On Petition To Transfer from the Indiana Court of Appeals, No. 49A02-0401-CV-T7.
In an action to recover damages for the negligent infliction of emotional distress, Indiana's modified impact rule requires a claimant to demonstrate a direct physical impact resulting from the negligence of another. Where the physical impact is slight, or the evidence of the physical impact is tenuous, we evaluate the alleged emotional distress to determine whether it is not likely speculative, exaggerated, fictitious, or unforeseeable. In this case, we conclude that the emotional distress or mental anguish allegedly suffered by the plaintiffs is speculative, and thus their claim for emotional distress damages must fail.
Facts and Procedural History
This case arises from a passenger's behavior onboard an aircraft five months after the September l1th terrorist hijackings of airplanes and less than two months after Richard Reid lit a match onboard a flight from Paris to Miami and attempted to detonate explosives hidden in his shoe. On February 8, 2002 Bryan and Jennifer Cook arrived at the Indianapolis International Airport for a direct flight to New York City. Delta Airlines handled ticket arrangements, and Atlantic Coast Airlines operated the flight. (Globe Security Services, Inc. provided security for the airport. While passengers waited to board, a man later identified as French national Frederic Girard ran toward the gate and abruptly stopped. Mr. Cook observed that the unaccompanied Girard had two tickets in his possession for the flight and that airline security had detained Girard sat the boarding gate before allowing him onto the airplane. He further noticed that Girard's
While boarding the Fairchild Dornier 328, a small airplane with a capacity for thirty-two passengers, Girard ran up the steps and jumped inside. Rather than proceeding to his assigned seat, he attempted to sit in a seat nearest the cockpit but the flight attendant instructed him to sit in the back row. Girard took a seat in the rear of the aircraft but repeatedly pressed the attendant call button and light switch above his head. Prior to take-off, Mr. Cook approached the flight attendant and expressed concern that Girard was a possible security threat. The attendant acknowledged as much and explained that he had directed Girard to sit in the rear of the plane so he could keep an eye on him.
During take-off Girard disregarded instructions to remain seated with his seat-belt fastened. Then during the flight Gir-ard lit a cigarette, disregarding directives from the flight attendant that smoking on-board was prohibited. Despite this admonition Girard was permitted to retain his lighter. Mr. Cook approached three male passengers and asked for their assistance in protecting the flight in the event Gir-ard's behavior grew dangerous. Girard moved about the plane, sat in various empty seats and finally walked up the aisle toward the cockpit. Mr. Cook blocked his path and instructed him to sit. Without any physical contact with Mr. Cook, Girard returned to his seat and lit another cigarette. The flight attendant again told him to extinguish the cigarette, and in response Girard stood and shouted, "Get back! Get back!" At this, Mr. Cook and other passengers approached Girard and ordered him to sit down. Instead Girard stomped his feet and shouted in French. Discerna-ble to the Cooks were the words "World Trade Center," "Americans," and "New York City." Eventually a Delta Airlines employee convinced Girard to sit after speaking to him in French. The employee spent the remainder of the flight sitting across from Girard in the rear of the plane. Ultimately the pilot diverted the flight to Cleveland, Ohio where police placed Girard under arrest. The flight then continued to New York City.
Recalling the events of September 11th, and recalling also a passenger's attempt to detonate a shoe bomb aboard an airplane with the use of a match, the Cooks described their ordeal as one in which they "have never been so seared in their entire lives." Br. of Appellee at 8. The husband and wife filed a complaint in the Perry Township Small Claims Court in Marion County, Indiana, naming as defendants Delta Airlines, Atlantic Coast Airlines, and Globe Security Services, Inc. The Cooks pursued their claim on theories of negli-genee and breach of contract. They also sought damages for the negligent infliction of emotional distress. The small claims court entered judgment against the Cooks, and they appealed to the Marion County Superior Court.
1
After both sides conducted discovery, during which the trial court entered an order granting the Cooks' motion to compel discovery of Atlantic Coast's passenger manifest,
2
the defendants filed motions for summary judgment. Atlantic Coast alleged that it was entitled to judgment as a matter of law because the Cooks' negligence claim as well as their breach of contract claim was
After a hearing the trial court granted in part and denied in part the defendants' motions for summary judgment. More specifically, the trial court determined that the Cooks' complaint was not barred for failure to appeal timely to the Marion Superior Court, that neither Delta Airlines nor Atlantic Coast breached their contracts with the Cooks, that federal law did not preempt the Cooks' negligence claims, and that the Cooks' claims were not precluded under Indiana's modified impact rule. Delta Airlines and Atlantic Coast filed an interlocutory appeal and the Cooks cross-appealed. Globe Security did not challenge the trial court's order and has not otherwise participated in this appeal.
On review the Court of Appeals affirmed in part and reversed in part the judgment of the trial court. The Court of Appeals held: (1) the trial court did not err when it concluded that the Cooks' appeal of the small claims court's decision was timely; (2) the Cooks' tort claims are not preempted by federal law; (8) the Cooks' claims for the negligent infliction of emotional distress are not precluded under Indiana's modified impact rule; (4) the trial court correctly granted the Cooks' motion to compel discovery; (5) there are genuine issues of material fact regarding whether Delta Airlines and Atlantic Coast breached their contracts with the Cooks; and (6) the Cooks waived appellate review of whether the trial court erred in entering summary judgment in favor of Delta Airlines on the Cooks' negligence claims. Delta Airlines v. Cook,
Atlantic Coast sought rehearing complaining that the Court of Appeals' opinion abrogated the modified impact rule. In response, the court granted rehearing for the limited purpose of addressing this issue, but reaffirmed its opinion. Delta Airlines v. Cook,
Discussion
I.
In its petition to transfer Atlantic Coast makes three claims: (1) the Cooks' claim for emotional distress damages is precluded by Indiana's modified impact rule; (2) the Court of Appeals erred in reversing summary judgment in favor of Atlantic Coast on the Cooks' breach of contract claim because "[tlhere is abso-Tutely no evidence in the record what the exact contract was and exactly how Delta and [Atlantic Coast] breached their contract," Atlantic Coast's Pet. to Trans. at 13; and (8) the Cooks' negligence claim is preempted by federal law. 3
IL
We recite our often-stated standard of review.
When reviewing the propriety of a ruling on a motion for summary judgment, this court applies the same standard as the trial court. A party seeking summary judgment must show there is no genuine issue as to any material fact and that the moving party is entitled to judgment as a matter of law. The review of a summary judgment motion is limited to those materials designated to the trial court. The court accepts as true those facts alleged by the nonmov-ing party, construes the evidence in favor of the non-moving party, and resolves all doubts against the moving party.
Sees v. Bank One, Ind., N.A.,
Before 1991 Indiana followed the rule that damages for mental or emotional distress were recoverable only when accompanied by and resulting from a physical injury. See generally Charlie Stuart Oldsmobile, Inc. v. Smith,
When ... a plaintiff sustains a direct impact by the negligence of another and, by virtue of that direct involvement sustains an emotional trauma which is serious in nature and of a kind and extent normally expected to occur in a reasonable person, ... such a plaintiff is entitled to maintain an action to recover for that emotional trauma without regard to whether the emotional trauma arises out of or accompanies any physical injury to the plaintiff,
Shuamber v. Henderson,
We further expounded upon the contours of what is now commonly referred to as the "modified impact rule" in two cases handed down the same day. In Conder v. Wood,
As Shuamber, Conder, and Ross make clear, the modified impact rule maintains the requirement of a direct physical impact. The impact however does not need to cause physical injury to the plaintiff. Additionally the emotional trauma suffered by the plaintiff does not need to result from a physical injury caused by the impact. But how do we assess whether the degree of impact is sufficient to satisfy the requirement of the rule? We have answered this question as follows:
[Wlhen the courts have been satisfied that the facts of a particular case are such that the alleged mental anguish was not likely speculative, exaggerated, fictitious, or unforeseeable, then the claimant has been allowed to proceed with an emotional distress claim for damages even though the physical impact was slight, or the evidence of physical impact seemed to have been rather tenuous.
Bader v. Johnson,
We acknowledge there have been calls to abandon the impact rule altogether. See, e.g., Delta Airlines,
In order to avoid limitless liability out of all proportion to the degree of a defendant's negligence, and against which it is impossible to insure without imposing unacceptable costs on those among whom the risk is spread, the right to recover for negligently caused emotional distress must be limited.... [Wle balance the impact of arbitrary lines which deny recovery to some victims whose injury is very real against that of imposing liability out of proportion to culpability for negligent acts. We also weigh in the balance the importance to the administration of justice of clear guidelines under which litigants and trial courts may resolve disputes.
Thing v. La Chusa,
IH.
This Court has carved out an exception to the physical impact requirement for the negligent infliction of emotional distress.
7
Mindful that the underlying rationale for direct impact is that "it provides clear and unambiguous evidence that the plaintiff was so directly involved in the incident giving rise to the emotional trauma that it is unlikely that the claim is merely spurious," we recognized that there may be cireumstances under which a "plaintiff does not sustain a direct impact" but is nonetheless "sufficiently directly involved in the incident giving rise to the emotional trauma that we are able to distinguish legitimate claims from the mere spurious." Groves v. Taylor,
IV.
Turning to the case before us, the Cooks do not contend that the bystander rule applies to them. That is, the Cooks do not argue that they witnessed the death or severe injury of a loved one. Rather, their claim rises or falls on whether they suffered a direct physical impact from the alleged negligence of Atlantic Coast.
9
The Cooks insist they did so and that the physical impact was both actual and constructive. According to the Cooks, breathing the smoke from Girard's lit cigarette and experiencing the vibrations from Girard's stomping feet caused an actual physical impact, and "constructive impact occurred by virtue of the physical effects on the [Cooks'] vital body functions in increased breathing, sweating, pulse, heart rate, adrenaline, and acuteness of the senses." Br. in Opp. to Pet. for Trans. at 4. We first observe that neither this Court nor the Court of Appeals has ever addressed or adopted a theory of "constructive impact" as part of Indiana's impact rule, and we decline to do so today. In any event, citing this Court's opinion in Alexander, the Court of Appeals characterized what the Cooks contend amounts to constructive impact as "physical changes" that are "good enough" to satisfy the rule. Delta Airlines,
In Alexander the plaintiff sued her physician for failure to diagnose her lung cancer. Among other things she sought damages for emotional distress. Her healthcare providers argued that the plaintiff failed to satisfy the impact rule because the failure to diagnose cancer does not constitute an impact. We disagreed because the impact was not the failure to diagnose: "Rather, allegedly as a result of the defendants' negligence, [the plaintiff] suffered the destruction of healthy lung tissue by a cancerous tumor.... This is good enough." Alexander,
This leaves for our consideration whether smelling cigarette smoke and feeling floor vibrations satisfy the direct physical impact requirement of the rule. We first observe that at the very least this stretches the outer limits of the impact requirement. Indeed we doubt that most ordinary citizens would think of smelling cigarette smoke and feeling floor vibrations as physical impacts of any kind. But even assuming that in some theoretical sense these experiences may be characterized as physical impact, the impact was certainly very "slight" and "the evidence of physical impact seem{s] to have been rather tenuous." Bader,
Mr. Cook acknowledges that neither he nor his spouse have sought medical or mental health treatment for their mental or emotional distress. In his deposition, which was before the trial court as part of the Rule 56 materials, Mr. Cook described his emotional state as being "shaken up ... anxious, just upset" and that he remained so "until [he and his wife] got to New York and got on the ground." App. at 176. Mr. Cook also testified that he was "distraught" and "probably didn't sleep well for at least a week and a half." Id. He further asserted "whenever I get on a flight, I'm concerned that something could happen." Id. at 185. According to Mr. Cook, "I will never view things the same as I did before February 8th, '02. I will never view things as-without the concern. I'm not saying it's going to ruin my life, but I will always be-I will always remember it, and I will always-if certain news stories come on, certain things are said, certain situations, when we have terror alerts, and so forth, I will-it will always trigger the memory, and I will always-it will always be in the back of my mind." Id.
In her deposition, also before the trial court as part of the Rule 56 materials, Mrs. Cook, who was seven months pregnant at the time of the incident, reported that after arriving in New York she "was just having lower abdominal pains. Could have been brought on by stress." App. at 227. Further, she reported that she started to feel better, "[olnce we got home and I got back into my normal routine." Id. at 228. Mrs. Cook also testified that she and her husband have traveled by air probably four times since this incident. On those flights Mrs. Cook described her emotional state as "I'm always nervous." Id. When asked about the harm she incurred from the flight of February 8, 2002, Mrs. Cook said, "I feared for my life. I thought I was going to die." Id. at 230. But she stopped having those fears "[wlhen we landed." Id. According to Mrs. Cook, "It bothered me until we landed. It bothered me that it happened. It bothers me every time I get on a plane." Id.
Apparently the alleged mental and emotional distress the Cooks experienced manifested itself in fear and anxiety at the time the events were unfolding. But this fear and anxiety were transitory, disappearing onee the Cooks completed their flight. Since that time, in their own
Complete emotional tranquillity is seldom attainable in this world, and some degree of transient and trivial emotional distress is a part of the price of living among people. The law intervenes only where the distress inflicted is so severe that no reasonable [person] could be expected to endure it. The intensity and the duration of the distress are factors to be considered in determining its severity.
Restatement (Second) of Torts § 46 emt. j (1965). We do not suggest that the Cooks' fear and anxiety during the flight were trivial, But there was simply nothing before the trial court, and by extension before this Court, suggesting that the Cooks' fear and anxiety were anything other than temporary. And it is pure speculation to assume that the Cooks' later feelings of being bothered, concerned, and nervous are causally related to the events aboard the flight. Because the physical impact in this case was slight to nonexistent, allowing an emotional distress claim to proceed based on the Cooks' lingering mental anguish would essentially abrogate the requirements of Indiana's modified impact rule. In essence we view the alleged mental anguish here as speculative. Accordingly the trial court erred in denying Atlantic Coast's motion for summary judgment on this issue.
Conclusion
We affirm the trial court's denial of Atlantic Coast's motion for summary judgment on the question of federal preemption. We reverse the trial court's grant of summary judgment in favor of Atlantic Coast on the Cooks' breach of contract claim. And we reverse the trial court's denial of Atlantic Coast's motion for summary judgment on the Cooks' claim for emotional distress damages. This cause is remanded.
Notes
. At the time the Cooks filed their complaint, Indiana Code section 33-11.6-4-14 provided, "All appeals from judgments of the [Marion County] small claims court shall be taken to the superior court of the county and tried de novo." Retaining the identical language, the Legislature re-codified the statute in 2004 as Indiana Code section 33-34-3-15(a).
. Atlantic Coast sought interlocutory review of the trial court's order, which the Court of Appeals accepted. The Court of Appeals addressed this claim in the instant appeal.
. Atlantic Coast does not challenge the Court of Appeals' determination regarding the discovery order, and the Cooks do not challenge the determination that they waived appellate
. Compare, for example, Abdullah v. Am. Airlines, Inc.,
. Although Atlantic Coast does not raise the issue in precise terms on transfer, it seems to imply that federal law also preempts the Cooks' breach of contract claim. However that is not the case. See Am. Airlines, Inc. v. Wolens,
. See generally Robert J. Rhee, A Principled Solution for Negligent Infliction of Emotional Distress Claims, 36 Ariz. St. L.J. 805 (2004); Julie A. Greenberg, Negligent Infliction of Emotional Distress: A Proposal for a Consistent Theory of Tort Recovery for Bystanders and Direct Victims, 19 Pepp. L.Rev. 1283 (1992); Peter A. Bell, The Bell Tolls: Toward Full Tort Recovery for Psychic Injury, 36 U. Fla. L.Rev. 333 (1984); Comment, Negligently Inflicted Mental Distress: The Case for an Independent Tort, 59 Geo. L.J. 1237 (1971); Calvert Magruder, Mental and Emotional Disturbance in the Law of Torts, 49 Harv. L.Rev. 1033 (1936); Archibald H. Throckmorton, Damages for Fright, 34 Harv. L.Rev. 260 (1921).
. There is also an exception to the physical impact requirement for claims of intentional infliction of emotional distress, see Cullison,
. But see Keim v. Potter,
. Although not stated in express terms, the Cooks' assertion of Atlantic Coast's alleged negligence is apparently premised on an airline's duty as a common carrier. See, e.g., Louisville & Jeffersonville Ferry Co. v. Nolan,
