Attorney Grievance Commission v. JohnsonAttorney Grievance Commission v. Johnson
entered in favor of the Attorney Grievance Commission of Maryland against Philip James Sweitzer.
Jerome P. Johnson (Bel Air, MD), for Respondent.
Barbera, C.J., Greene, Adkins, McDonald, Watts, Hotten and Getty, JJ.
Watts, J.
This attorney discipline proceeding involves a lawyer who failed to diligently represent a client, failed to adequately communicate with the client, failed to take steps to protect the client‘s interests after the lawyer‘s representation ended, failed to respond to Bar Counsel‘s numerous lawful demands for information, and engaged in conduct that was prejudicial to the administration of justice.
Terrance Venable, Jr. (“Venable“) retained Jerome P. Johnson (“Johnson“), Respondent, a member of the Bar of Maryland, to represent him in a child support case in the Circuit Court for Anne Arundel County (“the circuit court“). Despite having advised in open court at a hearing before a magistrate that he would enter his appearance in the child support case, Johnson neither filed his appearance with the circuit court‘s Civil Department nor paid the appearance fee. After the hearing, the magistrate issued a Report and Recommendations, and Venable asked Johnson to file exceptions. Johnson agreed to do so, and charged an additional fee for the exceptions. Johnson failed to timely file the exceptions; instead, he mailed the exceptions to the circuit court on or after the due date. The circuit court closed the child support case, and the Civil Department returned the exceptions to Johnson. Johnson did not make any attempt to rectify the consequences of his failure to file his appearance or pay the appearance fee,
On January 21, 2016, on behalf of the Attorney Grievance Commission, Petitioner, Bar Counsel filed in this Court a “Petition for Disciplinary or Remedial Action” against Johnson, charging him with violating Maryland Lawyers’ Rules of Professional Conduct (“MLRPC“) 1.3 (Diligence), 1.4(a)(2), 1.4(a)(3), 1.4(b) (Communication), 1.5(b) (Communication of Fees), 1.16(d) (Terminating Representation), 8.1(b) (Disciplinary Matters), 8.4(d) (Conduct that Is Prejudicial to the Administration of Justice), and 8.4(a) (Violating the MLRPC).1
On January 27, 2016, this Court designated the Honorable Yolanda L. Curtin (“the hearing judge“) of the Circuit Court for Harford County to hear this attorney discipline proceeding. On February 16, 2016, the Petition for Disciplinary or Remedial Action was personally served on Johnson. Johnson‘s answer to the Petition for Disciplinary or Remedial Action was due fifteen days later, on March 2, 2016. Johnson failed to file an answer by the due date.
On March 21, 2016, Bar Counsel filed with the hearing judge a Motion for Order of Default. On March 22, 2016, twenty days after the due date, Johnson filed with the hearing judge a “Motion to Extend Time to Answer Complaint” (“the motion to extend time“). In the motion to extend time, Johnson stated that he had been attempting to retain counsel and was “submitting a request to the [Attorney Grievance] Commission in an attempt to resolve the” attorney discipline proceeding. Johnson stated that he requested additional time to file an answer so that he could consult with and/or retain counsel, and await a response from the Attorney Grievance Commission regarding his request. In the motion to extend time, Johnson provided no specific information concerning his “request” to the Attorney Grievance Commission.
Bar Counsel did not object to the motion to extend time. On April 7, 2016, without ruling on the Motion for Order of Default, the hearing judge granted the motion to extend time and ordered Johnson to file an answer by April 18, 2016. Once again, Johnson failed to file an answer by that date. On April 18, 2016, Bar Counsel mailed to Johnson Interrogatories, a Request for Production of Documents, and a Request for Admission of Facts and Genuineness of Documents.
On April 20, 2016, Johnson filed with the hearing judge a “Motion for Leave to Petition Court of Appeals for Remand” (“the motion for leave“). In the motion for leave, Johnson stated that the Attorney Grievance Commission had informed him that it no longer had jurisdiction over the attorney discipline proceeding, and that, as such, Johnson had to file any request for relief with the hearing judge or this Court. Johnson alleged that there had been “procedural deficiencies under M[aryland] Rule
On April 29, 2016, the hearing judge denied the motion for leave, and issued an order of default against Johnson for the failure to file an answer. The order of default included notice to the parties that a hearing on the Petition for Disciplinary or Remedial Action had been scheduled for June 6, 2016. On May 2, 2016, the order of default was entered. On May 3, 2016, the Office of the Clerk of the Circuit Court for Harford County mailed to Johnson a notice that advised that Johnson could move to vacate the order of default within thirty days of the date of entry of the order of default. The notice also advised that a motion to vacate must state the reasons for Johnson‘s failure to file an answer and the legal and factual bases for a defense against Bar Counsel‘s charges.
The thirtieth day after the date of entry of the order of default was June 1, 2016. Accordingly, the deadline for a motion to vacate the order of default was June 1, 2016.
On June 2, 2016, Johnson filed with the hearing judge an untimely “Motion to Vacate Default Order and Reconsideration of Leave to Petition Court of Appeals for Remand” (“the motion to vacate“). Much of the motion to vacate was identical to the motion for leave. For example, Johnson again alleged that there had been procedural defects under “M[aryland] Rule 16-700[,]” and requested that the hearing judge vacate the order of default and permit him to file a “motion for relief[.]” In the motion to vacate, Johnson acknowledged that the hearing judge had ordered him to file an answer by April 18, 2016, but stated that he did not do so because filing an answer before the hearing judge ruled on the motion for leave would have “compromise[d] his ... rights under”
The following defenses shall be made by motion to dismiss filed before the answer, if an answer is required: (1) lack of jurisdiction over the person, (2) improper venue, (3) insufficiency of process, and (4) insufficiency of service of process. If not so made and the answer is filed, these defenses are waived.2
In the motion to vacate, Johnson did not explain how
On June 6, 2016, the hearing judge conducted a hearing, at which the hearing judge gave the parties the opportunity to be heard regarding the motion to vacate, and denied the motion to vacate. During
On August 3, 2016, the hearing judge filed in this Court an opinion including findings of fact and conclusions of law, concluding that Johnson had violated MLRPC 1.3, 1.4(a)(2), 1.4(a)(3), 1.4(b), 1.16(d), 8.1(b), 8.4(d), and 8.4(a), but had not violated MLRPC 1.5(b).
On November 4, 2016, we heard oral argument. For the below reasons, we suspend Johnson from the practice of law in Maryland for one year.
BACKGROUND
The hearing judge found the following facts, which we summarize.
On June 23, 1998, this Court admitted Johnson to the Bar of Maryland.
Johnson‘s Representation of Venable
On or about December 11, 2013, Venable retained Johnson to represent him in a child support case in the Circuit Court for Anne Arundel County. Venable paid Johnson $1,250 to appear at a merits hearing that was scheduled for December 16, 2013. On that date, Johnson appeared before a magistrate of the circuit court. In open court, Johnson stated that he would file his appearance with the circuit court‘s Civil Department. Johnson never filed his appearance or paid the appearance fee.
On December 16, 2013, the magistrate issued a Report and Recommendations.3 Afterward, Venable asked Johnson to file exceptions to the magistrate‘s Report and Recommendations. Johnson agreed to do so for an additional fee of $775. Later, Johnson asked Venable for $1,500, which was a combination of the $775 fee for the exceptions and a $725 initial deposit for the child custody case. Johnson told Venable that he could pay in installments. Venable paid Johnson the $775 fee for the exceptions as follows: $375 on December 26, 2013; $150 on January 5, 2014; $125 on January 17, 2014; and $125 on January 31, 2014. Venable did not make any additional payments to Johnson.
The exceptions were due on December 26, 2013—ten days after the magistrate issued the Report and Recommendations. Johnson failed to timely file the exceptions; instead, he mailed the exceptions to the circuit court on or after December 26,
Johnson failed to make any attempt to rectify the consequences of his failure to pay the appearance fee. Johnson did not refund to Venable the $775 fee for the exceptions, despite the exceptions having been returned. Johnson failed to notify Venable that he had not paid the appearance fee, that he had submitted the exceptions on or after the due date, and that the circuit court‘s Civil Department had returned the exceptions.
Between February 3 and February 18, 2014, on multiple occasions, Venable text messaged Johnson to ask about the status of the exceptions. Johnson failed to respond to Johnson‘s text messages. On February 18, 2014, Venable e-mailed Johnson, again asking about the status of the exceptions, and stating that he had learned from both the circuit court and the Maryland Judiciary Case Search that the child support case was closed.
On February 20, 2014, Johnson e-mailed Venable, stating that he had attached “the filings on your behalf” and that he was “awaiting a Judge‘s response to our motion for reconsideration.” Johnson attached to the e-mail an unsigned “Order” for the exceptions, and an unsigned “Petition to Modify Custody & Visitation and Request for Hearing and other Relief” that was dated January 27, 2014. Contrary to Johnson‘s claim in his e-mail to Venable, Johnson had never filed a motion for reconsideration in the child support case.6
Bar Counsel‘s Investigation
On March 14, 2014, Venable filed a complaint against Johnson with Bar Counsel. In a letter dated April 2, 2014, Bar Counsel notified Johnson of Venable‘s complaint, and requested a response within fifteen days. Johnson failed to respond.
In a letter dated April 28, 2014, Bar Counsel requested a response within ten days. In a letter dated May 9, 2014, Johnson requested a “one-time extension” until May 23, 2014 to respond to Venable‘s complaint. On May 19, 2014, Bar Counsel granted Johnson‘s request for an extension. On May 23, 2014, Johnson sent a response to Venable‘s complaint. In his
In a letter dated July 15, 2014, Bar Counsel requested documents and additional information from Johnson within ten days. Specifically, Bar Counsel requested copies of: Johnson‘s alleged filing of appearance; the exceptions to the magistrate‘s Report and Recommendations; all retainer agreements and correspondence between Johnson and Venable regarding the child custody case; documents that showed an accounting of Venable‘s payments; and documents that showed distributions from Johnson‘s attorney trust account. Bar Counsel also asked Johnson to explain why he mailed the exceptions on or after December 26, 2013, when he had only until December 26, 2013, to file the exceptions.
Johnson failed to respond to Bar Counsel‘s request. In a letter dated July 31, 2014, Bar Counsel again requested documents and additional information from Johnson, and informed him that MLRPC 8.1 (Disciplinary Matters) required him to comply. Again, Johnson failed to respond. In a letter dated August 8, 2014, Bar Counsel again requested documents and additional information from Johnson, reminded him of his obligation to comply under MLRPC 8.1, and asked him to respond by August 18, 2014.
On August 25, 2014, Johnson and a Senior Assistant Bar Counsel spoke on the telephone. During that conversation, Johnson asked for an extension until September 8, 2014. Bar Counsel granted the extension. In a letter dated August 26, 2014, Bar Counsel confirmed that Johnson would provide the requested documents and additional information by September 8, 2014. Johnson failed to do so.
In letters dated September 11, 2014 and September 30, 2014, Bar Counsel again requested documents and additional information. In the September 30, 2014 letter, Bar Counsel notified Johnson that Venable‘s complaint would be docketed and there would be an investigation as to whether Johnson had violated the MLRPC. Bar Counsel noted that Johnson had failed to respond to Bar Counsel‘s demands for information, and provided Johnson with one last chance to provide documents and additional information within fifteen days of the letter. Johnson never responded to Bar Counsel‘s September 11, 2014 and September 30, 2014 letters, and never responded to Bar Counsel‘s multiple requests for documents and additional information.
Aggravating Factors and Mitigating Factors
As to aggravating factors, without expressly labeling the circumstances as aggravating factors, the hearing judge noted that Johnson had committed multiple violations of the MLRPC. The hearing judge also found that Johnson had failed to deal with Bar Counsel in good faith, and instead had repeatedly refused to cooperate with Bar Counsel‘s lawful demands for information. Additionally, the hearing judge found that Johnson had failed to acknowledge his misconduct‘s wrongful nature, and had failed to rectify the consequences of his misconduct.
The hearing judge found that the only mitigating factor was the absence of prior attorney discipline.
STANDARD OF REVIEW
In an attorney discipline proceeding, this Court reviews for clear error
DISCUSSION
(A) The Motion to Vacate
In a document entitled “Exceptions to Findings of Fact and Conclusions of Law” (“Johnson‘s exceptions“), Johnson contends that the hearing judge erred in denying the motion to vacate the order of default. Johnson points out that he advised the hearing judge that he did not file an answer to the Petition for Disciplinary or Remedial Action because his “pre-answer Maryland Rule 2-322 arguments would [have] be[en] compromised.” (Emphasis omitted). Johnson also alleges that he argued before the hearing judge that there were inconsistencies in the Petition for Disciplinary or Remedial Action, and that there were “various Peer Review Hearing violations. (See [Johnson]‘s Circuit Court Exhibits)[.]” Presumably, the exhibits to which Johnson refers are the two exhibits attached to the motion to vacate. One such exhibit was a letter to the Attorney Grievance Commission‘s Executive Secretary dated March 24, 2016, in which Johnson accused certain members of the Peer Review Panel of being “biased” and alleged that the Petition for Disciplinary or Remedial Action was “rife with inaccuracies[.]”7 Overall, in his exceptions, Johnson maintains that the order of default “severely prejudiced” him, and he asks that the matter be remanded to the hearing judge with instructions to vacate the order of default.
We find no merit in Johnson‘s contention that the hearing judge erred in denying the motion to vacate the order of default. Any one of the following three circumstances, when considered alone, provided a basis for denying the motion to vacate. First, the motion to vacate was untimely. Second, the motion to vacate did not establish that there was a substantial and sufficient basis for an actual controversy as to the merits of the attorney discipline proceeding. Third, the motion to vacate did not establish that it was equitable to excuse Johnson‘s failure to file an answer.
Indisputably, the order of default was properly issued, and Johnson‘s motion to vacate was untimely. The Petition for Disciplinary or Remedial Action was personally served on Johnson on February 16, 2016; thus, under
On March 21, 2016, Bar Counsel filed with the hearing judge a Motion for Order of Default. On March 22, 2016, Johnson filed with the hearing judge a motion to extend time to file an answer. Bar Counsel did not object to the motion to extend time. On April 7, 2016, the hearing judge granted the motion to extend time and ordered Johnson to file an answer by April 18, 2016. Again, Johnson failed to file an answer.
On April 20, 2016, Johnson filed with the hearing judge the motion for leave, in which he did not address his failure to file an answer by the court-ordered deadline of April 18, 2016. On April 29, 2016, the hearing judge denied the motion for leave, and, on May 2, 2016, an order of default was entered against Johnson for his failure to file an answer.
The hearing judge‘s issuance of the order of default was warranted under
(c) Notice. Promptly upon entry of an order of default, the clerk shall issue a notice informing the defendant that the order of default has been entered and that the defendant may move to vacate the order within 30 days after its entry. The notice shall be mailed to the defendant at the address stated in the request and to the defendant‘s attorney of record, if any. The court may provide for additional notice to the defendant.
(d) Motion by defendant. The defendant may move to vacate the order of default within 30 days after its entry. The motion shall state the reasons for the failure to plead and the legal and factual basis for the defense to the claim.
(e) Disposition of motion. If the court finds that there is a substantial and sufficient basis for an actual controversy as to the merits of the action and that it is equitable to excuse the failure to plead, the court shall vacate the order.
On May 3, 2016, the Office of the Clerk of the Circuit Court for Harford County complied with
Even if the motion to vacate had been timely filed, the hearing judge correctly denied the motion to vacate as it did not establish that there was “a substantial and sufficient basis for an actual controversy as to the merits of the” attorney discipline proceeding, as required by
The hearing judge also correctly denied the motion to vacate because the motion to vacate did not establish “that it [wa]s equitable to excuse the failure to” file an answer, as required by
For the above reasons, the hearing judge correctly denied the untimely motion to vacate.
(B) Whether to Conduct an Evidentiary Hearing in the Event of Default
Before addressing the propriety of the hearing judge‘s findings of fact and conclusions of law, we pause to address a matter of significance: namely, whether a hearing judge in an attorney discipline proceeding may refrain from conducting an evidentiary hearing where the hearing judge has entered an order of default. Here, aside from admitting into evidence Bar Counsel‘s binder of twenty-one documents and giving Johnson the opportunity to address mitigating factors, the hearing judge did not conduct an evidentiary hearing, no witnesses were called, and no other evidence was offered.
In several cases where hearing judges conducted evidentiary hearings, based on
Similarly, in Attorney Grievance Comm‘n v. Steinberg, 395 Md. 337, 351-52, 346, 910 A.2d 429, 437-38, 434 (2006), where a lawyer failed to timely file an answer, and a hearing judge entered an order of default and conducted an evidentiary hearing that the lawyer did not attend, and at which Bar Counsel was permitted to offer testimony in support of the Petition for Disciplinary or Remedial Action, this Court stated:
Under
Maryland Rule 2-323(e) , the averments set forth in the petition are deemed admitted unless denied in a timely
responsive pleading. In this case, because the averments in the Petition [for Disciplinary or Remedial Action] were not denied by [the lawyer] in a timely filed responsive pleading, the averments and the testimony from the ex parte hearing were treated properly as admitted.
(Citing Lee, 390 Md. at 523-24, 890 A.2d at 277) (footnote omitted).
In Attorney Grievance Comm‘n v. Lawson, 428 Md. 102, 106 & n.1, 50 A.3d 1196, 1198 & n.1 (2012), where a lawyer failed to timely file an answer, and the hearing judge entered an order of default and conducted a hearing at which the hearing judge “received documentary and testimonial evidence[,]” this Court stated: “As a result of the default, the averments contained in the [ ] Petition for Disciplinary Action were deemed admitted, and we consider them as true under
Most recently, in Attorney Grievance Comm‘n v. Thomas, 440 Md. 523, 550, 546, 103 A.3d 629, 645, 642-43 (2014), where a lawyer failed to timely file an answer, and a hearing judge entered an order of default but conducted a hearing and made findings of fact that were inconsistent with the averments in the Petition for Disciplinary or Remedial Action, this Court stated:
The well-pleaded averments in the [Petition for Disciplinary or Remedial Action] in the present case were not denied. An Order of Default was entered in the case, and not vacated. Thus, we accept those averments as admitted. We shall not consider the hearing judge‘s findings of fact and conclusions of law (or Bar Counsel‘s exceptions to them) because there was no apparent need for a full-blown evidentiary hearing in this case, although we recognize that our conclusion in this latter regard is reached only with the benefit of hindsight.
(Emphasis added) (footnote omitted). In Thomas, id. at 550, 103 A.3d at 645, as in Lee, 390 Md. at 524, 890 A.2d at 277, where there was an order of default, this Court characterized the evidentiary hearing as unnecessarily lengthy.
In this case, the hearing judge did not conduct a lengthy hearing like the ones in Thomas and Lee. After the hearing judge ruled on the motion to vacate, Bar Counsel offered and the hearing judge admitted into evidence a binder of twenty-one documents, and, when given the opportunity to address mitigating factors, Johnson stated that he had no prior attorney discipline.
(C) Findings of Fact
Bar Counsel does not except to any of the hearing judge‘s findings of fact. In his exceptions, Johnson excepts to multiple findings of fact. Because Johnson failed to timely file an answer, and the hearing judge entered an order of default, the averments in the Petition for Disciplinary or Remedial Action are deemed admitted under
Even if the averments in the Petition for Disciplinary or Remedial Action were not deemed admitted, we would overrule Johnson‘s exceptions because, as to each of his exceptions, without referencing any part of the record, Johnson simply makes unsubstantiated factual allegations that are inconsistent with the hearing judge‘s findings of fact. Specifically, Johnson alleges that Venable retained him after the due date for exceptions to the magistrate‘s Report and Recommendations; that he in fact filed his appearance with the circuit court‘s Civil Department; that he “was in constant communication with” Venable throughout the child support case; that he refunded half of his fee to Venable; that he was in contact with Bar Counsel throughout Bar Counsel‘s investigation; that he provided the documents that Bar Counsel requested; and that he had a “difficult history” with the Senior Assistant Bar Counsel who was assigned to this attorney discipline proceeding. Johnson fails, however, to allege that the record supports any of these allegations or to provide any substantiation for the allegations.
(D) Conclusions of Law
Bar Counsel does not except to any of the hearing judge‘s conclusions of law. Johnson excepts to all of the hearing judge‘s conclusions of law, other than the hearing judge‘s conclusion that he did not violate
MLRPC 1.3 (Diligence)
“A lawyer shall act with reasonable diligence and promptness in representing a client.”
MLRPC 1.3 .
MLRPC 1.4(a)(2), 1.4(a)(3), and 1.4(b) (Communication)
“A lawyer shall[ ] ... (2) keep the client reasonably informed about the status of the matter; [and] (3) promptly comply with reasonable requests for information[.]”
MLRPC 1.4(a) (paragraph break omitted). “A lawyer shall explain a matter to the extent reasonably necessary to permit the client to make informed decisions regarding the representation.”MLRPC 1.4(b) .
Clear and convincing evidence also supports the hearing judge‘s conclusion that Johnson violated
MLRPC 1.5(b) (Communication of Fees)
The scope of the representation and the basis or rate of the fee and expenses for which the client will be responsible shall be communicated to the client, preferably in writing, before or within a reasonable time after commencing the representation, except when the lawyer will charge a regularly represented client on the same basis or rate. Any changes in the basis or rate of the fee or expenses shall also be communicated to the client.
Here, the hearing judge was correct in concluding that clear and convincing evidence did not establish that Johnson had violated
MLRPC 1.16(d) (Terminating Representation)
Upon termination of representation, a lawyer shall take steps to the extent reasonably practicable to protect a client‘s interests, such as giving reasonable notice to the client, allowing time
for employment of other counsel, surrendering papers and property to which the client is entitled[,] and refunding any advance payment of fee or expense that has not been earned or incurred.
MLRPC 8.1(b) (Disciplinary Matters)
“[A] lawyer ... in connection with a disciplinary matter, shall not ... knowingly fail to respond to a lawful demand for information from [a] disciplinary authority[.]”
MLRPC 8.1(b) .
Clear and convincing evidence supports the hearing judge‘s conclusion that Johnson violated
MLRPC 8.4(d) (Conduct that Is Prejudicial to the Administration of Justice)
“It is professional misconduct for a lawyer to ... engage in conduct that is prejudicial to the administration of justice[.]”
MLRPC 8.4(d) . “Generally, a lawyer violatesMLRPC 8.4(d) where the lawyer‘s conduct would negatively impact the perception of the legal profession of a reasonable member of the public[.]” Shuler, 443 Md. at 505, 117 A.3d at 45 (brackets, citation, ellipsis, and internal quotation marks omitted). A lawyer violatesMLRPC 8.4(d) “by failing to provide competent and diligent representation and failing to adequately communicate with” clients. Attorney Grievance Comm‘n v. Chanthunya, 446 Md. 576, 603, 133 A.3d 1034, 1050 (2016).
MLRPC 8.4(a) (Violating the MLRPC)
“It is professional misconduct for a lawyer to[ ] violate ... the” MLRPC.
MLRPC 8.4(a) .
Here, clear and convincing evidence supports the hearing judge‘s conclusion that
(E) Sanction
This Court sanctions a lawyer not to punish the lawyer, but instead to protect the public and the public‘s confidence in the legal profession. This Court accomplishes these goals by: (1) deterring other lawyers from engaging in similar misconduct; and (2) suspending or disbarring a lawyer who is unfit to continue to practice law.
In determining an appropriate sanction for a lawyer‘s misconduct, this Court considers: (1) the MLRPC that the lawyer violated; (2) the lawyer‘s mental state; (3) the injury that the lawyer‘s misconduct caused or could have caused; and (4) aggravating factors and/or mitigating factors.
Aggravating factors include: (1) prior attorney discipline; (2) a dishonest or selfish motive; (3) a pattern of misconduct; (4) multiple violations of the MLRPC; (5) bad faith obstruction of the attorney discipline proceeding by intentionally failing to comply with [rules or orders of the disciplinary agency]; (6) submission of false evidence, false statements, or other deceptive practices during the attorney discipline proceeding; (7) a refusal to acknowledge the misconduct‘s wrongful nature; (8) the victim‘s vulnerability; (9) substantial experience in the practice of law; (10) indifference to making restitution or rectifying the misconduct‘s consequences; (11) illegal conduct, including that involving the use of controlled substances; and (12) likelihood of repetition of the misconduct.
Mitigating factors include: (1) the absence of prior attorney discipline; (2) the absence of a dishonest or selfish motive; (3) personal or emotional problems; (4) timely good faith efforts to make restitution or to rectify the misconduct‘s consequences; (5) full and free disclosure to [Bar Counsel] or a cooperative attitude toward the attorney discipline proceeding; (6) inexperience in the practice of law; (7) character or reputation; (8) a physical disability; (9) a mental disability or chemical dependency, including alcoholism or drug abuse, where: (a) there is medical evidence that the lawyer is affected by a chemical dependency or mental disability; (b) the chemical dependency or mental disability caused the misconduct; (c) the lawyer‘s recovery from the chemical dependency or mental disability is demonstrated by a meaningful and sustained period of successful rehabilitation; and (d) the recovery arrested the misconduct, and the misconduct‘s recurrence is unlikely; (10) delay in the attorney discipline proceeding; (11) the imposition of other penalties or sanctions; (12) remorse; (13) remoteness of prior violations of the MLRPC; and (14) unlikelihood of repetition of the misconduct.
(Brackets, citation, and ellipses omitted).
In Attorney Grievance Comm‘n v. Gray, 433 Md. 516, 533, 522-23, 524-35, 521, 72 A.3d 174, 184, 178, 179-80, 177 (2013), this
In Gray, id. at 525, 72 A.3d at 180, in determining the appropriate sanction, this Court noted that the lawyer had recently been reprimanded for “somewhat similar misconduct.” This Court did not note any other aggravating factors, or any mitigating factors. See id. at 525-33, 72 A.3d at 180-84. This Court concluded that a sixty-day suspension was appropriate in light of the lawyer‘s prior discipline and multiple violations of the MLRPC, especially her violation of
In Attorney Grievance Comm‘n v. Harris, 366 Md. 376, 406, 405, 784 A.2d 516, 533, 532 (2001), this Court suspended from the practice of law in Maryland for six months a lawyer who had violated
Although this Court did not use the term “aggravating factors,” this Court observed that the lawyer had received prior attorney discipline, and that the lawyer had engaged in “a recurring pattern of” lack of diligence on clients’ behalf. Id. at 405, 406, 784 A.2d at 533. At the same time, this Court recognized several significant “extenuating circumstances“—specifically, around the time that he failed to appear for trial in one matter and failed to serve the defendant in the other matter, the lawyer had recently undergone “serious cancer surgery[,]” which resulted in complications and aftereffects; the lawyer‘s mother had recently died; the lawyer‘s other parent was suffering mental illness as a result of the lawyer‘s mother‘s death; and the lawyer was taking so many absences from his office to attend to the needs of his dying mother-in-law that “he was unaware of his trial schedule.” Id. at 395, 400, 784 A.2d at 527, 530. Additionally, although the District Court dismissed with prejudice the case in which the lawyer failed to appear at trial, the lawyer appealed to a circuit court, which modified the judgment to dismissal without prejudice; accordingly, the lawyer‘s “client ultimately was not prejudiced[.]” Id. at 395, 784 A.2d at 527.
Here, Johnson violated
The hearing judge found that the only mitigating factor was the absence of prior attorney discipline. Indeed, at the hearing, the hearing judge gave Johnson the opportunity to present mitigating evidence, and Johnson‘s only response was that he had no prior attorney discipline. Like the hearing judge, we discern no other mitigating factors.
We conclude that the appropriate sanction for Johnson‘s misconduct is a one-year suspension from the practice of law in Maryland. Johnson‘s misconduct in representing Venable demonstrated a pattern of neglect and non-responsiveness; Johnson failed to diligently represent Venable, failed to adequately communicate with Venable, falsely advised Venable that a motion for reconsideration had been filed in the child custody case when it had not, and failed to take steps to protect Venable‘s interests after Johnson‘s representation ended. Among the many troubling aspects of Johnson‘s various instances of misconduct were his repeated failures to respond to Bar Counsel‘s numerous lawful demands for information. It took two letters from Bar Counsel and an extension for Johnson to provide a response to Venable‘s complaint, and Johnson never responded to any of Bar Counsel‘s six letters requesting documents and additional information. Johnson‘s misconduct is aggravated by six factors, including refusal to acknowledge his misconduct‘s wrongful nature and indifference to making restitution or rectifying his misconduct‘s consequences. Johnson‘s misconduct injured Venable by causing the circuit court to close the child support case without considering the exceptions to the magistrate‘s Report and Recommendations, and is mitigated only by the absence of prior attorney discipline.
Johnson‘s misconduct is similar to, but more egregious than, that of the lawyers in Harris, 366 Md. 376, 784 A.2d 516 and Gray, 433 Md. 516, 72 A.3d 174. In Gray, 433 Md. at 522-23, 524-25, 521, 533, 72 A.3d at 178, 179-80, 177, 184, this Court concluded that the lawyer had violated
Johnson‘s misconduct warrants a different sanction than that imposed in Gray. Here, the magistrate issued a report and recommendations as to child support; Venable obviously sought to have exceptions filed so that the amount of child support would be lower than what the magistrate recommended. Johnson failed
Johnson‘s misconduct also warrants a sanction more severe than that imposed in Harris, 366 Md. 376, 784 A.2d 516. Like the lawyer in Harris, id. at 405-06, 784 A.2d at 533, Johnson demonstrated a pattern of lack of diligence by failing to take necessary actions on Venable‘s behalf. Also, like the lawyer in Harris, id. at 396-97, 399, 400-01, 405, 784 A.2d at 528, 529, 530, 532, Johnson failed to adequately communicate with Venable, and failed to properly terminate his representation. However, unlike the lawyer in Harris, Johnson violated
Another circumstance that weighs in favor of a more severe sanction than the six-month suspension in Harris is that, in Harris, id. at 405-06, 784 A.2d at 533, there were only two aggravating factors—namely, prior attorney discipline and a pattern of misconduct—whereas Johnson‘s misconduct is aggravated by six factors. Additionally, while the lawyer in Harris successfully took steps to ensure that his misconduct did not prejudice one of his clients, see id. at 395, 784 A.2d at 527, Johnson took no such action, and his misconduct injured Venable. In short, Johnson has engaged in misconduct for which a reprimand is not the appropriate sanction. And, Johnson‘s misconduct merits a sanction that is greater than the six-month suspension that this Court imposed in Harris, id. at 406, 784 A.2d at 533.
At the same time, we are not persuaded by Bar Counsel‘s reliance on Attorney Grievance Comm‘n v. Kovacic, 389 Md. 233, 240, 884 A.2d 673, 677 (2005)—in which this Court indefinitely suspended from the practice of law in Maryland a lawyer who had violated
In Kovacic, id. at 236 n.7, 239, 884 A.2d at 675 n.7, 677, after the hearing judge conducted a hearing and filed an opinion, Bar Counsel and the lawyer filed in this Court a Joint Petition For Reprimand By Consent, in which the lawyer admitted that she had violated
In Kovacic, id. at 240, 884 A.2d at 677, this Court distinguished the case of Attorney Grievance Comm‘n v. Tolar, 357 Md. 569, 745 A.2d 1045 (2000), in which this Court imposed a reprimand, on the ground that there were multiple mitigating factors in Tolar. This Court concluded that, in contrast to Tolar, “there [wa]s neither a finding, nor any basis for mitigating the [lawyer]‘s misconduct[,]” despite the circumstance
To summarize, in Kovacic, id. at 239, 236 n.7, 884 A.2d at 677, 675 n.7, this Court was confronted with the task of determining the appropriate sanction for a lawyer who had stopped practicing law due to a medical condition; who did not plan to resume the practice of law for the foreseeable future because of the medical condition; and who failed to take advantage of an opportunity that this Court provided for the lawyer to pursue being placed on inactive status. By contrast, here, there are no circumstances such as those presented in Kovacic.
In this case, Johnson‘s misconduct was serious, demonstrated a significant disregard for his obligations to his client and Bar Counsel, and merits a sanction that is severe enough to deter similar misconduct in the future. A one-year suspension is commensurate with Johnson‘s misconduct, and will protect the public by deterring Johnson and other lawyers from engaging in similar misconduct in the future.
For the above reasons, we suspend Johnson from the practice of law in Maryland for one year. The suspension will begin thirty days after the date on which this opinion is filed.
IT IS SO ORDERED; RESPONDENT SHALL PAY ALL COSTS AS TAXED BY THE CLERK OF THIS COURT, INCLUDING COSTS OF ALL TRANSCRIPTS, PURSUANT TO
Notes
The following defenses may be made by motion to dismiss filed before the answer, if an answer is required: (1) lack of jurisdiction over the subject matter, (2) failure to state a claim upon which relief can be granted, (3) failure to join a party under