Attorney Grievance Comm'n v. WeinbergAttorney Grievance Comm'n v. Weinberg
Attorney Grievance Commission of Maryland v. Asher Newton Weinberg, AG No. 1, September Term 2022. Opinion by Eaves, J.
ATTORNEY DISCIPLINE – SANCTION – INDEFINITE SUSPENSION
The Supreme Court of Maryland found that, in his representation of a client in a criminal matter, Respondent: (1) made false statements in pleadings with the court, regarding the victim‘s ability to identify the client as the perpetrator of crimes against the victim; (2) knowingly and recklessly made false statements that impugned the integrity of various judges who conducted proceedings in the criminal case against his client; and (3) in committing the aforementioned acts, committed misconduct that had the potential to bring the legal system into disrepute.
The Supreme Court concluded that Respondent violated the following Maryland Attorneys’ Rules of Professional Conduct: 3.3 (Candor Toward the Tribunal), 8.2 (Judicial and Legal Officials), and 8.4 (Misconduct).
The Supreme Court concluded that the appropriate sanction is an indefinite suspension with the right to apply for reinstatement after six months from the beginning of the period of suspension.
IN THE SUPREME COURT OF MARYLAND*
AG No. 1
September Term, 2022
ATTORNEY GRIEVANCE COMMISSION OF MARYLAND v. ASHER NEWTON WEINBERG
Opinion by Eaves, J.
Filed: August 31, 2023
Pursuant to the Maryland Uniform Electronic Legal Materials Act (§§ 10-1601 et seq. of the State Government Article) this document is authentic.
Gregory Hilton, Clerk
* At the November 8, 2022, general election, the voters of Maryland ratified a constitutional amendment changing the name of the Court of Appeals to the Supreme Court of Maryland. The name change took effect on December 14, 2022.
On March 14, 2022, the Attorney Grievance Commission of Maryland (the “Commission“), acting through Bar Counsel, filed a Petition for Disciplinary or Remedial Action (the “Petition“) against Respondent, Asher N. Weinberg, a member of the Maryland Bar, arising out of his representation of Megan B. Lemons and Bar Counsel‘s subsequent investigation. The Commissiоn alleged that Respondent violated the following Maryland Attorneys’ Rules of Professional Conduct (“MARPC“)1:
19-301.1 Competence (1.1) ;19-301.2 Scope of Representation and Allocation of Authority between Client and Attorney (1.2) ;19-301.16 Declining or Terminating Representation (1.16) ;19-303.3 Candor Toward the Tribunal (3.3) ;19-303.4 Fairness to Opposing Party and Attorney (3.4) ;19-308.2 Judicial and Legal Officials (8.2) ; and19-308.4 Misconduct (8.4) .
Pursuant to
hearing judge also found four aggravating factors and four mitigating factors. Bar Counsel recommends that Respondent be indefinitely suspended from the practice of law with a right to apply for reinstatement in one year. Respondent has filed exceptions to the hearing judge‘s Findings of Facts and Conclusions of Law. For the reasons discussed below, we shall sustain Respondent‘s exceptions to Rules 1.1 and 1.2, overrule Respondent‘s exceptions to Rules 3.3, 8.2, and 8.4, and indefinitely suspend Respondent with the right to apply for reinstatement after six months from the beginning of the period of suspension.
I
HEARING JUDGE‘S FINDINGS OF FACT
The hearing judge found that Respondent was admitted to the Bar of the Supreme Court of Washington in 2003 and, in
A. Representation of Megan B. Lemons
On November 15, 2019, Megan B. Lemons was charged with armed robbery and related offenses that occurred at a 7-Eleven in Anne Arundel County on October 15, 2019. Important to the State‘s case against Ms. Lemons was the identification of the alleged
robber by Kaija Hirsch, a cashier at the 7-Eleven. At the time of the robbery, Ms. Hirsch was behind the check-out counter when an unknown woman approached her, asking to buy an item located behind the counter. As Ms. Hirsch turned to retrieve the item, the woman knocked Ms. Hirsch to the ground. Once Ms. Hirsch was on the ground, the woman jumped over the counter and held a knife to Ms. Hirsch‘s throat. The woman proceeded to take money out of the cash register before fleeing on foot. Shortly thereafter, the police questioned Ms. Hirsch about the identity of the robber. Ms. Hirsch described the robber as a “White female with olive toned skin[,]” and a wide build, standing somewhere between 5’ 7” to 5’ 8” tall. Additionally, the police posted a still photo taken from the 7-Eleven‘s security camera online, asking the public to help identify the suspect.
Eventually, a police investigation led to Ms. Lemons being identified as the purported robber. She was arrested in Virginia and extradited to Maryland. On January 27, 2020, a bond review hearing was held in the District Court of Maryland for Anne Arundel County before the Honorable Danielle M. Mosley. Judge Mosley ordered that Ms. Lemons be held without bond and imposed several special conditions, including the condition that Ms. Lemons not contact or harass Ms. Hirsch. One month later, a grand jury sitting in Anne Arundel County indicted Ms. Lemons and her case was transferred to the Circuit Court for Anne Arundel County. The transfer order included Ms. Lemons’ regular bond conditions and the special condition that she have no contact with Ms. Hirsch.
After the case was transferred to the circuit court, Respondent entered his appearance on February 23, 2020, on behalf of Ms. Lemons. A few days after doing so, he filed a Motion to Review and Reduce Bond. The circuit court held a hearing on March
6, 2020, at which the Honorable Robert J. Thompson ordered that Ms. Lemons be released on home detention with the condition that she be allowed to travel for “legal, medical, and home detention appointments only.” During the disciplinary hearing, Respondent claimed that because Judge Thompson did not include the special condition that Ms. Lemons have no contact with Ms. Hirsch in the home detention order, it was Respondent‘s understanding that “[Judge Thompson] was striking” the no-contact order. The hearing judge found, however, that Judge Thompson did not alter or strike the no-contact order imposed upon Ms. Lemons by Judge Mosley.
Throughout Respondent‘s preparation of Ms. Lemons’ case for trial, he consistently asserted that the police wrongly identified
I have left another message for the detective, even though he has yet to ever return one of my calls. I want him to come down to the hospital, or I will drive Megan there to meet him. Someone from your side should actually meet her in person, and compare her to the person in the video.
If he won‘t meet us, i will contact the [Ms. Hirsch], and ask her to meet us, and see if she recognizes Megan. If you have another idea, let me know.
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Brian,3 feel free to contact me by phone or e-mail.
I will continue to try to get a hold of the detective.
(All sic in original).
Mr. Neubauer did not respond to the email, so Respondent reachеd out to Ms. Hirsch directly and sent her the following text message:
Ms. Hirsch. My name is Asher Weinberg. I am investigating the 7-11 robbery where you were the victim. If you are available to talk, please call or text me. Or, if you have an email address, I would like to send you some photos, and see if you recognize the person as the robber. I would also like to find out more information about the height of the woman in relationship to you.
Thank you.
Ms. Hirsch responded to the text message, and, in the following week, the two began communicating about the robbery via text messages and phone calls. During one of the text-message exchanges, Respondent sent Ms. Hirsch several photographs of different women and asked whether she could identify any of the women as the robber. Ms. Hirsch told Respondent that she could not give him a definitive answer. Eventually, Respondent set up an in-person meeting between Ms. Hirsch and Ms. Lemons, and he sent the following text message to Ms. Hirsch:
Megan can no longer afford to be on the ankle bracelet, which means she may need to turn herself back into jail on Monday. If you could meet with us tomorrow or Friday, that would be very helpful! I can drive her down to wherever you want, at anytime you want. I hate to be pushy but with Covid, the courts are not having any trials until probably November or December, and if she id truly innocent, I don‘t want her sitting in jail until then.
Thank you.
(All sic in original). In response, Ms. Hirsch agreed to meet with Ms. Lemons.
On June 5, 2020, Respondent personally transported Ms. Lemons to an agreed-upon location. In total, the meeting lasted 15 minutes, and Respondent, Ms. Lemons, Ms.
Hirsch, and a friend of Ms. Hirsch were present. During that time, Respondent questioned Ms. Hirsch about the description of the robbery suspect. Although Ms. Hirsch observed that the robber was closer to the height of the Respondent than to Ms. Lеmons’ height, Ms. Hirsch still definitively could not rule out Ms. Lemons as the suspect. At his disciplinary hearing, Respondent testified that, although he did not specifically ask Ms. Hirsch that question, Ms. Hirsch did not
Two days after the meeting, Respondent texted Ms. Hirsch the following: “Good evening. I am filing a motion tomorrow to try and get [Ms. Lemons] release. May I say that when we meet, you could not identify her as your attacker? Would that be accurate?” (All sic in original). Ms. Hirsch did not respond to this text message. Respondent then called Ms. Hirsch, but she was unable to give a definitive answer as to whether she could identify Ms. Lemons as the robber. Ms. Hirsch was, however, able to say that she perceived the robber to be taller and heavier than Ms. Lemons.
The hearing judge found that,
based on [Ms. Hirsch‘s] testimony and the copies of the written communications, at no point did Ms. Hirsch tell Respondent that Ms. Lemons was not the individual who committed the robbery or give him consent to make that representation on her behalf. In accepting Ms. Hirsch‘s testimony in its entirety, the Court finds that during her verbal and written exchanges with the Respondent, she never gave the Respondent a definitive answer as to whether Ms. Lemons was the individual who committed the robbery. Ms. Hirsch testified consistently that, at the time of the robbery, she perceived the robber to be taller and heavier because of the terror she felt being robbed at knifepoint. The Court credits Ms. Hirsch‘s testimony that she was never certain about the robber‘s identity and never made any affirmative statements to the Respondent regarding whether Ms. Lemons was or was not the individual who committed the robbery.
B. Respondent Files Various Motions with the Circuit Court for Anne Arundel County
Continuing to believe that Ms. Lemons was misidentified as the robber, Respondent filed with the circuit court a “REQUEST FOR HEARING IN JUNE BEFORE DEFENDANT BECOMES HOMELESS AND IS LIVING ON THE STREET IN ORDER TO DETERMINE WHETHER PROBABLE CAUSE STILL EXISTS TO HOLD MS. LEMONS” (the “Motion” or “June 18 Motion“). In the Motion, Respondent argued thаt the State did not have probable cause to continue its detention of Ms. Lemons. In support of his proposition, Respondent represented to the court that Ms. Hirsch “will testify that after seeing [Ms. Lemons] in person, she is 100% positive that [Ms. Lemons] was NOT the robber.” At the disciplinary hearing, however, Respondent admitted that Ms. Hirsch never made that statement and “never conveyed to him that she would testify that Ms. Lemons was not the robber.” Thus, the hearing judge found that Respondent knowingly and intentionally misrepresented that Ms. Hirsch would testify with 100% certainty that “Ms. Lemons was NOT the robber.”
Shortly after filing the Motion, Respondent filed a Petition for Writ of Habeas Corpus4 (“Habeas Petition“), asking for Ms. Lemons’ release. In the Habeas Petition, Respondent claimed the following:
7. Defense Counsel arranged for Ms. Lemons and the victim of the robbery to meet. After meeting with Ms. Lemons, the victim spoke to Counsel by phone and stated with absolute certainty, Ms. Lemons was not the robber. She is prepared to testify to this.
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14. The victim of the robbery, Kaija Hirsch will testify that Ms. Lemons was not the robber.
Because receipt of the Habeas Petition was the first time that the State became aware that Respondent had arranged for Ms. Lemons and Ms. Hirsch to meet, the State filed in response a request for the circuit court to inquire about the meeting. The court held a hearing before the Honorable Mark W. Crooks, in which the parties addressed the June 5, 2020, meeting between Respondent, Ms. Lemons, and Ms. Hirsch. Judge Crooks expressed concerns about the meeting and the potential evidentiary issues that it may have created:
[T]his Court finds that the original order controlled throughout the order that was put in place, which was a no contact order provision, and not withstanding Judge Thompson – presumably, it might have hаd to do with Covid, I don‘t know, but had some habeas or bond review, and concluded that there were limited exceptions to the no bond house arrest to meet with counsel, and medical appointments, and that kind of thing.
And this Court interprets that as being an umbrella that would have forced all of the ability even that alone would have forced all the ability for the victim to meet with the Defendant, which in no case is appropriate.
(Alteration in original).
During the disciplinary hearing, Respondent acknowledged that he arranged the meeting and transported Ms. Lemons to the meeting location. Respondent testified that, while making the arrangements for, and during, the meeting, he was operating under the assumption that the order for home detention superseded the initial order, as well as the restrictions imposed on Ms. Lemons, including the no-contact order. At the hearing, Respondent alternatively claimed that he was unaware of the no-contact order until the
hearing before Judge Crooks, stating that, “I don‘t believe I had that knowledge [of the no-contact order] at that – when I brought [Ms. Lemons] to meet with Ms. Hirsch, I don‘t believe I was aware that there was any kind of no-contact order in place.” The hearing judge did not find Respondent‘s testimony credible and found that, “as of June 3, 2020, . . Respondent knew or should have known the no-contact order was in place[]” and that he “assisted Ms. Lemons in violating the order.”
The hearing judge further stated,
[i]n addition to his inconsistent statements and evolving explanations, the Court has considered the Respondent‘s extensive experience representing criminal defendants, and that it is standard for a court to issue a no contact provision between a victim and defendant in a criminal case. The Respondent had access to Ms. Lemons’ entire court file through the Maryland Electronic Court (“MDEC“) e-filing system, and, knowing of Ms. Lemons’ bond status and conditions, filed a Motion to Reduce Bond on February 27, 2020.
Following the hearing with Judge Crooks, the State filed on October 6, 2020, a motion in limine, arguing that Respondent‘s presence at the meeting between Ms. Lemons and Ms. Hirsch made him a potential trial witness and that the court should “preclude [the defense‘s] use of anything obtained at, or as a result of, the meeting [the Respondent] set up between [Ms. Lemons] and the victim, Kaija Hirsch.” (Second alteration in original). The Honorable Pamela K. Alban heard arguments on the State‘s motion. Over Respondent‘s objection, Judge Alban found that Respondent‘s conduct violated the court‘s no-contact order and that he made
You committed – potentially committed a crime here by the initial interview with the victim and so based on that, and as I look at the interactions, the
results, I don‘t need to rehash all of it again for you but the problem becomes that the effects of what occurs after your meetings, I think opens the door and allows Ms. (sic) Neubauer more latitude in cross examination and potential witness calling.
Thus, Judge Alban struck the Respondent‘s appearance and directed the parties to then-County Administrative Judge, the Honorable Laura S. Ripken,5 for a hearing to postpone the trial. Judge Alban advised that, before Judge Ripken, Ms. Lemons could have the matter postponed or elect to proceed without counsel. Ms. Lemons opted to have her trial postponed to December 17, 2020, and a bond hearing was set for October 16, 2020.
At the October 16 bond hearing, Ms. Lemons was represented by Maria E. Mena. The parties appeared befоre Judge Ripken to review Ms. Lemons’ home detention status. Although he was no longer Ms. Lemons’ attorney of record, Respondent appeared in the courtroom‘s gallery and attempted to address the court on behalf of Ms. Lemons. Judge Ripken denied his request to be heard and reminded him that his appearance had been stricken. At the conclusion of the hearing, Judge Ripken revoked the bond for Ms. Lemons and scheduled a further bond hearing to allow Ms. Lemons time to find another home monitoring company that she could afford and that would be acceptable to the court.
The subsequent bond hearing was held before the Honorable Richard R. Trunnell on October 19, 2020. Present at the hearing was Ms. Lemons, Ms. Mena, and the Respondent, who again was seated in the gallery of the courtroom. At the conclusion of the hearing, Judge Trunnell ruled that Ms. Lemons could be released from the Anne Arundel Detention Center to a private house arrest program to which she had been
accepted. Judge Trunnell directed the attorneys of record, Mr. Neubauer and Ms. Mena, to submit an order that comported with his ruling for his signature. Following the hearing, however, Respondent used his personal email to send a proposed order for Ms. Lemons’ home detention monitoring to Judge Trunnell‘s chambers. In response to that email, Judge Trunnell‘s chambers sent Respondent a letter advising him not to contact his chambers regarding Ms. Lemons’ matter unless or until his appearance had been reinstated.6
Although he was no longer Ms. Lemons’ attorney of record, during the disciplinary hearing, Respondent told the hearing judge that he sent the proposed home detention monitoring order to Judge Trunnell‘s chambers because he did not have access to a laptоp to file the order using MDEC. He also stated that Ms. Mena, who is not well versed in using technology,7 dictated the order while he was typing
C. Respondent Speaks to Ms. Hirsch After His Appearance Has Been Stricken
Eventually, Ms. Lemons reached a plea agreement with the State and her case was scheduled for a hearing on February 5, 2021. A few days before the plea hearing, however, Respondent sent Ms. Hirsch one last text message about Ms. Lemons:
Thank you for your honesty with the State. You are now guilty of victimizing an innocent woman as the real robber is. I‘m sure Glen [Neubauer] convinced you that megan was guilty, even though everyone who saw the video said it looked nothing like megan. But glen tried to cover that up. Megan has to take a plea to something she didn‘t do to stay out of jail.
Thanks again.
You can go to court on Friday morning and watch the “justice.” I‘ll bet he told you “it‘s for her own good. She needs the help.” Even though you know it wasn‘t her, and never told him that. If the real robber kills her next victim, don‘t bother feeling guilty.
(All sic in original).
Ms. Hirsch provided a copy of that text message to Mr. Neubauer, and the State filed the next day a motion requesting that the court order Respondent not to have any contact with Ms. Hirsch or any other State‘s witness. As the matter of State v. Lemons was resolved on February 5, 2021, with Ms. Lemons entering an Alford plea to second-degree assault and theft from $100 to $1,500, no further hearing was held on the State‘s motion, and the court, therefore, did not issue a ruling.
The hearing judge credited Ms. Hirsch‘s testimony that Respondent‘s final text message “hurt” because she thought she was “doing thе right thing by trying to be honest
and helping[] . . . figure out whether or not[] ... Megan was [the robber].” The judge also found that Respondent‘s text was “inappropriate,” “[could] be considered harassing[,]” and “show[ed] extremely poor judgment.”
D. Respondent‘s Statements About Multiple Judges After the Conclusion of State v. Lemons
Six months after the conclusion of State v. Lemons, Respondent made statements that the hearing judge found impugned the integrity of Judge Alban, the Honorable J. Michael Wachs, and the Honorable William C. Mulford II.9 First, Respondent made repeated statements about Judge Alban during an August 6, 2021, hearing in the case of State v. Delvon Harrod, II.10 Second, Respondent sent an email to the County Administrative Judge, the
1. Respondent‘s statements during the August 6, 2021, hearing
On August 6, 2021, Respondent appeared before Judge Alban for a bond review hearing on behalf of the defendant in State v. Harrod. At the hearing, Respondent asked Judge Alban to recuse herself. In support of his request, Respondent stated the following:
You[, Judge Alban,] are a liar, you are biased, you have demonstrated bias, you have stepped into the shoes of the State‘s Attorney on occasion, you refuse to apply the law when it doesn‘t suit your purposes or when you don‘t agree with it. You are complicit in kidnapping and basically you are corrupt for a judge. So I have to ask you that you recuse yourself.
(All sic in original). Judge Alban denied Respondent‘s request. Thrоughout the hearing, Respondent renewed his request for Judge Alban to recuse herself, repeating that Judge Alban was “a liar,” “biased,” “corrupt,” “complicit in kidnapping,” and improperly stepped “into the shoes of the State‘s Attorneys” and that, therefore, Mr. Harrod, could not get a fair hearing. Judge Alban again denied his request, and the hearing in the Harrod case resumed.
The hearing judge found that the Respondent‘s statements about Judge Alban “were not opinions and that they were made with reckless disregard as to their truth or falsity and that each of the statements impugned Judge Alban‘s integrity.”
2. Respondent‘s August 8, 2021, email correspondence with Judge Klavans
On August 8, 2021, Respondent sent Judge Klavans an email that stated the following:
Good afternoon,
I am writing to request that a number of the Judges in your courthouse be permanently recused from any case I am named in, due to their corruption which has spread though rot in the judiciary of Anne Arundel Circuit Court.
Among these are:
Pam Alban. While on the bench, she has lied, acted as a State‘s attorney, demonstrated bias towards the state, and is complicit in kidnaping. She also refuses to apply the law when it does not suit her personal beliefs, even thought the law was very clear on the issues at hand. When I asked her to recuse herself at my hearing, on Friday, she stated that she did not see any of that in her actions. That is either another lie, or more bias.
Judge Wachs: His demonstrated bias against the Defense Bar, his hypocrisy, and his refusal to apply the law has caused permanent harm to my some of my clients.
Judge Mulford: His bias against me, his allowing, along with Pam Alban, State‘s attorney to lie to the Court, and commit fraud upon the Court all remove him
from the ability to be fair and impartial to me or my clients. Additionally, as part of my goal to expose the corruption within your Court, and to try and bring about a political action against them, I shall be distributing the attached flyer, or similar, in front of your courthouse on random morning and lunch times.
Please help to protect my client‘s constitutional rights, and what is left of the integrity of the Court in your country.
(All sic in original).
In addition to the above, Respondent also claimed that Judge Alban
allowed “[Mr. Neubauer] to lie to the Court [] and commit fraud upon the Court” as demonstrated by the Respondent‘s testimony that Mr. Neubauer filed a response to the Respondent‘s motion that did not cite case law and that, according to the Respondent, Mr. Neubauer stated that the witnesses in the Lemons matter all changed their positions regarding the identification of Ms. Lemons as the robber after speaking with the Respondent.
(Alterations in original).
Judge Klavans responded to the email in which he explained that recusal is left to the individual judge. He denied Respondent‘s request to permanently recuse Judges Alban, Wachs, and Mulford from hearing cases where he appeared as counsel.
3. Respondent‘s August 2021 flyer
Attached to Respondent‘s email to Judge Klavans was a copy of a flyer he intended to circulate outside of the courthouse. The flyer had photographs of Judges Wachs and Alban with an “X” superimposed over each of their images. Beneath each photograph were the words, “Bias, Lawless, Criminality[.]” In addition, the flyer included a link to a website named “AnneArundelCorruptCourts.com.”12 Also at the bottom of the flyer there was a tagline, “Anne Arundel Circuit Court – Where our Constitution Comes to Die[,]” and a QR code13 that directed users to a publicly available Change.org petition14 calling on former Maryland Governor Larry Hogan to recall Judges Wachs and Alban for “violat[ing]
their oath of office.”15 (Alteration in original). Respondent disseminated the flyer to Judge Klavans and several attorneys and posted it on the listserv16 for the Maryland
II
HEARING JUDGE‘S CONCLUSIONS OF LAW
The hearing judge found by clear and convincing evidence that Respondent violated Rules 1.1; 1.2(d); 3.3(a)(1); 8.2(a); and 8.4(a), (c), and (d).
A. Rules 1.1 and 1.2
Rule 1.1 states: “An attorney shall provide competent representation to a client. Competent representation requires legal knowledge, skill, thoroughness, and preparation reasonably necessary for the representation.” Meanwhile, Rule 1.2(d) states:
An attorney shall not counsel a client to engage, or assist a client, in conduct that the attorney knows is criminal or fraudulent, but an attorney may discuss the legal consequences of any proposed course of conduct with a client and may counsel or assist a client to make a good faith effort to determine the validity, scope, meaning, or application of law.
According to the hearing judge, Respondent violated Rule 1.1 and 1.2(d) because he “knew about the no contact order . . . when he assisted his client in violating the no contact order by arranging the meeting with Ms. Hirsch, transporting Ms. Lemons to the meeting, and facilitating communication between Ms. Lemons and Ms. Hirsch on June 5, 2020.”
B. Rule 3.3
Rule 3.3(a)(1) states that an attorney shall not knowingly “make a false statement of fact or law to a tribunal or fail to correct a false statement of material fact or law previously made to the tribunal by the attorney[.]” The hearing judge found that Respondent violated Rule 3.3(a)(1) when he filed the June 18th Motion and the Habeas Petition. In the Motion, the hearing judge fоund that Respondent knowingly and intentionally misrepresented the fact that Ms. Hirsch was “100% positive” that Ms. Lemons was not the robber; and, in the Habeas Petition, that Respondent knowingly and intentionally misrepresented that Ms. Hirsch had “stated with absolute certainty” that Ms. Lemons was not the robber.
C. Rule 8.2
Rule 8.2(a) states:
An attorney shall not make a statement that the attorney knows to be false or with reckless disregard as to its truth or falsity concerning the qualifications or integrity of a judge, adjudicatory officer, or public legal officer, or of a candidate for election or appointment to judicial or legal office.
The hearing judge found that Respondent made oral and written statements that were made with reckless disregard as to their truth or falsity in violation of Rule 8.2(a) when he made statements about: (1) Judge Alban at the August 6, 2021, hearing in State v. Harrod, (2)
Judges Alban, Wachs, and Mulford in his August 8, 2021, email to Administrative Judge Klavans, and (3) Judges Alban and Wachs in the flyer attached to an email to Judge Klavans,D. Rule 8.4
First, the hearing judge found that Respondent violated
E. Aggravating and Mitigating Factors
The hearing judge found four aggravating factors: (1) a pattern of misconduct; (2) multiple violations of the rules of professional conduct; (3) submission of false evidence, false statements, or other deceptive practices during the attorney disciplinary process; and (4) substantial experience in the practice of law. The hearing judge also found four mitigating factors: (1) absence of a prior disciplinary record; (2) absence of a dishonest or selfish motive; (3) remorse; and (4) unlikelihood of repetition of the misconduct.
III
STANDARD OF REVIEW
“This Court has original jurisdiction and complete jurisdiction in attorney discipline proceedings and conducts an independent review of the record.” Att‘y Grievance Comm‘n v. Jackson, 477 Md. 174, 182 (2022). We review a hearing judge‘s findings of fact for clear error. See
IV
EXCEPTIONS
In providing context for his exceptions, Respondent characterizes his conduct and representation of Ms. Lemons as passionate and zealous advocacy on behalf of a mistakenly identified and accused perpetrator of the crimes against Ms. Hirsch. He acknowledges that he “admittedly went too far to рrotest what he believed to be a miscarriage of justice” and went “overboard in protesting his removal from the case of a woman considered innocent[.]” Respondent also describes his conduct as “[t]inged with hyperbole[,]” “provocative[,]” and an “exercise[ in] poor judgment
- Respondent argues that the hearing judge refused to examine the circuit court‘s judicial rulings concerning his removal as Ms. Lemons’ attorney. Among those rulings, Respondent believes the hearing judge was required to consider whether: (1) the circuit court improperly required him to provide competent evidence to support the allegations he made; and (2) the circuit court was required to hold an evidentiary hearing before striking his appearance as Ms. Lemons’ attorney.17 In addition, Respondent argues that the hearing judge failed to require Bar Counsel to produce clear and convincing evidence that Respondent‘s statements were uttered with actual knowledge of their falsity or that they recklessly disregarded the truth. He urges us to find that, in accordance with New York Times v. Sullivan, 376 U.S. 254 (1964), Bar Counsel had the burden to show “actual malice” with respect to the statements he made, and that Bar Counsel failed to do so.18
- The hearing judge had no basis to find that Respondent violated the no contact order because that restriction was only in a commitment order that was vaсated when Judge Thompson signed a Release from Commitment and issued a home detention order that did not include the restriction. In addition, because the home detention order permitted Ms. Lemons to leave home to attend legal appointments, the meeting with Ms. Hirsch qualifies as a legal appointment.
- The hearing judge erroneously required Respondent to prove “to [the hearing judge‘s] satisfaction” that he accurately recounted Ms. Hirsch‘s statements as to the identity of the robber in his pleadings before the circuit court and those made during his arguments to Judge Alban. Pursuant to
Maryland Rule 1-311(b) , when he signed his various motions to release Ms. Lemons from jail, Respondent had a good-faith basis to believe that Ms. Hirsch would testify consistently with the language in those motions. And, as he testified at his disciplinary hearing, Ms. Hirsch stated in a phone call that “it was not Meghan...[t]he robber was much bigger than her[, w]alk was different... . she said it wasn‘t her.” - That, while he was “unceremoniously discharged,” the hearing judge should not have punished him for (1) attempting to speak up for Ms. Lemons
before Judge Ripken, (2) offering information to Judge Trunnell, or (3) sending the last “caustic text” to Ms. Hirsch. Respondent contends that he is being punished for going “above and beyond to fight for a client divested of fundamental rights.”
With respect to the exceptions, we conclude that Respondent‘s exceptions as to
V
ANALYSIS
It is helpful to bifurcate Respondent‘s exceptions into those that encompass more general allegations versus those that directly challenge specific findings or conclusions made by the hearing judge. Thus, we proceed accordingly.
A. General Exceptions
1. The Hearing Judge had No Obligation to Review the Circuit Court‘s Rulings as to Ms. Lemons’ Sixth Amendment Right to Counsel of her Choice
Respondent spent a significant portion of his exceptions arguing that Judge Alban‘s removal of him as Ms. Lemons’ attorney violated Ms. Lemons’ Sixth Amendment right to counsel of her choice. Citing State v. Goldsberry, 419 Md. 100 (2011), Respondent argues that the hearing judge should have found that Judge Alban “lacked any legally-sufficient basis for overriding a defendant‘s Sixth Amendment right to choose her own counsel.” In Goldsberry, we stated that the presumption in favor of the right to counsel of one‘s own choosing may be overcome “not only by a demonstration of actual conflict but by a showing of a serious potential for conflict.” Id. at 118 (quoting Wheat v. United States, 486 U.S. 153, 164 (1988)). Here, however, Judge Alban‘s ruling to strike Respondent‘s appearance as Ms. Lemons’ attorney was not subject to review by the hearing judge. That process is covered under our rules governing appeals in criminal cases.19 Rather, the hearing judge‘s responsibility was to determine whether Respondent‘s conduct violated the MARPC by clear and convincing evidence.20
Respondent suggests that the hearing judge still was required to review Judge Alban‘s ruling to determine whether Respondent‘s criticisms of that ruling and Judge Alban were warranted. If Respondent‘s criticisms were factual commentary on Judge Alban‘s ruling, or if he had simply criticized her for getting the law wrong, we would agree. However, Respondent (1) called Judge Alban a liar, (2) accused her of being biased and acting as the prosecutor, (3) accused her of “refus[ing] to apply the law when it doesn‘t suit [her] purpose or when [she does not] agree with it; (4) said she was “complicit in
2. Respondent is not being Punished for Zealously Representing Ms. Lemons
Respondent argues that, despite “much evidence that [Ms. Lemons] was completely innocent,” her Sixth Amendment rights were “trampled on” by Judge Alban, and because he hoped that Ms. Hirsch would exonerate his client, this Court should not punish him for his conduct in going “above and beyond to fight [to prevent Ms. Lemons from being] divested of fundamental rights.” This Court, therefore, should find that “the vigorous defense he provided is worthy of commendation, not condemnation.” We do not agree that Respondent is being punished for zealously representing Ms. Lemons.
Md. 412, 414–15 (1976); see also
In his exceptions, Respondent raised this issue with respect to his last email to Ms. Hirsch in which he blamed her for Ms. Lemons’ pleading guilty. He also notes that “he exercised poor judgment in a brief but caustic text.” Although Respondent initially was charged with an ethical violation arising from sending the text to Ms. Hirsch pursuant to
Here, our holdings in this matter with respect to violations of the MARPC with which Respondent has been charged also do not concern any alleged harassment of Ms. Hirsch by Respondent pursuant to
B. Specific Exceptions
1. Rules 1.1 and 1.2(d): Respondent did not Violate the No-Contaсt Order when he Arranged the Meeting between Ms. Lemons and Ms. Hirsch
An attorney violates
Lemons and Ms. Hirsch in violation of the no-contact order believed to be in effect at the time of the meeting on June 5, 2020. We do not agree with the hearing judge that there was clear and convincing evidence that the no-contact order was still in effect, and we will sustain Respondent‘s exceptions that he violated these two rules. Below, we provide some context as to the timeline of events that perhaps created some of the confusion about the status of the no-contact order.
this purported lack of familiarity with the system is confounding and not persuasive.24 Also, at the time Respondent entered his appearance in the circuit court after Ms. Lemons was indicted on February 21, 2020, Judge Mosley‘s order carried over to the сircuit court in accordance with
Second, Respondent argues that he did not pay attention to the February 27, 2020, circuit court Commitment because it was not signed by a judge, but by the Clerk of the Court. He conveniently disregards, however, the fact that Judge Mosley‘s order was still in effect, having carried over from the District Court.
Third, Respondent excepts because he contends that Judge Thompson‘s order superseded the prior orders that contained the no-contact provision. He points out that, on March 6, 2020, Judge Thompson reviewed Ms. Lemons’ bail status and issued an order that superseded Judge Mosley‘s order—the Order for Home Detention, which released Ms. Lemons from confinement in the detention center. Although the hearing judge found that Judge Thompson did not “alter or strike” the no-contact order, we disagree with this
finding. Here, it was not unreasonable for Respondent to conclude that the March home detention order superseded both the circuit court Commitment dated February 27, 2020, as well as Judge Mosley‘s order. The home detention order did not expressly incorporate by reference any prior orders
Thus, although it was inadvisable for Respondent to arrange the meeting between Ms. Lemons, the charged suspect, and Ms. Hirsch, the victim, this conduct is not clear and convincing evidence of a violation of either
2. Rule 3.3(a)(1): Respondent Misrepresented to the Circuit Court Ms. Hirsch‘s Statements as to whether she could Identify Ms. Lemons as the Robber
The hearing judge found that Respondent violated
In his exceptions, Respondent argues that his statements made in the Motion and Habeas Petition were not direct quotes of Ms. Hirsch. Instead, Respondent claims that those statements were merely what he perceived would be Ms. Hirsch‘s “anticipated testimony.” Thus, according to Respondent, because he had more than substantial factual justification to proffer what he expected Ms. Hirsch to say, he did not make any false statеments of fact to the court. We do not agree for the following reasons.
“As one might expect, an attorney violates
At the disciplinary hearing, however, Ms. Hirsch testified to the opposite of Respondent‘s representations, stating:
- She never told anyone, including Respondent, that she was 100 percent positive that Ms. Lemons was not the robber;
- She never gave Respondent a definitive answer when he asked her if she could identify Ms. Lemons;
- She never told Respondent that she was prepared to testify in court that Ms. Lemons was not the robber;
- She never gave Respondent permission to make any sort of representation on her behalf, to the court, that Ms. Lemons was not the robber; and
- She never stated to anyone, either in text or verbally, that she could say whether Ms. Lemons was or was not the robber.
As we have consistently reiterated, the hearing judge, who “is in the best position to assess first hand a witness‘s credibility[,]” accepted Ms. Hirsch‘s testimony in its entirety and credits the fact that Ms. Hirsch was never certain about the robber‘s identity and never made any affirmative statements to Respondent. Att‘y Grievance Comm‘n v. Smith, 442 Md. 14, 35 (2015) (quoting Att‘y Grievance Comm‘n v. Sheridan, 357 Md. 1, 17 (1999)).
Indeed, our review of the record shows that Ms. Hirsch‘s testimony was significantly different than the misrepresentations in the pleadings filed by Respondent. In addition, during the hearing, Respondent admitted that Ms. Hirsch never told him whether she was “100% positive” that Ms. Lemons was the robber, and that she never conveyed to him that she would testify that Ms. Lemons was not the robber. Instead, Respondent admitted that his proffer to the court about Ms. Hirsch‘s testimony was based on “a lot of information.” But most importantly, claimed Respondent, his proffer was based on Ms. Hirsch‘s testimony that the robber was shorter than Ms. Lemons; thus, he assumed that Ms. Hirsch would testify that Ms. Lemons is 100 percent not the robber.
As the reviewing court, we cannot say that the hearing judge‘s assessment of Ms. Hirsch‘s credibility was clearly erroneous, and we accept it in full. Accordingly, Respondent violated
3. Rule 8.2(a): Respondent Made Statements that were Knowingly False and Reckless and Impugned the Integrity of the Judges about whom the Statements were Made
An attorney shall not make a statement that the attorney knows to be false or with reckless disregard as to its truth or falsity concerning the qualifications or integrity of a judge, adjudicatory officer or public legal officer, or of a candidate for election or appointment to judicial or legal office.
A violation of
First, the purpose of the rule is to protect “the integrity of the judicial system, and the public‘s confidence therein[,]” not to protect judges from unkind or undeserved criticism. Att‘y Grievance Comm‘n v. Frost, 437 Md. 245, 263 (2014). With that in mind, “certain phrases, alone, may not necessarily rise to the level of an attack on a judicial officer or public legal officer sufficient to warrant action[.]” Id. at 262. But when “used in conjunction with false factual allegations of corrupt activity . . . [it] is clearly in violation of
Second, to ensure that enforcement of
Third, as we recently stated in Attorney Grievance Commission v. Pierre, 2023 WL 5266218 (2023):
[I]n assessing both whether a statement is false and whether the speaker had knowledge of its falsity or acted with reckless disregard thereof, there is an important distinction between statements of fact and statements of opinion. “Under the First Amendment there is no such thing as a false idea... But there is no constitutional value in fаlse statements of fact. Neither the intentional lie nor the careless error materially advances society‘s interest in ‘uninhibited, robust, and wide-open’ debate on public issues.” Gertz v. Robert Welch, Inc., 418 U.S. 323, 339-40 (1974) (quoting Sullivan, 376 U.S. at 270). Although statements of opinion are generally not subject to being proven false, statements of fact are. Moreover, statements of opinion, even those widely viewed as erroneous or unfair, are both less likely to mislead and more valuable to protect in the service of free and open public discourse than are false statements of fact. See id. It is therefore false statements of fact that are the subject of
MARPC 8.2(a) and analogous provisions in other states. See, e.g., Matter of Callaghan, 796 S.E.2d 604, 628 (W. Va. 2017) (finding judicial candidate‘s materially false statements on campaign flyer impugning opponent were not protected by First Amendment and violated rules of professional conduct); In re O‘Toole, 24 N.E.3d 1114, 1126 (Ohio 2014) (“Lies do not contribute to a robust political atmosphere, and ‘demonstrable falsehoods are not protected by the First Amendment in the same manner as truthful statements.‘” (quoting Brown v. Hartlage, 456 U.S. 45, 60 (1982))); In re Chmura, 608 N.W.2d 31, 33 (Mich. 2000) (finding canon of judicial conduct restricting false or misleading public communications by judicial candidates unconstitutionally overbroad before narrowing it to prohibit only “knowingly or recklessly using forms of public communication that are false“).
Md. ___, 2023 WL 5266218 *1, *14 (2023).
Finally, when an attorney‘s statements are made during litigation—either in court or in court filings—we must also take great care to ensure that we do not chill speech or conduct that might legitimately advance the interests of their clients. A similar interest is protected in our defamation jurisprudence, where we afford absolute privilege for in-court statements that bear a rational relationship to the matter before the court. See Norman v. Borison, 418 Md. 630, 650, 653–54 (2011). Such statements are protected “even if [the attornеy‘s] purpose or motive was malicious, [the attorney] knew that the statement was false, or [the attorney‘s] conduct was otherwise unreasonable.” Id. at 651 (quoting Adams v. Peck, 288 Md. 1, 3 (1980)). “We give the privilege a broad and comprehensive interpretation, so as to foster the free and unfettered administration of justice[,]” because the “ultimate purpose of the judicial process is to determine the truth.”28 Id. at 651–52 (citations and internal quotation marks omitted).
Unlike a defamation action, “there is no absolute privilege that would protect an attorney from disciplinary action.” Frost, 437 Md. at 268 n.14. However, the same general purpose underlying the absolute judicial privilege from defamation actions mandates the exercise of great caution in attorney discipline matters to ensure that our enforcement of
of
Accordingly, we begin our review first with the statements Respondent made at the hearing before Judge Alban, the August 8, 2021, email to Judge Klavans, and the August 2021 flyer.
i. The August 6, 2021, hearing before Judge Alban
On August 6, 2021, Respondent was representing the defendant in State v. Harrod. The hearing judge found that Respondent‘s statements during that hearing were all made with reckless disregard as to their truth or falsity, impugning the
As noted, in-court statements made in the course of representing clients should form the basis for a
part of legitimate advocacy, lest we inadvertently chill legitimate speech or conduct.30 Respondent‘s statements were made in connection with his motion for Judge Alban to recuse herself from presiding over a case involving a client of Respondent (not Ms. Lemons). Because they were made in court in connection with a motion made on behalf of a client, it is appropriate to carefully scrutinize Respondent‘s statements at the August 6, 2021, hearing.
After Respondent asked Judge Alban to recuse herself, Judge Alban asked him to state the basis for his request. He responded:
You are a liar, you are biased, you have demonstrated bias, you have stepped into the shoes of the State‘s Attorney on occasion, you refuse to apply the law when it doesn‘t suit your purposes or when you don‘t agree with it. You are complicit in kidnaping and basically you are corrupt for a judge. So I have to ask you that you recuse yourself.
Later in the hearing, Respondent renewed his request for recusal, stating: “You are a liar, you are bias[ed], you step into the shoes of the State‘s Attorneys, you are corrupt, you are complic[it] in kidnaping, and my client cannot get a fair hearing in front of you.”
Because he made very similar statements on two occasions during different parts of the hearing, it is clear that Respondent‘s comments were neither mistaken nor the product of a surge of unfortunate or regrettable emotion, but instead were considered and intentiоnal. That is also clear from the explanation he provided to the hearing judge, which is, in essence, that his statements were true. He claimed that Judge Alban: (1) is a liar because she broke her oath to uphold the Constitution by ignoring controlling law in at least two cases; (2) is biased because, among other reasons, she ignored governing case law to rule in favor of the State, denied a motion to reinstate without a
Certain of Respondent‘s statements, if made by themselves, could conceivably be part of legitimate advocacy in connection with a recusal motion, including his contentions of general bias and providing improper assistance to an opposing party. Indeed, if an attorney believes that a judge has demonstrated bias justifying recusal, it will ordinarily be incumbent on the attorney to raise that issue and explain the basis. See, e.g., In re Dixon, 994 N.E.2d 1129, 1138 (Ind. 2013) (stating that “[c]ounsel‘s advocacy on such [recusal for bias] matters must not be chilled by an overly restrictive interpretation of
Respondent had stopped there, we would not be inclined to conclude that he violated
Here, however, Respondent went further, accusing Judge Alban of being “complicit in kidnaping” and being “сorrupt for a judge.” As the hearing judge correctly found, those are statements of fact, not opinion; they were false; and, absent any reasonable articulable basis for Respondent to have believed they were true, were made with at least reckless disregard for their truth or falsity. The fervency of Respondent‘s belief that his former client had been wronged neither justifies nor excuses his false, public accusations of corrupt, criminal behavior by Judge Alban. We cannot discern any conceivable role for such accusations in legitimate advocacy. Thus, Respondent‘s statements during the August 6, 2021, hearing violated
ii. The August 8, 2021, email to Administrative Judge Klavans
On August 8, 2021, Respondent sent Judge Klavans the following email, which, in relevant part, stated:
Pam Alban. While on the bench has lied, acted as a State‘s attorney, demonstrated bias towards the state, and is complicit in kidnapping. She also refuses to apply the law when it does not suit her personal beliefs[.]
Judge Wachs: H[e] [has] demonstrated bias against the Defense Bar, his hypocrisy, and his refusal to apply the law has caused permanent harm to [ ] some of my clients.
Judge Mulford: His bias against me, his allowing, . . . [the] State‘s [A]ttorney to lie to the Court, and commit fraud upon the court, all remove him from the ability to be fair and impartial to me or my clients[.]
Respondent requested that the three judges “be permanently recused from any case [he is] named in[.]” The email was
We disagree with the hearing judge‘s finding of fact and conclusions of law with respect to the email. Although Respondent‘s statements in the email were unseemly and intemperate, and many of them were false, the purpose of
iii. The August 2021 flyer
The hearing judge found that Respondent also violated
Having been circulated that broadly, it was easily foreseeable that the flyer could have been, and perhaps was, distributed to the public (i.e., members outside the legal profession). Moreover, the flyer did not merely accuse the judges targeted in it (Judges Alban and Wachs) of getting the law wrong or even generally being biased. Instead, it directly accused both of them of being “Lawless” and exhibiting “Criminality.” Those accusations fall squarely within the type of “false, scandalous or other improper attacks upon a judicial officer” that we have previously held are “subject to discipline” under
On the flyer, Respondent also accused Judge Wachs of refusing to apply the law, refusing to consider evidence, denying a required hearing, and applying the rules unfairly. And he accused Judge Alban of refusing to apply the law when it did not fit the results she wanted, ignoring laws and rules she does not like, and unlawfully depriving a woman of counsel. Although some of those statements, if made on their own, might not rise to the level of supporting an 8.2(a) violation, we must view the statements on the flyer in their totality, including the statements accusing Judges
4. Rules 8.4(a), (c), and (d): Respondent Violаted Multiple Rules; Engaged in Conduct Involving Dishonesty, Fraud, or Misrepresentation; and Engaged in Conduct Prejudicial to the Administration of Justice
Here, the hearing judge found that Respondent violated
First, because we conclude that Respondent violated
Second, as to
Finally, an attorney violates
VI
AGGRAVATING AND MITIGATING FACTORS
In every attorney discipline case, we consider whether any aggravating and mitigating factors are present. To begin, we briefly review the established aggravating factors:
(1) prior attorney discipline; (2) a dishonest or selfish motive; (3) a pattern of misconduct; (4) multiple violations of the M[A]RPC; (5) bad faith obstruction of the attorney discipline proceeding by intentionally failing to comply with the Maryland Rules or orders of this Court [ ]; (6) submission of false evidence, false statements, or other deceptive practices during the attorney discipline proceeding; (7) a refusal to acknowledge the misconduct‘s wrongful nature; (8) the victim‘s vulnerability; (9) substantial experience in the practice of law; (10) indifference to making restitution or rectifying the misconduct‘s consequences; (11) illegal conduct, including that involving the use of controlled substances; and (12) likelihood of repetition of the misconduct.
White, 480 Md. at 385 (quoting Att‘y Grievance Comm‘n v. Keating, 471 Md. 614, 639 (2020)). On the opposite end, we consider the following mitigating factоrs:
[A]bsence of a prior disciplinary record; absence of a dishonest or selfish motive; personal or emotional problems; timely good faith efforts to make restitution or to rectify consequences of misconduct; full and free disclosure to disciplinary board or cooperative attitude toward proceedings; inexperience in the practice of law; character or reputation; physical or mental disability or impairment; delay in disciplinary proceedings; interim rehabilitation; imposition of other penalties or sanctions; remorse; and finally, remoteness of prior offenses.
Id. at 385-86 (quoting Keating, 471 Md. at 639-40). While it is Bar Counsel‘s obligation to prove each aggravating factor by clear and convincing evidence, the burden for Respondent is less onerous, requiring proof of any mitigating factors only by a preponderance of the evidence. Id. at 386 (citing Att‘y Grievance Comm‘n v. Karambelas, 473 Md. 134, 171 (2021)).
Here, the hearing judge found the following four aggravating factors: a pattern of misconduct; multiple violations of the rules of professional conduct; submission of false evidence, false statements, or other deceptive practices during the attorney disciplinary process; and substantial experience in the practice of law. The hearing judge also found the following mitigating factors: absence of prior discipline; absence of a dishonest or selfish motive; remorse; and unlikelihood of repetition of the misconduct.
A. Aggravating Factors
Of the four aggravating factors that the hearing judge found, Respondent argues that Petitioner proved by clear and convincing evidence only that he has substantial experience in the practice of law. As to the others, Respondent excepts to the hearing judge‘s conclusions.
“We afford great deference to these determinations ‘because it is the trier of fact, and not the appellate court, that possesses a better opportunity to view the evidence presented first-hand, including the demeanor-based evidence of the witnesses, which weighs on their credibility.‘” White, 480 Md. at 387 (quoting State v. Manion, 442 Md. 419 (2015)). Thus, not only because we afford the hearing judge great deference, we also find clear and convincing evidence that the Commission met its burden as to the aggravating factors and overrule Respondent‘s objections. Respondent engaged in a pattern of misconduct, had multiple violations of the rules of professional conduct, and has substantial experience in the practice of law.
B. Mitigating Factors
For thе following reasons, we conclude that Respondent has shown by a preponderance of the evidence the mitigating factors found by the hearing judge.
Respondent has no prior record of attorney discipline. Accordingly, that mitigating factor is established. In addition, throughout his testimony, Respondent showed remorse and showed that what he did was not for dishonest or selfish motives. Respondent consistently expressed that he simply wanted to see his client get the justice he believed that she deserved. Thus, we agree with the hearing judge that Petitioner proved by a preponderance of the evidence the mitigating factors of both absence of a dishonest or selfish motive and remorse.
Similarly, when recounting the statements he made about the three judges, Respondent testified that he would not do it again. Likewise, in the aftermath of the Lemons matter, Respondent reflected on his actions, vowing not to let anything of the like happen again. Accordingly, we agree that Respondent has proven by a preponderance of the evidence the
In addition to the four mitigating factors found by the hearing judge, Respondent also asks us to hold that the following mitigating factors apply to him: personal and emotional problems; remedial actions; full and free disclosure to the disciplinary board; and character and reputation. We agree with him as to his remedial actions and cooperation with Bar Counsel but overrule his exceptions as to the others.
First, Respondent claims that during the Lemons matter, he and his wife were separated, and he was temporarily living in his office. However, the record does not clearly provide evidence of this as a mitigating factor. Respondent did not рresent any testimony as to how his separation affected his work, and the timeframe for this testimony seems to fall outside the scope of his representation of Ms. Lemons. Thus, he has not provided mitigation to this extent by a preponderance of the evidence.
Second, as to the character and reputation mitigating factor, we also do not agree that factor is applicable. At the hearing, Respondent failed to present any character witnesses, nor evidence of his good character. He “forgot to ask other attorneys whether they would come and testify on [his] behalf, [regarding his] character [and] reputation in the community.” Thus, without any evidence in the record as to Respondent‘s character, we cannot hold that this mitigating factor applies.
Regarding remedial actions, we agree with Respondent that this factor applies. In her findings, the hearing judge observed that Respondent “credibly testified to the remedial actions he has already taken.” Notably, he no longer handles circuit court cases or felonies, and he is currently employed by the St. Mary‘s County Office of the Public Defender, handling District Court matters only. Thus, we agree that this mitigating factor has been proven by a preponderance of the evidence.
Finally, we agree with Respondent that he has proven by a preponderance of the evidence his full and free disclosure to Bar Counsel during the disciplinary process. The hearing judge did not make any findings regarding this mitigating factor. Bar Counsel also does not address this factor in its Recommendation for Sanction; rather, it “recognizes the mitigation found by the hearing judge[.]” At the disciplinary hearing, regarding the applicability of various mitigating factors, Respondent tеstified:
Full and free disclosure to the disciplinary board or a cooperative attitude towards proceedings. I have been nothing but cooperative. I have in many ways bent over backwards. The detective, he lives in Hartford County. When his attorney notified me that he lived in Hartford County, he had a medical appointment with his son. I immediately told him, I am fine with remote and I‘m fine with working around his schedule.
Glenn Neubauer, instead of insisting that he be here today, I said, he can be released as long as I‘m able to recall him and it can be remote. I have bent over backwards. (Unintelligible - 4:42:57.) I have done everything to make this easier. I sent everything the bar asked for. I sent to them. Tried to send in somewhat of an, as organized fashion as I could. You‘ve heard no complaints about that.
You‘ve heard nothing about lack of cooperation, or lack of full and free disclosure. At the deposition when asked about the Judge Watts thing, I came forward and, I brought up on my own about my error with the, the habeas just as I did today. I very easily could have
just brushed that over and not said a thing. I would never do that though.
(All sic in original).
Respondent‘s testimony regarding, and exception for, this mitigating factor is well taken. Respondent has put forth sufficient evidence—and Bar Counsel does not challenge32—Respondent‘s cooperative attitude toward Bar Counsel‘s investigation. Thus, Respondent has established by a preponderance of the evidence this mitigating factor.
VII
THE SANCTION
Bar Counsel recommends that we suspend Respondent indefinitely, but with the right to apply for reinstatement in one year. Respondent, however, asks that this Court dismiss the charges against him. We believe the appropriate sanction to impose is an indefinite suspension with the right to apply for reinstatement six months after the beginning оf the period of suspension.
The purpose of sanctions in attorney disciplinary proceedings is to “promote both general and specific deterrence and safeguard the public and its confidence in the legal profession.” White, 480 Md. at 390 (citing Att‘y Grievance Comm‘n v. Bonner, 477 Md. 576, 607 (2022)). It is not to punish attorneys, nor to be retributive. Id. (citing Keating, 471 Md. at 651). “In determining the appropriate sanction for an attorney, ‘we consider the facts and circumstances of each case and order a sanction that is commensurate with the nature and gravity of the violations and the intent with which they were committed.‘” Parris, 482 Md. at 598-99 (some internal quotation marks omitted) (quoting Att‘y Grievance Comm‘n v. Edwards, 462 Md. 642, 712 (2019)). Included in our review of the facts and circumstances is the evaluation of any mitigating and aggravating factors. Id. at 599 (citations omitted).
We first observe that Respondent‘s actions, in part, are similar to the ones found in Keating. In Keating, the attorney was vehemently committed to the client, to the point where the attorney‘s “professional judgement and ethical obligations” became clouded. Id. at 655. The attorney submitted a “will with a knowingly false witness attestation” for probate to the Register of Wills. Id. at 636, 656. Accordingly, this Court found that the attorney‘s knowingly false statements
In violating the Rules, however, we found that the attorney acted “without selfish motivation and took action to try and mitigate” any future problems. Id. And based on the circumstances, she was “unlikely” to repeat the misconduct. Id. These mitigating factors balanced “with the serious violations of dishonesty before a tribunal” warranted an indefinite suspension, with the right to apply for reinstatement in six months. Id. at 654.
Like Keating, Respondent committed serious violations with respect to his professional obligations while representing Ms. Lemons. He submitted two documents to the court that contained knowingly false statements. This misconduct occurred because of Respondent‘s ill-advised actions to prоve Ms. Lemons’ innocence, although he acted without selfish or dishonest motives in representing Ms. Lemons and even expressed remorse about his actions in zealously doing so.33
Unlike Keating, however, we recognize that Respondent also engaged in conduct that occurred after the Lemons case had concluded. Respondent made multiple statements about two judges with reckless disregard as to their truth or falsity. Moreover, he impugned their character. Respondent acknowledges that these statements were inappropriate, and that he would not, given the opportunity, repeat this conduct. Respondent has taken remedial actions to prevent this type of conduct from happening again by limiting his practice to District Court cases. The conduct that led to these violations occurred after a long legal career during which he has not had any other disciplinary proceedings brought against him.
For all of the reasons above, Respondent‘s conduct in addition to the relevant aggravating and mitigating factors warrants an indefinite suspension, with the right to apply for reinstatement after six months from the beginning of the period of suspension.
IT IS SO ORDERED; RESPONDENT SHALL PAY ALL COSTS AS TAXED BY THE CLERK OF THIS COURT, INCLUDING COSTS OF ALL TRANSCRIPTS, PURSUANT TO MARYLAND RULE 19-709(d), FOR WHICH SUM JUDGMENT IS ENTERED IN FAVOR OF THE ATTORNEY GRIEVANCE COMMISSION AGAINST ASHER NEWTON WEINBERG.
Notes
(Emphases added). Bar Counsel had no further questions in response.Obviously. I had sent emails to Ms. Lawless. I, I sent an email asking her about the flyer, whether it‘s okay to publish, never heard back. I wouldn‘t have done that because I wouldn‘t have published the flyer, and I should have known not to expect answers. No, I, I don‘t remember the details of every email, but I do remember I was incredibly cooperative. When I was sent requests, I either immediately replied or sent the reply that I received this and I will get to it, yada, yada, so I was very attentive to them.
At one point, when I was expecting to be in the mountains for a couple months, I sent an email to Mr. Blow, I believe it was, that I was going to be out of touch for two months, and I wouldn‘t be able to respond to any emails.
No, I believe my emails in this case, unless you can -- want to ask me about something specific, were, overall, professional, cooperative, providing all the information, plus more. If you want to ask me about something specific, maybe that answer would change if you showed me something that you had in mind.