ATTORNEY GRIEVANCE COMMISSION OF MARYLAND v. Dennis Alan VAN DUSEN.
Misc. Docket AG No. 5, Sept. Term, 2014.
Court of Appeals of Maryland.
June 23, 2015.
116 A.3d 1013
RULE 16-761. JUDGMENT IS ENTERED IN FAVOR OF THE ATTORNEY GRIEVANCE COMMISSION AGAINST GERALD ISADORE KATZ IN THE SUM OF THESE COSTS.
Dennis Alan Van Dusen (Chevy Chase, MD), for respondent.
Argued before BARBERA, C.J., HARRELL, BATTAGLIA, GREENE, ADKINS, MCDONALD and WATTS, JJ.
MCDONALD, J.
A lawyer must, at a minimum, be trustworthy. One who wants to be a lawyer in Maryland must disclose to the State Board of Law Examiners (“SBLE“) and this Court information that bears on that trait. Failure to satisfy those requirements may prevent admission to the bar or, when discovered, result in disbarment.
We have disbarred the newly-admitted lawyer who is the respondent in this disciplinary proceeding and now set forth the reasons why we took that action. To explain our decision, we need not catalog precisely what past indiscretions an applicant must recall and reveal in a bar application. It suffices to say that an applicant who is engaged in ongoing criminal conduct while the application is pending must disclose it to SBLE and this Court. And it is self evident that an applicant who, as a landlord, uses hidden cameras to secretly view and record his tenants in their private bedrooms in intimate moments, without their knowledge or consent, is not trustworthy.
I
Background
A. Procedural Context
On April 12, 2014, the Attorney Grievance Commission (“Commission“) charged Dennis Alan Van Dusen with violating several provisions of the Maryland Lawyers’ Rules of Professional Conduct (“MLRPC“) arising out of Mr. Van Dusen‘s criminal conduct while his application for admission to the Maryland Bar was pending. Specifically, the Commission charged Mr. Van Dusen with violating
Pursuant to
Neither the Commission nor Mr. Van Dusen filed exceptions to the hearing judge‘s findings of fact or conclusions of law. On May 7, 2015, we heard oral argument concerning the appropriate sanction. On May 8, 2015, we issued a per curiam
B. Facts
The hearing judge‘s fact findings are uncontested and we treat them as established.
Pre-Law Background
Mr. Van Dusen served in the Marines from 1966 to 1973, including service as a sergeant in Vietnam from 1970 to 1972. After his discharge from the military, he earned several advanced degrees from Penn State University and Harvard University, including degrees in computer science, applied mathematics, and engineering. During the 1970s, 1980s, and 1990s, Mr. Van Dusen was employed by several electronics businesses, designed new technologies, and started several of his own businesses. In 2006, Mr. Van Dusen decided to change his career path and entered law school at the University of the District of Columbia. He graduated in 2009.
Bar Application
Mr. Van Dusen applied for admission to the Maryland Bar in May 2009.2 Question 18 of his application for admission asked:
Have there been any circumstances or unfavorable incidents in your life, whether at school, college, law school, business or otherwise, which may have a bearing upon your character or fitness to practice law, not called for by the questions contained in this questionnaire or disclosed in your answers?
Mr. Van Dusen answered “No.” In completing the application, he acknowledged under oath that he had a duty to ensure that his responses were accurate and current at all times until he was formally admitted to the Maryland Bar. In particular, he represented in the application that he would advise SBLE immediately and in writing of any changes in the information disclosed in or sought by the application for admission, including the facts of any incident occurring subsequent to the initial filing of the application.
Mr. Van Dusen‘s application was delayed as a result of the investigation by the local Character Committee. That committee, in a divided vote, recommended to SBLE that he not be admitted. A majority of the committee was concerned with Mr. Van Dusen‘s perceived litigiousness and questions about his financial responsibility. SBLE undertook its own consideration of his application. Ultimately, in April 2012, the SBLE, also by a divided vote, recommended to this Court that he be admitted to the Maryland Bar.
Surreptitious Surveillance of Tenants
During the time his bar application was pending Mr. Van Dusen lived in his home in Chevy Chase, Maryland. From September 2009 through October 2012, he rented bedrooms in his house to young women. Although common areas of the house such as the kitchen, living room, and bathrooms were shared, it was understood that each tenant had a private bedroom.
In August 2010, Mr. Van Dusen returned from a trip to Thailand with tiny cameras that could be remotely operated. Mr. Van Dusen installed the cameras in
Mr. Van Dusen knew that secretly recording a tenant in private without the tenant‘s consent was illegal, unethical, and an invasion of the tenant‘s privacy. During this proceeding, Mr. Van Dusen attributed his behavior to a number of stressors in his life that he said affected his conduct while his bar application was pending before the Character Committee.4
Noting that Mr. Van Dusen did not introduce evidence other than his testimony on these factors and expressing some doubt about his credibility, the hearing judge declined to credit that testimony. She did, however, find that Mr. Van Dusen was under stress generally, whether as a recent law graduate or due to the ongoing Character Committee investigation.
Court of Appeals Hearing
Mr. Van Dusen‘s intrusion on his tenants’ privacy remained undetected when, as noted above, SBLE ultimately recommended in favor of his admission to the Maryland Bar. In connection with that recommendation, a hearing was held in this Court on October 4, 2012. See In the Matter of the Application of Dennis Alan Van Dusen for Admission to the Maryland Bar, Court of Appeals of Maryland, Misc. Docket No. 6, September Term, 2012.
Mr. Van Dusen appeared before this Court on his own behalf. During his presentation to the Court concerning his fitness to be an attorney, Mr. Van Dusen expressly stated that, in the interim since SBLE had recommended his admission, he had not engaged in any criminal conduct. As he later admitted, when he made this statement, Mr. Van Dusen knew it to be an “absolute... downright lie” because he knew that his video recording of his tenants without their knowledge was illegal.
Following the hearing, the Court decided to admit Mr. Van Dusen to the Maryland Bar. The swearing-in ceremony was scheduled for November 1, 2012.
Discovery of the Hidden Cameras
On October 12, 2012, one week after Mr. Van Dusen‘s appearance before this Court but before he took the oath to join the bar, the hidden cameras were discovered. One of the tenants, Ms. Prywes, and her boyfriend, Keith Woodhams, discovered the
A few days later, Mr. Van Dusen sent text messages to at least two tenants indicating that he was willing to discuss settlement with them before they filed a claim against him, but not afterward. The hearing judge found that Mr. Van Dusen sent these messages because he wanted to limit the disclosure of his activities.
According to Mr. Van Dusen, he then consulted with an attorney as to whether he should still attend the November 1 swearing-in and was advised to attend the ceremony and obtain his Maryland law license. Mr. Van Dusen testified that he was aware that this legal advice was questionable and he later fired the attorney for providing such advice. The hearing judge found Mr. Van Dusen‘s testimony regarding the advice he received from this attorney to be inconsistent and not credible.
Swearing-in Ceremony
Mr. Van Dusen appeared in this Court on November 1, 2012 and took the oath to become a member of the Maryland Bar at that time.
Mr. Van Dusen did not alert the Court—or SBLE or the Commission—concerning his use of hidden cameras to spy on his tenants, nor the police investigation that had followed its discovery a few weeks earlier by Ms. Prywes.
Criminal Charges
On December 13, 2012, a statement of charges was filed against Mr. Van Dusen in the District Court of Maryland, sitting in Montgomery County, charging him with 15 misdemeanor counts related to his surreptitious viewing and recording of his female tenants.5 Mr. Van Dusen asked for a jury trial and the case was transferred to the Circuit Court for Montgomery County. According to Mr. Van Dusen, he informed the District of Columbia Bar of the criminal charges and withdrew his application for admission in that jurisdiction. However, he did not inform SBLE, the Commission, or this Court.
Civil Actions
In December 2012 and January 2013, Ms. Prywes, Mr. Woodhams, and Ms. Malova filed civil actions against Mr. Van Dusen relating to his surreptitious viewing and recording of them. In January 2013, Ms. Prywes and Mr. Woodhams sought a prejudgment attachment of Mr. Van Dusen‘s home in Chevy Chase. The trial court initially denied the motion. In March 2013, Ms. Prywes and Mr. Woodhams
Between the initial attempt to attach his house in January 2013 and the second attempt in March 2013, Mr. Van Dusen transferred title to the house from himself as sole owner to himself and his estranged wife as tenants by the entirety. (At that time, Mr. Van Dusen had been separated from his wife for approximately 10 years; his wife‘s name had never been on the deed before.)6 Mr. Van Dusen‘s wife later signed a
quitclaim deed transferring title back to Mr. Van Dusen as sole owner. In an arrangement apparently negotiated between Mr. Van Dusen‘s son and the attorneys for the plaintiffs in the civil actions, the property was sold to an investment company related to the son and listed for sale. Under the agreement, Mr. Van Dusen was to receive credit for three times the actual amount of money paid to the victims with the “surplus” credit applied to their liens on the property.
All three plaintiffs prevailed in a jury trial on the civil actions and obtained judgments against Mr. Van Dusen. The judgment in favor of Ms. Prywes was approximately $1,000,000, the judgment in favor of Mr. Woodhams was approximately $400,000, and the judgment in favor of Ms. Malova was approximately $600,000. As of the time of the hearing in this proceeding, Ms. Malova, Mr. Woodhams, and Ms. Prywes had collected some but not all of the judgment.
Criminal Conviction
On April 16, 2013, Mr. Van Dusen entered guilty pleas as to three counts of violating
Mr. Van Dusen was sentenced on July 2, 2013 to three years incarceration, all suspended, and placed on five years supervised probation.7 He was also fined $2,500. The State entered a nolle prosequi as to the remaining counts.
Mental Health & Treatment
In 2002, Mr. Van Dusen had been briefly hospitalized when he reportedly threatened to take his own life. In May 2010,
Mr. Van Dusen had an initial mental health evaluation and psychological consultation at the Veterans Administration Hospital. At that time he complained of various stressors, including the bar exam and his living arrangements. He declined a referral to mental health services due to his concerns about passing the character and fitness evaluation of the bar admission process.
During the hearing in this matter, the Commission offered the testimony of psychiatrist Jeffrey S. Janofsky, MD, who was accepted by the hearing judge as an expert. According to Dr. Janofsky, at the time of the surreptitious videotaping, Mr. Van Dusen was suffering from Voyeuristic Disorder and Major Depressive Disorder—Mild. Dr. Janofsky defined Voyeuristic Disorder as a sexual urge or desire
Dr. Janofsky described the treatment that he understood Mr. Van Dusen had obtained for his condition. As of the fall of 2014, Mr. Van Dusen was receiving weekly psychotherapy and taking a low dose of antidepressant medication. He was also attending a weekly meeting of Sex and Love Addicts Anonymous, a 12-step program modeled on Alcoholics Anonymous. Dr. Janofsky testified that he believed that the 12-step program would be ineffective because the group was not led by a professional.8
Mr. Van Dusen introduced the deposition testimony of Lawrence Stouter, a licensed clinical professional counselor, who had evaluated Mr. Van Dusen in connection with the criminal case. Mr. Stouter was qualified by the hearing judge as an expert in professional counseling. Mr. Stouter diagnosed Mr. Van Dusen as suffering from bipolar disorder, sex addiction, and severe depressive disorder of a recurrent nature. Dr. Janofsky disagreed with Mr. Stouter‘s diagnosis but agreed with Mr. Stouter‘s recommendations to the extent they called for sex-specific treatment with a trained professional.
The hearing judge noted areas of agreement and disagreement between Dr. Janofsky and Mr. Stouter and ultimately concluded that Dr. Janofsky‘s opinions were supported by clear and convincing evidence.
II
Discussion
The hearing judge concluded that Mr. Van Dusen violated
MLRPC 3.3 (candor toward the tribunal)
A lawyer shall not knowingly:
(1) make a false statement of fact or law to a tribunal or fail to correct a false statement of material fact or law previously made to the tribunal by the lawyer;
(2) fail to disclose a material fact to a tribunal when disclosure is necessary to avoid assisting a criminal or fraudulent act by the client...
MLRPC 8.1 (material false statement or omission in bar admission matter)
Mr. Van Dusen violated
Quite apart from his admitted false statement to the Court, Mr. Van Dusen violated
Even if Mr. Van Dusen‘s response to the question on the bar application was true and complete as of the day he filed his application, he was under an obligation to supplement that response with any material information up until his admission to the Maryland bar on November 1, 2012. He did not do so. While Mr. Van Dusen‘s bar application was pending from 2010 through 2012, he knowingly engaged in criminal activity. Even when Mr. Van Dusen had reason to believe that he would be criminally charged—as became evident with the discovery of his hidden cameras by Ms. Prywes in October 2012 and the police investigation at his home—Mr. Van Dusen did not supplement his application or inform SBLE or this Court of his conduct.9 This violated
MLRPC 8.4 (misconduct)
MLRPC 8.4(b)
to his admission to the bar, because the criminal conduct adversely reflected on his fitness to practice law.
This case presents a similar time line to that in Hunt. Mr. Van Dusen engaged in criminal activity prior to his admission to the Maryland Bar (from at least August 2011 until October 2012). After his admission to the bar, Mr. Van Dusen pled guilty to three counts of violations of
The criminal conduct to which Mr. Van Dusen pled guilty reflects adversely on his honesty and trustworthiness. Despite his representation to each tenant that she had a private bedroom, Mr. Van Dusen installed hidden cameras in their bedrooms to capture images of the women in private settings without their knowledge or consent. Mr. Van Dusen used his technical expertise to conceal cameras in areas that would allow him to view his tenants in bed and in intimate relations and substituted a larger mirror in one tenant‘s bedroom in order to capture more of her reflection.
MLRPC 8.4(c)
When an attorney knowingly makes a material false statement, the attorney necessarily engages in conduct involving dishonesty and misrepresentation. Attorney Grievance Comm‘n v. Dore, 433 Md. 685, 708, 73 A.3d 161 (2013). In addition, an attorney‘s deliberate and continued failure to disclose criminal activities engaged in prior to admission, and not reported on the bar application, is conduct involving dishonesty and misrepresentation. Hunt, 435 Md. at 142-43, 76 A.3d 1214. As described earlier, the attorney in Hunt knowingly engaged in criminal conduct prior to his admission to the bar. The attorney failed to disclose his prior criminal conduct when applying to the bar; after his admission to the bar, he did nothing to correct the omission with either SBLE, the Commission, or this Court. The Court held that this deliberate failure to disclose was a violation of
After his admission to the Maryland Bar, Mr. Van Dusen continued to conceal his criminal conduct from SBLE, the Commission, and this Court. He also failed to disclose that he had knowingly made a false statement of material fact before this Court at the hearing on October 4, 2012. Subsequent to his swearing-in, Mr. Van Dusen was criminally charged, named as a defendant in three civil actions, and pled guilty to three criminal misdemeanors. However, Mr. Van Dusen did not inform the Maryland disciplinary authorities of any of these events.10 Rather, as the hearing judge found, he deliberately concealed this information from the Maryland authorities to protect his Maryland law license. Mr. Van Dusen‘s deliberate and continued failure to disclose his misconduct in order to protect his Maryland license is conduct involving dishonesty and misrepresentation.
MLRPC 8.4(d)
“[C]onduct that impacts on the image or the perception of the courts or the legal profession... and that engenders disrespect for the courts and for the legal profession may be prejudicial to the administration of justice.” Attorney Grievance Comm‘n v. Richardson, 350 Md. 354, 368, 712 A.2d 525 (1998).
After his admission to the Maryland Bar, Mr. Van Dusen pled guilty to three criminal misdemeanors involving the secret video surveillance and recording of his tenants in intimate situations. In addition, Mr. Van Dusen‘s intentional omission of material facts during his admission process—and his failure, after his admission, to correct these omissions—as well as his affirmative misrepresentation to this Court, all constitute conduct prejudicial to the administration of justice. The integrity of the bar as a whole is put in question when an attorney gains admission to the Bar by misrepresenting his fitness to practice law during the admission process and continues to conceal material information after admission to preserve his license.
MLRPC 8.4(a)
III
Sanction
When a lawyer is found to have engaged in misconduct, this Court sanctions the lawyer not to punish the lawyer, but to protect the public and to maintain confidence in the legal profession. Greenleaf, 438 Md. at 163, 91 A.3d 1066. The Commission recommended disbarment as the appropriate sanction in this case. At oral argument, Mr. Van Dusen urged that we limit the sanction to a one-year suspension.
Disbarment is generally warranted when a lawyer commits a crime that adversely reflects on the lawyer‘s fitness to continue to practice law, even in the absence of other violations of the MLRPC or aggravating factors. Greenleaf, 438 Md. at 165, 91 A.3d 1066 (disbarring attorney who illegally solicited sex online from a person the attorney believed to be underage); see also Attorney Grievance Comm‘n v. Sheinbein, 372 Md. 224, 261, 812 A.2d 981 (2002) (disbarring attorney who committed crime of obstructing and hindering a police officer by helping his son, a murder suspect, flee the country); Attorney Grievance Comm‘n v. Painter, 356 Md. 293, 739 A.2d 24 (1999) (disbarring attorney who committed battery and illegally transported a gun in connection with a domestic violence dispute).
This Court has also found disbarment appropriate when it is learned that a lawyer concealed material information during the bar admission process. The Court has reasoned that disbarment is warranted because the deliberate failure to disclose material information plainly reflects on the truthfulness and candor of the applicant and no character qualification to practice law is more important than truthfulness and candor. Keehan, 311 Md. at 169, 533 A.2d 278 (disbarring lawyer who withheld material information relating to his prior employment experience); Hunt, 435 Md. at 143-44, 76 A.3d 1214 (disbarring attorney who failed to disclose past criminal
Mr. Van Dusen committed criminal acts that adversely reflect on his fitness to practice law. This conduct was neither an isolated nor a minor incident, but rather a serious invasion of the privacy of Ms. Malova, Ms. Prywes, Mr. Woodhams and others that extended over at least two years. Mr. Van Dusen also failed to disclose material information concerning his activities, their detection, investigation, and prosecution to SBLE and this Court. This demonstrated a serious lack of candor and truthfulness. The hearing judge also found that Mr. Van Dusen‘s failure to notify SBLE and this Court regarding his surreptitious video recording of his tenants, the police investigation, the pending charges, the civil complaints, and the subsequent conviction, was deliberate and calculating.
The hearing judge found by clear and convincing evidence several aggravating factors: a selfish motive in recording his tenants, a pattern of misconduct throughout his bar application process, engaging in criminal activity on multiple days, vulnerability of the victims, and an indifference to making restitution. These aggravating factors further support a sanction of disbarment.
The hearing judge found four mitigating factors: personal or emotional problems (stress and erectile dysfunction), mental disability or impairment (Voyeuristic Disorder, Major Depressive Disorder—Mild), imposition of other penalties or sanctions (criminal and civil judgments), and interim rehabilitation (treatment from the Veterans Administration). The mitigating factors found by the hearing judge do not warrant a lesser penalty than disbarment in this case. In the case of intentional dishonest conduct, the Court considers a sanction less than disbarment only when the most serious and debilitating mental or physical health conditions are the “root cause” of the misconduct and result in the attorney‘s utter inability to conform his conduct in accordance with the law and the MLRPC. Attorney Grievance Comm‘n v. Vanderlinde, 364 Md. 376, 413-14, 773 A.2d 463 (2001). Although Mr. Van Dusen met the clinical diagnosis for a disorder, it is undisput-ed that he was at all times fully capable of conforming his conduct to the law and to the MLRPC.
For these reasons, we concluded that disbarment was the appropriate sanction in this case.
Notes
This Rule is subject to the provisions of the Fifth Amendment of the United States Constitution and corresponding provisions of state constitutions. A person relying on such a provision in response to a question, however, should do so openly and not use the right of nondisclosure as a justification for failure to comply with this Rule.
MLRPC 8.1 Comment [3] . An applicant who relies on the Fifth Amendment to decline to disclose material information must do so openly and contemporaneously. It cannot be used as a post hoc justification for a failure to disclose.
