either amount of the be influenced benefit, swamp for that would create a of inconsistent deci- sions, or.by circumstances under which the benefit was created, that for the Court seems determined leave It has from its arsenal the one litigation. collateral removed that, nearly always appropri- will my judgment, sanction ate. that, case, until this we have not seen

It is curious situation, situa- yet now case—a similar we have second many I cases are out there pending. wonder how other tion— firm to make a simply that we do not see. The Court needs so, and, opportunity It to do and effective statement. has the that my judgment, wrong seizing opportunity. it is joins Judge HARRELL has authorized me state he dissenting opinion. in this

Case Details

Case Name: Attorney Grievance Commission v. Stein
Court Name: Court of Appeals of Maryland
Date Published: Mar 18, 2003
Citation: 819 A.2d 372
Docket Number: Misc. No. 26, Sept. Term, 2002
Court Abbreviation: Md.
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