277 Conn. 238 | Conn. | 2006
Opinion
The plaintiffs, the Asylum Hill Problem Solving Revitalization Association (revitalization association) and Adrienne Brown, appeal from the judgment of the trial court rendered in favor of the defendant, Gary E. King, the president and executive director of the Connecticut Housing Finance Authority (finance authority), following the trial court’s decision to strike all three counts of the plaintiffs’ complaint. Generally stated, the issue in this appeal is whether the plaintiffs can bring a cause of action to compel the finance authority to take affirmative steps to prevent racial segregation and high concentrations of poverty that allegedly have resulted from its administration of a federal low income housing tax credit program (tax credit program). More specifically, the plaintiffs claim that the following state and federal fair housing laws confer a private right of action affording equitable relief: (1) General Statutes
The record discloses the following undisputed facts and procedural history. Brown is a low income African-American resident of the Asylum Hill neighborhood in
In August, 2001, the finance authority approved a reservation of tax credits for two buildings in the Asylum Hill neighborhood to provide low income housing. This grant was in addition to a tax credit the authority previously had granted for another rental development located nearby in the same neighborhood. Together, the projects will result in a substantial additional concentration of low income families in the Asylum Hill area, where 47.3 percent of the current residents are at or below the federal poverty level and where fewer than 5 percent of the students enrolled in the elementary school are white and 72 percent are in the free and reduced lunch program. Shortly after the August, 2001 approval of the tax credits, the revitalization association and individual residents of the Asylum Hill neighborhood filed a request with the defendant for a declaratory ruling pursuant to General Statutes § 4-176. In essence, the plaintiffs sought a ruling requiring the finance authority to revise its practices and procedures for funding applications under the federal tax credit program so as to minimize racial and economic segregation.
The defendant moved to dismiss the plaintiffs’ action on the ground that they lacked standing to sue under the statutory and regulatory provisions on which their claims were based. Upon conditional agreement by the parties, the trial court treated the defendant’s motion as a motion to strike and granted the motion, striking all three counts of the plaintiffs’ amended complaint.
The plaintiffs make three claims: (1) applying a proper Napoletano analysis, there is an implied private right of action under § 8-37cc (b); (2) applying the proper standard under federal case law, § 3608 (d) is enforceable under § 1983; and (3) 26 C.F.R. § 1.42-9 (a) similarly is enforceable under § 1983. The defendant responds that the trial court applied the appropriate standards in its analysis of both state and federal law and, therefore, there is no private right of action available to the plaintiffs.
Before addressing the merits of the plaintiffs’ claims, we set out the well established standard of review in an appeal challenging the grant of a motion to strike. “Because a motion to strike challenges the legal sufficiency of a pleading and, consequently, requires no factual findings by the trial court, our review of the
I
The first issue we decide is whether § 8-37cc (b) confers a private right of action affording equitable relief. Section 8-37cc (b) provides: “Each housing agency shall affirmatively promote fair housing choice and racial and economic integration in all programs administered or supervised by such housing agency.” Because there is no dispute that the statute does not expressly authorize a right of action, the issue is whether there is an implied right of action.
We begin our analysis by noting that, as the party seeking to invoke an implied right of action, the plaintiffs bear the burden of demonstrating that such an action is created implicitly in the statute. In order to overcome the presumption in Connecticut that private enforcement does not exist unless expressly provided in a statute, the plaintiffs must demonstrate that, in
In examining these three factors, each is not necessarily entitled to equal weight. Clearly, these factors
We thus ask first whether the plaintiffs in this case are members of the class intended to benefit from the directive in § 8-37cc (b) that, “[e]ach housing agency shall affirmatively promote fair housing choice and racial and economic integration in all programs administered or supervised by such housing agency.” In Napoletano, we considered a provision in No. 94-235 (b) of the 1994 Public Acts, which, inter alia, directed that “[a]ll preferred [health care] provider networks shall file with the commission” information relating to its credentialing standards for physicians at specified intervals, and concluded that those provisions benefited both classes of plaintiffs in that case: physicians challenging their removal from the health care network of providers and patients of those physicians. Napoletano v. CIGNA Healthcare of Connecticut, Inc., supra, 238 Conn. 249; cf. Eder Bros., Inc. v. Wine Merchants of
The plaintiffs claim that they are part of the class for whose benefit § 8-37cc (b) was enacted because the fair housing choice and integration promoted by the statute benefits any person who would be eligible for the low income housing created under the tax credit program, including Brown and some of the Asylum Hill neighborhood members represented by the revitalization association.
With respect to the second Napoletano factor, we do not find any indication, explicit or implicit, in the legislative history that the legislature intended to create
Section 8-37cc (b) was enacted as part of No. 91-362 of the 1991 Public Acts (P.A. 91-362).
As we have noted, § 8-37cc (b) was enacted by the legislature in 1991. This action took place during a two year period within which the legislature addressed fair housing issues in an effort to conform state law to federal fair housing standards. In 1990, the legislature amended the human rights provisions of chapter 814c of the General Statutes to prohibit discrimination in housing based on race, creed, color, national origin, ancestry, sex, marital status, age, lawful source of income, or familial status. Public Acts 1990, No. 90-246 (P.A. 90-246); see also General Statutes §§ 46a-64b and 46a-64c (a). In so doing, it provided for enforcement of those provisions through both an administrative remedy and an express private right of action. P.A. 90-246, §§ 9
The following year, when the legislature enacted the statutory language under which the plaintiffs claim an implied right of action, § 8-37cc (b), the legislature did not provide similarly for either an administrative remedy or a private right of action.
Finally, we note that the broader legislative scheme within which § 8-37cc resides requires the finance authority to balance the public policy expressed in § 8-37cc (b), namely, the promotion of fair housing choice and economic and racial integration, with the terms and conditions of the federal programs in which the finance authority participates. General Statutes § 8-205 (3). These terms and conditions include, for example, the requirement that state agencies implementing the tax credit programs give preference to projects serving the lowest income tenants for the longest period of time in areas of concentrated poverty. See 26 U.S.C. § 42-(m) (1) (B) (ii). The legislative scheme also expresses the urgent need in Connecticut for demolition of slum areas and reconstruction of decent and affordable housing in those areas. See General Statutes §§ 8-38, 8-39 (i) and 8-242. The directive in § 8-37cc (a) requiring each housing agency to “serve households with incomes less than fifty per cent of the area median income” acknowledges that this can only be done “within available resources and to the extent practicable . . . .” This balancing of policy goals and available resources more appropriately is overseen through the administrative and legislative monitoring provided in P.A. 91-362 than by private citizens seeking judicial
The plaintiffs contend, however, that the existence of other remedies such as legislative and executive oversight does not mean that they fail to satisfy the third Napoletano factor. They further claim that the court’s focus must be on the adequacy of the remedies, rather than their existence. In other words, the plaintiffs claim that, because the defendant has failed to comply with the mandated reporting requirements and the legislature has failed to take action to ensure its compliance, judicial enforcement is appropriate. This argument, however, misconstrues the court’s role in applying the Napoletano test. We do not decide whether the legislature should have supplied a private right of action; rather, we consider whether and how remedies were provided as an indication of the legislature’s intent to confer a private right of action. The plaintiffs also contend that the legislative history of the statute indicates that the legislature’s purpose was to benefit the very people now seeking to enforce it in that § 8-37cc (b) was part of a comprehensive strategy to combat segregation in Connecticut. We recognize that it might further the goal of integration to allow the plaintiffs to take judicial action to force the finance authority to comply with its reporting obligations. In determining whether it would be consistent with the purpose of the statute to permit such an action, however, we must look not only to the broad purpose of the enactment of which § 8-37cc (b) was a part, but also to the more specific purpose evidenced by the choices made by the legislature as to how the particular provision would ensure
Accordingly, we conclude that the purpose of § 8-37cc (b) is made clear by the legislature’s placement of the directive in the administrative chapter, and that purpose is not consistent with an implied private remedy. Therefore, the plaintiffs have failed to demonstrate that § 8-37cc (b) creates a private right of action.
II
The plaintiffs also claim that 42 U.S.C. § 3608 (d),
A
We begin by determining whether § 3608 (d) creates the “rights, privileges, or immunities” for which § 1983
In Gonzaga University v. Doe, supra, 536 U.S. 276, the Supreme Court addressed the Blessing factors when considering whether a student may sue a private university for damages under § 1983 to enforce provisions of the Family Educational Rights and Privacy Act of 1974; 20 U.S.C. § 1232g; which prohibit the federal funding of educational institutions that have a policy or practice
“We now reject the notion that our cases permit anything short of an unambiguously conferred right to support a cause of action brought under § 1983. Section 1983 provides a remedy only for the deprivation of rights, privileges, or immunities secured by the [constitution and laws of the United States. Accordingly, it is rights, not the broader or vaguer benefits or interests, that may be enforced under the authority of that section.”
Applying this analysis, the court in Gonzaga University considered whether the plaintiff, a former student at the defendant private university, could bring an action for damages under the Family Educational Rights and Privacy Act of 1974 for the university’s disclosure
The court therein also noted that the statute was similar to the one at issue in Blessing v. Freestone, supra, 520 U.S. 343, wherein it had determined that the plaintiff mothers could not assert § 1983 enforcement of Title IV-D of the Social Security Act requiring states receiving federal child welfare funds to “ ‘substantially comply’ ” with requirements designed to ensure timely payment of child support. Gonzaga, University v. Doe, supra, 536 U.S. 281-82. In rejecting the claim before it, the Gonzaga University court, consistent with its explanation of Blessing, reasoned that “[f]ar from creating an individual entitlement to services, the standard [set by the statute under consideration] is simply a yardstick ... to measure the systemwide performance of [the] program . . . [and the authority charged with overseeing the program thus] must look to the aggregate services provided . . . not to whether the needs of any particular person have been satisfied.”
Turning to the case at hand, we now apply to § 3608 (d) the standard set forth in Gonzaga University, requiring an unambiguously conferred right. Section 3608, entitled “Administration,” is part of the Fair Housing Act, 42 U.S.C. § 3601 etseq., which Congress enacted as Title VIII of the Civil Rights Act of 1968. See NAACP, Boston Chapter v. Pierce, 624 F. Sup. 1083, 1084, 1088 (D. Mass. 1985), vacated on other grounds, 817 F.2d 149 (1st Cir. 1987). The congressional purpose in enacting the Fair Housing Act generally was “to provide, within constitutional limitations, for fair housing throughout the United States.” 42 U.S.C. § 3601. Subsection (d) of § 3608 essentially mirrors that purpose, requiring that “[a]ll executive departments and agencies shall administer their programs and activities relating to housing and urban development ... in a manner affirmatively to further the [fair housing] purposes of this subchapter . . . .” 42 U.S.C. § 3608 (d).
The defendant’s obligation under § 3608 (d) “affirmatively to further” the purposes of the fair housing statutes does not create an unambiguous right vested in the plaintiffs. The statutory language is not a directive to benefit the public generally with respect to a specific right, as in “all persons shall have the right to fair housing,” nor is it a prohibition on certain acts against the public, as in “no person shall be denied access to fair housing by housing agencies.” Compare statutory language in cases cited in footnote 25 of this opinion. Rather, § 3608 (d) is directed at executive departments and agencies regarding the administration of their pro
B
The plaintiffs also claim that 26 C.F.R. § 1.42-9, a tax regulation incorporating fair housing rules, provides a
The judgment is affirmed.
In this opinion the other justices concurred.
General Statutes § 8-37cc provides: “(a) Each housing agency, as defined in section 8-37aa, shall, within available resources and to the extent practicable, serve households with incomes less than fifty per cent of the area median income, including households with incomes less than twenty-five per cent of the area median income. In administering its programs each housing agency shall attempt to serve households in the lower range of the income group for which the housing program was developed.
“(b) Each housing agency shall affirmatively promote fair housing choice and racial and economic integration in all programs administered or supervised by such housing agency.”
Section 1983 of title 42 of the United States Code provides in relevant part: “Every person who, under color of any statute, ordinance, regulation, custom, or usage, of any State or Territory or the District of Columbia, subjects, or causes to be subjected, any citizen of the United States or other person within the jurisdiction thereof to the deprivation of any rights, privileges, or immunities secured by the Constitution and laws, shall be liable to the party injured in an action at law, suit in equity, or other proper proceeding for redress . . . .”
Section 3608 (d) of title 42 of the United States Code, entitled “Cooperation of Secretary [of Housing and Urban Development] and executive departments and agencies in administration of housing and urban development programs and activities to further fair housing purposes,” provides: “All executive departments and agencies shall administer their programs and activities relating to housing and urban development (including any Federal agency having regulatory or supervisory authority over financial institutions) in a manner affirmatively to further the purposes of this subchapter and shall cooperate with the Secretary to further such purposes.”
Section 1.42-9 (a) of title 26 of the Code of Federal Regulations provides in relevant part: “General Rule. If a residential rental unit in a building is not for use by the general public, the unit is not eligible for a section [tax] 42 credit. A residential rental unit is for use by the general public if the unit is rented in a manner consistent with housing policy governing nondiscrimination, as evidenced by rules or regulations of the Department of Housing and Urban Development (HUD) . . . .”
Specifically, the plaintiffs requested a declaratory ruling on the following four questions: (1) does § 8-37cc (b) bar the finance authority from placing additional low income rental units utilizing the tax credit program within areas of minority or poverty concentration; (2) does § 8-37cc (b) require the finance authority to revise its procedures for review of funding applications
The trial court concluded that the plaintiffs sufficiently had alleged classical aggrievement so as to give them standing and to give the court jurisdiction. The parties then agreed at oral argument to treat the defendant’s motion as a motion to strike without prejudice to the defendant’s right to file other motions raising issues not yet addressed. Because this procedural posture does not effect our substantive review, we do not address it.
The plaintiffs’ complaint also alleged that the defendant’s actions violated the federal Fair Housing Act, 42 U.S.C. § 3601 et seq., generally. In their brief to the 1 rial court, however, they claimed that this allegation was sufficient to slate a cause of action generally under 42 U.S.C. § 3604 of the Fair Housing Act. The trial court granted the motion to strike the plaintiffs’ allegations under the Fair Housing Act based on its determination that their pleadings were not sufficiently specific. That decision is not at issue in this appeal.
The plaintiff appealed from the judgment of the trial court to the Appellate Court, and we transferred the appeal to this court pursuant to General Statutes § 51-199 (c) and Practice Book § 65-1.
Because § 8-37ce is silent with respect to whether it conveys a private right of action, our analysis is not limited by General Statutes § l-2z, requiring that the meaning of statutes be ascertained only from their text and their relationship to other statutes if those sources indicate an unambiguous meaning. Eder Bros., Inc. v. Wine Merchants of Connecticut, Inc., 275 Conn. 363, 372, 880 A.2d 138 (2005).
In Napoletano v. CIGNA Healthcare of Connecticut, Inc., supra, 238 Conn. 232-33, we adopted three of the four factors prescribed by the United States Supreme Court in Cort v. Ash, 422 U.S. 66, 80-84, 95 S. Ct. 2080, 45 L. Ed. 2d 26 (1975), for determining when an implied right of action will be recognized under federal law. As that court later noted, these “three factors . . . the language and focus of the statute, its legislative history, and its purpose . . . are ones traditionally relied upon in determining legislative intent.” (Citation omitted.) Touche Ross & Co. v. Redington, 442 U.S. 560, 575-76, 99 S. Ct. 2479, 61 L. Ed. 2d 82 (1979). Thus, the Napoletano test essentially applies “our well established process of statutory interpretation, under which we seek to determine, in a reasoned manner, the meaning of the statutory language as applied to the facts of [the] case, including the question of whether 1 he language actually does apply. In seeking to determine that meaning, we look to the words of the statute itself, to the legislative history and circumstances surrounding its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter.” (Internal quotation marks omitted.) Eder Bros., Inc. v. Wine Merchants of Connecticut, Inc., 275 Conn. 363, 372, 880 A.2d 138 (2005).
The plaintiffs also contend that the revitalization association is part of the class intended to benefit from the economic and racial integration promoted by § 8-37cc (b) in that the legislature intended to protect residents of urban neighborhoods and metropolitan areas from increased segregation and concentration of poverty, including the residents of Asylum Hill represented by the revitalization association. The defendant responds by noting that such a classification is too broad and contends that it would include all opponents of low income housing, wherever located, as intended beneficiaries of the statute. In light of our conclusion reached later in this opinion that the plaintiffs cannot meet prongs two and three of Napoletano, even if they are beneficiaries of the statute as persons eligible for low income housing, we need not decide whether the revitalization association is also an intended beneficiary of the statute if acting on behalf of members who are not eligible for finance authority administered programs, but simply oppose the concentration of low income housing in their neighborhood.
Public Act 91-362 provides: “Section 1. Section 8-37bb of the general statutes is repealed and the following is substituted in lieu thereof:
“(a) On or before December 31,1991, and annually thereafter, each housing agency shall submit to the general assembly a report, for the year ending the preceding September thirtieth, which analyzes by income group, households served by its housing construction, substantial rehabilitation, purchase and rental assistance programs. Each report submitted after December 31,1991, shall analyze the the households served under each program by race. The analysis shall provide information by housing development, if applicable, and by program. Each analysis shall include data for all households (1) entering an agency program during the year ending the preceding September thirtieth and (2) in occupancy or receiving the benefits of an agency rental program the preceding September thirtieth. The report of the Connecticut Housing Finance Authority shall also identify, by census tract, the number of households served in each program and the total amount of financial assistance provided to such households. The provisions of this section shall not be construed to preclude a housing agency from reporting additional information on programs it administers. Each report submitted under this section shall also analyze the efforts, and the results of such efforts, of each agency in promoting fair housing choice and racial and economic integration. The provisions of this section shall not be construed to require an occupant or applicant to disclose his race on an application or survey form.
“(b) Each report submitted under this section shall also document the efforts of the agency in promoting fair housing choice and racial and economic integration and shall include data on the racial composition of the occupants and persons on the waiting list of each housing project which is assisted under any housing program established by the general statutes or special act or which is supervised by the agency. The provisions of this subsection shall not be construed to require disclosure of such information by any occupant or person on a waiting list.
“Sec. 2. Section 8-37cc of the general statutes is repealed and the following is substituted in lieu thereof:
“(a) Each housing agency, as defined in section 8-37aa shall, within available resources and to the extent practicable, serve households with incomes
“(b) Each housing agency shall affirmatively promote fair housing choice and racial and economic integration in all programs administered or supervised by such housing agency.
“Sec. 3. (a) Each entity participating in any program administered by a housing agency, as defined in section 8-37aa of the general statutes, under title 8 of the general statutes shall have an affirmative duty to promote fair housing in each housing development that is assisted or supervised under any provision of said title 8.
“(b) Any entity applying for financial assistance under any program administered by a housing agency established by title 8 of the general statutes shall submit an affirmative fair housing marketing plan to such housing agency for its approval. Such plan shall have provisions for recruitment of an applicant pool that includes residents of municipalities of relatively high concentrations of minority populations. The housing agency shall periodically review each plan to assure that to the extent practicable such an applicant pool is created and may require that a plan be revised by the entity submitting it.
“Sec. 4. Section 8-37t of the general statutes is repealed and the following is substituted in lieu thereof:
“(a) The commissioner of housing together with the Connecticut Housing Finance Authority, shall prepare and from time to time amend a five-year advisory plan, which plan shall conform and be subject to the plan of conservation and development for the state adopted by the general assembly. The plan shall contain (1) an assessment of the housing needs of households with incomes less than one hundred per cent of the average area median income, adjusted for family size, analyzed separately for households with incomes (A) less than twenty-five per cent of the area median income, (B) more than twenty-five per cent but not more than fifty per cent of the area median income, (C) more than fifty per cent but not more than eighty per cent of the area median income, and (D) more than eighty per cent but not more than one hundred per cent of the area median income, (2) a set of specific proposals for meeting such needs and (3) information on affirmative fair housing marketing activities and programs and an analysis of occupancy results of affirmative fair housing marketing plans. The assessment prepared under subdivision (1) shall include an analysis of available census data. The commissioner of housing shall annually submit a supplementary report detailing the extent to which housing needs identified in the plan were met during the preceding year.
“(b) Said housing plan shall be submitted to the governor and the secretary of the office of policy and management on or before January 1, 1993, and
“Sec. 5. Section 8-345 of the general statutes is repealed and the following is substituted in lieu thereof:
“(a) The commissioner of housing shall implement and administer a program of rental assistance for low-income families living in privately-owned rental housing and elderly persons who reside in state-assisted rental housing for the elderly. For the purposes of this section, a low-income family is one whose income does not exceed sixty per cent of the median family income for the area of the state in which such family lives, as determined by the commissioner.
“(b) Housing eligible for participation in the program shall comply with applicable state and local health, housing, building and safety codes.
“(c) In addition to an element in which rental assistance certificates are made available to qualified tenants, to be used in eligible housing which such tenants are able to locate, the program may include a housing support element in which rental assistance for tenants is linked to participation by the property owner in other municipal, state or federal housing repair, rehabilitation or financing programs. The commissioner shall use rental assistance under this section so as to encourage the preservation of existing housing and revitalization of neighborhoods or the creation of additional rental housing.
“(d) The commissioner shall administer the program under this section to promote housing choice for certificate holders and encourage racial and economic integration. The commissioner shall establish maximum rent levels for each municipality in a manner that promotes the use of the program in all municipalities. Any certificate issued pursuant to this section may be used for housing in any municipality in the state. The commissioner shall inform certificate holders that a certificate may be used in any municipality and, to the extent practicable, the commissioner shall assist certificate holders in finding housing in the municipality of their choice.
“(e) Nothing in this section shall give any person a right to continued receipt of rental assistance at any time that the program is not funded.
“(f) The commissioner shall adopt regulations in accordance with the provisions of chapter 54 to carry out the purposes of this section. The regulations shall establish maximum income eligibility guidelines for such rental assistance and criteria for determining the amount of rental assistance which shall be provided to eligible families and elderly persons.
“(g) The commissioner shall submit to the general assembly, on or before February 5, 1988, an analysis and evaluation of the operation and effectiveness of the program authorized under the section.
“(h) On or before December 31, 1992, the commissioner shall submit to the committee of the general assembly having cognizance of matters relating to housing a report on the program established under this section. Such
“Sec. 0. Subsection (a) of section 8-115a of the general statutes is repealed and 1he following is substituted in lieu thereof:
“(a) No housing project or projects for elderly persons shall be developed until the commissioner of housing has approved the site, the plans and specifications, the estimated development cost, including administrative or other cost or expense to be incurred by the slate in connection therewith as determined by said commissioner, and an operation or management plan for such project or projects which shall provide an income, including contributions expected from any source, which shall be adequate for debt service on any notes or bonds issued by an authority to finance such development cost, administration, including a state service charge as established by the commissioner, other operating costs and establishment of reasonable reserves for repairs, maintenance and replacements, vacancy and collection losses. During the period of operation of such project or projects, the authority, municipal developer, nonprofit corporation or housing partnership shall submit to the commissioner for his approval its rent schedules and its standards of tenant eligibility and continued occupancy any changes therein, and its proposed budget for each fiscal year, together with such reports and financial and operating statements as the commissioner finds necessary. Such authority, municipal developer, nonprofit corporation or housing partnership shall so annually submit verification that the significant facilities and services required to be provided to the residents of such project pursuant to title VIII of the Civil Rights Act of 1968, as amended by the Fair Housing Amendments Act of 1988 (42 U.S.C. 3600 et seq) are being provided.”
The plaintiffs adopt the trial court’s observation that the legislative history of § 8-37cc is not illuminating and, in turn, contend that it is more consistent with prior cases to interpret legislative silence as permitting an
See, e.g., General Statutes § l-2z (“[t]he meaning of a statute shall, in the first instance, be ascertained from the text of the statute itself and its relationship to other statutes”); State v. Courchesne, 262 Conn. 537, 577, 816 A.2d 562 (2003) (“we look to the words of the statute itself, to the legislative history and circumstances surrounding' its enactment, to the legislative policy it was designed to implement, and to its relationship to existing legislation and common law principles governing the same general subject matter” [internal quotation marks omitted]).
We note that, during the same session that the legislature added § 8-37cc (b) to chapter 127c of the General Statutes, it amended the fair housing provisions of chapter 814c that contain judicial enforcement provisions to include a prohibition against housing discrimination based on sexual orientation. See Public Acts 1991, No. 91-58. Thus, we presume that the legislature was mindful of private enforcement when it enacted § 8-37cc, but chose not to provide for it.
The provisions in chapter 127c include: the creation of the department of economic and community development and defining of its powers as the lead agency for housing matters; see General Statutes §§ 8-37r, 8-37y and 8-37pp; the establishment of reporting requirements for housing agencies to the executive and legislative branches; see General Statutes §§ 8-37s, 8-37t (b), 8-37u (c) and (d), and 8-37bb; and the authorization of various funding mechanisms. See General Statutes §§ 8-37qq and 8-37w.
See, e.g., General Statutes §§8-37u (d) (finance authority to provide commissioner of economic and community development with twelve month operating plan) and 8-37bb (finance authority reports to legislature).
We note that § 8-37bb (a) was amended in 2005. See Public Acts 2005, No. 05-191, § 4. To the extent, if any, that the 2005 amendments affect an analysis of the finance authority’s compliance with § 8-37bb reporting requirements, we note that they indicate merely the General Assembly’s reliance on the reports and their use as a legislative and administrative enforcement tool.
See footnote 3 of this opinion.
See footnote 4 of this opinion.
The factors for analyzing § 1983 claims under Blessing v. Freestone, supra, 520 U.S. 340-41, are as follows: “First, Congress must have intended that the provision in question benefit the plaintiff. . . . Second, the plaintiff must demonstrate that the right assertedly protected by the statute is not so ‘vague and amorphous’ that its enforcement would strain judicial competence. . . . Third, the statute must unambiguously impose a binding obligation on the States. In other words, the provision giving rise to the asserted right must be couched in mandatory, rather than precatory, terms.” (Citations omitted.)
Despite the broad sweep of the court’s discussion in Gonzaga University, the plaintiffs rely on the court’s preceding discussion of its spending power cases and claim that the “unambiguously conferred right” requirement applies only to § 1983 enforcement of statutes that were enacted pursuant to Congress’ spending power. In support, the plaintiffs cite two federal District Court cases concluding that § 3608 provided an implied cause of action enforceable under § 1983: Langlois v. Abington Housing Authority,
In Gonzaga University, the Supreme Court did not indicate that its holding was limited to statutes enacted pursuant to the spending clause. Indeed, as we have noted, it expressly acknowledged the “confusion” in the interpretation by lower courts of Blessing, which led to a general zone of interest analysis, and then explicitly “reject[ed] the notion that our cases permit anything short of an unambiguously conferred right to support a cause of action brought under § 1983.” Gonzaga University v. Doe, supra, 536 U.S. 283. Thereafter, in a case implicating a statute that was not enacted under Congress’ spending power, the Supreme Court cited to its emphasis in Gonzaga University on unambiguously conferred rights versus benefits and neither indicated a limitation on Gonzaga University to spending clause cases, nor referenced a separate test for different types of statutes. See Rancho Palos Verdes v. Abrams, 540 U.S. 113, 119-20, 125 S. Ct. 1453, 161 L. Ed. 2d 316 (2005). We further note that the distinction suggested by the plaintiffs has been rejected explicitly or implicitly by federal circuit courts. See McCready v. White, 417 F.3d 700, 703 (7th Cir. 2005) (“Any possibility that Gonzaga [University] is limited to statutes that rest on the spending power [as the law in that case did] has been dispelled by Rancho Palos Verdes v. Abrams, [supra, 119-20], which treats Gonzaga [University] as establishing the effect of § 1983 itself. Thus we must ask whether [18 U.S.C.] § 2721 [b] creates person-specific rights . . . .”).
In Rancho Palos Verdes v. Abrams, supra, 544 U.S. 121 the parties had agreed that 47 U.S.C. § 332 (c) (7), a provision of the Commimications Act of 1934, created an individually enforceable right, and thus the court’s
In Gonzaga University v. Doe, supra, 536 U.S. 285, the court noted that this rights based requirement was the same irrespective of whether a plaintiff sought to bring an implied right of action directly under the statute allegedly violated or under that statute through § 1983. The court observed that there was a distinction in the ultimate burden of proof, however, because “ [plaintiffs suing under § 1983 do not have the burden oí showing an intent to create a private remedy because § 1983 generally supplies a remedy for the vindication of rights secured by federal statutes.” Id., 284.
Even after a plaintiff has demonstrated that the statute creates an enforceable right, however, “there is only a rebuttable presumption that the right is enforceable under § 1983. . . . The defendant may defeat this presumption by demonstrating that Congress did not intend that remedy for a newly created right. . . . [EJvidence of such congressional intent may be found directly in the statute creating the right, or inferred from the statute’s creation of a comprehensive enforcement scheme that is incompatible with individual enforcement under § 1983. . . . The crucial consideration is what Congress intended.” (Citations omitted; internal quotation marks omitted.) Rancho Palos Verdes v. Abrams, supra, 544 U.S. 120. Because we conclude § 3608 (d) does not create an individually enforceable right, we do not address whether the presumption created in favor of § 1983 enforcement would be rebuttable.
The court in Gonzaga University v. Doe, supra, 536 U.S. 284 and n.3, cited Cannon v. University of Chicago, supra, 441 U.S. 690-91 n.13, which provided other examples of statutory language conferring a right directly on a class of persons that included the plaintiff in that particular case: “Sullivan v. Little Hunting Park, 396 U.S. 229, 238 [90 S. Ct. 400, 24 L. Ed. 2d 386 (1969)] (42 U.S.C. § 1982: All citizens of the United States shall have the same right ... as is enjoyed by white citizens thereof . . .); Allen v. State Board of Elections, 393 U.S. 544 [89 S. Ct. 817, 22 L. Ed. 2d 1 (1969)] (42 U.S.C. § 1973c: no person shall be denied the right to vote ...)... Tunstall v. Locomotive Firemen & Enginemen, 323 U.S. 210, 213 [65 S. Ct. 235, 89 L. Ed. 187 (1944)] (§ 2 Fourth of the Railway Labor Act: Employees shall have the right to organize and bargain collectively through representatives ...)... Texas & N. O. R. Co. v. Railway Clerks, 281 U.S. 548, [567-70, 50 S. Ct. 427, 74 L. Ed. 1034 (1930)] (§ 2 Third of the Railway Labor Act: Representatives . . . shall be designated by the respective parties . . . without interference, influence, or coercion exercised by either party . . .); Texas & Pacific R. Co. v. Rigsby, 241 U.S. 33, 40 [36 S. Ct. 482, 60 L. Ed. 874 (1916)] (27 Stat. 532; any employee of any such common carrier). Analogously, the [c]ourt has implied causes of action in favor of the United States in cases where the statute creates a duty in favor of the public at large. See Wyandotte Transportation Co. v. United States, 389 U.S. 191, 200-202 [88 S. Ct. 379, 19 L. Ed. 2d 407 (1967)] (33 U.S.C. § 409: It shall not be lawful [to obstruct navigable waterways]) . . . .” (Citations omitted; emphasis added; internal quotation marks omitted.)
Although the phrase “executive departments and agencies” is not defined in the Fair Housing Act, the defendant does not claim that the phrase is inapplicable to state agencies, and thus, we assume, for the purposes of this opinion, that the phrase includes state housing authorities, such as the finance authority in the present case.
Moreover, in the subchapter in which the administrative requirements ol' § 3608 are situated, Congress provided in other sections language declaring unlawful specific discriminatory housing practices. See 42 U.S.C. § 3604 (unlawful to discriminate in sale or rental of housing); 42 U.S.C. § 3605 (unlawful to discriminate in residential real estate transactions); 42 U.S.C. § 3606 (unlawful to discriminate in provision of brokerage services); 42 U.S.C. § 3617 (unlawful to coerce, intimidate, threaten, or interfere with exercise of “any right granted or protected by these sections”); see also 42 U.S.C. § 3602(f) (limiting discriminatory housing practice to those in §§ 3604, 3605,3606 and 3617). Notably, although § 3617bars interference with “rights” conferred under certain provisions, § 3608 is not one of the enumerated provisions.
Furthermore, our conclusion that § 3608 does not create an unambiguous right is buttressed by the “multifaceted enforcement scheme expressly set out in the statute. First, Congress explicitly created a judicial remedy for discrimination in the sale, rental, financing or brokerage of housing as prohibited by sections 3603, 3604, 3605 and 3606 of Title VIII. 42 U.S.C. § 3612 (a). Second, Title VIII provides for the filing of complaints with the Secretary [of Housing and Urban Development], which may lead to a civil suit by the complainant against the fund recipient if voluntary compliance is not obtained within thirty days. [42 U.S.C. §] 3610 (a)-(d). Finally, Title Vni also provides that the Attorney General may bring suit to challenge a pattern or practice of discrimination. [42 U.S.C. §] 3613. In view of these provisions, it is unlikely that Congress absentmindedly forgot to mention an intended private action against [the government agency] under section 3608 (d).” (Internal quotation marks omitted.) Latinos Unidos De Chelsea
In reliance on their position that they can enforce § 3608 and § 1.42-9 through § 1983, the plaintiffs appear to have abandoned the claim they asserted before the trial court that they also may bring a direct cause of action under § 3608 because Congress intended for that statute to create an implied private right of action. Accordingly, we do not consider that issue. We note, however, the court’s observation in Gonzaga University v. Doe, supra, 536 U.S. 285, that a “court’s role in discerning whether personal rights exist in the § 1983 context should . . . not differ from its role in discerning whether personal rights exist in the implied right of action context.” Thus, it is unclear how the plaintiffs could prevail independent of § 1983.